• Efe Khayyat and Ariel Salzmann — On the Perils of Thinking Globally while Writing Ottoman History: God’s Shadow and Academia’s Self-Appointed Sultans

    Efe Khayyat and Ariel Salzmann — On the Perils of Thinking Globally while Writing Ottoman History: God’s Shadow and Academia’s Self-Appointed Sultans

    a response to reviews of Alan Mikhail, God’s Shadow: Sultan Selim, His Ottoman Empire, and the Making of the Modern World (Norton, 2020)

    by Efe Khayyat and Ariel Salzmann

    ~

    One of the more curious academic controversies to emerge during the pandemic revolves around the recent publication and positive reception of Alan Mikhail’s God’s Shadow: Sultan Selim, His Ottoman Empire, and the Making of the Modern World. Although it is Ottoman Sultan Süleyman I (r. 1520-66) who has received the lion’s share of publicity beyond the Middle East—thanks, most recently, to a popular Turkish soap opera with fans across the world, from Ukraine to Mexico—it is actually his father, Selim I (r. 1512-20), who died 500 years ago that marks the true inflection point for world history. Selim’s lifetime spanned a period that witnessed the re-peopling of the newly conquered City of Constantinople, the welcoming of Jewish refugees from Spain in the Ottoman Balkans and the Aegean, and the first Iberian voyages toward the Caribbean and the Indian Ocean. His relatively short reign overlapped with that of Moctezuma II, the ninth tlatoani of the Aztec Empire; Babur (Zahīr ud-Dīn Muhammad) who sent his armies from Afghanistan and founded the Mughal dynasty in India; the Ming dynasts in China; and the drafting of the 95 Theses by an otherwise obscure German Priest by the name of Martin Luther. Moreover, it was this sultan’s conquests that greatly expanded Ottoman hegemony across the Southern and Eastern Mediterranean, as well as into the Red Sea, leaving the empire in a commanding position that Selim’s neighbors to the east and west could ignore only at their peril.

    Given the number of endowed chairs in Ottoman and Turkish Studies at major research universities in the United States and the proliferation of scholars in Ottoman Studies at post-secondary North American institutions large and small, we Ottomanists should be better at inviting a wider audience to our field. And yet, almost singularly among historical fields, we have been unable to translate our research for nonspecialists and popular audiences. There are, of course, some noteworthy recent exceptions: popular works in German and English by the indefatigable Suraiya Faroqhi, Caroline Finkel’s synthetic overview, chapters on the Ottoman Empire in Elizabeth F. Thompson’s Justice Interrupted, Eugene Rogan’s timely book on the fall of the Ottoman Empire, and Leslie Peirce’s work on Roxelana.[1]

    Given the paucity of efforts to bridge the divide between the academia and popular readership, one might assume that Ottoman historians would welcome a work in Ottoman history which has garnered attention from The Wall Street Journal, The New Yorker, The New York Times, and The Washington Post. And yet quite the opposite has occurred: for some reason this book has provoked an intensely hostile reaction by some of the most prominent scholars in the field. Under the guise of a critical and purely academic assessment, Mikhail’s book has recently been subjected to an unfortunate attack by Cornell Fleischer, Cemal Kafadar, and Sanjay Subrahmanyam, published in English in an Italian online journal and then quickly translated into Turkish and other languages. It should be noted that only two of these scholars are Ottoman historians, while the third is an internationally known scholar specializing in the history of South Asia and the Indian Ocean. The very title of their screed, “How to Write Fake Global History,” portents ominously, borrowing from both the terminology and tone of the current occupant of the White House’s assaults on the press. Not only does their tract misrepresent and mischaracterize the aims and methods of God’s Shadow, but its vitriol launches a further broadside attack on other examples of global and popular history and has fueled a social media frenzy attacking the author and his book in Turkey as well as United States.

    We will leave aside the rather bizarre aspects of Fleischer, Kafadar, and Subrahmanyam’s text—the repeated ad hominem attacks; the immature disparaging of Mikhail; the abject ignorance of genre; the willful distortion of the methods and feigned naiveté about the nature of contemporary trade publishing; the suggestion of a conspiracy by Mikhail and his “agents and admirers;” and even the badgering of the editors of The Washington Post who refused to grant these critics a podium. Skipping these elements, we would like to declare in advance what their text truly is: an attempt by senior male scholars in a particular branch of American academy to flex institutional, professional, and cultural muscle within and abroad, particularly in Turkey, to defame and denigrate honest efforts to write Ottoman history and in doing so reinforce their own seemingly hegemonic and certainly outdated idea of what constitutes true history writing.

    A few examples should suffice to illustrate the disingenuousness Fleischer, Kafadar, and Subrahmanyam employ to make their case. Let’s take the Ottoman role in disseminating coffee and coffee drinking (two pages in Mikhail’s 450-page book). Citing page 318 of the book, they claim that Mikhail says that “it was Selim’s military that first discovered” coffee. In fact, he does not say that, but rather explains that it was “the intercontinental unity Selim achieved” that allowed coffee to become a global phenomenon, one the Ottomans would monopolize for centuries. In another instance, they point to Mikhail’s supposed overreliance on a book by Fatih Akçe as evidence of insufficient scrutiny of and attention to Ottoman Turkish and other sources, a point they pirate from a sober and scholarly review by Caroline Finkel. Thirty-one citations is hardly a lot in a book with over 1,300 total citations. To take the example of the section about the caliphate (one page) that seems particularly irksome to them, Mikhail cites Akçe once there, not as the sole source but alongside seven other sources. The main primary source is the eyewitness account of the Egyptian chronicler Ibn Iyās, and Mikhail footnotes the historiographical debate about the caliphate, including a citation to Finkel herself. Mikhail does not rely on Akçe for any substantive part of his argument.

    As for their conceptual objections, they rest their case on two principle lines. The first is that this book is nothing more than navel-gazing “great man” history, an interesting tactic given that at least two of these historians have published usefully on major (and male) historical figures. As if to reduce the book to its title, the three authors continually term Selim “Mikhail’s hero.” This is laughable. No honest reading of the book could conclude that Mikhail seeks the celebration (or destruction) of Selim. God’s Shadow is not a monument to Selim. If anything, in fact, Selim comes off as violent and conniving. And though Fleischer, Kafadar, and Subrahmanyam say Mikhail neglects Selim’s massacre of thousands of his own Alevi (Shiite) subjects, Mikhail does reference this event on pages 258-59 and then on page 402 and then in the book’s chronology.

    The rather obvious point Fleischer, Kafadar, and Subrahmanyam miss or ignore is that Mikhail uses the figure of this single and singular historical subject to show how an appropriately narrow scholarly focus can “shed light in a radiating fashion” on a world historical moment.[2] This method of picking the right “tangible hook” for traversing our vast and intricate cultural past has long been advocated by humanists since its pioneer, Erich Auerbach, taught us how to practice cultural criticism and interpret historical “figures.”

    The second major complaint the trio lodge against Mikhail may seem at odds with the first—that he grossly overstates the place of the Ottomans on the world stage. It is only the most limited understanding of the contingent nature of history that could prevent one from grasping how in the absence of concrete evidence of the concrete presence of the Ottomans in Mexico, or say a letter from an Ottoman to an Aztec, there could be any, in their words, “real connection of the conquest of Mexico to the Ottomans.” Here they slyly splice together sentences some 130 pages apart in God’s Shadow combined with a phrase from The Washington Post to suggest that Mikhail claims that Selim and Cortés were somehow in touch. There is no such claim in the book.

    Mikhail’s approach offers something far more sophisticated—an analysis of how the faculty of imagination shaped historical actions, decisions, ideas, and emotions. He takes us from the Middle East to Mexico to demonstrate the extent to which the terrible and fabulous Turk marked the European-Christian mind in the sixteenth century. In God’s Shadow, one of the great fears of Spanish merchants and colonial authorities on Mexico’s Pacific shore in the sixteenth century turns out to have been imaginary “Turks or Moors,” possibly plotting with Native Americans to attack Christians. We know that this is absurd—that no vassal of the “Grand Turk” or his spies made it to Mexico, let alone plotted with Native Americans. Yet Mikhail demonstrates that upon sighting a fearsome fleet of vessels, the first thing the Spaniards could think of remained their Old-World enemy. We will never know with exact certitude in what ways this fear and the association of Native Americans with the Grand Turk affected the actions and decisions of the colonizers. Yet we know that the Christian mind and imagination of the era was deeply marked by the Ottomans (and other Muslims)—that the state of mind of Spanish merchants and colonial authorities reflected a significant influence of the imaginary Turk. We know that Columbus considered his own adventures and even the crossing of the Atlantic to be merely a part of the Reconquista and the Crusades against Muslims, which had already expelled Jews and Muslims from Spain in 1492.The attempt by Fleischer, Kafadar, and Subrahmanyam to make it seem as though Mikhail is unaware of “real” history serves to excise a vast amount of evidence of vital early modern global connections: the papal bull issued in the immediate aftermath of the Ottoman conquest of Constantinople that licensed Iberian princes to conquer and enslave peoples to the west, including in Africa, or the keen Ottoman interest in reports and documents concerning the lands across the Atlantic as evidenced by the map of South America reproduced by the Ottoman admiral Piri Reis. Mikhail’s work here is akin to Carina L. Johnson’s research situating both the Ottomans and Aztecs in the mental map of the Habsburg world, a major contribution to understanding the lingering image of the Terrible Turk in western literature and cultural memory.[3]

    Focusing on Sultan Selim’s Ottoman Empire against the background of the world historical moment of the conquests, conflicts, and voyages of the sixteenth century, God’s Shadow makes a case for the centrality of the at once “real” and imagined, at once terrible and fabulous Turk in the making of our global cultural universe. On the one hand, this book of world history asks American readers to view Ottoman history as “a branch of world history à part entière.”[4] Yet it also allows anyone interested in Ottoman studies to view the Ottoman past with an eye on its intended and unintended implications for the world beyond the Ottoman cultural universe.

    Both interventions have significant consequences for world history and Ottoman history alike. The centrality of the figure of Selim to Mikhail’s world history seems almost conventional at first, yet it draws new boundaries for the globe by merely expanding them a little. Mikhail’s choice to zoom in on the “figure” of Sultan Selim while writing world history provides a synthetic view of a global historical moment without compromising historical and philological scrutiny. The new world that Mikhail’s gentle rhetorical move makes visible hardly resembles the image of anything we have seen before. That Mikhail’s “Ottoman” figure is not easily recognizable from an “Ottoman” or modern “Turkish” perspective is refreshing. Mikhail’s figure of Selim is not some self-sufficient, self-same, homogenous entity but one that was molded by multiple Western and non-Western rivals warring, trading, competing, and sharing, and in the process literally sculpting one another. This type of intellectual intervention is exactly what one expects from not only good history, but also the burgeoning disciplines of world literature and art, or comparative religions and all the other—impossibly—global perspectives on the past that the contemporary critical humanities pursue today. That Selim’s indelible mark on the world and world consciousness remained unaccounted for—as historical reality and as part of a historically real “fiction”—with all its implications for our cultural and political past, until the publication of God’s Shadow only makes the case for how urgent Mikhail’s intervention has been all along, especially for American readers.

    Mikhail does not only take the faculty of imagination seriously. He takes religion and its history seriously as well. Both gestures mean that the sort of history Mikhail writes is a service to disciplines beyond disciplinary history, from cultural criticism to literary and art history. Moreover, his argument is based on the simple and undeniable fact that the religion and culture of Christianity had a significant role to play in the making of our modern world. What Mikhail does with this fact is to turn the tables to remind us that the history of Christianity did not take shape in a vacuum. Islam had a hand in the making of Christianity. This is a simple and obvious fact that should be clear to any reader and that no competent and ethical student of history can possibly overestimate.

    It is both a perfectly reasonable objection and an objective fact that such a global scope can pose a challenge to the nuanced views of the past that we owe to scholarly specialization. Mikhail’s pioneering work in environmental history displays impeccable historical scrutiny and empirical depth. If the goal of God’s Shadow is to write Ottoman history against a global background, this obviously requires that he paint with broad strokes at times. Writing any sort of complete global history is obviously impossible, yet it is also imperative in our day and age to write world history. The goals of commensurability and comparison across all the fields of the humanities seeking world historical perspectives demand such impossible yet imperative tasks, not merely for the sake of writing and, in some cases, rewriting more inclusive histories, but also to account for the ways in which the reality of our radically intertwined contemporary world took shape despite very old and persistent claims to exceptionality and homogeneity, whether national, religious, ethnic, or otherwise.

    One must ask why this particular text and its author has generated such controversy. It is well known that coffee arrived in Europe via Ottoman connections and that the pressure from the Ottoman Empire prevented Catholic kings and emperors from repressing the “heresy” of Protestantism. What then is the real, not fake, reason for the energy behind this seemingly orchestrated campaign in the United States and Turkey against this book? Those outside the field of Ottoman history read this as “pique” by a trio of holders of major chairs at pinnacle institutions at the remarkable success of a younger, highly productive scholar. Pamela Kyle Crossley adds that the controversy serves as an opportunity and excuse for the three to paper over their “genteel misogyny” by feigning to enlarge the scope of historical interpretation by leveling a charge of “fake global history.” For students and established scholars in the field of Ottoman Studies, the transparent animus motivating this attack on the author and his work replay a politics of policing and gatekeeping that is by now as predictable as it is debasing to the field. The attendant social media mobbing of Mikhail and God’s Shadow in the US and Turkey demonstrates how this power flexing operates. In surrendering their intellectual autonomy, acolytes and former students signal their fealty to their hocas, for they know they must fear this type of public pillorying by chairs in Ottoman and Turkish studies who exert inordinate influence on appointments, publication possibilities, and tenure and promotion in our field.

    Although no field is free from such controversies, Ottoman historians in the United States should regard this episode with a degree of sadness and considerable embarrassment. To be clear—we see this tempest as an intellectual problem that underscores increasingly entrenched tendencies in our field that stymie development and renewal. Over the last decade the loss of highly productive and institution building senior scholars, the late Donald Quataert (1941-2011) in particular,[5] has left a critical vacuum in Ottoman Studies in the United States. Now to think big and comparatively and to raise large questions that affect the way we interpret entire periods of global history, or even parallel regional developments within what seem to be universal patterns, seem to detract from the increasing provincialism and the preciousness of mainstream Ottoman history in the United States, a historiography that seems to have moved only slightly beyond the cultural turn of the 1990s. In the last decades, dismissing more recent and sophisticated approaches in favor of a narrow range of outdated emphases and methods to interpret largely narrative sources of Ottoman history has contributed to the neo-Ottomanism of the contemporary moment, unwittingly or not.

    It has taken a collective, transnational and multi-disciplinary effort to begin to recover and restore the global legacy of the peoples and cultures of the tri-continental Ottoman polity. Indeed, scholars across the humanities and social sciences whose work engages different aspects of Ottoman, Turkish, and, more broadly, Middle Eastern pasts, have all contributed to the methodological sophistication Mikhail’s overall work reflects as well as helping to prepare the intellectual terrain for its reception. However we may regard the merits of God’s Shadow, we must thank its author for his efforts in making the empire’s significance understandable to new audiences while defying those who seek to impose boundaries on the horizons of Ottoman scholarship to solidify their fading authority.

    _____

    Efe Khayyat is Associate Professor of Comparative Literature at Rutgers and a Senior Researcher at St. Edmund’s College of Cambridge. He works mostly with Turkish (Ottoman and modern), Ladino (Judeo-Espagnol), Italian, French, German, and Arabic. He is the author of Istanbul 1940 and Global Modernity (Rowman & Littlefield, 2019). Among his awards are various fellowships and visiting professorships at Gutenberg in Mainz, Science Po and Paris 8 in Paris, Cambridge University, and Jamia Millia Islamia of Delhi; a UNESCO award, the Marjorie Hope Nicolson Fellowship and an ICLS fellowship at Columbia, and the Sir Mick and Lady Barbara Davis Fellowship at the Woolf Institute. He was a member of the founding board of Harvard’s Institute for World Literature. Efe is currently working on an edited volume on the cultural history of artificial intelligence, and a new book on “Kariye” (Khôra).

    Ariel Salzmann is Associate Professor of Islamic and World History at Queen’s University. Her intellectual interests span world regions, disciplines, past and present. In addition to her 2004 monograph on the political sociology of the later Ottoman Empire, Tocqueville in the Ottoman Empire: Rival Paths to the Modern State, Professor Salzmann has published articles on a wide range of subjects, from a sociological analysis of the integration/exclusion of religious minorities in Medieval Christendom and the Islamic World, to an account of the conversion of a Maltese priest to Islam in seventeenth-century Egypt and an analysis of the consumer craze over tulips in eighteenth-century Istanbul. Her scholarship has been supported by fellowships and grants from the National Endowment for the Humanities/American Research Institute in Turkey Fellowship (1988, 1999), the American Council of Learned Societies (2000), and Queen’s University’s A.R.C/ S.A.R.C. (2005, 2011). Her current research project, which seeks to document cultural and diplomatic relations between the popes and Ottoman sultans, was the alternate for the American Academy in Rome’s Senior Prize in Renaissance and Early Modern Italian Studies in 2010. She was awarded a Senior Fellowship at the Research Centre for Anatolian Civilisations of Koç University in Istanbul, Turkey for Winter Term 2011. Before Queen’s, Professor Salzmann taught graduate and undergraduate students at the Pratt Institute, the University of Cincinnati and New York University. At Queen’s University she teaches seminars and lectures on Middle Eastern and world history.

    Back to the essay

    _____

    Notes
    [1] Suraiya Faroqhi, A Cultural History of the Ottomans: The Imperial Elite and its Artefacts (London: I. B. Tauris, 2016); Suraiya Faroqhi, Kultur und Alltag im Osmanischen Reich: Vom Mittelalter bis zum Anfang des 20. Jahrhunderts (Munich: C.H.Beck, 1995); Caroline Finkel, Osman’s Dream: The Story of the Ottoman Empire, 1300-1923 (New York: Basic Books, 2006); Elizabeth F. Thompson, Justice Interrupted: The Struggle for Constitutional Government in the Middle East (Cambridge, MA: Harvard University Press, 2013); Eugene Rogan, The Fall of the Ottomans: The Great War in the Middle East (New York: Basic Books, 2015); Leslie Peirce, Empress of the East: How a European Slave Girl Became Queen of the Ottoman Empire (New York: Basic Books, 2017).

    [2] Erich Auerbach, “The Philology of World Literature,” in Time, History, and Literature: Selected Essays of Erich Auerbach, ed. James I. Porter, trans. Jane O. Newman (Princeton: Princeton University Press, 2014), 262-63.

    [3] Carina L. Johnson, Cultural Hierarchy in Sixteenth-Century Europe: The Ottomans and Mexicans (Cambridge: Cambridge University Press, 2011).

    [4] Suraiya Faroqhi, Approaching Ottoman History: An Introduction to the Sources (Cambridge: Cambridge University Press, 1999), 2.

    [5] Ariel Salzmann, “The Education of an Ottomanist: Donald Quataert and the Narrative Arc of Ottoman Historiography, 1985-2011,” in History From Below: A Tribute in Memory of Donald Quataert, eds. Selim Karahasanoğlu & Deniz Cenk Demir (Istanbul: Bilgi Üniversitesi Yayinlari 2016) pp.75-106.

     

  • Zachary Loeb — General Ludd in the Long Seventies (Review of Matt Tierney, Dismantlings)

    Zachary Loeb — General Ludd in the Long Seventies (Review of Matt Tierney, Dismantlings)

    a review of Matt Tierney, Dismantlings: Words Against Machines in the American Long Seventies (Cornell University Press, 2019)

    by Zachary Loeb

    ~

    The guy said, “If machinery
    makes you so happy
    go buy yourself
    a Happiness Machine.”
    Then he realized:
    They were trying to do
    exactly that.

    – Kenneth Burke, “Routine for a Stand-Up Comedian” (15)

    A sledgehammer is a fairly versatile tool. You can use it do destroy things, you can use it to build things, and in some cases you can use it to destroy things so that you can build things. Granted, it remains a rather heavy and fairly blunt tool, it is not particularly well suited for fine detail work requiring a high degree of precision. Which is, likely, one of the reasons why those who are famed for wielding sledgehammers often wind up being characterized as being just as blunt and unsubtle as the heavy instruments they swung.

    And, perhaps, no group has been more closely associated with sledgehammers, than the Luddites. Those early 19th century skilled crafts workers who took up arms to defend their communities and their livelihoods from the “obnoxious machines” being introduced by their employers. Though the tactic of machine breaking as a form of protest has a lengthy history that predates (and post-dates) the Luddites, it is a tactic that has come to be bound up with the name of the followers of the mysterious General Ludd. Despite the efforts of writers and thinkers to rescue the Luddite’s legacy from “the enormous condescension of posterity” (Thompson, 12), the term “Luddite” today generally has less to do with a specific historical group and has instead largely become an epithet to be hurled at anyone who dares question the gospel of technological progress. Yet, as the second decade of the twenty-first century comes to a close, it may well be that “Luddite” has lost some of its insulting sting against the backdrop of metastasizing tech giants, growing mountains of toxic e-waste, and an ecological crisis that owes much to an unquestioned faith in the benefits of technology.

    General Ludd may well get the last laugh.

    That the Luddites have lingered so fiercely in the public imagination is a testament to the fact that the Luddites, and the actions for which they are remembered, are good to think with. Insofar as one can talk about Luddism it represents less a coherent body of thought created by the Luddites themselves, and more the attempt by later scholars, critics, artists, and activists to try to make sense of what is usable from the Luddite legacy. And it is this effort to think through and think with, that Matt Tierney explores in his phenomenal book Dismantlings: Words Against Machines in the American Long Seventies. While the focus of Dismantlings, as its title makes clear, is on the “long seventies” (the years from 1965 to 1980) the book represents an important intervention in current discussions and debates around the impacts of technology on society. Just as the various figures Tierney discussed turned their thinking (to varying extents) back to the Luddites, so too the book argues is it worth revisiting the thinking and writing on the matter from the long seventies. This is not a book on the historical Luddites, instead this book is a vital contribution to attempts to theorize what Luddism might mean, and how we are to confront the various technological challenges facing us today.

    Largely remembered for occurrences including the Vietnam War, the Civil Rights movement, the space race, and a general tone of social upheaval – the long seventies also represented a period when technological questions were gaining prominence. With thinkers such as Marshall McLuhan, Buckminster Fuller, Norbert Wiener, and Stewart Brand all putting forth visions of the way that the new consumer technologies would remake society: creating “global villages” or giving rise to a perception of all of humanity as passengers on “spaceship earth.” Yet they were hardly the only figures contemplating technology in that period, and many of the other visions that emerged aimed to directly challenge some of the assumptions and optimism of the likes of McLuhan and Fuller. In the long seventies, the question of what would come next was closely entwined with an evaluation of what had come before, indeed “the breaking of retrogressive notions of technology coupled with the breaking of retrogressive technologies…undergoes a period of vital activity during the Long Seventies in the poems, fictions, and activist speech of what was then called cyberculture,” (15). Granted, this was a “breaking” that generally had more to do with theorizing than with actual machine smashing. Instead it could more accurately be seen as “dismantling,” the careful taking apart so that the functioning can be more fully understood and evaluated. Yet it is a thinking that, importantly, occurred against a recognition that the world was, as Norbert Wiener observed, “the world of Belsen and Hiroshima” (8). To make sense of the resistant narratives towards technology in the long seventies it is necessary to engage critically with the terminology of the period, and thus Tierney’s book represents a sort of conceptual “counterlexicon,” to do just that.

    As anyone who knows about the historical Luddites can attest, they did not hate technology (as such). Rather they were opposed to particular machines being used in a particular way at a particular place and time. And it is a similar attitude towards Luddism (not as an opposition to all technology, but as an understanding that technology has social implications) that Tierney discusses in the long seventies. Luddism here comes to represent “a gradual relinquishing of machines whose continued use would contravene ethical principles” (30), and this attitude is found in Langdon Winner’s concept of “epistemological Luddism” (as discussed in his book Autonomous Technology) and in the poetry of Audre Lorde. While Lorde’s line “for the master’s tools will never dismantle the master’s house” continues to be well known by activists, the question of “tools” can also be engaged with quite literally. Approached with a mind towards Luddism, Lorde’s remarks can be seen as indicating that it is not only that “the master’s house” must be dismantled but “the master’s tools” as well – and Lorde’s writing suggests poetry as a key tool for the dismantler. The version of Luddism that emerges in the late seventies represents a “sort of relinquishing” it “is not about machine-smashing at all” (47), instead it entails a careful work of examining machines to determine which are worth keeping.

    The attitudes towards technology of the long seventies were closely entwined with a sense of the world as made seemingly smaller and more connected thanks to the new technologies of the era. A certain strand of thinking in this period, exemplified by McLuhan’s “global village” or Fuller’s “Spaceship Earth,” achieved great popular success even as reactionary racist and nativist notions lurked just below the surface of the seeming technological optimism of those concepts. Contrary to the “fatalistic acceptance of new technological constraints on life” (48), works by science fiction authors like Ursula Le Guin and Samuel R. Delaney presented a notion of “communion, as a collaborative process of making do” (51). Works like The Dispossessed (Le Guin) and Triton (Delaney), presented readers with visions, and questions, of “real coexistence…not the passage but the sharing of a moment” (63). In contrast to the “technological Messianism” (74) of the likes of Fuller and McLuhan, the “communion” based works by the likes of Le Guin and Delaney focused less on exuberance for the machines themselves but instead sought to critically engage with what types of coexistence such machines would and could genuinely facilitate.

    Coined by Alice Mary Hilton, in 1963, the idea of “cyberculture” did not originally connote the sort of blissed-out-techno-optimism that the term evokes today. Rather it was meant to be “an alternative to the global village and the one-town world, and an insistence on collective action in a world not only of Belsen and Hiroshima but also of ongoing struggles toward decolonization, sexual and gender autonomy, and racial justice” (12). Thus, “cyberculture” (and cybernetics more generally) may represent one of the alternative pathways along which technological society could have developed. What “cyberculture” represented was not an exuberant embrace of all things “cyber,” but an attempt to name and thereby open a space for protest, not “against thinking machines” but which would “interrupt the advancing consensus that such machines had shrunk the globe” (81). These concepts achieved further maturation in the Ad Hoc Committee’s “Triple Revolution Manifesto” (from 1964), which sought to link an emancipatory political program to advances in new technology, linking “cybernation to a decrease in capitalist, racist, and militarist violence” (85). Seizing upon an earnest belief that the technological ethics could guide new technological developments towards just ends, “cyberculture” also imagined that such tools could supplant scarcity with abundance.

    What “cyberculture” based thinking consists of is a sort of theoretical imagining, which is why a document like a manifesto represents such an excellent example of “cyberculture” in practice. It is a sort of “distortion” that recognizes how “the fates of militarism, racism, and cybernation have only ever been knotted together” and “thus calls for imaginative practices, whether literary or activist, for cutting through the knot” (95). This is the sort of theorizing that can be seen in Martin Luther King, Jr.’s commentary on how science and technology had made of “this world a neighborhood” without yet making “of it a brotherhood” (96). The technological ethics of the advocates of “cyberculture” could be the tools with which to make “it a brotherhood” without discarding all of the tools that had made it first “a neighborhood.” The risks and opportunities of new technological forms were also commented upon in works like Shulamith Firestone’s Dialectic of Sex wherein she argued that women needed to seize and guide these technologies. Blending analysis of what is with a program for what could be, Firestone’s work shows “that if other technologies are possible, then other social practices, even practices that are rarely considered in relation to new technology, may be possible too” (105).

    For some, in the long seventies, challenging machinery still took on a destructive form. Though this often entailed a sort of “revolutionary suicide” which represented an attempt to “prevent the becoming-machine of subjugated human bodies and selves” (113). A refusal to become a machine oneself, and a refusal to allow oneself to become fodder for the machine. Such a self-destructive act flows from the Pynchon-esque tragic recognition of a growing consensus “that nothing can be done to oppose” the new machines (122). Such woebegone dejection is in contrast to other attitudes that sought to not only imagine but to also construct new tools that would put the people and community first. John Mohawk, of the Haudenosaunee Confederacy of Mohawk, Oneida, Onondaga, Cayuga, and Seneca people gave voice to this in his theorizing of “liberation technology.” As Mohawk explained at a UN session, “Decentralized technologies that meet the needs of the people those technologies serve will necessarily give life to a different kind of political structure, and it is safe to predict that the political structure that results will be anticolonial in nature” (127). The search for such alternative technologies suggested a framework in which what was needed was “machines to suit the community, or else no machines at all” (129) – a position that countered the technological abundance hoped for by “cyberculture” with an appeal for technologies of subsistence. After all, this was the world of Belsen and Hiroshima, “a world of new and barely understood technologies” (149), in such a world “where the very skin of the planet is a ledger of technological misapplications” (154) it is wise to proceed with caution and humility.

    The long seventies present a fascinating kaleidoscope of visions of technologies, how to live with them, how to select them, and how to think about them. What makes the long seventies so worthy of revisiting is that they and the present moment are both “seized with a critical discourse about technology, and by a popular social upheaval in which new social movements emerge, grow, and proliferate” (5). Luddism may be routinely held up as a foolish reaction, but “by breaking apart certain machines, we can learn to use them better, or never use them again. By dissecting certain technocentric cultural logics, we can likewise challenge or reject them” (162). That the Luddites are so constantly vilified may ultimately be a signal of their dangerous power, insofar as they show that people need not passively sit and accept everything that is sold to them as technological progress. Dismantling represents a politics “not as machine hating, but as a way to protect life against a large=scale regimentation and policing of security, labor, time, and community” (166).

    To engage in the fraught work of technological critique is to open oneself up to being labeled a Luddite (with the term being hurled as an epithet), to accusations of complicity in the very systems you are critiquing, and to a realization that many people simply don’t want to listen to their smartphone habits being criticized. Yet the various conceptual frameworks that can be derived from a consideration of “words against machines in the American long seventies” provide “tactics that might be repeated or emulated, if nostalgia and cynicism do not bar the way” (172). Such concepts present a method of pushing back at the “yes, but” logic which riddles so many discussions of technology today – conversations in which the downsides are acknowledged (the “yes”), yet where the counter is always offered that perhaps there’s still a way to use those technologies correctly (the “but”).

    In contrast to the comfortable rut of “yes, but” Tierney’s book argues for dismantling, wherein “to dismantle is to set aside the dithering of yes, but and to try instead the hard work of critique” (175).

    Running through many of the thinkers, writers, and activists detailed in Dismantlings is a genuine attempt to come to terms with the ways in which new technological forces are changing society. Though many of these individuals responded to such changes not by picking up hammers, but by turning to writing, this activity was always couched in a sense that the shifts afoot truly mattered. Agitated by the roaring clangor of the machines of their day, these figures from the long seventies were looking at the machines of their moment in order to consider what would need to be done to construct a different future. And they did this while looking askance at the more popular techno-utopian visions of the future being promulgated in their day. Writing of the historic Luddites, the historian David Noble commented that, “the Luddites were perhaps the last people in the West to perceive technology in the present tense and to act upon that perception” (Noble, 7), and it may be tempting to suggest that the various figures cataloged in Dismantlings were too focused on the future to have acted upon technology in their present. Nevertheless, as Tierney notes, “the present does not precede the future; rather the future (like its past) distorts and neighbors the present” (173) – the Luddites may have acted in the present, but their eyes were also on the future. It is worth remembering that we do not make sense of the technologies around us solely by what they mean now, but by what we think they will mean for the future.

    While Dismantlings provides a “counterlexicon” drawn from the writing/thinking/acting of a range of individuals in the late seventies, there is something rather tragic about reading these thoughts two decades into the twenty-first century. After all, readers of Dismantlings find themselves in what would have been the future to these late seventies thinkers. And, to be blunt, the world of today seems more in line with those thinkers’ fears for the future than with their hopes. An “epistemological Luddism” has not been used to carefully evaluate which tools to keep and which to discard, “communion” has not become a guiding principle, and “cyberculture” has drifted away from Hiton’s initial meaning to become a stand-in for a sort of uncritical techno-utopianism. The “master’s tools” have expanded to encompass ever more powerful tools, and the “master’s house” appears sturdier than ever – worse still many of us may have become so enamored by some of “the master’s tools” that we have started to entertain delusions that these are actually our tools. To a certain extent, Dismantlings stands as a reminder of a range of individuals who tried to warn us that we would wind up in the mess in which we find ourselves. Those who are equipped with such powers of perception are often mocked and derided in their own time, but looking back at them with hindsight one can get a discomforting sense of just how prescient they truly were.

    Matt Tierney’s Dismantlings: Words Against Machines in the American Long Seventies is a remarkable book. It is also a difficult book. Difficult not because of impenetrable theoretical prose (the writing is clear and crisp), but because it is always challenging to go back and confront the warnings that were ignored. At a moment when headlines are filled with sordid tales of the malfeasance of the tech behemoths, and increasingly terrifying news of the state of the planet, it is both reassuring and infuriating to recognize that it did not have to be this way. True, these long seventies figures did not specifically warn about Facebook, and climate change was not the term they used to speak of environmental degradation – but it’s doubtful that many of these figures would be particularly surprised by either occurrence.

    As a contribution to scholarship, Dismantlings represents a much needed addition to the literature on the long seventies – particularly the literature that considers technology in that period. While much of the present literature (much of it excellent) dealing with those years has tended to focus on the hippies who fell in love with their computers, Tierney’s book is a reminder of those who never composed poems of praise for their machines. After all, not everyone believed that the computer would be an emancipatory technology. This book brings together a wide assortment of figures and draws useful connections between them that will hopefully rescue many a name from obscurity. And even those names that can hardly be called obscure appear in a new light when viewed through the lenses that Tierney develops in this book. While readers may be familiar with names like Lorde, Le Guin, Delaney, and Pynchon – Tierney makes it clear that there is much to be gained by reading Hilton, Mohawk, Firestone, and revisiting the “Triple Revolution Manifesto.”

    Tierney also offers a vital intervention into ongoing discussions over the meaning of Luddism. While it may be fair to say that such discussions are occurring amongst a rather small group of people, it is a passionate debate nevertheless. Tierney avoids re-litigating the history of the original Luddites, and his timeline cuts off before the emergence of the Neo-Luddites, but his book provides valuable insight into the transformations the idea of Luddism went through in the long seventies. Granted, Luddism does not always appear to be a term that was being embraced by the figures in Tierney’s history. Certainly, Winner developed the concept of “epistemological Luddism,” and Pynchon is still remembered for his “Is it O.K. to Be a Luddite?” op-ed, but many of those who spoke about dismantling did not don the mask, or pick up the hammer, of General Ludd. Thus, this book is a clear attempt not to restate others’ views on Luddism, but to freshly theorize the idea. Drawing on his long seventies sources, Tierney writes that:

    Luddism is not the destruction of all machines. And neither is it the hatred of machines as such. Like cyberculture, it is another word for dismantling. Luddism is the performative breaking of machines that limit species expression and impede planetary survival. (13)

    This is a robust and loaded definition of Luddism. While it clearly moves Luddism towards a practice instead of simply a descriptor for particular historical actors, it also presents Luddism as a constructive (as opposed to destructive) process. There are several aspects of Tierney’s definition that deserve particular attention. First, by also evoking “cyberculture” (referring to Hilton’s ethically grounded notion when she coined the term), Tierney demonstrates that Luddism is not the only word or tactic for dismantling. Second, by evoking “the performative breaking,” Tierney moves Luddism away from the blunt force of hammers and towards the more difficult work of critical evaluation. Lastly, by linking Luddism to “species expression and…planetary survival,” Tierney highlights that even if this Luddism is not “the hatred of machines as such” it still entails the recognition that there are some machines that should be hated – and that should be taken apart. It’s the sort of message that you can imagine many people getting behind, even as one can anticipate the choruses of “yes, but” that would be sure to greet this.

    Granted, even though Tierney considers a fair number of manifestos of a revolutionary sort, Dismantlings is not a new Luddite manifesto (though it might be a Luddite lexicon). While Tierney writes of the various figures he analyzes with empathy and affection, he also writes with a certain weariness. After all, as was noted earlier, we are currently living in the world about which these critics tried to warn us. And therefore Tierney can note, “if no political overturning followed the literary politics of cyberculture and Luddism in their own moment, then certainly none will follow them now” (25). Nevertheless, Tierney couches these dour comments in the observation that, “even as a revolution fails, its failure fuels common feeling without which subsequent revolutions cannot succeed” (25). At the very least the assorted thinkers and works described in Dismantlings provide a rich resource to those in the present who are concerned about “species expression” and “planetary survival.” Indeed, those advocating to break up the tech companies or pushing for the Green New Deal can learn a great deal by revisiting the works discussed in Dismantlings.

    Nevertheless, it feels as though there are some key characters missing from Dismantlings. To be clear this point is not meant to detract from Tierney’s excellent and worthwhile book. Furthermore, it must be noted that devotees of particular theorists and social critics tend to have a strong “why isn’t [the theorist/social critic I am devoted to] discussed more in here!?” reaction to works. Nevertheless, there were certain figures who seemed to be oddly missing from Dismantlings. Reflecting on the types of machines against which figures in the long seventies were reacting, Tierney writes of “the war machine, the industrial machine, the computer, and the machines of state are all connected” (4). And it was the dangerous connection of all of these that the social critic Lewis Mumford sought to describe in his theorizing of “the megamachine” – theorizing which he largely did in his two volume Myth of the Machine (which was published in the long seventies). Though Mumford’s idea of “technic” eras is briefly mentioned early in Dismantlings, his broader thinking that touches directly on the core areas of Dismantlings are not remarked on. Several figures who were heavily influenced by Mumford’s work appear in Dismantlings (notably Bookchin and Roszak), and Mumford’s thought could have certainly bolstered some of the books arguments. Mumford, after all, saw himself as a bit of an anti-McLuhan – and in evaluating thinkers who were concerned with what technology meant for “species expression” and “planetary survival” Mumford deserves more attention. Given the overall thrust of Dismantlings it also might have been interesting to see Erich Fromm’s The Revolution of Hope: toward a humanized technology and Ivan Illich’s Tools for Conviviality discussed. Granted, these comments are not meant as attacks on Tierney’s excellent book – they are simply an observation by an avowed Mumford partisan.

    To fully appreciate why the thoughts from the long seventies still matter today it may be useful to consider a line from one of Mumford’s early works. As Mumford wrote, in 1931, “every generation revolts against its fathers and makes friends with its grandfathers” (Mumford, 1). To a certain extent, Dismantlings is an argument for those currently invested in debates around technology to revisit “and make friends” with earlier generations of critics. There is much to be gained from such a move. Notable here is a shift in an evaluation of dangers. Throughout Dismantlings Tierney returns frequently to Wiener’s line that “this is the world of Belsen and Hiroshima” – and without meaning to be crass this is an understanding of the world that has somewhat receded into the past as the memory of those events becomes enshrined in history books. Yet for the likes of Wiener and many of the other individuals discussed in Dismantlings, “Belsen and Hiroshima” were not abstractions or distant memories – they were not the crimes that could be consigned to the past. Rather they were bleak reminders of the depths to which humanity could sink, and the way in which science and technology could act as a weight to drag humanity even deeper. Today’s world is the world of climate change, border walls, and surveillance capitalism – but it is still “the world of Belsen and Hiroshima.”

    There is much that needs to be dismantled, and not much time in which to do that work.

    The lessons from the long seventies are those that we are still struggling to reckon with today, including the recognition that in order to fully make sense of the machines around us it may be necessary to dismantle many of them. Of course, “not everything should be dismantled, but many things should be and some things must be, even if we don’t know where to begin” (163).

    Tierney’s book does not provide an easy answer, but it does show where we should begin.

    _____

    Zachary Loeb earned his MSIS from the University of Texas at Austin, an MA from the Media, Culture, and Communications department at NYU, and is currently a PhD candidate in the History and Sociology of Science department at the University of Pennsylvania. Loeb works at the intersection of the history of technology and disaster studies, and his research focusses on the ways that complex technological systems amplify risk, as well as the history of technological doom-saying. He is working on a dissertation on Y2K. Loeb writes at the blog Librarianshipwreck, and is a frequent contributor to The b2 Review Digital Studies section.

    Back to the essay

    _____

    Works Cited

    • Lewis Mumford. The Brown Decades. New York: Dover Books, 1971.
    • David F. Noble. Progress Without People. Toronto: Between the Lines, 1995.
    • E.P. Thompson. The Making of the English Working Class. New York: Vintage Books, 1966.
  • Johannes von Moltke — Comment on the Draft Report of the Commission on Unalienable Human Rights

    Johannes von Moltke — Comment on the Draft Report of the Commission on Unalienable Human Rights

    by Johannes von Moltke

    ~

    Author’s Note: In the summer of 2019, Secretary of State Michael Pompeo announced the formation of a “Commission on Unalienable Rights.” Headed by Harvard Law Professor and former U.S. Ambassador to the Vatican, Mary Ann Glendon, the group was composed largely of academics and charged with “providing the U.S. government with advice on human rights grounded in our nation’s founding principles and the principles of the 1948 Declaration of Human Rights.” I am on record along with many others as having been skeptical of the Commission since its founding. I consequently followed its proceedings and results with attention and interest, and I certainly learned a great deal during that period and from the Commission’s Draft Report. Unfortunately, little of what I learned softened my skepticism – or that of others: when the report was released earlier this summer, 230 human rights organizations, religious groups, activists, and former U.S. government officials objected to the Commission’s findings in a forceful joint letter. Meanwhile, citizens were invited to comment on the Draft Report during an exceedingly short comment period of approximately two weeks. I did so, submitting for the record my account, largely reproduced here, of why some of the commission’s findings roundly confirmed the reasons for my initial skepticism. Whereas the Commission by its own admission chose to disregard such public comments in submitting its barely revised Final Report, I find there is reason for continued and increasing concern as we watch the Commission’s recommendations translate into U.S. policy, both domestically and in the international arena.

     

    Upon learning last year of the appointment of two colleagues in my academic field to Mike Pompeo’s newly minted “Commission on Unalienable Rights,” a group of fellow faculty members gathered to voice our concerns in an open letter that was subsequently signed by over 200 scholars in various fields of literary and cultural studies. In the letter, we expressed our worry over the work of a group commissioned by an administration whose record on human rights was already abysmal at the time and has only worsened in the intervening year. We also questioned the viability of a nation-centered approach to human rights based on the strictly limited review of founding documents of the United States and the 1948 Universal Declaration of Human Rights. The notion of human rights, we argued, “cannot be grounded in a national tradition, much less in the political agenda of a hyper-partisan administration. Pretending otherwise risks further undermining the already fragile international consensus of the post-war era.” Our letter implored our colleagues to use their voices to call out the Trump administration’s poor record on human rights at home and abroad, to speak up for the inviolability of human dignity, and to protect that dignity no matter the specific identity markers of any particular human being.

    On this last point, the Draft Report delivers, in the sense that it repeatedly centers the notion of human dignity in its approach to unalienable rights, correctly pointing to the importance of this concept for the UDHR and harping, less persuasively, on the latter’s parallels with the founding documents of the United States. As the Report points out, the UDHR refrains from specifying the source of that dignity. But the Commission had no qualms doing so, offering natural law and God as the only two possible fonts of unalienable rights. It does so in the context of an argument that privileges religious freedom, along with the right to property, above all other human rights.

    God and Nature or the Right to have Rights

    This narrow construal of two rights as more fundamental than, and (theo)logically preceding, any others was to be expected – and was expected by many observers. It is as flawed now that it appears within the reasoned argument of the Report as it was when critics expressed concern and worry about the way this commission was primed to generate precisely such a result. More on this below; for now let us just note what a slanted notion of the freedom of religion underpins a government document that appeals to a single religious tradition and anchors the notion of human dignity in the “beautiful Biblical teachings” that equate the human to the image of the Christian God. By contrast, it was entirely in keeping with the narrow political and ideological purview of the Commission that the public presentation of the report should have been blessed by Cardinal Dolan. In his opening prayer, Dolan clarified for all where those unalienable rights come from. Addressing himself to God, he invited the assembled audience to praise “the creator who has bestowed upon and ingrained into the very nature of his creatures certain inalienable rights, acknowledged by the founders, enshrined in our country’s normative documents, defended with the blood of grateful patriots. You – you, dear Lord – have bestowed these inalienable rights.”

    But it wouldn’t even have required this objectionable mix of religious and nationalistic registers to make the point. Clearly, this Report advocates a theologically anchored world view, to which the derivation of unalienable rights from natural law is hardly a serious alternative. Both God and Nature are metaphysical categories as sources of rights, allowing the Report to insist that every human being always has such rights, because they are universal, ahistorical, acultural. As such, they are posited to be uncontestable (here “unalienable”) – but of course, contestation merely moves one slot over. Now what is contested is either God or Nature; and although the Report does not even entertain the possibility of such contestation, there has been, to put it mildly, little agreement on the nature of either God or Nature.

    In the context of the Report, these two metaphysical categories are not only closely aligned but also treated as allowing no further alternatives. Unalienable rights, according to the Report, derive either from Nature or from God, or else the very notion of such rights is meaningless. This is a willful misrepresentation of human rights discourse as it has developed over the centuries, including at the time of the American founding. For alternative accounts exist – but to engage them and thereby offer readers a fair and full accounting of the human rights tradition would have required entertaining a kind of anti-foundationalist thinking that is integral to the history of human rights theory but is entirely elided by the Report. This thinking finds a key expression in Hannah Arendt’s oft-invoked notion (though her name is never mentioned in the Report) of the “right to have rights” – a right that depends for its existence not on God or nature but on recognition by others. “We are not born equal,” she asserts for example; “we become equal as members of a group on the strength of our decision to guarantee ourselves mutually equal rights.” Rather than the appeal to first principles, what is at stake here is the assertion of a community that can be counted on to uphold certain rights and prevent them from being abrogated. “We hold these truths to be self-evident” is precisely such a speech act, which is why it needs to precede the positing of rights as unalienable in the Declaration of Independence.

    In this line of thinking, unalienability can never shed its contingency – a point Arendt experienced personally and formulated forcefully in her chapter on the “End of the Rights of Man” in The Origins of Totalitarianism (1951). A few years later, Earl Warren, Chief Justice of the U.S. Supreme Court employed identical terminology. Though there is no evidence that he was aware of Arendt’s prior formulation, he, too, defined citizenship as a basic right “for it is nothing less than the right to have rights. Remove this priceless possession and there remains a stateless person, disgraced and degraded in the eyes of his countrymen. His very existence is at the sufferance of the state within whose borders he happens to be. … [H]e will presumably enjoy, at most, only the limited rights and privileges of aliens, and like the alien he might even be … deprived of the right to assert any rights.”

    Both Arendt and Warren came to similar conclusions, asserting the importance of basic human rights such as citizenship while recognizing that these are always fundamentally, literally alienable. The very assertion of the “right to have rights,” in other words, opens onto a conceptual abyss that the Commission refused to confront. To consider it seriously would have involved recognizing rights claims for what they have been, from the Declaration of Independence onward: “declarations that involve the invention and disclosure of a new political and normative world” (Ayten Gündogdu).

    Sticking to Founding Principles or Picking from the Partisan Menu

    The Commissioners might counter that Arendt and other critiques of human rights discourse were beyond their remit, for they had been tasked explicitly to confine themselves to a limited set of sources. Originally charged with “provid[ing] fresh thinking about human rights discourse where such discourse has departed from our nation’s founding principles of natural law and natural rights,” the Commission was at first asked to decant old wine (founding principles) into new bottles (fresh thinking). But then even such specious renewal was further curtailed as the official Charter told Commissioners to stick to “our nation’s founding principles and the 1948 Universal Declaration of Human Rights” while taking care “not to discover new principles.” In other words, here was an advisory commission staffed with intellectuals told to put on blinders to intellectual history. It remains difficult for me to understand how any self-respecting scholar could accept such conditions. That the group was nonetheless formed and complied, then, speaks to its partisanship – not only on matters of politics, but also on matters of theory. As is evident in the omission of entire swaths of human rights discourse from consideration, the blinkered derivation of human rights from natural law and theology seems to have been all but agreed in advance. For to entertain any alternatives would have thrown open the notion of “unalienability” to time and politics, from which the Commissioners appear to have been keen to protect it in the name of God and nature.

    The omission is not, I stress, for lack of knowledge; there were plenty of Commissioners, our two colleagues among them, who would have been familiar with anti-foundationalist political theory and philosophy. At one point, in the discussion of democracy and human rights, the authors do articulate the insight that “it is through democratic deliberation, persuasion, and decision-making that new claims of right come to be recognized and socially legitimated.” Even Mary Ann Glendon herself, the Commission’s chair, noted during the proceedings that “there can never be a closed catalogue of human rights because times and circumstances change.”

    One is left to wonder, then, about the political motivations for leaving such insights behind, if not actively sequestering them, in formulating the Report’s conclusions. For their inclusion would have messed up the tidy, essentializing findings of the Report, which ultimately – and shockingly – manages to assert that the protection of human dignity boils down to two foundational rights: religious freedom, and the right to own property. Adopting the founders’ perspective, the Commissioners state: “Foremost among the unalienable rights that government is established to secure, …are property rights and religious liberty. A political society that destroys the possibility of either loses its legitimacy.”

    How to square the sheer arbitrariness of this assertion, its essentializing reduction of a rich 18th century discourse to two principal rights plucked from a present partisan menu, with the undeniable erudition that suffuses this report? Why these two, as opposed to the rights to life, liberty, and the pursuit of happiness, just to pick the most proximate? The claim seems downright ludicrous, further weakened by the flagrant contradictions that it draws in its wake: how on earth can one hold that the founders meant “property” to “encompass life, liberty, and the pursuit of happiness” when this flies in the face of even the most well-meaning historical semantics, and when other documents such as the Fifth Amendment, which the Report also quotes, clearly distinguish property from life and liberty?

    The most disturbing contradiction, however, concerns the assertion of a hierarchy of human rights per se. The Report spends considerable time refuting such a hierarchy, pointing to the “integrated character” of rights in the Universal Declaration. The authors cite the Vienna Declaration’s important phrasing that “all human rights are universal, indivisible, and interdependent and interrelated.” According to the Commissioners, it “defies the intent and structure of the UDHR to pick and choose among its rights according to preferences and ideological presuppositions while ignoring other fundamental rights.” But such insights are reduced to lip service in view of the fact that the Draft Report does exactly that, endorsing “a sort of human rights cafeteria plan,” as Elisa Massimino and Alexandra Schmitt put it in a recent assessment. The Report picks and chooses property rights and religious freedom according to the preferences and ideological presuppositions that went into the appointment of the Commission itself, as numerous commentators pointed out already a year ago.

    America First or the Decline of Empire

    At the time, they also questioned the U.S.-centric scope of Pompeo’s brief, a concern we raised in our open letter as well. The Draft Report reflects an awareness of this issue, going to great lengths to outline a position on national sovereignty, democratic governance, and the international rights regime. While there is undeniable nuance in these reflections, they ultimately amount to a rationalization of the America First doctrine that runs from Lindbergh to Trump. Commissioned by the Secretary of State, the Report leaves it to U.S. foreign policy – and not to the instruments of any international human rights regime – to determine “which rights most accord with national principles and interests at any given time.” Like other passages that emphasize the role of national sovereignty in promulgating rights, this opens the door not only to establishing a hierarchy of rights, but also to their arbitrary invocation and application based on national (self-)interest. By contrast, a robust international human rights regime would be robust precisely by virtue of its ability to curtail such arbitrariness as well as limit national sovereignty.

    Although the Report appears briefly to recognize this intentional aspect of international human rights in the Introduction (where it notes that, in the wake of Nazism and the Nuremburg trials, “a nation’s treatment of its own citizens would no longer be regarded as immune from outside scrutiny and repercussions”), it soon loses this perspective from view. Instead, the Report repeatedly harps on the importance of national sovereignty and displays little to no interest in the instruments and treaties – including those ratified or signed by the U.S. – that place it in an international framework. Attempts to finesse this issue in terms of foreign policy prerogatives and enforcement concerns notwithstanding, the testimony by invited experts who “showed outright disdain for the international human rights system” and downplayed the importance of [international] treaties” still resonates in the draft.

    In light of this overall tone of the document, the claim that “after [the UDHR], no state may reasonably claim that the treatment of its own citizens in matters of human rights is solely a question of its own domestic affairs” rings hollow. For on the contrary, the report insists over and over again on the right of the United States to do just that – a normative claim that is buttressed by ample empirical evidence: the current administration tramples refugees’ rights with seeming impunity (here, too, the report provides normative cover, by broadly redefining refugees as migrants and impugning their motivations for flight). America, which Pompeo demands we think of as fundamentally “good” and “special,” is to stand as the beacon of freedom while it incarcerates children apart from their parents, eviscerates the right to asylum,  undermines the human rights of trans people serving in the military, and doesn’t even manage to ensure the basic right to vote. But of course none of those rights have to be construed as basic – that’s a priority reserved, we recall, for property and religious freedom.

    Empirical failures, the Commissioners might retort, do not undermine or invalidate normative claims. The Report stresses at several strategic points that the United States has fallen short of its own standards: it spends time discussing the stain of slavery on the Constitution, reconstructing women’s fight to see their rights recognized as human and unalienable, and acknowledging the ways in which the U.S. still falls short of enacting those rights for all. It even makes up-to-date reference to the continued murders of black people by the police, here reduced to “social convulsions” after the “brutal killing of an African-American man” – George Floyd – who remains unnamed. The Report implicitly acknowledges that the human rights it reconstructs from founding documents and the UDHR are aspirational more than anything else. “We are keenly aware,” the authors aver, “that America can only be an effective advocate for human rights abroad if she demonstrates her commitment to those same rights at home.” But the Report manages to imbue even that acknowledgment with a distinctly jingoistic ring: “One of the most important ways in which the United States promotes human rights abroad,” the authors write in their Prefatory Note, “is by serving as an example of a rights-respecting society where citizens live together under law amid the nation’s great religious, ethnic, and cultural heterogeneity. Like all nations, the United States is not without its failings. Nevertheless, the American example of freedom, equality, and democratic self-government has long inspired, and continues to inspire, champions of human rights around the world.”

    This strikes me as the language of a declining empire. In its decline, it seeks out and clings to new antipodes. And thus it is no accident that this Report zeroes in on China; given the events that have transpired in the weeks since its release – the shuttering of the Chinese consulate in Houston (and the Chinese retaliation in Chengdu), the renewed focus on China’s intellectual property rights infringement, and a “quad of bellicose speeches” from top administration officials, Pompeo among them – one could be forgiven for thinking that one of Pompeo’s key goals in commissioning the Report was to generate a founding document for a new Cold War. To point out this issue is not to engage in false moral equivalencies, as the new hawks like to claim and as the Report implies. Referring to China, Iran, and Russia, the authors warn that “There can be no moral equivalence between rights-respecting countries that fall short in progress toward their ideals, and countries that regularly and massively trample on their citizens’ human rights.” But this is beside the point. To question the administration’s China policy does not require us to overlook Chinese human rights infringements, let alone to equate them to American failings in this regard. On the other hand, it is impossible to reconcile the State Department’s tough stance on China with the President’s encouragement for Xi Jinping’s Uighur policies.

    Just as China and the refusal of “moral equivalences” serves as a useful foil abroad for keeping up morale and keeping our eyes off America’s shortcomings, so does an influential piece of journalism offer an unlikely domestic antipode for the Commission’s and Pompeo’s self-congratulating rhetoric. In his remarks at the Report’s unveiling, the Secretary singled out for public shaming the “1619 Project,” spearheaded by Pulitzer Prize winner Nikole Hannah-Jones for The New York Times. Describing the project as driven by “Marxist ideology,” Pompeo claims that the New York Times “wants you to believe that our country was founded for human bondage. They want you to believe that America’s institutions continue to reflect the country’s acceptance of slavery at our founding.” Anyone who has even cared to glance at this pathbreaking project will recognize the absurdity of this claim: while the “1619 Project” does powerfully re-center the American narrative on slavery, its story-telling is driven, in the published piece and the influential podcast alike, precisely by the aspirational quality of America’s founding principles – only that these are now measured far more consistently against the lasting realities of its historical founding on slavery. But instead of the pristine American flag that Hannah-Jones’s father routinely flies even in the face of his enduring oppression, Pompeo sees only the red flag of Marxism – and manages to tie America’s newspaper of record to China, just for good measure: “The Chinese Communist Party must be gleeful when they see the New York Times spout this ideology.”

    “Faithful, Quiet Citizens” or the Rollback of Rights

    Though this is no longer the language of the Report, it is an expression of the political stance that led to the formation of the Commission, which was designed to buttress it in turn. While the Report is undoubtedly more muted, measured, and nuanced than the brash commissioning Secretary, it is nonetheless strident in its political posturing, its blinkered notions of natural rights, its celebration of armed, self-reliant citizens (“the right to self-defense, in the American tradition, provides opportunities for citizens to develop habits of self-reliance”), and its strenuous derivation from the nation’s founding documents of limited government as the ostensible precondition of a democratic, rights-respecting polity. Translated back into Pompeo-speak, this amounts to a deeply regressive and partisan world-view, pitched with barely veiled disdain against the protestors who were marching for the recognition of their rights even as the Secretary delivered his remarks: “Free and flourishing societies cannot be nurtured only by the hand of government. They must be nurtured through patriotic educators, present fathers and mothers, humble pastors, next-door neighbors, steady volunteers, honest businesspeople, and so many other faithful, quiet citizens.” Faithful, quiet citizens, indeed. Rest in Peace and Power, George Floyd, Breonna Taylor, John Lewis.

    For all its historical detail and theoretical erudition, the Commission on Unalienable Rights has licensed bare-faced propaganda, directed alternately abroad and at the administration’s domestic constituents, whose free speech it happily impugns. Our colleagues on the commission either allowed themselves to be instrumentalized for this propaganda project, or actively signed up to support it – at this point, the difference hardly matters anymore. Anyone who thought this report would outrun its intended effects, or that it would seriously nuance the debate, was mistaken and will be disappointed. By contrast, the Draft Report amply confirms the concerns of those, including myself, who worried about the Commission’s “general skepticism toward international human rights, that there are too many rights, that rights protections should be rolled back, that there is a hierarchy among rights, and that religious freedom is one of the most important rights, if not the most important.” The resulting document is a pseudo-intellectual fig leaf for a Secretary of State who blithely talks about the US role in leading a new international order even as the administration he represents is actively withdrawing from that order where the environment, public health, and arms agreements are concerned (not to mention that they never even signed on to the international court). Meanwhile, the Report advances the government’s religious agenda and helps legitimize a belligerent disengagement from China through its erudite and patriotic historical narrative. The Commission’s Report could be described as a consummate form of ideological window dressing if it didn’t also pull back the curtain for all to see this administration going about its work.

    _____

    Johannes von Moltke is Professor of German and Film, Media & Television at the University of Michigan, where his research and teaching focus on film and German cultural history of the 20th and 21st centuries. He is the author of The Curious Humanist: Siegfried Kracauer in America (2015) and No Place Like Home: Locations of Heimat in German Cinema (2005).

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  • Jensen Suther — Back to Life? The Persistence of Hegel’s Idealism (A Response to Karen Ng, Hegel’s Concept of Life: Self-Consciousness, Freedom, Logic)

    Jensen Suther — Back to Life? The Persistence of Hegel’s Idealism (A Response to Karen Ng, Hegel’s Concept of Life: Self-Consciousness, Freedom, Logic)

    a response to Karen Ng, Hegel’s Concept of Life: Self-Consciousness, Freedom, Logic (Oxford University Press, 2020)

    by Jensen Suther

    ~

    The question of Hegel’s idealism has haunted the traditions of philosophy and critical theory for nearly two hundred years. In Marx’s early works, he polemicizes against Hegel’s alleged rationalization of the modern state on the basis of his Science of Logic. Adorno conjures the indelible image of the Hegelian system as “the belly turned mind,” swallowing up the empirical world.[i] On the philosophical side, Schelling—Hegel’s contemporary and former mentor—objects to Hegel’s supposed prioritization of spirit over nature, while thinkers from Heidegger to Foucault spurn Hegel’s rationalism, his apparent neglect of contingency.[ii] In more recent history, the debate over Hegel’s idealism has taken the form of a contest between purportedly “metaphysical” and “non-metaphysical” readings of his system, represented by figures like Stephen Houlgate and Robert Pippin, respectively. As has recently been pointed out, this repeats with a difference, in a de-politicized form, a much older contest: between Left and Right Hegelianism.[iii] Haunting each of these contexts is the specter of a problem that, ironically, Hegel was the first to rigorously identify: the “subjective idealism” of Kant’s critical project. It is the problem of the imposition by mind of its own form on recalcitrant matter; the threat of a permanent disjunction between mind and world; a divide beyond which knowers cannot reach, the infamous no man’s land of “things in themselves.” The most ambitious recent accounts of Hegel—from Pippin’s Hegel’s Realm of Shadows to Robert Brandom’s A Spirit of Trust—have sought to clear Hegel of the charge of subjective idealism and to demonstrate the objective purport or world-directedness of his most fundamental categories. Hegel’s odds of beating his case have never looked better.

    Yet in several major ways, it could be argued, even these attempts have failed to fully vindicate the Hegelian project. As a number of commentators have noted over the years, thinkers like Pippin and Brandom have not done full justice to Hegel’s naturalism, a key ingredient in his attempt to overcome the subjective idealism of his two great predecessors, Kant and Fichte. For example, J.M. Bernstein and John McDowell have challenged Pippin’s disavowal of Hegel’s Aristotelian and post-Kantian emphasis on the category of life. As Pippin and Brandom have argued, human action cannot be satisfactorily explained in naturalistic terms. If we want to know why a young nationalist assassinated Archduke Franz Ferdinand in 1914, we do not ask which neurons fired when, or which physiological mechanism enabled his fingers to pull the trigger. We ask what his reasons were, why such an action showed up as worth undertaking under such conditions. For the anti-naturalists, then, what must be avoided is scientific reductionism, the cession of distinctly philosophical territory to neurobiology, but also bad metaphysics, the mythical idea of a world-creating spirit or of spirit as the “end” of nature. Whereas Pippin and Brandom have frequently argued that a hard distinction between spirit and nature, the space of reason and the space of causes, is at play in Hegel’s thought, McDowell in particular has sought to show that the anti-naturalists have a “boot-strapping” problem, whereby reason comes to look “supernatural” or “spooky.” According to McDowell, nature is not reducible to a disenchanted “space of causes,” since it also consists in the purposive activity of self-organized living beings, plants and animals. Such organisms establish a context of meaning internal to nature, which rational beings like us activate in a distinctly self-conscious, discursive, social, and historical manner. As McDowell argues, human freedom or reason is not “a kind of exemption from nature, something that permits us to elevate ourselves above it,” but rather “our own special way of living an animal life.”[iv] Likewise, in Bernstein’s critical writings on both Pippin and Brandom, he has argued that the “living” nature of rational agents is not only essential for rendering the idea of agency intelligible; it also has crucial implications for political questions surrounding social organization and what an emancipatory society would actually require—a key concern of all students of Hegel’s philosophy.[v]

    This critical discussion has unfolded over the course of several decades and has in recent years come to something of a head. Karen Ng’s new book, Hegel’s Concept of Life: Self-Consciousness, Freedom, Logic is the latest installment in the debate over Hegel’s naturalism and an important contribution to the ongoing “analytic” reassessment of Idealism in general and of Hegel’s Science of Logic in particular. The key claim of Hegel’s Concept of Life is that the idealist project of articulating the a priori conditions of action and experience remains radically incomplete “without a systematic accounting of life’s essential and constitutive role” in cognition (4). Ng is not alone here; other thinkers have recently defended the centrality of life to Hegel’s project, including Terry Pinkard, James Kreines, and Thomas Khurana, in addition to Bernstein and McDowell. An important neo-Aristotelean strand of Idealism scholarship has also exhibited a preoccupation with the question of life, as illustrated by the work of Michael Thompson and Robert Stern. But Ng takes her account to be distinguished by its singular focus on the systematic implications of Hegel’s logical concept of life, which is meant to specify—in a Kantian vein—a fundamental condition for the intelligibility of objects as well as of reason itself. Indeed, the most prominent refrain throughout the book is the claim that “life opens up the possibility of intelligibility as such” and that “life opens up the space of reasons itself” (7, 10).

    In the tradition of McDowell and others, Ng’s book turns to the concept of life to overcome the limitations of the strand of Hegel scholarship often associated with Pippin’s path-breaking work from 1989, Hegel’s Idealism, which reads Hegel in terms of his inheritance of Kant’s account of self-consciousness in the first Critique. While Ng does bring into view some essential components of a possible solution to problems raised by Pippin’s account, her work also exhibits some of the major pitfalls of a new naturalism. At the same time, Ng’s program should be starkly contrasted with the critique of Pippin’s work undertaken by thinkers like Slavoj Žižek and Adrian Johnston, who have sought to downplay claims about the priority of Hegel’s Science of Logic within the Encyclopedia (his system) and have defended a Schelling-inspired materialism against the “rationalism” of analytic Hegelianism, often in the name of a radical politics.[vi] Ng defends the priority of the Logic and is critical of the later Schelling—with a Marx-informed critical theory as the ultimate horizon of her philosophical endeavors.[vii]

    Hegel’s Concept of Life is a lucid, meticulously researched work that uncovers neglected yet deeply consequential aspects of Hegel’s thought, from his critique of Fichte’s underdetermination of the “objective” dimension of subjectivity to the explosive role played by the concept of life in the Logic. Divided into two parts, the book comprises three chapters on the concept of purposiveness in Kant and Hegel and five chapters on the “purposiveness of thinking” in the Logic. The work demonstrates a mastery over a broad swath of idealism scholarship and is positioned in relation to several contemporary debates, key among them the debate over the way in which Hegel inherits the Kantian project. This is both where Ng’s book makes its most important contribution and where—in certain crucial respects—it comes up short. As I will argue below, Ng’s own solution to the problem of subjective idealism fails to adequately address Hegel’s renovation of Kant’s understanding of self-consciousness and his famous Transcendental Deduction, which creates significant problems for her account as a whole.

    Ng announces early on her intention to displace what she calls “the apperception view” (13), a reading of Hegel she identifies with the work of Pippin, McDowell, and Brandom. This is already a somewhat problematic move, both because of the major disagreement between McDowell, on the one side, and Pippin and Brandom, on the other, over the naturalism question and because of significant differences between all three regarding the apperception issue itself.[viii] It is also worth noting that Ng does not engage with McDowell’s extensive discussions of the basis of reason in the activity of life, in the chapters on Aristotle in Mind and World but also in “Two Sorts of Naturalism” in Mind, Value, and Reality.[ix] Ng subsumes McDowell under the “Pippin reading,” frequently citing his famous claim regarding the “unboundedness of the conceptual” in Mind and World, but she ignores the naturalist argument—fervently contested by other proponents of the so-called “apperception view”[x]—that underlies McDowell’s notion of conceptuality. Drawing on Aristotle, McDowell works to overcome the idea that the spontaneity of thought is unconstrained by empirical reality and thus entails the “frictionless spinning” of our concepts. Against this view, he argues that reason is not a non-natural faculty operating separately from the perceptual capacities we share with other animals; rather, the true difference lies in that our sensible faculties themselves bear a rational, conceptual form.[xi]

    The differences just alluded to are levelled by Ng’s notion of the apperception view. Nevertheless, in broad strokes, this view holds that the crux of Hegel’s idealism lies in his attempt to fulfill the promise of the B-Deduction of Kant’s first Critique. That promise, so the claim goes, was to demonstrate that “the synthetic unity of apperception” is the original source of unity for both concept and intuition, understanding and sensibility. In the Deduction, Kant had shown that the pure categories of the understanding confer conceptual unity on the content delivered by the pure forms of intuition, space and time. What Kant calls “transcendental logic” is not an account of the formal rules of thinking regardless of the content (what he calls “general logic”) but an account of “the rules of the pure thought of an object.”[xii] Kant establishes that the unity of the content of experience is a function of the self-conscious or “apperceptive” application of the categories in judgment, the basic unit of thought in Kant’s account. Pure concepts or categories are not heuristic devices or rules of thumb that one can choose to follow or not; they are rather rules that we give to ourselves just in judging anything to be the case. The categories determine how we must judge if experience is to be intelligible.

    According to Pippin (and McDowell), Hegel radicalizes Kant’s position by arguing that there is no non-conceptual, species-specific form of intuition (space and time) that constrains the categories constitutive of knowledge; that self-consciousness alone determines the categorial conditions for the possibility of objects of experience. The conceptual is thus “unbounded” and does not “fall short” of “things in themselves”[xiii]; it is not limited by or relegated to the brute fact of “our” forms of intuition. Hegel’s Science of Logic thus does not need what Kant calls the “Transcendental Deduction,” whose aim was to demonstrate the applicability of the pure categories to the forms of intuition. All that is required is a “Metaphysical Deduction,” a derivation of the pure categories themselves. Hegel’s Science of Logic just is such an expanded metaphysical deduction, the determination by pure thought of the concepts required for determining a possible object—not just “for us” but as such, for any possible knower.

    On Ng’s view, the approach of the Pippin camp overestimates the significance of Kant’s Deduction argument and yields a “subjective idealism”—that is, a “prison-house” view of categoriality that cannot make contact with the empirical world (13). For reasons that will become apparent, I think this is a faulty objection, but Ng’s second criticism of the apperception view—which pursues a line of argument first developed by Bernstein and McDowell—is closer to the mark. Thinkers like Pippin and Brandom “affirm self-consciousness’s beginnings in life while stripping life of any positive explanatory force in the theoretical and practical activities of self-determining reason” (Ibid). For example, in Brandom’s influential reading of the master/slave dialectic, he claims that part of what is demonstrated by the “struggle to the death” over the desire for recognition is that “the life one risks is not an essential element of the self one is thereby constituting, while that for which one risks it [a position of recognized authority] is.”[xiv] Brandom’s approach must ignore Hegel’s own claim that “self-consciousness learns that life is as essential to it as is pure self-consciousness,”[xv] but it also renders inexplicable the relationship between sensibility and rationality, desire and freedom, nature and spirit. As Ng will proceed to argue, in a systematic manner virtually unparalleled in contemporary Hegel scholarship, self-consciousness has its ground in the category of life, without which the categories of reason, spirit, and self-consciousness would lack content, a determinate relation to the world.

    In contrast to the apperception view, Ng aims to demonstrate the outsized influence of Kant’s third Critique on Hegel’s project, arguing that the key to the Logic is Hegel’s appropriation of Kant’s category of “inner purposiveness,” which was employed in the third Critique in two key ways. First, Kant tried to show that the account of judgment in the first Critique was radically incomplete and troubled by a lingering problem of “cognitive fit” (45-6). In other words, Kant had not shown that nature actually exhibited the unity and regularity that the pure categories of the understanding were supposed to impose, leaving room for the possibility of what Ng calls “empirical chaos,” following Henry Allison (32). The category of substance may empower us to judge the unity of an object with properties persisting in time, but it is not able to grasp that object as a member of a species, as living or as non-living, and so on. In the third Critique, judgment assigns itself a new principle—the principle of purposiveness—in order to guide the formation of empirical concepts and the pursuit of scientific knowledge, which must presuppose the systematic unity of nature.

    Second, the principle of purposiveness licensed the distinction between law-governed, mechanical processes and the sorts of activities characteristic of living beings. This marked what Hegel refers to as “one of Kant’s great services to philosophy,”[xvi] his formulation and revival of the Aristotelian idea of inner purposiveness. Whereas the use of trees to make paper gives them an “external purpose,” relative to our ends, plants have the specific parts that they do (limbs, leaves, roots) and behave in specific ways (heliotropism, photosynthesis) in order to satisfy the “inner purpose” of their own self-reproduction (and the reproduction of their kind). A tree with a “sick” limb or dried up roots is deficient not by any external lights but by its own lights, in accord with its own purpose of maintaining itself. For a tree to be a tree, it must act to satisfy its purpose, “actualizing” its species-concept (Gattung), which furnishes a normative standard prescribing how individual trees ought to be. According to this Aristotelian conception of “actuality” (energeia), for something to be actual is for it to act in accord with its concept, to fulfill the potential (dynamis) its matter embodies.[xvii]

    Yet on Kant’s picture, purposiveness is merely a “regulative” rather than “constitutive” principle—a principle that judgment “heautonomously” requires of itself for scientific inquiry but that it does not “autonomously” give to nature as a principle genuinely constitutive of the objects of experience (47). Following Allison, on whom Ng relies extensively in the book’s early chapters, she argues that this distinction does not really hold up under scrutiny, that the “as if” character of regulative judgments itself seems to commit one to “the thought that nature is purposively constituted such that teleological explanations are satisfactory” (59). And it is precisely here where Hegel will seek to rescue Kant from himself, by showing that purposiveness is not just a regulative principle with merely subjective validity but a principle with actual purchase on objectivity. Ng emphasizes that Hegel is posing the “quid juris” question of our right to employ the concept of life and that he overcomes Kant’s subjectivism by showing that life is the “objective context in which subjects, objects, and their relationship come to have meaning at all” (7). There is little question that this is what Hegel is trying to do. The issue is how Hegel achieves such an overcoming of Kant.

    In developing the thesis of life’s constitutive role in cognition, Ng is careful to defend Hegel against the charge that he is a hylozoist who believes that all matter is living, that nature is one big organism or world-soul, and that all judgments are teleological judgments premised on the idea that everything has a purpose. As Ng makes clear, Hegel does not hold such views: the Science of Logic “eschews making substantial claims about the construction of matter” and is rather concerned with “a theory of conceptual form and activity” (63). Indeed, Hegel takes there to be and argues for a necessary distinction between mechanical/chemical, biological/organic, and rational/spiritual modes of being. Not everything in the world is living, but the inanimateness of the world is only intelligible from the standpoint of life—of living beings for whom the distinction between the living and the non-living, between the mechanical and the teleological, matters (226). It matters to the snake, for example, that it be distinct from its environment, that it not be just another inert thing. It strives to resist the mechanical and chemical process of decomposition, which threatens to reduce it to dust.

    As I have noted, Ng’s books aims to show that Hegel solves the problem of subjective idealism by virtue of the category of life. Yet what I want to begin to highlight here is that Ng’s approach leaves unanswered the question of how Hegel’s method of the derivation of such “constitutive” categories is distinct from Kant’s. Because of Ng’s denial of the centrality of Hegel’s take on the “deduction” issue (13), she misses an essential aspect of Hegel’s solution to the general problem of the subjectivism of the categories. As will become clear, Ng tends to treat life as a mediating category that ensures that cognition has content through its “living” contact with the empirical world. By contrast, on the interpretation of Hegel I want to defend, the Logic is concerned with the very intelligibility of a world as a world.[xviii] Life plays an essential role in this latter enterprise, but that role cannot be properly specified outside of an account of two key moves in Hegel: (1) Hegel’s overcoming of the Kantian distinction between transcendental and general logic, through which Hegel shows that there can be no coherent account of the pure forms of thought (general logic) that is not already an account of the pure forms of things (transcendental logic).[xix] And (2) Hegel’s radicalization of Kant’s strategy in the metaphysical deduction, whereby we do not just derive “our” “conceptual scheme” but the categorial form of being itself, in light of which any empirical being is in principle thinkable.[xx]

    In this context, it is also worth mentioning a problem on the level of rhetoric. Hegel calls the notion of inner purposiveness “one of Kant’s great services to philosophy [eines der großen Verdienste Kant um die Philosophie],”[xxi] whereas Ng repeatedly misquotes Hegel as saying that it is “Kant’s great service to philosophy” (6, 16, 260), going so far as to use the modified phrase as the title to chapter two. This is symptomatic of the general tendency towards one-sidedness in her study, its neglect of Hegel’s emphasis on Kant’s other great service: his articulation of the transcendental unity of apperception, which is the basis for the self-determination by thought of the necessary constraints on the thought of an object.[xxii] As the frequently cited passage reads: “It is one of the profoundest and truest insights to be found in the Critique of Reason that the unity which constitutes the essence of the concept is recognized as the original synthetic unity of apperception, the unity of the “I think,” or of self-consciousness.”[xxiii] A further consequence of Ng’s neglect of the structural significance of apperception—a consequence related to the inability of her Hegel to fully overcome subjective idealism—is that she cannot explain such claims as: “Every thought-determination of the Logic has revealed itself to be insufficient in some way […]. Very often in Hegel, these failures are couched in terms of one-sidedness, fixed dualisms, abstractions, or internal inconsistencies” (248). As we shall see, such inconsistencies are inconsistences internal to thinking, to which thought must be “apperceptively” responsive if it is to consistently think the thought of being—and ultimately the thought of thought itself.

    At the end of chapter two, Ng introduces one of her major interpretive theses, that Hegel’s notion of the “concept” is best understood in terms of the Kantian idea of inner purposiveness. In Kant, the categories are predicates of possible judgments, rules that prescribe how one ought to judge; they are necessary for the determination of any empirical content. By the concept, Hegel means to capture the general idea of such self-legislated normative constraints. The concept is thus Hegel’s theory of conceptuality. Ng’s claim is that inner purposiveness is constitutive of conceptual activity, that acting and believing in light of norms derives its self-determining character from the internally purposive structure of life (62). This claim is worked out in detail in the third chapter of the book, which is one of its best. Turning to Hegel’s Fichtekritik in his first published work, Ng highlights the Schellingian aspect of Hegel’s critique: while Fichte makes important progress by demonstrating the primacy of practical rationality and the irreducibility of the “self-positing” of the I, he conceives the natural, embodied self as merely subject to mechanical laws and thus—in Hegel’s words—as “dead” (88). As Ng shows, this results in a picture of the I as engaged in an “infinite” struggle to subsume its recalcitrant nature under the dictates of reason, undermining its purported autonomy. The Hegelian solution, in brief, which Hegel shares with the early Schelling, is to grasp the “objective subject-object” (life) as bearing a non-mechanical, internally purposive form and thus as being “speculatively identical” with the “subjective subject-object” (self-consciousness) (107). That is, reason is not something wholly heterogeneous to life but is a higher and freer actualization of the same self-organizing form. As I understand this claim, rational agents are constrained by the necessity of satisfying the internal purpose of self-maintenance, but the requirements that specify what counts as successful self-maintenance are, for beings like us, not simply given but must be recognized by us and are subject to change, giving rise to the complex historical dynamic for which Hegel’s philosophy is best known. This barely scratches the surface of this rich and suggestive chapter, which also contains an important and highly original account of Hegel’s appropriation of various Kantian transcendental strategies for his deduction of life prior to the Logic.

    Towards the end of part one, with the “apperception view” in her sights, Ng argues that Hegel answers the quid juris question of our entitlement to the concept of life “not by presenting life as a category among others in a metaphysical deduction” but by arguing that, without life, self-consciousness would itself remain unintelligible (111). While this is intended as a characterization of Hegel’s method in the Phenomenology, it also applies to Ng’s understanding of Hegel’s task in the Logic. As she further clarifies in Chapter 4 (an illuminating account of the engagements with Kant and Spinoza in the Logic of Essence), Hegel attempts “to provide, in the logical context, a series of arguments for the constitutive character of inner purposiveness for any account of self-conscious conceptual activity whereby determinations of thinking have the power to determine actuality” (126). Chapter 4 traces the transition from the Logic of Essence to the Logic of the Concept, showing how Hegel derives the standpoint of subjectivity—of which life is the first, immediate form—through a development of the concept of “actuality,” glossed earlier in terms of Aristotle’s notion of energeia. Through a demonstration of the emptiness of Spinoza’s conception of substance as the necessary cause of all finite things (137-8), Ng’s Hegel defends a version of what Paul Redding has called “modal actualism” (Redding 2017), the view that possibility and necessity are constrained by what is actually the case. (Kant’s theory of pure intuitions is also “actualist” in this sense, insofar as they are meant to limit the application of the pure categories to reality.) Contrary to widely held views about Hegel’s position, he establishes in the Logic of Essence the “necessity of contingency,” which grounds the idea of real rather than merely logical possibility: it is logically possible (it does not violate the law of non-contradiction) that the moon might be made of cheese, but it is not really possible—the contingent conditions are not in place for such a possibility to be actualized (145).

    Yet actuality remains “blind,” in Hegel’s words, reducible to mechanical necessity, without the notion of purposive self-actualization. Ng’s illuminating example is of a musician whose father’s death prompted him to cultivate his musical talent; his father in turn was shot and killed in a war. Does that mean that the bullet that killed the musician’s father was the cause of his musical career? The potential endlessness of such explanations—what about the causes that led to the bullet’s production?—reflects their unsatisfying nature. They point to the need for an internal explanatory principle, whereby the son can be grasped as determining for himself that music was worth taking up and pursuing (154-55). In holding himself to such a principle (in valuing himself under the description of the “practical identity” of musician, to borrow Korsgaard’s phrase),[xxiv] the son becomes subject to a norm, a criterion of success and failure, in light of which he must discriminate between what he ought and ought not do as a musician. Likewise, it can thus be asked whether he is “actually” a musician, whether he is not just pretending, perhaps acting on his father’s wishes, or just temporarily sublimating his grief. It is “actuality” in this sense of purposive striving that secures the determinacy of objectivity in Hegel’s account, constituting things as the distinct things that they are and furnishing a truly satisfying—that is, internal and self-determined—principle of explanation.

    Note that this does not mean that all things are “actual” in this sense. An inanimate entity like the moon does not have an internal purpose; to explain its constitution and its orbital activity, we must make reference to natural laws. It is thus subject to a lower explanatory principle, mechanism, which depends for its intelligibility on the activity of self-actualizing living beings, which distinguish themselves a priori from inert matter, just in striving to be what they are (155-56). While Ng does not make the point in this way, one can say that there are three fundamental principles of explanation, which pure thought requires of itself in judging anything to be the case: (1) laws, which govern the constitution of the inanimate; (2) purposes, which govern the self-constitution of the animate; and (3) reasons, which govern the self-legislating activity of the rationally alive. The progressive adequacy of such principles lies in their ability to render intelligible each prior criterion of explanation, with reason itself grounding the very idea of explanatory principles by virtue of its recognition that it alone is the source of their normative authority.[xxv]

    At the end of the Logic of Essence, however, we do not yet have an account of the dynamic of such self-actualization, which necessitates the transition to the Logic of the Concept. Over the remaining three chapters of Hegel’s Concept of Life, Ng develops an account of life as the “immediate form of the Idea,” Hegel’s term of art for the unity of concept and reality in self-determining activity. The Idea is meant to grasp Hegel’s notion of “immanent universals,” the species-concepts in light of which living beings constitute themselves as the kinds of beings they are. To return to my earlier example of plant life, the concept of a succulent is not just an organizing category for taxonomic purposes but a principle of self-organization for certain types of plants.[xxvi] As Ng argues, life is to be understood as the “original judgment” or activity of rendering intelligible (171, 259), since living beings must distinguish between what is worth pursuing and what ought to be avoided, what counts as pleasurable and what counts as painful. They thus posit a distinction between themselves and their external environment and a distinction between themselves and their species-concept, which they must constitutively strive to fulfill.

    On Ng’s account, this notion of a distinction internal to the living being is Hegel’s way of inheriting Hölderlin’s famous claim that judgment (Urteil) is the “original division” (Ur-Teil); as Hegel himself puts it, “Judgment is the self-diremption of the concept.” Whereas in Hölderlin judgment is the original division between subject and object that renders being in itself permanently inaccessible, Ng’s Hegel dispenses with the prelapsarian notion of unscathed being and understands the originary division in terms of life (168), which constitutes the immediate form of a meaningful responsiveness to reality, opening up the very space of determinate being. As Ng points out in a footnote (171n9), this interpretation diverges from that of Dieter Henrich, who claims in his path-breaking account of Hölderlin’s influence on Hegel that Hölderlinian being is replaced by Hegel not with life but with spirit (Geist).[xxvii] This again raises the key difficulty of Hegel’s method of deriving the categories: if the judgment enacted by living beings is itself only intelligible as such from the higher standpoint of self-conscious knowing, can it truly be said that life has explanatory priority over Geist in deducing the concept of full-blooded being?

    Nevertheless, Ng proceeds to argue that it is because life is distinct from and “lie[s] outside cognition” that it secures cognition’s determinate, contentful relation to empirical reality (258, 257). There are three necessary constraints on the idea of life. First, life must always be embodied in a living individual, which can feel irritated or excited by external stimuli on the basis of its purpose of self-reproduction. Second, life must consist in the metabolic activity of consuming and assimilating an external environment on which the living individual is inherently dependent. Third, life must always exemplify a genus (Gattung), which dictates how the embodied individual is to live (the life of a wolf is distinct from that of an elephant) and what would count as successful reproduction. It is because the species-category (Gattung) constitutive of living individuals cannot be grasped from the standpoint of life (living beings are not conscious of their species membership) that the transition to “Knowing” is required. This final category in the Logic actualizes the three constraints on life (Corporeality, Externality, and the Genus, as Ng enumerates them) in a distinctly self-conscious—social, historical, recognitive—form. “This self-conscious reflexivity transforms the determination of life,” Ng writes, “but it does not eliminate its distinctive contribution as the immediate schema of any possible unity of Concept and objectivity” (277). Knowing is grasped as the fundamental condition for rendering intelligible the idea of “intelligibility” itself, but it does not “leave nature behind,” to cite Pippin.[xxviii]

    Ng’s account of life as “original judgment” is a real contribution to our understanding of Hegel and should be carefully studied by students of the Science of Logic (and, I would argue, those interested in the issue of life in Marx). But tendentious readings of proponents of the “apperception view” as well as fundamental ambiguities in her own formulations regarding the “deduction” issue mar her approach. On the first point, Ng often greatly overplays her differences with Pippin in particular, as in a footnote early on in the book in which she takes remarks by Pippin out of context to obscure his own acknowledgment of the indispensability of Kant’s account of “reflecting judgment” in the third Critique (5). Pippin has long emphasized that the theory of judgment provided in the first Critique is insufficient, that the crucial move made in Kant’s later work is his demonstration of the necessity of a non-subsumptive, reflective form of judgment oriented by the “particular.”[xxix]

    Such moments not only weaken Ng’s argument on a rhetorical level; they are symptomatic of a more substantive difficulty: her contention that life lies “outside cognition” and is irreducible to acts of apperceptive judgment. Ng suggests that the addition of the category of life is what prevents Hegel’s “metaphysical deduction” from entailing subjective idealism, but this misses Hegel’s fundamental renovation of the Kantian notion of deduction, which now consists in the self-determination by thought of what would count as an intelligible conception of being. The apperceptive nature of any thinking lies in its minimal responsiveness to the demand for reasons: in writing this review, I take myself to be writing it as reviews ought to be written and am on that basis susceptible to mistakenness, open to the potential need for self-correction. In brief, this notion of self-conscious judgment accounts for the peculiar dynamic at the heart of the Logic. In resolving to think the thought of anything at all, pure thought tasks itself with thinking being as it ought to be thought and with thinking thought itself—the capacity for making sense of being—in its intelligibility.[xxx] To try, for example, to think of the object of thought solely under the rubric of “quantity,” as if judgments of magnitude were sufficient to account for the being or determinacy of objects, results in the “apperceptive” recognition that quantitative predicates are unable to specify what they are quantities of.[xxxi] This necessitates the legislation by thought of the new category of “measure,” which is a self-defeating attempt in its own right to grasp quality and quantity as co-constitutive. Thought thus determines for itself not just what “we” must think but a genuine requirement on being itself, in its potential knowability: objects cannot be—because not intelligible as—mere collections of magnitudes or quanta.

    As Hegel remarks, Kant had already attempted to “turn metaphysics [the forms of being] into logic [the forms of thought], but [he] gave to the logical determinations an essentially subjective significance out of fear of the object.”[xxxii] Hegel makes clear that his own approach to the deduction will lie in the self-development of “pure self-consciousness,” its determination of the pure categories constitutive of any possible judgment and of any possible object of judgment. As he puts the point against Kant:

    If there was to be a real progress in philosophy, it was necessary that the interest of thought should be drawn to the consideration of the formal side, of the ‘I,’ of consciousness as such, that is, of the abstract reference of a subjective awareness to an object, and that in this way that path should be opened for the cognition of the infinite form, that is, of the concept. Yet, in order to arrive at this cognition, the finite determinateness in which that form is as ‘I,’ as consciousness, must be shed. The form, when thought out in its purity, will then have within itself the capacity to determine itself, that is, to give itself a content, and to give it as a necessary content—as a system   of thought-determinations.[xxxiii]

    What Hegel means here by the “abstract reference of a subjective awareness” is a formalized notion of consciousness, “pure thinking,” abstracted from any notion of experience. At issue is not the consciousness of the Phenomenology, confronted by an external object, but the very concept of a possible object, “pure being.” Hegel is giving an account of the form of any possible empirical act of knowing as well as the pure form of the object of any such act. Thinking in the context of the Logic has itself as its object and thus the determinations of any possible thinking as its content. In the end, thought has its own self-determining form as its content, the thought of pure thought itself.

    We are in deep woods here, but the basic point against Ng is clear: throughout her book, she argues that the purposive drive of thought towards its own self-comprehension is a product of its “living” nature, which is itself understood to be irreducible to thought (120). In a recent review of Pippin’s book, Ng claims that since “intelligibility rests on immanent species-concepts actualized in things in themselves as a ‘foundation,’ this would appear to be independent of any acts of apperceptive judgment.”[xxxiv] But in the passage cited above and elsewhere in the Logic, Hegel argues that at each moment in the text, self-consciousness is giving a progressively more explicit account of itself. That is, even the concept of life, in its three distinct moments, is a self-specification by thought of the activity of thinking. In this sense, life both is and is not a thought-determination like the others. It is in the sense that life is self-legislated by thought. If the category of life were not a product of the apperceptive unity of thought, it would be hard to understand how it relates to the text as a whole, as the “science of pure thought.”[xxxv] Life does not lie “outside” cognition but is the first attempt by thought to grasp the condition of any act of cognition.

    By the same token, life is not like the other thought-determinations in that it is an explicit attempt to specify what it means to be a sense-maker, in the sense that Pippin misses and in the sense that Ng defends. In Hegel’s Realm of Shadows, Pippin shows that Hegel entitles himself to—does not just arrogate—a “constitutive” rather than merely regulative category of life: Hegel argues against the Kantian idea that pure concepts are “empty” by showing that “pure thinking’s determination of the necessary moments of possible conceptual determinacy are just thereby a specification of objects in their knowability.”[xxxvi] Nevertheless, Pippin tends to treat life as a possible object of judgment rather than as an initial specification of its active, objective form. In a response to Ng’s contribution to a symposium on Realm of Shadows, Pippin raises the worry that such an approach would render “the results of the logic species-specific and so provincial,” while also noting the “obviousness” of the fact that “any thinker must be alive to be thinking.”[xxxvii] Yet what Pippin merely takes for granted (the “fact” of any thinker’s living nature) is a categorial constraint on the form of subjectivity that his own reading of the Logic enables us to properly ground. While Ng does promote the unfortunate idea that Hegel is advancing a “formal anthropology,”[xxxviii] there is another way to understand the “life of thought,” made possible by Pippin’s conception of logic as metaphysics. For Hegel, thought is not an anthropological idiosyncrasy, an accident of Homo sapiens, nor is life a mere accident of thinking beings. As Hegel writes, “The fact that [the subject] is a living being is not contingent but in accordance with reason.”[xxxix] Accordingly, it is not that thought is necessarily restricted to some one species. There could or could not be other species of rational animals, whether in this galaxy or in another one, whether in the past or in the future. The point, however, is that thinking must be the activity of a living being to be thinking, in any possible universe. The logical category of life is both given to thought by itself (through apperceptive awareness of what further thought-determinations are required by the failure of the prior categories of the Logic) and can be understood to grasp a “proto” or “immediate” form of what, at the highest level, will be living, embodied apperceptive spontaneity. Life is the proto-form of apperceptive spontaneity and rational agency is self-conscious life.

    Ng attempts to tie everything together by pursuing a reading of Hegel’s notion of the Idea in terms of her earlier account of the Differenzschrift. In many ways, this is a productive strategy, but in at least one crucial respect, it is radically distorting. Ng draws on a pivotal remark from Faith and Knowledge in which Hegel suggests that the forms of intuition in the B-Deduction of the first Critique are already synthetic unities produced by apperceptive spontaneity. “From this passage,” Ng writes, “it is usually inferred that Hegel therefore does away with an intuition theory altogether and concentrates instead on a theory of thought’s autonomous self-determination” (251). Ng goes on to argue—against this Pippinian approach—that Hegel does develop an intuition theory, under the rubric of “life.” Yet this is precisely where Ng’s reliance on the Differenzschrift leads her astray: the Science of Logic as a whole is Hegel’s “intuition theory,” insofar as it is an attempt to grasp the form of any possible intuitive or empirical content, a “this-such” (an individualized, context-dependent token of a type).

    We can thus identify the fundamental problem with Ng’s overall argument. Life as a category cannot alone resolve the “subjective idealism” problem without a deduction of the status of categoriality in general. Without the renovated account of Kant’s Deduction, Ng’s emphasis on life as a category simply kicks the problem “down” a level: why would life on its own be any better equipped to guarantee the objective purport of the categories, including the category of life itself? This is what is at stake in Pippin’s thesis—argued for at length in his recent work, Hegel’s Realm of Shadows—that logic and metaphysics are shown to “coincide” in the Logic. That is, Hegel’s logic (the science of pure thought) articulates a consistent metaphysics, the science of pure being. Life plays a crucial role in specifying the basic form of purposive responsiveness to empirical reality, but it does so as part of the broader attempt to grasp being in its intelligibility.

    The systematic significance of Ng’s neglect of Hegel’s appropriation of the apperception thesis can be seen in her discussions of the transitions in the Logic. One example of how this plays out is Ng’s discussion of mechanism, chemism, and teleology, which comprise Hegel’s account of “objectivity” within the subjective Logic. Ng argues that we can understand the movement from mechanism to teleology and ultimately to life in light of life’s capacity for self-determination: mechanism, for example, is a “violent” external determination of the object by a law rather than a self-determination on the basis of an inner purpose (229-230). The problem with this interpretive tact is that it presupposes the category of life, rather than showing how mechanism, for example, fails on its own terms. Mechanism fails not because it is not yet life but because lawfulness is unable to adequately specify objects in their determinate individuality. As Hegel himself puts it, in his inimitable way, mechanism “does not have the objects themselves for its determinate difference; these are […] non-individual, external objects.[xl] Life not only grounds the activity of “rendering intelligible” but also fulfills (or begins to fulfill) the demand for an account of being in its intelligibility. Because Ng neglects or greatly downplays the status of the Logic as the “science of pure thought,” she is forced to derive a criterion for the inadequacy of the paradigms of objectivity from a later point in the text—a decidedly un-Hegelian procedure.

    Ng’s belief in the recalcitrance of life to thought has consequences for her understanding of the status of the Logic, its transitions, and perhaps most importantly, the account in Hegel’s text of the form of rational action. In the otherwise excellent sixth chapter, which rigorously reconstructs the Concept-Judgment-Syllogism sequence in the “Subjectivity” chapter, Ng follows Paul Redding in arguing that Hegel is committed to a “weak inferentialism”—a counter-position to Brandom’s “strong inferentialism” that holds that the role judgments play in inferences is not sufficient to account for the determinacy of their content (189). For Ng/Redding, this is an aspect of Hegel’s inheritance of the Kantian notion of reflecting judgment, a form of judgment indexed to its particular perceptual, experiential context. The “original judgments” made by living beings about what ought to be done under certain environmental conditions for the sake of their self-maintenance are judgments of precisely this sort. What it means to be a good friend here and now is situation-dependent, cannot be deduced from a general rule, and is thus a matter of “objective judgment” rather than syllogistic inference (240). By the same token, Ng does invoke Aristotle’s notion of the practical syllogism to explain the operation of the species-concept (Gattung) in the context of rational life. The major premises in practical syllogisms constitute the “inner purposes” of rational animals: I am your friend; friends go to their friend’s piano recital; I attend your recital (239). I satisfy my purpose of being a friend in attending the recital and thus constitute myself as the kind of rational being I am.

    Ng’s account of the logical form of inner purposiveness in terms of Aristotle’s practical syllogism is exactly right, but in her attempt to assert the priority of judgment over syllogism, her account falters. She helpfully invokes John McDowell’s “uncodifiability thesis” (the idea that judgments about what to do in concrete situations cannot be codified as universal principles),[xli] but she draws the wrong lesson from his argument. She writes that concrete situations “render the practical syllogism superfluous” because “self-determining, internally purposive activity cannot be reduced to being the conclusion of a sound practical syllogism” (241). Yet this misses the way the practical syllogism is distinct from theoretical syllogism, as underscored by McDowell and others (Wiggins and Nussbaum both come to mind).[xlii] It is rather that the practical syllogism is itself not reducible to the deductive theoretical model, insofar as its minor premise (“friends go to their friend’s piano recital”) is always a matter of what shows up as worth doing or avoiding in a concrete situation. The practical syllogism cannot be rendered superfluous because it is the very form of rational activity—what renders such activity intelligible as the distinctly intentional, reason-responsive activity that it is. This is why Hegel writes that “the connection of purpose is therefore more than judgment; it is the syllogism of the self-subsistent free concept that through objectivity unites itself with itself in conclusion.”[xliii] Practical syllogisms result not in “sound conclusions” (thoughts about what to do) but in actions themselves, which embody the syllogism as a whole. Moreover, as thinkers like Brandom have argued, the content of the concept of friendship is dependent on its use: each “objective judgment” about how to be a good friend inflects and transforms the concept of friendship, constituting it anew for future agents.[xliv] Ng’s understanding of the practical syllogism as a superfluous form used to retrospectively make sense of or to explicitly formulate practical purposes reflects her view that the category of life secures thought’s determinate relation to the empirical world as well as her hard separation of cognition from life. In contrast to Ng’s view that the practical syllogism is epiphenomenal, Hegel’s point is that the practical syllogism is what allows the objective judgment of life to become fully articulate, to come into its own.

    One might ask what the broader stakes are of an intervention that unfolds at such a high level of abstraction—indeed, the highest level of abstraction. One key “concrete” implication of her approach can be seen in her recent article, “Ideology Critique from Hegel and Marx to Critical Theory.” Ng draws heavily in the piece on her account of the Idea in the Science of Logic, which is held to provide a universal criterion for assessing ideologies as reason become unreason, “social pathologies, wrong ways of living” (393). She shows that in the conclusion to the Logic, “Hegel transforms the critique of reason into a critique of rational forms of life,” arguing that reason has empowered itself to reflexively examine its own collective and historical activities (396). Drawing on the three aspects of life delineated above (corporeality, externality, and the genus) and Axel Honneth’s idea of a “formal anthropology,” Ng develops an account of Marx’s notion of species-being as “providing formal, anthropologically rooted conditions of self-actualization that are subject to historical variation and yet substantial enough to help us identify social pathologies” (398). For instance, one of the three aspects of the anthropology she provides is the formal condition of “embodiment” (corporeality in the terms of the book), which is thought to provide “the basis for critiquing and assessing ideological distortions of practices surrounding health, for example, the commodification of health care” (402).

    Yet the problem with adopting embodiment as a critical criterion is that it establishes an ahistorical standard of “health,” against which historical “pathologies” like commodification are measured. This is a direct result of Ng’s claim that life lies “beyond cognition” in her reading of the Logic. If the commodification of health care is a form of suffering, it is not because it runs athwart the formal category of embodiment, but rather because commodified health care fails to fulfill its own promise, cannot adequately provide the care that it purports to provide, a historically novel need whose fulfillment we now recognize as essential. This marks the contradiction of a historical form of health, not a deficiency according to an anthropological criterion. Embodiment is a formal condition of the historical unfolding of rational life. But as such, it is too thin a category to function as a critical yardstick. Indeed, throughout history, embodiment has itself often been considered a sickness or stain, a condition to be overcome, as in Novalis, the model for the “beautiful soul” in the Phenomenology: “Life is a disease of the spirit.” As we learn from Hegel, embodiment is a logical constraint that pure reason must give to itself—not an anthropological given it simply discovers. Accordingly, while a truly free form of life would recognize the embodied nature of spirit as a positive condition rather than as a negative restriction, what counts as successful embodiment, as sickness versus health, is determined by us, on the basis of collective self-legislation.

    What is needed, consequently, is not a formal anthropology (as Ng claims), but a speculative account of the formal conditions for the possibility of a critical theory. And to be fair, Ng takes us a long way in the right direction. Hegel’s Concept of Life is a valuable work of Hegel scholarship, contributing in major ways to our understanding of the Logic of the Concept and to many other aspects of Hegel’s text. It breathes new life into what is arguably Hegel’s most important work, whose radical ambition is to bring reason to consciousness of its own status as living. It is crucial, however, to keep in view Hegel’s radical renovation of Kant’s deduction, if we are to truly have a chance of achieving the holy grail of an absolute idealism. We must not forget either of Kant’s two greatest services to philosophy: the concept of life (inner purposiveness) and the original synthetic unity of apperception.

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    Jensen Suther is a PhD candidate in Comparative Literature at Yale University. His work has appeared or is forthcoming in a range of academic publications, including Modernism/modernity and The Review of Metaphysics. 

    Back to the essay

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    Notes

    [i] See Marx (1970) and Adorno 2004, 23.

    [ii] For the clearest statement of Schelling’s position, see Schelling 2008, 134-163. In Heidegger (1988), the issue is framed primarily in terms of Hegel’s prioritization of subjectivity over time, in contrast to Heidegger’s prioritization of time over subjectivity. For Foucault’s claim that we should “free ourselves from Hegel,” see Foucault (1998).

    [iii] See Comay (2013).

    [iv] McDowell 2000, 65.

    [v] See the magisterial chapter “To Be Is to Live, to Be Is to Be Recognized” in Bernstein (2015); for a more sustained critique of Pippin, see Bernstein (2017).

    [vi] For a recent critique of Pippin and Robert Brandom, see Žižek (2015). While I am sympathetic to Žižek’s critique of Pippin’s “transcendental dualism,” I think his own proposed solution—a Schellingean naturalism—is anti-Hegelian and serves to undermine the principle of freedom on which German Idealism—and ultimately Marxism—is founded. See also Johnston (2018). For Pippin’s response to Žižek, see Pippin (2012); for his response to Johnston, see Pippin (2018c).

    [vii] See Ng’s article—discussed below—on the implications of Hegel’s logic of the “Idea” for ideology critique, Ng (2015).

    [viii] For a concise enumeration of those differences, see Pippin (2018b).

    [ix] There is one minor exception to this. While Ng does engage with McDowell’s arguments about the practical syllogism (see the discussion below) as well as with his conception of the “deductive impotence” of the Aristotelian categorical in the case of rational animals, the only allusion in her book to his distinctly naturalistic understanding of self-consciousness is in a short footnote just a few pages before the end (277n47).

    [x] See Pippin (2007).

    [xi] One difficulty with McDowell’s account is that some of his formulations suggest that we are born “mere animals” and become rational animals through initiation into a language; see McDowell 2000, 125. If human children are merely animals, what renders their motivations and desires—as distinct from those of non-human animals—susceptible to being shaped by reason? For McDowell’s view to be coherent, he would have to acknowledge that human animals are born with a distinctly rational form of the power of self-maintenance, which is not, therefore, first obtained but only fully actualized in adulthood. For my own account of the actualization of the structure of self-maintenance by rational animals, see Suther (2020).

    [xii] See Kant 1998, A55/B80.

    [xiii] See McDowell (2000).

    [xiv] See Brandom 2007, 130. See also Brandom’s comment regarding the prospects of analytic philosophy: “My hope is that by slighting the similarities to animals which preoccupied Locke and Hume and highlighting the possibilities opened up by engaging in social practices of giving and asking for reasons, we will get closer to an account of being human that does justice to the kinds of consciousness and self-consciousness distinctive of us as cultural, and not merely natural, creatures” (Brandom 2001, 35). Yet by ceding an account of our nature to Lockean and Humean thought, Brandom misses the Aristotelian account of nature that preoccupied Hegel. On that account, culture is not simply other than nature but is a distinctly rational form of the natural.

    [xv] See Hegel 2018, 112/§189. Not to mention Hegel’s further claim, in the Logic, that life is not simply “left behind” in the progression of categories. As he writes in the Encyclopedia, “The absolute idea is first the unity of the theoretical and practical and, by this means, at the same time the unity of the idea of life and the idea of knowing” (Hegel 2010a, 299/§236A).

    [xvi] See Hegel 2010b, 654/12.157. Translation modified.

    [xvii] For Aristotle’s development of the concept of energeia, see books VII-IX of Aristotle (2016). For an important book-length argument for the translation of energeia as “activity,” see Kosman (2013).

    [xviii] For a full defense of such a reading, see Suther (2020).

    [xix] Hegel links Kant’s distinction between transcendental and general logic to his subjectivism at Hegel 2010b, 40/21.46-7. It is crucial, however, to understand that Hegel is not simply running the two together and trying to derive things themselves from thought, as in the rationalist tradition. For an extended defense of Hegel against the rationalism charge, see chapter two of Pippin (2018a).

    [xx] Hegel calls his rewriting of the metaphysical deduction an “immanent deduction” of the concept, at Hegel 2010b, 514/12.16. Ng takes note of Hegel’s notion of an immanent deduction but reads it exclusively in terms of “his attempt to provide, in the logical context, a series of arguments for the constitutive character of inner purposiveness for any account of self-consciousness conceptual activity” (126). Yet this ignores Hegel’s vitally important claim that “the content and determination of the [concept]” have been provided on the basis of the deduction—that is, the determinate content of being itself.

    [xxi] See Hegel 2010b, 654/12.157. My emphasis.

    [xxii] Hegel uses this same phrase at Hegel 2010a, 245/§171 to refer to Kant’s partial satisfaction of the demand for “a totality determined by thinking” of the “various species of judgment.”

    [xxiii] See Hegel 2010b, 515/12.18.

    [xxiv] See Korsgaard 1996, 101.

    [xxv] See also Hegel 2010b, 675/12.175: “Finite things are finite because, and to the extent that, they do not possess the reality of their concept completely within them but are in need of other things for it—or, conversely, because they are presupposed as objects and consequently the concept is in them as an external determination.”

    [xxvi] See Hegel’s discussion of how the features of animals are not just “distinguishing marks” useful for subjective classification but “the vital point of animal individuality,” in Hegel 2010b, 717/12.219.

    [xxvii] See Henrich 2007, 132.

    [xxviii] This is the unfortunate, waggish title of Pippin’s first critique of McDowell, in Pippin (2005). To be fair, Hegel himself does sometimes talk this way: “[The being of spirit] is this motion of freeing itself from nature” (Hegel 1978, 93). Yet this must be understood, as Hegel explains in that context, in terms of an emancipation from given notions of “human nature” and from determination by natural necessity, rather than in terms of an emancipation from life, embodiment, finitude. Pippin would not deny spirit’s inseparability from nature, but he offers no positive account of what that inseparability (the nature of spirit’s “nature”) looks like and often just takes it for granted. In a word, spirit does not strive to leave nature behind but to render life activity fully free. Or as Hegel puts it: “The fact that [the subject] is a living being is not contingent but in accordance with reason, and to that extent [she] has a right to make [her] needs [her] end. There is nothing degrading about being alive, and we do not have the alternative of existing in a higher spirituality. It is only by raising what is present and given to a self-creating process that the higher sphere of the good is attained” (Hegel 1991, 151/§123A, my emphasis). That we have genus requirements is given; what those requirements are has been determined historically through violence and domination and—more recently—debate and negotiation; and why they are sustained is a matter of rational deliberation over what would constitute the good life, a flourishing world we could call our own.

    [xxix] See, for example, Pippin 1997, 140, for an earlier account of Hegel’s reliance on the Kantian notion of reflecting judgment. For a more recent account of the crucial role played by reflecting judgment in the Science of Logic, see Pippin 2018a, 290-91.

    [xxx] This is the reading of the Science of Logic defended in Pippin (2018a).

    [xxxi] Hegel 2010a, 168/§106A.

    [xxxii] Hegel 2010b, 30/21.35.

    [xxxiii] Ibid., 41-42/21.48.

    [xxxiv] See Ng 2020, 7.

    [xxxv] Hegel 2010b, 38/21.45.

    [xxxvi] Pippin 2018a, 289.

    [xxxvii] Pippin 2019, 1072.

    [xxxviii] Ng 2015, 401.

    [xxxix] Hegel 1991, 151/§123A.

    [xl] Hegel 2010b, 644/12.147.

    [xli] McDowell 2002, 65-69.

    [xlii] See Nussbaum (1985) and Wiggins (1998).

    [xliii] See Hegel 2010b, 656/12.159.

    [xliv] See Brandom 2002, 48: “What we actually do, perform, and produce affects the contents of the conceptual norms, and so what inferences and exclusions determine what we ought and ought not to do, perform, and produce.”

    _____

    Works Cited

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    • Hegel, G.W.F. 1991. Elements of the Philosophy of Right. Edited by Allen W. Wood and translated by H.B. Nisbet. Cambridge: Cambridge University Press.
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    • Kant, Immanuel. 2000. Critique of the Power of Judgment. Edited by Paul Guyer and translated by Paul Guyer and Eric Matthews. Cambridge: Cambridge University Press.
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  • Zachary Loeb — Flamethrowers and Fire Extinguishers (Review of Jeff Orlowski, dir., The Social Dilemma)

    Zachary Loeb — Flamethrowers and Fire Extinguishers (Review of Jeff Orlowski, dir., The Social Dilemma)

    a review of Jeff Orlowski, dir., The Social Dilemma (Netflix/Exposure Labs/Argent Pictures, 2020)

    by Zachary Loeb

    ~

    The myth of technological and political and social inevitability is a powerful tranquilizer of the conscience. Its service is to remove responsibility from the shoulders of everyone who truly believes in it. But, in fact, there are actors!

    – Joseph Weizenbaum (1976)

    Why did you last look at your smartphone? Did you need to check the time? Was picking it up a conscious decision driven by the need to do something very particular, or were you just bored? Did you turn to your phone because its buzzing and ringing prompted you to pay attention to it? Regardless of the particular reasons, do you sometimes find yourself thinking that you are staring at your phone (or other computerized screens) more often than you truly want? And do you ever feel, even if you dare not speak this suspicion aloud, that your gadgets are manipulating you?

    The good news is that you aren’t just being paranoid, your gadgets were designed in such a way as to keep you constantly engaging with them. The bad news is that you aren’t just being paranoid, your gadgets were designed in such a way as to keep you constantly engaging with them. What’s more, on the bad news front, these devices (and the platforms they run) are constantly sucking up information on you and are now pushing and prodding you down particular paths. Furthermore, alas more bad news, these gadgets and platforms are not only wreaking havoc on your attention span they are also undermining the stability of your society. Nevertheless, even though there is ample cause to worry, the new film The Social Dilemma ultimately has good news for you: a collection of former tech-insiders is starting to speak out! Sure, many of these individuals are the exact people responsible for building the platforms that are currently causing so much havoc—but they meant well, they’re very sorry, and (did you hear?) they meant well.

    Directed by Jeff Orlowski, and released to Netflix in early September 2020, The Social Dilemma is a docudrama that claims to provide a unsparing portrait of what social media platforms have wrought. While the film is made up of a hodgepodge of elements, at the core of the work are a series of interviews with Silicon Valley alumni who are concerned with the direction in which their former companies are pushing the world. Most notable amongst these, the film’s central character to the extent it has one, is Tristan Harris (formerly a design ethicists at Google, and one of the cofounders of The Center for Humane Technology) who is not only repeatedly interviewed but is also shown testifying before the Senate and delivering a TED style address to a room filled with tech luminaries. This cast of remorseful insiders is bolstered by a smattering of academics, and non-profit leaders, who provide some additional context and theoretical heft to the insiders’ recollections. And beyond these interviews the film incorporates a fictional quasi-narrative element depicting the members of a family (particularly its three teenage children) as they navigate their Internet addled world—with this narrative providing the film an opportunity to strikingly dramatize how social media “works.”

    The Social Dilemma makes some important points about the way that social media works, and the insiders interviewed in the film bring a noteworthy perspective. Yet beyond the sad eyes, disturbing animations, and ominous music The Social Dilemma is a piece of manipulative filmmaking on par with the social media platforms it critiques. While presenting itself as a clear-eyed expose of Silicon Valley, the film is ultimately a redemption tour for a gaggle of supposedly reformed techies wrapped in an account that is so desperate to appeal to “both sides” that it is unwilling to speak hard truths.

    The film warns that the social media companies are not your friends, and that is certainly true, but The Social Dilemma is not your friend either.

    The Social Dilemma

    As the film begins the insiders introduce themselves, naming the companies where they had worked, and identifying some of the particular elements (such as the “like” button) with which they were involved. Their introductions are peppered with expressions of concern intermingled with earnest comments about how “Nobody, I deeply believe, ever intended any of these consequences,” and that “There’s no one bad guy.” As the film transitions to Tristan Harris rehearsing for the talk that will feature later in the film, he comments that “there’s a problem happening in the tech industry, and it doesn’t have a name.” After recounting his personal awakening, whilst working at Google, and his attempt to spark a serious debate about these issues with his coworkers, the film finds “a name” for the “problem” Harris had alluded to: “surveillance capitalism.” The thinker who coined that term, Shoshana Zuboff, appears to discuss this concept which captures the way in which Silicon Valley thrives not off of users’ labor but off of every detail that can be sucked up about those users and then sold off to advertisers.

    After being named, “surveillance capitalism” hovers in the explanatory background as the film considers how social media companies constantly pursue three goals: engagement (to keep you coming back), growth (to get you to bring in more users), and advertising (to get better at putting the right ad in front of your eyes, which is how the platforms make money). The algorithms behind these platforms are constantly being tweaked through A/B testing, with every small improvement being focused around keeping users more engaged. Numerous problems emerge: designed to be addictive, these platforms and devices claw at users’ attention; teenagers (especially young ones) struggle as their sense of self-worth becomes tied to “likes;” misinformation spreads rapidly in an information ecosystem wherein the incendiary gets more attention than the true; and the slow processes of democracy struggle to keep up with the speed of technology. Though the concerns are grave, and the interviewees are clearly concerned, the tonality is still one of hopefulness; the problem here is not really social media, but “surveillance capitalism,” and if “surveillance capitalism” can be thwarted then the true potential of social media can be attained. And the people leading that charge against “surveillance capitalism”? Why, none other than the reformed insiders in the film.

    While the bulk of the film consists of interviews, and news clips, the film is periodically interrupted by a narrative in which a family with three teenage children is shown. The Mother (Barbara Gehring) and Step-Father (Chris Grundy) are concerned with their children’s social media usage, even as they are glued to their own devices. As for the children: the oldest Cassandra (Kara Hayward) is presented as skeptical towards social media, the youngest Isla (Sophia Hammons) Is eager for online popularity, and the middle child Ben (Skyler Gisondo) eventually falls down the rabbit hole of recommended conspiratorial content. As the insiders, and academics, talk about the various dangers of social media the film shifts to the narrative to dramatize these moments – thus a discussion of social media’s impact on young teenagers, particularly girls, cuts to Isla being distraught after an insulting comment is added to one of the images she uploads. Cassandra (that name choice can’t be a coincidence) is presented as most in line with the general message of the film and the character refers to Jaron Lanier as a “genius” and in another sequence is shown reading Zuboff’s The Age of Surveillance Capitalism. Yet the member of the family the film dwells on the most is almost certainly Ben. For the purposes of dramatizing how an algorithm works, the film repeatedly returns to a creepy depiction of the Advertising, Engagement, and Growth Ais (all played by Vincent Kartheiser) as they scheme to get Ben to stay glued to his phone. Beyond the screens, the world in the narrative is being rocked by a strange protest movement calling itself “The Extreme Center” – whose argument seems to be that both sides can’t be trusted – and Ben eventually gets wrapped up in their message. The family’s narrative concludes with Ben and Cassandra getting arrested at a raucous rally held by “The Extreme Center,” sitting handcuffed on the ground and wondering how it is that this could have happened.

    To the extent that The Social Dilemma builds towards a conclusion, it is the speech that Harris gives (before an audience that includes many of the other interviewees in the film). And in that speech, and the other comments made around it, the point that is emphasized is that Silicon Valley must get away from “surveillance capitalism.” It must embrace “humane technology” that seeks to empower users not entangle them. Emphasizing that, despite how things have turned out, that “I don’t think these guys set out to be evil” the various insiders double-down on their belief in high-tech’s liberatory potential. Contrasting rather unflattering imagery of Mark Zuckerberg (without genuinely calling him out) testifying with images of Steve Jobs in his iconic turtleneck, the film claims “the idea of humane technology, that’s where Silicon Valley got its start.” And before the credits roll, Harris seems to speak for his fellow insiders as he notes “we built these things, and we have a responsibility to change it.” For those who found the film unsettling, and who are confused by exactly what they are meant to do if they are not part of Harris’s “we,” the film offers some straightforward advice. Drawing on their own digital habits, the insiders recommend: turning off notifications, never watching a recommended video, opting for a less-invasive search engine, trying to escape your content bubble, keeping your devices out of your bedroom, and being a critical consumer of information.

    It is a disturbing film, and it is constructed so as to unsettle the viewer, but it still ends on a hopeful note: reform is possible, and the people in this film are leading that charge. The problem is not social media as such, but what the ways in which “surveillance capitalism” has thwarted what social media could really be. If, after watching The Social Dilemma, you feel concerned about what “surveillance capitalism” has done to social media (and you feel prepared to make some tweaks in your social media use) but ultimately trust that Silicon Valley insiders are on the case—then the film has succeeded in its mission. After all, the film may be telling you to turn off Facebook notifications, but it doesn’t recommend deleting your account.

    Yet one of the points the film makes is that you should not accept the information that social media presents to you at face value. And in the same spirit, you should not accept the comments made by oh-so-remorseful Silicon Valley insiders at face value either. To be absolutely clear: we should be concerned about the impacts of social media, we need to work to rein in the power of these tech companies, we need to be willing to have the difficult discussion about what kind of society we want to live in…but we should not believe that the people who got us into this mess—who lacked the foresight to see the possible downsides in what they were building—will get us out of this mess. If these insiders genuinely did not see the possible downsides of what they were building, than they are fools who should not be trusted. And if these insiders did see the possible downsides, continued building these things anyways, and are now pretending that they did not see the downsides, than they are liars who definitely should not be trusted.

    It’s true, arsonists know a lot about setting fires, and a reformed arsonist might be able to give you some useful fire safety tips—but they are still arsonists.

    There is much to be said about The Social Dilemma. Indeed, anyone who cares about these issues (unfortunately) needs to engage with The Social Dilemma if for no other reason than the fact that this film will be widely watched, and will thus set much of the ground on which these discussions take place. Therefore, it is important to dissect certain elements of the film. To be clear, there is a lot to explore in The Social Dilemma—a book or journal issue could easily be published in which the docudrama is cut into five minute segments with academics and activists being each assigned one segment to comment on. While there is not the space here to offer a frame by frame analysis of the entire film, there are nevertheless a few key segments in the film which deserve to be considered. Especially because these key moments capture many of the film’s larger problems.

    “when bicycles showed up”

    A moment in The Social Dilemma that perfectly, if unintentionally, sums up many of the major flaws with the film occurs when Tristan Harris opines on the history of bicycles. There are several problems in these comments, but taken together these lines provide you with almost everything you need to know about the film. As Harris puts it:

    No one got upset when bicycles showed up. Right? Like, if everyone’s starting to go around on bicycles, no one said, ‘Oh, my God, we’ve just ruined society. [chuckles] Like, bicycles are affecting people. They’re pulling people away from their kids. They’re ruining the fabric of democracy. People can’t tell what’s true.’ Like we never said any of that stuff about a bicycle.

    Here’s the problem, Harris’s comments about bicycles are wrong.

    They are simply historically inaccurate. Some basic research into the history of bicycles that looks at the ways that people reacted when they were introduced would reveal that many people were in fact quite “upset when bicycles showed up.” People absolutely were concerned that bicycles were “affecting people,” and there were certainly some who were anxious about what these new technologies meant for “the fabric of democracy.” Granted, that there were such adverse reactions to the introduction of bicycles should not be seen as particularly surprising, because even a fairly surface-level reading of the history of technology reveals that when new technologies are introduced they tend to be met not only with excitement, but also with dread.

    Yet, what makes Harris’s point so interesting is not just that he is wrong, but that he is so confident while being so wrong. Smiling before the camera, in what is obviously supposed to be a humorous moment, Harris makes a point about bicycles that is surely one that will stick with many viewers—and what he is really revealing is that he needs to take some history classes (or at least do some reading). It is genuinely rather remarkable that this sequence made it into the final cut of the film. This was clearly an expensive production, but they couldn’t have hired a graduate student to watch the film and point out “hey, you should really cut this part about bicycles, it’s wrong”? It is hard to put much stock in Harris, and friends, as emissaries of technological truth when they can’t be bothered to do basic research.

    That Harris speaks so assuredly about something which he is so wrong about gets at one of the central problems with the reformed insiders of The Social Dilemma. Though these are clearly intelligent people (lots of emphasis is placed on the fancy schools they attended), they know considerably less than they would like the viewers to believe. Of course, one of the ways that they get around this is by confidently pretending they know what they’re talking about, which manifests itself by making grandiose claims about things like bicycles that just don’t hold up. The point is not to mock Harris for this mistake (though it really is extraordinary that the segment did not get cut), but to make the following point: if Harris, and his friends, had known a bit more about the history of technology, and perhaps if they had a bit more humility about what they don’t know, perhaps they would not have gotten all of us into this mess.

    A point that is made by many of the former insiders interviewed for the film is that they didn’t know what the impacts would be. Over and over again we hear some variation of “we meant well” or “we really thought we were doing something great.” It is easy to take such comments as expressions of remorse, but it is more important to see such comments as confessions of that dangerous mixture of hubris and historical/social ignorance that is so common in Silicon Valley. Or, to put it slightly differently, these insiders really needed to take some more courses in the humanities. You know how you could have known that technologies often have unforeseen consequences? Study the history of technology. You know how you could have known that new media technologies have jarring political implications? Read some scholarship from media studies. A point that comes up over and over again in such scholarly work, particularly works that focus on the American context, is that optimism and enthusiasm for new technology often keeps people (including inventors) from seeing the fairly obvious risks—and all of these woebegone insiders could have known that…if they had only been willing to do the reading. Alas, as anyone who has spent time in a classroom knows, a time honored way of covering up for the fact that you haven’t done the reading is just to speak very confidently and hope that your confidence will successfully distract from the fact that you didn’t do the reading.

    It would be an exaggeration to claim “all of these problems could have been prevented if these people had just studied history!” And yet, these insiders (and society at large) would likely be better able to make sense of these various technological problems if more people had an understanding of that history. At the very least, such historical knowledge can provide warnings about how societies often struggle to adjust to new technologies, can teach how technological progress and social progress are not synonymous, can demonstrate how technologies have a nasty habit of biting back, and can make clear the many ways in which the initial liberatory hopes that are attached to a technology tend to fade as it becomes clear that the new technology has largely reinscribed a fairly conservative status quo.

    At the very least, knowing a bit more about the history of technology can keep you from embarrassing yourself by confidently making claiming that “we never said any of that stuff about a bicycle.”

    “to destabilize”

    While The Social Dilemma expresses concern over how digital technologies impact a person’s body, the film is even more concerned about the way these technologies impact the body politic. A worry that is captured by Harris’s comment that:

    We in the tech industry have created the tools to destabilize and erode the fabric of society.

    That’s quite the damning claim, even if it is one of the claims in the film that probably isn’t all that controversial these days. Though many of the insiders in the film pine nostalgically for those idyllic days from ten years ago when much of the media and the public looked so warmly towards Silicon Valley, this film is being released at a moment when much of that enthusiasm has soured. One of the odd things about The Social Dilemma is that politics are simultaneously all over the film, and yet politics in the film are very slippery. When the film warns of looming authoritarianism: Bolsanaro gets some screen time, Putin gets some ominous screen time—but though Trump looms in the background of the film he’s pretty much unseen and unnamed. And when US politicians do make appearances we get Marco Rubio and Jeff Flake talking about how people have become too polarized and Jon Tester reacting with discomfort to Harris’s testimony. Of course, in the clip that is shown, Rubio speaks some pleasant platitudes about the virtues of coming together…but what does his voting record look like?

    The treatment of politics in The Social Dilemma comes across most clearly in the narrative segment, wherein much attention is paid to a group that calls itself “The Extreme Center.” Though the ideology of this group is never made quite clear, it seems to be a conspiratorial group that takes as its position that “both sides are corrupt” – rejecting left and right it therefore places itself in “the extreme center.” It is into this group, and the political rabbit hole of its content, that Ben falls in the narrative – and the raucous rally (that ends in arrests) in the narrative segment is one put on by the “extreme center.” It may appear that “the extreme center” is just a simple storytelling technique, but more than anything else it feels like the creation of this fictional protest movement is really just a way for the film to get around actually having to deal with real world politics.

    The film includes clips from a number of protests (though it does not bother to explain who these people are and why they are protesting), and there are some moments when various people can be heard specifically criticizing Democrats or Republicans. But even as the film warns of “the rabbit hole” it doesn’t really spend much time on examples. Heck, the first time that the words “surveillance capitalism” get spoken in the film are in a clip of Tucker Carlson. Some points are made about “pizzagate” but the documentary avoids commenting on the rapidly spreading QAnon conspiracy theory. And to the extent that any specific conspiracy receives significant attention it is the “flat earth” conspiracy. Granted, it’s pretty easy to deride the flat earthers, and in focusing on them the film makes a very conscious decision to not focus on white supremacist content and QAnon. Ben falls down the “extreme center” rabbit hole, and it may well be that the reason why the filmmakers have him fall down this fictional rabbit hole is so that they don’t have to talk about the likelihood that (in the real world) he would likely fall down a far-right rabbit hole. But The Social Dilemma doesn’t want to make that point, after all, in the political vision it puts forth the problem is that there is too much polarization and extremism on both sides.

    The Social Dilemma clearly wants to avoid taking sides. And in so doing demonstrates the ways in which Silicon Valley has taken sides. After all, to focus so heavily on polarization and the extremism of “both sides” just serves to create a false equivalency where none exists. But, the view that “the Trump administration has mismanaged the pandemic” and the view that “the pandemic is a hoax” – are not equivalent. The view that “climate change is real” and “climate change is a hoax” – are not equivalent. People organizing for racial justice and people organizing because they believe that Democrats are satanic cannibal pedophiles – are not equivalent. The view that “there is too much money in politics” and the view that “the Jews are pulling the strings” – are not equivalent. Of course, to say that these things “are not equivalent” is to make a political judgment, but by refusing to make such a judgment The Social Dilemma presents both sides as being equivalent. There are people online who are organizing for the cause of racial justice, and there are white-supremacists organizing online who are trying to start a race war—those causes may look the same to an algorithm, and they may look the same to the people who created those algorithms, but they are not the same.

    You cannot address the fact that Facebook and YouTube have become hubs of violent xenophobic conspiratorial content unless you are willing to recognize that Facebook and YouTube actively push violent xenophobic conspiratorial content.

    It is certainly true that there are activist movements from the left and the right organizing online at the moment, but when you watch a movie trailer on YouTube the next recommended video isn’t going to be a talk by Angela Davis.

    “it’s the critics”

    Much of the content of The Social Dilemma is unsettling, and the film makes it clear that change is necessary. Nevertheless, the film ends on a positive note. Pivoting away from gloominess, the film shows the rapt audience nodding as Harris speaks of the need for “humane technology,” and this assembled cast of reformed insiders is presented as proof that Silicon Valley is waking up to the need to take responsibility. Near the film’s end, Jaron Lanier hopefully comments that:

    it’s the critics that drive improvement. It’s the critics who are the true optimists.

    Thus, the sense that is conveyed at the film’s close is that despite the various worries that had been expressed—the critics are working on it, and the critics are feeling good.

    But, who are the critics?

    The people interviewed in the film, obviously.

    And that is precisely the problem. “Critic” is something of a challenging term to wrestle with as it doesn’t necessarily take much to be able to call yourself, or someone else, a critic. Thus, the various insiders who are interviewed in the film can all be held up as “critics” and can all claim to be “critics” thanks to the simple fact that they’re willing to say some critical things about Silicon Valley and social media. But what is the real content of the criticisms being made? Some critics are going to be more critical than others, so how critical are these critics? Not very.

    The Social Dilemma is a redemption tour that allows a bunch of remorseful Silicon Valley insiders to rebrand themselves as critics. Based on the information provided in the film it seems fairly obvious that a lot of these individuals are responsible for causing a great deal of suffering and destruction, but the film does not argue that these men (and they are almost entirely men) should be held accountable for their deeds. The insiders have harsh things to say about algorithms, they too have been buffeted about by nonstop nudging, they are also concerned about the rabbit hole, they are outraged at how “surveillance capitalism” has warped technological possibilities—but remember, they meant well, and they are very sorry.

    One of the fascinating things about The Social Dilemma is that in one scene a person will proudly note that they are responsible for creating a certain thing, and then in the next scene they will say that nobody is really to blame for that thing. Certainly not them, they thought they were making something great! The insiders simultaneously want to enjoy the cultural clout and authority that comes from being the one who created the like button, while also wanting to escape any accountability for being the person who created the like button. They are willing to be critical of Silicon Valley, they are willing to be critical of the tools they created, but when it comes to their own culpability they are desperate to hide behind a shield of “I meant well.” The insiders do a good job of saying remorseful words, and the camera catches them looking appropriately pensive, but it’s no surprise that these “critics” should feel optimistic, they’ve made fortunes utterly screwing up society, and they’ve done such a great job of getting away with it that now they’re getting to elevate themselves once again by rebranding themselves as “critics.”

    To be a critic of technology, to be a social critic more broadly, is rarely a particularly enjoyable or a particularly profitable undertaking. Most of the time, if you say anything critical about technology you are mocked as a Luddite, laughed at as a “prophet of doom,” derided as a technophobe, accused of wanting everybody to go live in caves, and banished from the public discourse. That is the history of many of the twentieth century’s notable social critics who raised the alarm about the dangers of computers decades before most of the insiders in The Social Dilemma were born. Indeed, if you’re looking for a thorough retort to The Social Dilemma you cannot really do better than reading Joseph Weizenbaum’s Computer Power and Human Reason—a book which came out in 1976. That a film like The Social Dilemma is being made may be a testament to some shifting attitudes towards certain types of technology, but it was not that long ago that if you dared suggest that Facebook was a problem you were denounced as an enemy of progress.

    There are many phenomenal critics speaking out about technology these days. To name only a few: Safiya Noble has written at length about the ways that the algorithms built by companies like Google and Facebook reinforce racism and sexism; Virginia Eubanks has exposed the ways in which high-tech tools of surveillance and control are first deployed against society’s most vulnerable members; Wendy Hui Kyong Chun has explored how our usage of social media becomes habitual; Jen Schradie has shown the ways in which, despite the hype to the contrary, online activism tends to favor right-wing activists and causes; Sarah Roberts has pulled back the screen on content moderation to show how much of the work supposedly being done by AI is really being done by overworked and under-supported laborers; Ruha Benjamin has made clear the ways in which discriminatory designs get embedded in and reified by technical systems; Christina Dunbar-Hester has investigated the ways in which communities oriented around technology fail to overcome issues of inequality; Sasha Costanza-Chock has highlighted the need for an approach to design that treats challenging structural inequalities as the core objective, not an afterthought; Morgan Ames expounds upon the “charisma” that develops around certain technologies; and Meredith Broussard has brilliantly inveighed against the sort of “technochauvinist” thinking—the belief that technology is the solution to every problem—that is so clearly visible in The Social Dilemma. To be clear, this list of critics is far from all-inclusive. There are numerous other scholars who certainly could have had their names added here, and there are many past critics who deserve to be named for their disturbing prescience.

    But you won’t hear from any of those contemporary critics in The Social Dilemma. Instead, viewers of the documentary are provided with a steady set of mostly male, mostly white, reformed insiders who were unable to predict that the high-tech toys they built might wind up having negative implications.

    It is not only that The Social Dilemma ignores most of the figures who truly deserve to be seen as critics, but that by doing so what The Social Dilemma does is set the boundaries for who gets to be a critic and what that criticism can look like. The world of criticism that The Social Dilemma sets up is one wherein a person achieves legitimacy as a critic of technology as a result of having once been a tech insider. Thus what the film does is lay out, and then set about policing the borders of, what can pass for acceptable criticism of technology. This not only limits the cast of critics to a narrow slice of mostly white mostly male insiders, it also limits what can be put forth as a solution. You can rest assured that the former insiders are not going to advocate for a response that would involve holding the people who build these tools accountable for what they’ve created. On the one hand it’s remarkable that no one in the film really goes after Mark Zuckerberg, but many of these insiders can’t go after Zuckerberg—because any vitriol they direct at him could just as easily be directed at them as well.

    It matters who gets to be deemed a legitimate critic. When news networks are looking to have a critic on it matters whether they call Tristan Harris or one of the previously mentioned thinkers, when Facebook does something else horrendous it matters whether a newspaper seeks out someone whose own self-image is bound up in the idea that the company means well or someone who is willing to say that Facebook is itself the problem. When there are dangerous fires blazing everywhere it matters whether the voices that get heard are apologetic arsonists or firefighters.

    Near the film’s end, while the credits play, as Jaron Lanier speaks of Silicon Valley he notes “I don’t hate them. I don’t wanna do any harm to Google or Facebook. I just want to reform them so they don’t destroy the world. You know?” And these comments capture the core ideology of The Social Dilemma, that Google and Facebook can be reformed, and that the people who can reform them are the people who built them.

    But considering all of the tangible harm that Google and Facebook have done, it is far past time to say that it isn’t enough to “reform” them. We need to stop them.

    Conclusion: On “Humane Technology”

    The Social Dilemma is an easy film to criticize. After all, it’s a highly manipulative piece of film making, filled with overly simplified claims, historical inaccuracies, conviction lacking politics, and a cast of remorseful insiders who still believe Silicon Valley’s basic mythology. The film is designed to scare you, but it then works to direct that fear into a few banal personal lifestyle tweaks, while convincing you that Silicon Valley really does mean well. It is important to view The Social Dilemma not as a genuine warning, or as a push for a genuine solution, but as part of a desperate move by Silicon Valley to rehabilitate itself so that any push for reform and regulation can be captured and defanged by “critics” of its own choosing.

    Yet, it is too simple (even if it is accurate) to portray The Social Dilemma as an attempt by Silicon Valley to control both the sale of flamethrowers and fire extinguishers. Because such a focus keeps our attention pinned to Silicon Valley. It is easy to criticize Silicon Valley, and Silicon Valley definitely needs to be criticized—but the bright-eyed faith in high-tech gadgets and platforms that these reformed insiders still cling to is not shared only by them. The people in this film blame “surveillance capitalism” for warping the liberatory potential of Internet connected technologies, and many people would respond to this by pushing back on Zuboff’s neologism to point out that “surveillance capitalism” is really just “capitalism” and that therefore the problem is really that capitalism is warping the liberatory potential of Internet connected technologies. Yes, we certainly need to have a conversation about what to do with Facebook and Google (dismantle them). But at a certain point we also need to recognize that the problem is deeper than Facebook and Google, at a certain point we need to be willlng to talk about computers.

    The question that occupied many past critics of technology was the matter of what kinds of technology do we really need? And they were clear that this was a question that was far too important to be left to machine-worshippers.

    The Social Dilemma responds to the question of “what kind of technology do we really need?” by saying “humane technology.” After all, the organization The Center for Humane Technology is at the core of the film, and Harris speaks repeatedly of “humane technology.” At the surface level it is hard to imagine anyone saying that they disapprove of the idea of “humane technology,” but what the film means by this (and what the organization means by this) is fairly vacuous. When the Center for Humane Technology launched in 2018, to a decent amount of praise and fanfare, it was clear from the outset that its goal had more to do with rehabilitating Silicon Valley’s image than truly pushing for a significant shift in technological forms. Insofar as “humane technology” means anything, it stands for platforms and devices that are designed to be a little less intrusive, that are designed to try to help you be your best self (whatever that means), that try to inform you instead of misinform you, and that make it so that you can think nice thoughts about the people who designed these products. The purpose of “humane technology” isn’t to stop you from being “the product,” it’s to make sure that you’re a happy product. “Humane technology” isn’t about deleting Facebook, it’s about renewing your faith in Facebook so that you keep clicking on the “like” button. And, of course, “humane technology” doesn’t seem to be particularly concerned with all of the inhumanity that goes into making these gadgets possible (from mining, to conditions in assembly plants, to e-waste). “Humane technology” isn’t about getting Ben or Isla off their phones, it’s about making them feel happy when they click on them instead of anxious. In a world of empowered arsonists, “humane technology” seeks to give everyone a pair of asbestos socks.

    Many past critics also argued that what was needed was to place a new word before technology – they argued for “democratic” technologies, or “holistic” technologies, or “convivial” technologies, or “appropriate” technologies, and this list could go on. Yet at the core of those critiques was not an attempt to salvage the status quo but a recognition that what was necessary in order to obtain a different sort of technology was to have a different sort of society. Or, to put it another way, the matter at hand is not to ask “what kind of computers do we want?” but to ask “what kind of society do we want?” and to then have the bravery to ask how (or if) computers really fit into that world—and if they do fit, how ubiquitous they will be, and who will be responsible for the mining/assembling/disposing that are part of those devices’ lifecycles. Certainly, these are not easy questions to ask, and they are not pleasant questions to mull over, which is why it is so tempting to just trust that the Center for Humane Technology will fix everything, or to just say that the problem is Silicon Valley.

    Thus as the film ends we are left squirming unhappily as Netflix (which has, of course, noted the fact that we watched The Social Dilemma) asks us to give the film a thumbs up or a thumbs down – before it begins auto-playing something else.

    The Social Dilemma is right in at least one regard, we are facing a social dilemma. But as far as the film is concerned, your role in resolving this dilemma is to sit patiently on the couch and stare at the screen until a remorseful tech insider tells you what to do.

    _____

    Zachary Loeb earned his MSIS from the University of Texas at Austin, an MA from the Media, Culture, and Communications department at NYU, and is currently a PhD candidate in the History and Sociology of Science department at the University of Pennsylvania. Loeb works at the intersection of the history of technology and disaster studies, and his research focusses on the ways that complex technological systems amplify risk, as well as the history of technological doom-saying. He is working on a dissertation on Y2K. Loeb writes at the blog Librarianshipwreck, and is a frequent contributor to The b2 Review Digital Studies section.

    Back to the essay

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    Works Cited

    • Weizenbaum, Joseph. 1976. Computer Power and Human Reason: From Judgment to Calculation. New York: WH Freeman & Co.
  • Belinda Kong — Recovering First Patients

    Belinda Kong — Recovering First Patients

    This essay is a part of the COVID-19 dossier, edited by Arne De Boever. 

    by Belinda Kong

    In the penultimate chapter to Minor Feelings, Cathy Park Hong (2020) pays belated homage to Theresa Hak Kyung Cha. “For a while,” Hong writes of her own development as a poet, “I thought I had outgrown Cha. I’d cite modernist heavyweights like James Joyce and Wallace Stevens as influences instead of her. I took her for granted. Now, in writing about her death, I am, in my own way, trying to pay proper tribute” (171). In researching Cha’s life, Hong was perturbed by the silence around her death. Though Cha is a canonized figure within Asian American literature with much critical attention devoted to her experimental novel Dictee, Hong found to her surprise that “no one wrote anything about the crime” around Cha’s death (155). Cha was raped and murdered in November 1982, in the sub-basement of Manhattan’s historic Puck Building, newly acquired by Kushner Properties and undergoing renovations at the time. Her killer was a serial rapist who worked as a security guard there, hired simply because “he knew English.” Cha, on the other hand, was initially called “an Oriental Jane Doe” in the police report (164-65). This was a week after the publication of Dictee. Those who have written on Cha’s work but circumvented the subject of her death cited the desire to protect her family and to avoid reducing the significance of the former to the sensationalism of the latter. But what Hong discovered, when she contacted Cha’s relatives and friends, was that they were eager to talk. “Why hadn’t anyone reached out to Cha’s relatives earlier? Why hadn’t anyone looked at the court records?” she muses. “They’re not hard to find. In fact, they’re readily available online….” (172).

    *

    In researching the 2003 SARS global epidemic and the cultures of epidemic life that sprang up at its epicenters, I found myself on a parallel path as Hong but walking it in reverse. I too began by looking at literature and culture, at novels and then, more adventurously, films and digital media, partly because those realms constitute my relative comfort zone as a literary scholar, but mostly because I assumed that the history and real-life stories would have been told by others before me. I first started researching SARS around 2014, over a decade after the epidemic’s end, so I took it on faith that the facts were well-documented in the voluminous body of writing already published on the topic, and that even early cases in mainland China and Hong Kong would have been properly archived by then. Moreover, since English, as the World Health Organization itself acknowledges, remains the dominant language of global public health information and “the lingua franca of scientists—including those working in public health” (Adams and Fleck 2015: 365), I also took it on faith that knowledge about specialized epidemiological matters such as index cases and early outbreak clusters would be firmly in place in the anglophone public record. In short, I took the epidemic’s first patients and their stories for granted, as things that were already told and known, things that I did not have to bother to investigate for myself. I was content to stay in my disciplinary lane and focus on fictional texts and fictional lives, venturing into historical and empirical sources only for context and self-education. It took several years of writing and reading, until the last chapter of my book project, for me to fully realize my misplaced faith.

    What I discovered, when I started digging into accounts of the global index patient, was the opposite of what Hong observed with Cha: that much has been written on this Chinese patient’s death but not his life—even though he did not die. If the story of Cha’s death is full of gaps and silences, those of SARS’s first patient are chockfull of inaccuracies, distortions, and prejudices.

    *

    If one were to do an internet search on SARS in English today, one of the top hits would likely be the Wikipedia entry on “Severe acute respiratory syndrome” (2020b). There, under the section “Epidemiology,” under the first subheading “Outbreak in South China,” the disease’s animal and human origins are narrated as follows:

    The viral outbreak can be genetically traced to a colony of cave-dwelling horseshoe bats in China’s Yunnan.

    The SARS epidemic appears to have started in Guangdong, China, in November 2002 where the first case was reported that same month. The patient, a farmer from Shunde, Foshan, Guangdong, was treated in the First People’s Hospital of Foshan. The patient died soon after, and no definite diagnosis was made on his cause of death.

    A separate Wikipedia entry on “2002-2004 SARS Outbreak” (2020a) offers this companion timeline and profile:

    On 16 November 2002, an outbreak of severe acute respiratory syndrome (SARS) began in China’s Guangdong province, bordering Hong Kong. The first case of infection was traced to Foshan. This first outbreak affected people in the food industry, such as farmers, market vendors, and chefs. The outbreak spread to healthcare workers after people sought medical treatment for the disease.

    Other websites on the anglophone internet, not surprisingly, have replicated this narrative over the past decade, sometimes verbatim (see Zolli 2012; WordPress 2013). In the months of COVID-19, anglophone news outlets spanning the US, the UK, Europe, and Asia have retrospected on SARS by repeating this very story of its first index case as an anonymous dead farmer from Foshan, Guangdong (see Martin 2020; Moura 2020; Ma 2020; Gopalan 2020; Nelson 2020; Stanley 2020). Given the widely accepted thesis on the zoonotic origins of SARS, readers are left to connect the dots between the coronavirus’s animal hosts and the rural farmer who first contaminated himself by living in proximity to them. In line with what anthropologist Mei Zhan (2005) highlighted in international media coverage of SARS in 2003, the dead farmer story subtly implies a “deadly filthiness” to Chinese “strange entanglements of human and animal bodies” (37).

    Nor is this narrative restricted to online sources. Print references to SARS’s primal farmer have long appeared in English-language scientific and academic venues, from a 2005 Pediatric Annals article on animal viruses (Lee and Krilov 2005: 43-44) to a 2006 Urban Studies journal article on infectious disease and global cities (Ali and Keil 2006: 497) to a 2007 Lancet book review of a McGill-Queen’s University Press anthology on SARS (Bugl 2007: 710). By now, the notion that the world’s first SARS patient was a Foshan/Guangdong farmer has entered into anglophone pandemic lore, dispersed across, among other things, a virology textbook (M. Taylor 2014: 386), a guide on sustainability and corporate responsibility (Kao 2010: 113), a crisis management reference work (Penuel et al. 2013: 771), a mathematical engineering study (Hu et al. 2016: 1), a political science analysis (Wang 2018), as well as myriad mass market books on climate change, emerging viruses, and pandemic outbreaks (Marsa 2013: 46; Zimmer 2015: 85; Khan and Patrick 2016: 165). Even Ali Khan, the former director of the US CDC Office of Public Health Preparedness and Response, affirmed this version of events in his book The Next Pandemic (2016):

    The official narrative for the severe acute respiratory syndrome (SARS) outbreak that swept through Asia and grazed North America traces the first reported case to Guangdong Province, China. This was mid-November 2002, and the patient, a farmer, was treated in the First People’s Hospital of Foshan, and then promptly died. (165)

    What further unites all these anglophone sources is the allegation, sometimes explicit, other times strongly insinuated, that the farmer not only infected himself and those around him but initiated a nuclear chain infection that ultimately culminated in a catastrophic global epidemic.

    *

    The problem with this “official narrative,” however, is that it is replete with egregious errors and orientalist biases. In reality, SARS’s first known patient was not a peasant farmer, he was not at the center of an explosive outbreak cluster, he did not kill anyone, and above all, he did not die from the virus. In reality, he was an elected local official with an administrative office job, he directly infected only two family members but no healthcare workers, this was a contained cluster with five infections total and no fatalities, and he lived on to tell his tale even ten years later.

    *

    His name is Pang Zuoyao. In November 2002, he was the deputy chief of Bitang Village. Though labeled a village, Bitang was in fact a thriving industrial town in the heart of Foshan, a city of three and a half million (approximately the size of Los Angeles). “The people in this village are quite wealthy,” according to migrant workers who came here looking for factory jobs, “and you can earn a lot just with annual bonuses” (quoted in Wu and Li 2013). Pang’s was an elected position, one that he would continue to hold for at least another decade. At the time, he was also assistant chair of the local shareholding economic cooperative (Wu and Li 2013). By the early 2000s, most local enterprises had been privatized, so Pang’s work consisted mainly of managing real estate and sometimes overseeing family planning issues (Hu and Ma 2006). He was relatively well-to-do, living with his wife and four children in a four-story house (Leu 2003a). His oldest son was applying for college that year, his daughter was about to enter high school, and his youngest child was a fifth-grader-to-be (Zheng, Wang, and Chen 2003). By all indications, he was a low-level government cadre leading a comfortable middle-class life in China’s liberalizing economy.

    It was also this set of personal circumstances that afforded Pang and his family access to advanced healthcare and that led to their surviving SARS. On November 16, Pang developed a high fever, headache, dry cough, and weakness and was rushed to the hospital closest to his house, the second-tier Shiwan People’s Hospital. After nine days, his fever persisted, so he was transferred to the top-tier Foshan No. 1 People’s Hospital. There, he was promptly admitted to the isolation ward and then transferred to the intensive care unit, where he was put on a ventilator—all treatment options available only to those with financial means (Zheng, Wang, and Chen 2003; Hu and Ma 2006; Wu and Li 2013). Throughout that period, Pang’s family visited him at the hospital every day, and since no one knew to take precautions, he infected both his wife and his maternal aunt, and the latter in turn infected her husband and daughter. All five family members were hospitalized, but in the end, all recovered, and Pang himself was discharged on January 8, 2003 (Zhou et al. 2003: 599; Xu et al. 2004: 1033; Zheng, Wang, and Chen 2003; Hu and Ma 2006). None of his children at home caught the virus, nor did any of his Bitang neighbors or any hospital worker who cared for the family. According to two early epidemiological studies on SARS, this Foshan outbreak, the first one known to us, was an intrafamilial cluster with only five patients, and the transmission chain ended there (Zhou et al. 2003: 598; Xu et al. 2004: 1033). So, despite being SARS’s first known cluster, it was not the spark that ignited a global infection chain. As one of Pang’s physicians commented afterward, this case could be considered a “miracle” (quoted in Zheng, Wang, and Chen 2003).

    Later on, Pang would be identified as the world’s first known SARS patient, the epidemic’s global index case. At the time, though, no one knew this was a new virus, least of all Pang himself. Even the ICU director at the Foshan hospital who oversaw Pang’s case remembered calling it simply a “respiratory infectious disease of unclear cause” (quoted in Hu and Ma 2006). Pang was never formally diagnosed with SARS, and in fact, according to his wife, the hospital’s initial diagnosis was food poisoning (Leu 2003a).

    Pang’s own processing of the experience was protracted and traumatic. A few months after his discharge, after the coronavirus had been identified and as the epidemic raged worldwide, Pang and his family still found it hard to believe that what they had suffered was SARS. “I don’t even know if I am related to what happened elsewhere,” he told Ching-Ching Ni, a staff writer for Los Angeles Times, over the phone in April 2003. “The day I left the hospital, they said they didn’t know what I had” (quoted in Ni 2003). Likewise, Mrs. Pang told South China Morning Post journalist Leu Siew Ying in person that same month, “I find it baffling [that people say we had SARS] because no one in my family has the illness. My husband’s parents and his seven siblings and my parents and my own four siblings spent time with him during the day or visited him regularly. None of them fell sick.” Pointing to the town traffic, she speculated, “I think it is the air pollution that is making us ill” (quoted in Leu 2003a). To reporters from the province’s 21st Century Business Herald, Mrs. Pang pleaded, “[My husband] is very busy with work, and he has a stress prone personality … so please don’t bother us anymore” (quoted in Zheng, Wang, and Chen 2003). Another few months later, Pang himself remained terse with reporters both domestic and foreign. “I have completely recovered,” he declared to Leu on her follow-up visit, with an emphasis on recovery that had become a refrain for him. “If you are concerned about sick people go to the hospitals. You are wasting your time with me” (quoted in Leu 2003b). “Let the past be the past,” he implored the journalists from Guangzhou’s Southern Weekend who tracked him down in 2006. More resigned now to the SARS diagnosis, he told them, “I don’t want to think about it anymore. I myself have no idea why I caught SARS. When I got sick, there wasn’t yet the term ‘atypical pneumonia.’ Properly speaking, I was only retroactively labeled a SARS patient” (quoted in Hu and Ma 2006). One oft-cited comment by the respiratory specialist and “SARS hero” Zhong Nanshan is that 96% of mainland China’s SARS patients had no clear contact history, so for them, the whole episode was like “bafflingly having a nightmare” (quoted in Yang 2012). For Pang especially, the virus must have struck like something utterly out of the blue, supernatural and uncanny. And if the disease itself left, the stain of it lingered, branding him the world index case—a designation he had no power to reject. He had little time to narrate the experience for himself and to give it personal meaning before the external world descended to take over his story.

    *

    For much of the decade after the epidemic, Pang kept a low profile, dodging all media attention (Wu and Li 2013). For a period that summer, his family even vacated their Bitang house and went into hiding (Blackwell 2003). What little we know of his actual post-SARS life comes from a handful of articles based on the few interviews he and his family granted over the years, primarily to reporters from southern China. One significant impact of the disease episode on him and his family, as he related to Southern Weekend, was economic. The medical bills for his family had come to 400,000 yuan (almost $60,000), a not insubstantial sum for a village-level official, even a well-off one like Pang. “At the time I thought, out of nowhere came this strange disease, and just like that, 400,000 yuan gone. What a waste,” he said. “But then I thought, if you lose your life, what’s the point of mourning the loss of money?” (quoted in Hu and Ma 2006).

    Indeed, SARS had a deep and lasting impact on Pang’s lifestyle and value system. In the half-year following his hospitalization, he remained physically weak and would gasp for breath after climbing a few flights of stairs (Hu and Ma 2006). He became much more health conscious as a result, quitting smoking and giving up alcohol, taking up regular tai chi and long-distance jogging instead. He also stopped dining out, and every day at noon, he unfailingly drove home from work to eat a lunch prepared by his wife, meticulously washing his hands before every meal (Yang 2012). Ten years on, he kept up these habits. Now in his mid-fifties, he continued to serve as Bitang’s deputy chief. As he remarked to a reporter from Blog World in 2012, “I take my work seriously every single day, and I intend to work hard until my retirement. If there’s a change in me, it’s that I give greater importance to health and family now” (quoted in Yang 2012). SARS also made him more fastidious about hygiene. Two reporters from the Information Times noted in 2013 that, after receiving guests in his office, Pang would wash all the cups by hand and then sterilize them in a disinfecting cupboard next to the sofa (Wu and Li 2013). All these routines grew out of Pang’s brush with SARS, the small residual effects of his disease experience and the enduring transformations of his everyday life thereafter.

    At the same time, these self-care practices may have embodied Pang’s coping mechanisms for the physical trauma of the ordeal and its various side effects. One Hong Kong study (Lee and Wing 2006) found that 45% of recovered SARS patients developed one or more mental illnesses within three weeks of discharge: 13% suffered from organic mood syndrome, 11% from major depression, 11% from adjustment disorders, 7% from PTSD, 5% from generalized anxiety disorder, and 2% from transient delirium or psychosis. Those who had been in ICU had a higher likelihood of developing one of these illnesses, and many survivors additionally “complained of profound lethargy and disturbing forgetfulness” (144). There is no public record of Pang ever seeking professional therapy, but the person who emerges from these published accounts fits the profile of someone struggling with posttraumatic stress.

    In his case, disease survival was compounded by the stigma of being the world index case. When the WHO investigative team to Guangdong visited Pang’s house in April 2003, word got out and “it was clear to everyone in his neighborhood that it was him,” according to Robert Breiman, the leader of the WHO team. “He told me that this created many problems” (quoted in Ang 2003). As some of Pang’s neighbors admitted to reporters later that summer, “At first, we didn’t know who [the SARS patient among us] was. After we knew that he got SARS, we didn’t want to have any connection with him” (quoted in Blackwell 2003). Years later, the family still remembered how their neighbors gossiped and blamed Pang for unleashing a global plague. In one workplace dispute, Pang’s SARS record was brought up against him, an incident that put him on guard ever after for political rivals weaponizing his disease history against him (Yang 2012). In the post-SARS decade, then, Pang rarely spoke of his medical past and hid it from most coworkers, even deliberately distancing himself from the doctors and nurses who had treated him and his family. His attending physician at the time sympathized with this evasion: “Foshan people are very practical and low-key. Besides, this isn’t something anyone would want to grab the limelight for,” the doctor commiserated (quoted in Wu and Li 2013). Over time, to Pang’s longtime colleagues and relatives, it seemed as if SARS never happened, as if it had been wiped clean from his memory, whether by design or repression (Yang 2012). These, then, were also things that lived through SARS and trailed Pang for years: ostracism and stigma, uncertainty and suspicion, forgetting and self-silencing.

    Perhaps what gnawed at Pang the most was the accusation, and the possibility, that his own dietary habits did in fact cause a new deadly human virus. Like many of his neighbors, Pang used to enjoy eating wild animals, or yewei. About a month or so prior to falling sick, he had traveled with a friend to Guangxi Province and brought home some game meat (Zhou et al. 2003: 598; Wu and Li 2013). And about a week before his hospitalization, he had dined on “wild cat meat” with a friend twice and again brought some home for his family (Zhou et al. 2003: 598; Hu and Ma 2006). During that period, he also prepared meat dishes at home, including “chicken, domestic cat, and snake” (Xu et al. 2004: 1033). But, significantly, none of those who shared these meals became infected. “My husband ate mutton and cat meat before he fell ill,” recalled Mrs. Pang. “He said cat meat was good for his backache, so sometimes he has cat meat outside and sometimes I cook it at home. Most people here eat cat meat, but nobody has SARS” (quoted in Leu 2003a).

    What no media report mentions is the possible sociohistorical link between Pang’s generation and the contemporary trend of wildlife banqueting. Being forty-five in 2002, Pang would have been born around 1957, a year before the start of the 1958-61 Great Famine. Mrs. Pang was forty-two in 2002, so she would have been born in the middle of the famine years, around 1960. While we do not know whether they or their families suffered from starvation during those winters, a history of hunger and mass death defined much of the national landscape of their infancy, especially in rural areas. Without pathologizing either the Pangs or their generation, we can nonetheless conjecture, following Judith Farquhar’s (2002) “anthropology of the mundane,” that commonplace bodily appetites can register collective historical experiences and postmemorial traumas. In the case of postsocialist China, Farquhar suggests, acts of eating often operate within “a politics of restitution in which people are intent on ‘getting rich’ (facai zhifu) and ‘enjoying themselves’ (zhaole) as a way of making up for the poverty and misery many associate with their collective history” (129). Thus, consumption practices in the reform era, particularly by the rising urban middle class, often entail an ethical calculus tied to Maoist history, whereby eating itself becomes a set of economic and historical reckonings about “excess and deficiency”: “How much enjoyment or bulk is justifiable for the fortunate in a world where starvation is all too real for some of their neighbors? Is there value in ‘high’ civilization (gourmet food, for example) if many of the socially ‘low’ have no access to its sophisticated pleasures? Can past famine justify indulgence in present and future gluttony?” (122).

    The Pangs and their appetites, too, would have emerged from this history, with SARS as the latest event in an ongoing national dialectical grappling with lack and surplus. Maybe, to some degree, the epidemic interrupted their psychohistorical reliance on that calculus and helped redefine well-being from endless consumption to equilibrium upkeep. In any event, the Pangs abandoned their wildlife diet after their infection, opting instead for healthy dishes such as plain steamed fish (Yang 2012). According to their daughter, though, Pang never accepted the zoonotic thesis about SARS, despite mounting scientific consensus. In the ten years after, he never ceased searching for an alternative cause for the coronavirus. Like his wife, he pointed to environmental factors such as industrial pollution as the root of his illness. He often suspected that the exhaust gas from a funeral parlor near his workplace was the true culprit, and he repeatedly campaigned to have the funeral parlor relocated, even enlisting for help the press he so avoided otherwise (Yang 2012). This, too, merits consideration as a small act of local eco-activism, as epidemic experience bred skepticism toward the state’s economic development goals and an awareness of the human reverberations of environmental contamination.

    *

    I patch together this reconstruction of Pang Zuoyao’s story in order to highlight that, even for its global index patient, SARS infection and survival can be narrated in the terms, not of perpetual emergency and pandemic crisis, but of ordinary resilience. Medical authorities and experts might reach for the magical or the occult to explain the scientifically inexplicable aspects of SARS and Pang’s case—a “miracle,” a “nightmare”—but Pang himself seemed to want nothing more than a restoration of the normal and the prosaic. Elsewhere, I have analyzed Wuhan writer Hu Fayun’s 2004 novel Ruyan@sars.come (Such Is This World@sars.come) through a framework I call pandemic ordinariness (see Kong 2018). Not so unlike Hu’s eponymous protagonist Ru Yan, Pang lived beyond SARS by turning to aspects of his domestic life that allowed for small and everyday agency, such as quitting risk-raising old habits and initiating new self-nourishing routines. Indeed, his reformed lifestyle resonates with western biomedical paradigms that emphasize personal health regimens such as diet, nutrition, and exercise. In the process, he reoriented himself away from the raw accumulation of economic, political, and social capital toward bodily self-care and familial preservation. These mundane changes in Pang’s daily life did not carry any noticeable impact on the national or global stage, nor did they amount to any grand gestures of resistance. As a whole, Pang’s story does not lend itself so easily to either prefabricated cautionary tales of disastrous contagion or geopolitical critiques of communist totalitarian biopower. In a much quieter but not quietist way, his story bespeaks a rebuilding of personal world, a form of autopoetic resilience, where survival is not a passive condition but a process of corporeal emergence, to be continually enacted through everyday embodied practices. These in turn facilitate a transfer of sentimental attachment, an affective shift away from the rationales of both the communist party-state system and the postsocialist neoliberal market, toward a self-valuing ethics and deeper kinship intimacies.

    Rather than interpret these living practices cynically, as a naïve buying into the false promises of the good life in an individualist capitalist society, or what Lauren Berlant (2011) would call the slow death of cruel optimism, we might see in Pang a conscious embrace of a nonelitist biopolitics of care, salvaged from the post-crisis space of epidemic illness. If Anna Tsing (2015) glosses “conditions of precarity” as “life without the promise of stability” (2), then a nonexceptionalist ethics and self-organizing biopolitics such as Pang’s testifies to a desire for postprecarity, a faith in the possibility of everyday life’s meaningful continuance, after disease catastrophe, through small acts of recreated stability. Moreover, similar to Ru Yan’s decision to not resume her internet writerly persona at the end of Hu’s novel, Pang’s post-SARS life was marked by his decision to eschew media attention, which was also an act of not relinquishing his right to live beyond his illness on his own terms, of not ceding his epidemic story over to those already endowed with an inordinate share of power in constructing macro pandemic narratives.

    While numerous scholars have analyzed the racist and orientalist dimensions of global media representations of SARS (see Hung 2004; Zhan 2005; Keil and Ali 2008; J. Lee 2014; Lynteris 2018; Lynteris 2020), few have heeded the Chinese index patients themselves, particularly how surviving first patients such as Pang went on to embody new practices and reshape their own living relations to animals and consumption, thus modeling the transition to post-epidemic renewal at disease epicenters. These modifications in bodily conduct toward self and others, both human and nonhuman, deserve attention also as reemergent forms of life. Unlike Michael Fischer’s (2003) notion of “emergent forms of life” at the frontiers of cybernetics and biotechnology, here we observe precisely a retreat from translocal hybrid networks both human-social and human-animal. We observe a foregoing of participation in anthropocentric cultures of species extraction, displacement, and incorporation, and a deliberate return to smaller scales and more proximate relations of life. Even micro decisions and inner commitments—such as a determined letting go of one’s appetite for certain foods, or of one’s involvement in certain toxic networks of mediatized social community—can in themselves represent profound ethical responses to human-nonhuman pandemic assemblages and crises. Withdrawing from one’s neighboring regimes of ingestion and refocusing on the locality of one’s household, leaving be and dwelling alongside the creatures deemed ingestible, releasing the attachment to limitless wealth concentration and historically compensatory pleasure, and carving out the parameters of what one considers actually livable togetherness—these, too, constitute performances of Tsing’s “collaborative survival,” the ordinary and minute navigations of personal “living-space entanglements” (2, 5). In the wake of pandemic ruin, these too instantiate means of recovering life, of rethinking living.

    *

    Perhaps most of all, I insist on reconstructing Pang’s life because it is startlingly absent in English. So far as I can tell, this narrative arc of Pang’s encounter with and survival of SARS—though fragmented and mediated, and slim by any serious biographer’s yardstick—is missing from the anglophone archive altogether. Of course, anglophone discourse is not homogenous, and I am not suggesting that no writer in English has given an accurate and good-faith rendition of Pang’s story. (In my book’s final chapter, I go into detail about the larger anglophone archive on three SARS index patients, including medical records and epidemiological studies as well as other popular writings both within and outside of China.) One might expect that, as the world index patient, Pang Zuoyao would be a familiar name in the annals of SARS, or in the very least, that the outlines of his experience would have been documented by someone, whether through direct investigation or translation, for an anglophone readership. Yet the exact opposite is true. On a most basic level, Pang’s name has largely vanished from the anglophone public record. This erasure may have come about through a well-intentioned assumption that anonymity protects the patient and his family, though in practice it has only enabled the replication and recirculation of false narratives about him. More insidiously, this erasure feeds contemporary orientalist assumptions about communist China and its totalitarian terror state. One bestselling and critically acclaimed mass market book (Quammen 2012) on animal infections and human pandemics, for example, intimates that “his name goes unmentioned” because of the Chinese government’s censorship of Pang’s story (170-71), when the sinophone sources I draw on are readily available on the Chinese internet. Indeed, in the months during and after SARS, in addition to the dead farmer template, a set of wildly erroneous and deeply orientalist stories emerged about Pang—including fabricated accounts of him as a businessman or salesman (see for example Grady 2003; Rosenthal et al. 2003; Ang 2003; Altman 2003; Abraham 2003; Chao 2003; C. Taylor 2003), a wild animal trader or dealer (see Luck 2003; Bradsher and Altman 2003; Zhan 2005: 37; Jackson 2008: 283), and an exotic game restaurant chef (see Chiu and Galbraith 2004: xv; Seno and Reyes 2004: 7; Goudsmit 2004: 141; Lee and Wing 2006: 135; J. Lee 2014: 18). These stories were told and retold—even by politically committed scholars who set out to critique the racism of SARS discourse—taking hold of the popular anglophone imagination until they bore almost no resemblance to the real Pang, who lived on as if in a parallel universe.

    *

    Meditating on the possible reasons for the silences around Theresa Hak Kyung Cha’s death, Cathy Park Hong (2020) ultimately turns the question on herself:

    … But why hadn’t I bothered to find out about her homicide earlier? Didn’t I also type and then delete the word rape before murder when I wrote the review where I mentioned Cha? Rape burns a hole in the article and capsizes any argument. There is no way to continue on with your analysis, no way to make sense past it. You can only look at it or look away—and I looked away. But it’s not just because her death was so grim. I sometimes avoid reading a news story when the victim is Asian because I don’t want to pay attention to the fact that no one else is paying attention. I don’t want to care that no one else cares because I don’t want to be left stranded in my rage. (172-73)

    Even more fundamental than the traumatic effect radiating out from Cha’s gruesome death, Hong suggests, is the racialized exhaustion of confronting, yet again, an instance of Asian suffering that goes unheeded, uncared for, the very invisibility or trivialization of which breeds a second-order inattention and indifference. It is not simply the underlying racial anger that one must then manage but the concomitant feeling of certain abandonment, of knowing that one will be “left stranded” in one’s rage by a white majoritarian society that continually challenges and undermines the legitimacy of Asian affect. Following Sianne Ngai’s argument in Ugly Feelings, Hong calls the racialized forms of these affects “minor feelings”: “the racialized range of emotions that are negative, dysphoric, and therefore untelegenic, built from the sediments of everyday racial experience and the irritant of having one’s perception of reality constantly questioned or dismissed” (55). The difficulty of looking at Cha’s killing is compounded by the gendered nature of the crime, and perhaps precisely so, she has come to be conceptually bracketed in yet another way, “as this tragic unknowable subaltern subject” that presumably no one can ethically write about (172). Minor feelings overlaid by poststructuralist schooling can “get in the way of documenting facts” (171).

    In confronting the anglophone unwriting/rewriting of Pang Zuoyao, I found myself in a similar affective landscape. Like Hong, I wondered with incredulity and anger: Why hadn’t more writers in the anglophone world tried to spotlight Chinese index patients? Why hadn’t more researchers bothered to reconcile contradictory reports rather than simply echo one or two supposedly authoritative and sometimes obviously questionable accounts? Why didn’t more anglophone researchers and writers look into the medical records and epidemiological studies, some of which are in English and readily available online, or seek out translators for widely accessible Chinese-language sources? And most of all, why didn’t more people care about the actual patients themselves, rather than the big stories and big critiques that their small lives could be instrumentalized to stage? One staggering epiphany I came to was that, the more humanistic the anglophone piece—that is, the more an author explicitly set out to tell a story or analyze stories about SARS or pandemics—the more likely it was to recycle errors and slants, to retell the wrong and often offensive stories about first patients. Scientific studies and medical documents, by contrast, provided a trove of empirical tidbits from which to reconstruct index patients’ disease experiences and social lives.

    In a core way, my book’s final chapter has become a reckoning on two levels. The first involves scrutinizing the global power of English as the language of public health knowledge production vis-à-vis pandemic narratives. In keeping with the larger thesis of my book, I believe we can gain positive models for thinking about pandemic experience by recovering, from a largely racist and orientalist archive, the ordinary dimensions of epidemic survival or nonsurvival by Chinese index patients. The second involves probing certain reflexive assumptions and pieties embedded in anglophone humanistic disciplines that are also entangled in the production of knowledge about global public health and global pandemics. In regarding ourselves as important, principled writers and scholars who make macro sociopolitical arguments and broad cultural critiques, perhaps also as savvy poststructuralist critics who are too sophisticated to be burdened by empirical truthseeking, do we end up reinforcing the marginalization of the marginal, the trivialization of the trivialized, and sanctioning the very ideological structures and effects we think we are tearing down?

    For the anglophonization of SARS and SARS index cases has been largely a process of humanistic storytelling where real humans disappear, replaced by corpses and zombies. In belatedly arriving at these gaps and distortions, did I too look away, not only out of misguided faith but because I wanted someone else to pay attention instead, to free myself from the menial task of charting small stories and small lives so I could pursue higher-order intellectual critiques and stake the latest field-changing claims? As I finish writing my book’s final chapter, I am frequently aware of my own minor feelings of racialized dysphoria, disbelief, and fury at the anglophone archive with its silences, oversights, blunders, and disfigurements. And by chapter’s end, I too will be left wondering: Would I become isolated in these emotions, invalidated away by a language and a set of writings that have demonstrated over and over again their inattention and negligence toward Chinese subjects? Would writing that emerges from these emotions succeed in overcoming the affective fissures and engender care rather than alienation or defensiveness? However imperfect, this is an attempt to navigate the anglophone terrain amid those affects, and to make more possible alternative stories in which first SARS patients can finally be seen as neither orientalized infrahumans nor tragic unknowable subalterns but just ordinary people. In the time of COVID-19 and beyond, this task, this reorientation, seems more vital than ever.

    I want to thank Elina Zhang for soliciting this piece, and for offering a sympatico model of engaged storytelling in her own writing.

     

    Belinda Kong is associate professor of Asian Studies and English at Bowdoin College. Her research focuses on contemporary literature by Asian American and Asian diasporic writers, with focus on the Chinese diaspora. She is the author of Tiananmen Fictions Outside the Square: The Chinese Literary Diaspora and the Politics of Global Culture (Temple University Press 2012, Asian American History and Culture Series), and her work has appeared in Prism: Theory and Modern Chinese Literature, Modern Chinese Literature and Culture, Journal of Transnational American Studies, Modern Fiction Studies, Ariel, and Journal of Narrative Theory. Her current book project, What Lived Through SARS: Chronicles of Pandemic Resilience, explores cultural expressions of epidemic life at the epicenters of the 2003 SARS outbreak.

     

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  • Ali Behdad — The Afterlife of Orientalism (Review of Leah Feldman’s On the Threshold of Eurasia)

    Ali Behdad — The Afterlife of Orientalism (Review of Leah Feldman’s On the Threshold of Eurasia)

    Review of Leah Feldman, On the Threshold of Eurasia: Revolutionary Poetics in the Caucasus (Ithaca: Cornell University Press, 2018)

    By Ali Behdad

    Edward Said’s 1978 Orientalism has been one of the most influential works in modern literary studies. As a political critique of European representations of the “Orient,” this pioneering text galvanized into existence the vital fields of postcolonial theory and criticism in the United States academy. Orientalism not only riveted the attention of the intellectual establishment on the issue of colonial power by rigorously interrogating the ideological underpinnings of familiar scientific and artistic representations of “otherness” in modern European thought, but it also played a pivotal role in shifting the focus of literary, aesthetic, and cultural criticism from a concern with apolitical formalism to political history. To be sure, from the very moment of its publication, Said’s groundbreaking work attracted more than its fair share of critics. While reactionary commentators such as Bernard Lewis and Robert Irvine[1] attacked Said for misrepresenting the project of Orientalism, the more intellectually rigorous scholars like Ajaz Ahmad and James Clifford challenged Orientalism’s “high humanism,” while taking issue with its use of Foucault’s theory of knowledge-power and indicting its omission of German and Russian Orientalisms.[2]

    Despite this barrage of criticism, Said’s almost singularly generative text inspired a whole new generation of scholars who have developed his critique by exploring its implications in novel, and sometimes unexpected, arenas. Scholarly engagements with Orientalism initially were marked by critical revisionism. Lisa Lowe and I, for example, built on Said’s critique of the complicity of European knowledge about the Middle East in the history of Western colonialism by elaborating the complexities of power relations between French and British Orientalists and their objects of representation.[3] Rejecting the monolithic account of Orientalism as a reductive and one-directional discourse of power, we independently argued that difference, ambivalence, and heterogeneity are the fundamental attributes of Orientalist discourse that have ensured its cultural hegemony and political longevity to this day. Meanwhile other scholars set out to rectify Said’s neglect of German and Russian Orientalisms. For example, while Suzanne Marchand has traced the origins of German Orientalism to Renaissance philology and early modern biblical exegesis to address its development in the context of debates about religion and classical schooling during the nineteenth century,[4] David Schimmelpenninck van der Oye and Michael Kemper have explored Russian and Soviet Orientalisms as ambivalent, and at times anti-imperialist, modes of representation.[5]

    In recent years, scholarly engagement with Said’s Orientalism has been conspicuously marked by methodological and ideological orthodoxy. As Aamir Mufti laments, “At the present moment, at least in literary studies, attention to Orientalism seems to have reverted more or less exclusively to the form of cataloguing representations of this or that social collective in this or that body of Western literature.”[6] Such an approach, Mufti further observes, is partly the consequence of the dominance of an anglophone form of “world literature” in the Euro-American academy that perpetuates the hegemony of English as the language of critique and literary studies. “If Orientalism, despite its wide reputation, remains still a strangely misunderstood and underexplored book,” he explains, “this is possibly because readers in the literary-critical disciplines are generally still not trained to be at ease in at least some of ‘Orientalist’ archives with which it engages, and those readers who are professionally assigned the mastery of those archives in the division of labor in the humanities sometimes respond defensively to its relentless (and occasionally overreaching) criticism of their disciplinary methods and procedures” (28). Considering this predicament, Mufti cogently argues that “the critique of Orientalism must ultimately lead us to the Orientalized spaces themselves” (24).

    Leah Feldman’s On the Threshold of Eurasia[7] offers a compelling example of what the exploration of an “Orientalized space” by a scholar “trained to be at ease” in a non-Western Orientalist archive can productively yield. The book is chronologically organized in two parts. The first “recounts the story of Russian and Muslim cultural interactions” during the revolutionary transition and the second “chronicles the gradual disappearance of heterological networks that connected the Russian, Persian, and Ottoman empires with the creation of new forms of Bolshevik national consciousness” (25, 33-34). At first glance, Feldman’s book appears to be a narrowly focused study of a marginalized, if not marginal, body of literary works by Turkic Muslim writers positioned on the periphery of Russian Empire and Soviet Union, during the revolutionary period from 1905 to 1929 when an alternative or avant-garde Azari literary aesthetic emerged. But the book also offers a nuanced account of an unexamined interplay between Russian Orientalism and anticolonial Marxism. The book provides not only a rich portray of Eurasian literary modernity but “an opportunity to critically assess and develop postcolonial theory to accommodate a world literary scope” (26). In these ways, On the Threshold of Eurasia makes important contributions to recent debates in the field of comparative literature concerning translation studies and world literature.

    If, as Emily Apter urges us to do, one were to “imagine a program for a new comparative literature using translation as a fulcrum,”[8] On the Threshold of Eurasia would provide a perfect example of what such a program would look like. Like Apter, Feldman views translation studies and comparative literature as commensurable in that both challenge monolingualism to engage in transnational literary and cultural exchanges. In first part of the book, Feldman addresses the reception and translations of canonical Russian writers such as Nikolai Gogol and Alexander Pushkin by Azeri writers Celil Memmedquluzade and Mirze Feteli Axundov. In the opening chapter, Feldman adopts Said’s comparative methodology to read Gogol’s parodic prose contrapuntally alongside Memmedquluzade’s free translations to “illustrate the role of Russian imperial literature more broadly in forging cultural connections and anticipating ruptures between the Muslim South Caucasus, the Russian imperial metropole, and the transnational Turkic Muslim world” (41). In 1909, the Azari writer and critic introduced the figure of “Qoqol,” a transliteration of the Russian realist writer’s name, in the satirical, eight-page Azerbaijani periodical, Molla Nesreddin, which he edited. Memmedquluzade’s stories pivot around the figure of Molla Nesreddin, the infamous Sufi wise man-cum-fool, to create at once a parody of the imperial literature and a new literary language that fuses Turkic, Persian, and Russian references. Far from merely reproducing Gogol’s text, or even borrowing his plotlines, Feldman convincingly argues that Memmedquluzade’s translations of the Russian writer’s works constitute a political form of literary appropriation which “reframed Gogol’s critique of tsarist bureaucracy through the colonial context and reinvisioned the imperial canon through this Turkic translation of Russian prose” (45). The story “Qurbaneli Bey,” for example, which is a translation, or more accurately an adaptation, of Gogol’s 1836 short story “The Carriage,” is set in the South Caucasus and draws on Gogol’s formal devices such as sound repetitions and metonymy to satirize the class pretentions of landowning Russified Azari elite. In so doing, the story draws attention to the ways class and imperial power are imbricated in Russia’s periphery. As Feldman demonstrates, Memmedquluzade’s appropriation of Gogol’s “narrative about the Russian provinces in the context of the imperial Caucasus [thus] undermines the authority of the Russian imperial bureaucracy, while it offers a metacommentary on the unequal processes of linguistic and literary exchange that occur in translation” (60).

    In the second chapter, Feldman explores the literary relation of Azeri poets such as Axundov and Abbas Sehhet with Russian Romantic writers like Pushkin and Mikhail Lermontov. If the parodic works of Gogol provided Memmedqulzade with a model of social critique, the works of Russian romantics furnished Azeri poets with a “counterpoint” they used  both to imagine “a new civic identity and modern subjectivity” and to negotiate “the intertwining influences of Russian, Ottoman, and Persian poetics into an ethos of empathy, staged in a sublime Caucasus imaginary on the threshold of revolution” (83, 82). The process of translating the works of Russian romantics in this case entailed a multilingual form of textuality that “blended revolutionary politics with classical forms of mystical poetry” (86). Drawing on Paul Ricoeur’s theory of translation and Mikhail Bakhtin’s notion of chronotope, Feldman discusses Axundov’s and Sehhet’s intertextual dialogues with Russian Orientalists, an engagement that generated “a new type of cultural identity based in part on Russian romantic poetics but oriented toward pan-Turkic and pan-Islamic forms of cultural and civic identity” (86). Sehhet’s 1912 translations of European and Russian classics, for example, appropriated Orientalist representations of Caucuses to “render the figure of the Muslim Other with dignity and heroism in his native tongue” (102). As a scholar equipped with knowledge of several languages, including Russian, Persian, and Azeri Turkish, as well as being trained to work in non-Western archives, Feldman is able to insightfully identify Sehhet’s translations as the site of a multi-lingual exchange that draws on Persian and Ottoman literary forms such as ghazal and qaṣīda to “provide a vision of poetic intuition, which reinscribes the search for esoteric knowledge onto the sublime poetic topography of the Russian orientalist canon” (104). Feldman’s reframing of “Azeri literary modernity through spaces of critical dialogue” can serve as a model for a new comparative literature that avoids encoding the kind of neocolonial geopolitics that Anglo-centric or Franco-centric studies of world literature often do, however inadvertently (110). Complicating the postcolonialist binaries of center/periphery and power/resistance, Feldman’s discussion of the dialogical nature of modern Azeri poetry thoughtfully attends to “the interlingual, intercultural, and intersubjective experience of being in the world of the text exposed at the threshold sites of intertextual dialogue” (119).

    In the second part of On the Threshold of Eurasia, Feldman demonstrates the broader reach of her argument about the heterodoxy of Azeri poetry in the context of the Soviet annexation of its eastern frontier after the October revolution of 1917. Scholars of early Soviet Russia like Michael Kemper and Boris Groys[9] have demonstrated the continuity between Soviet “red Orientalism” and classical Russian Orientalism on the one hand, and pre- and post-revolutionary Russophone aesthetics on the other. Following their lead, Feldman examines the revolutionary vision of literary modernity of Russian and Russophone Azeri writers in Baku where avant-garde Russian poets immigrated during its annexation from 1919-1920 to avoid censorship, and where Azeri poets fashioned a new Turkic poetry marked by a fusion of Marxist-Leninist aesthetics and Arabo-Persian and Ottoman poetic traditions. In chapter 3, Feldman complicates our understanding of Soviet Orientalism which, like its Russian precursor, relied on the work of literary artists, linguists, and social scientists for its discursive power. Drawing on Jacques Rancière’s critical genealogy of avant-garde art and politics in the Politics of Aesthetics, and mining a wide range of Soviet writers and intellectuals, including Sergei Gorodetsky, Velimir Khlebnikov, Viacheslav Ivanov, Tatiana Vechorka, and Grigory Zinoviev, Feldman elucidates the contours of the Janus-faced project of Soviet Orientalism. While much of the scholarship on Soviet Orientalism focuses either on its opposition to the bourgeois Russian tradition of Oriental scholarship or its support for the liberation of East from Euro-American imperialism, Feldman offers a more nuanced understanding of it as a paradoxical discourse that simultaneously celebrates and rejects the past. She shows that much of the Soviet avant-garde poetry produced between 1919 and 1920 relied on a Russian romantic Orientalist imaginary of the Caucasus while simultaneously aiming to create a Muslim communist subjectivity to free the “brave” Caucasian from the shackles of Euro-American imperialism. As Feldman puts it, “while the image of the Caucasus as the center of the new Soviet Orient formally denounced the imperial imaginary, it simultaneously drew on its discursive power to instrumentalize Muslim support for the Bolshevik revolution, mapping imperial Eurasian geopolitics onto a Marxist-Leninist anti imperial ideological platform” (127).

    In the concluding chapter, Feldman engages the formal and ideological ambivalences of post-revolutionary poetry produced by the Azari Writers’ group Red Pens, created by the Soviet Council of Propaganda in 1925. Borrowing Fredric Jameson’s model of narrative as a socially symbolic act, presented in his 1981 The Political Unconscious, Feldman considers a series of works, including Huseyn Cavid’s play Ibis, Nazim Hikmet’s Song of the Sun Drinkers, and Süleyman Rüstam’s From Sadness to Happiness, to trace their role in the formation of a “national Bolshevik political unconscious” and to invent a new Turkic poetics (207). Like their pre-revolutionary counterparts, these poets retained “ties to the romantic symbolism of the Arabo-Persian-Ottoman lyric tradition” (178). Yet, Feldman argues, what distinguishes the works of these writers from those of Memmedqulzade, Axundov and Sehhet is the instrumentality of their art as they repurposed the pan-Turkic oral cultural tradition for propagandist revolutionary purposes. Culturally influenced, if not politically pressured, by the aesthetic materialism of Leon Trotsky and Vladimir Mayakovsky, who considered art a “hammer with which to shape society,”[10] Rüstam and his Red Pen colleagues saw their work as a vehicle to move the supranational Pan-Turkic community towards a Muslim communist future. Both Rüstam and Hikmet, for example, deployed the genre of the Turkic folk ballad to “excite and organize the Muslim worker-reader as central to the creation of postrevolutionary Azeri poetry under the first years of Soviet control” (177).

    In “Traveling Theory,” Said warned us that a theoretical or methodological “breakthrough can become a trap, if it is used uncritically, repetitively, limitlessly,” reiterating Raymond Williams’ prescient observation that “once an idea gains currency because it is clearly effective and powerful, there is every likelihood that during its peregrinations it will be reduced, codified, and institutionalized.”[11] It is ironic, but hardly surprising, that this predicament characterizes much of scholarship that has engaged with Said’s Orientalism. Against this background, reading On the Threshold of Eurasia feels like a breath of fresh air, both intellectually and politically. What is refreshing about Feldman’s book is that it avoids the trap of Saidian orthodoxy which would have resulted in an application of Orientalism to the Eurasian context. Instead, Feldman broadens Said’s theoretical insights by attending to the complex “imbrications of imperial and anti-imperial discourses that animate literary representations across the empire and their role in the formation of Russian and Soviet literary modernity” (26). Reading together the poetic representations of the Caucasus by Azeri and Russian/Soviet writers, Feldman thus provides readers with an intricate understanding of not only the “orientalist vision of Eurasia and its attendant Bolshevik Eastern International but also the ways in which these discourses informed the creation of a modern Turkic literary subjectivity” (215).

     

    Ali Behdad is John Charles Hillis Professor of Literature, Professor of English and Comparative Literature, and the Director of the Center for Near Eastern Studies at UCLA. He is the author of Belated Travelers: Orientalism in the Age of Colonial Dissolution (Duke University Press, 1994), A Forgetful Nation: On Immigration and Cultural Identity in the United States (Duke University Press, 2005), Camera Orientalis: Reflections on photography of the Middle East (University of Chicago Press, 2016), and the co-editor of A Companion to Comparative Literature (Blackwell, 2011) and Photography’s Orientalism: New Essays on Colonial Representation (Getty Research Institute, 2013).

     

    [1] Bernard Lewis, “the Question of Orientalism,” Islam and the West, (Oxford/New York: Oxford University Press, 1993), pp. 99-118; Robert Irwin, For Lust of Knowing: The Orientalists and their Enemies, (London: Allen Lane, 2006).

    [2] Ajaz Ahmad, In Theory: Classes, Nations, Literatures (London: Verso, 1992); James Clifford, “On Orientalism,” in Predicaments of Culture (Harvard University Press, 1988), 225–76.

    [3] Lisa Lowe, Critical terrains: French and British Orientalisms (Ithaca: Cornell University Press, 1991); Ali Behdad, Belated Travelers: Orientalism in the Age of Colonial Dissolution (Durham: Duke University Press, 1994).

    [4] Susan Marchand, German Orientalism in the Age of Empire: religion, Race and Scholarship (Cambridge: Cambridge University Press, 2009).

    [5] David Schimmelpenninck van der Oye, Russian Orientalism: Asia in the Russian Mind from Peter the Great to the Emigration (New Haven, CT: Yale University Press, 2010); Michael Kemper, “Red Orientalism: Mikhail Pavlovich and Marxist Oriental Studies in Early Soviet Russia,” Die Welt des Islams 50 (2010): 435-476; Michael Kemper, “The Soviet Discourse on the Origin and Class character of Islam, 1923-1933,” Die Welt des Islams 49 (2009): 1-48.

    [6] Aamir Mufti, Forget English! Orientalisms and World Literature (Cambridge, MA: Harvard University Press, 2016), 23.

    [7] Leah Feldman, On the Threshold of Eurasia: Revolutionary Poetics in the Caucasus (Ithaca: Cornell University Press, 2018).

    [8] Emily Apter, The Translation Zone: A New Comparative Literature (Princeton: Princeton University Press, 2006), 243.

    [9] Michael Kemper, “Red Orientalism: Mikhail Pavlovich and Marxist Oriental Studies in Early Soviet Russia,” Die Welt des Islams 50 (2010): 435-476; Boris Groys, The Total Art of Stalinism, Trans. Charles Rougle, (London: Verso, 2011).

    [10] As Feldman notes, this statement has been attributed to both Bertolt Brecht and Vladimir Mayakovsky, and further elaborated by Leon Trotsky in his 1924 treatise Literature and Revolution, 179. The Azeri post-revolutionary poets, Feldman further observes, were also inspired by the Marxist spiritualism of the Polish polymath Alexander Bogdanov who in his 1918 essay “The Proletariat and Art” theorized the function of art as the “weapon or tool of the social organization of people” (183).

    [11] Edward Said, The World, the Text, and the Critic (Cambridge, MA: Harvard University Press, 1983), 239.

  • Dimitris Vardoulakis — The Antinomy of Frictionless Sovereignty: Inverse Relations of Authority and Authoritarianism

    Dimitris Vardoulakis — The Antinomy of Frictionless Sovereignty: Inverse Relations of Authority and Authoritarianism

    This essay has been peer-reviewed by “Frictionless Sovereignty” special issue editor (Ryan Bishop), and the b2o: An Online Journal editorial board.

    When Donald Trump addressed the UN General Assembly in New York on September 25, 2018, something seemingly unprecedented happened: in response to his boasting about the achievements of his presidency, the General Assembly erupted into spontaneous laughter. Never before had the President of the US, the leader of the most powerful state on earth, been openly laughed at like that.

    This episode concerning the most powerful sovereign today is useful to present the frictionlessness of sovereignty as an antinomy. On the one hand, there are those for whom sovereignty is never frictionless. Rather, sovereignty is always the response to the exception (Schmitt), an excess (Bataille), a series of ruptures that indicate attempts to discipline or normalize that which is “abnormal” (Foucault), the product of how living is configured in the zone of indistinction (Agamben), or the response to the “rogue” (Derrida).

    To this list we could easily add thinkers before the twentieth century, such as Machiavelli (for whom the prince is not subject to any morality and hence he can use any means—which is to say, frictions—to perpetuate his power), or Hobbes (who views the Leviathan as the “king of the proud” who need to be restrained), or even Rousseau (always lamenting the faults of modern civilization that make the sovereign right to capital punishment necessary).

    There are significant differences between the various positions in this tradition. But the idea that unites all the thinkers noted above is that the frictionlessness of sovereignty is nothing but a chimera, a delusion whose only utility consists in the effects it produces—effects that manifest the operation of sovereignty’s power.

    On the other hand, there is another long tradition that posits the possibility of a frictionless sovereignty. We can find this idea in Plato’s ideal state, in Augustine’s city of God, or in More’s utopia. There are two immediately recognizable characteristics of this ancient and early modern conception of a frictionless sovereignty. First, it is anti-democratic in the sense that the demos (the vulgus or varia multitudo) is seen as the source of friction and all these authors imagine ways to bypass it. Second, frictionless sovereignty is an ideal that cannot be actualized in reality. Thus, for instance, Augustine posits in fact two cities of God, one on earth that functions as the unreachable destination of the “pilgrims,” and one that is the real city of God, which is eschatological.

    In the twentieth century this frictionless sovereignty—surprisingly, given its history—leads to different conceptions of democracy, albeit a democracy as not reliant on the people. Thus, we find theories such as Schumpeter’s that associate democracy with the calculation of individual interest which is in turn guaranteed through economic activity. This leads ultimately to the neoliberal conception of the “sweetness of commerce” as the pacifying agent of modernity (Albert Hirschman). Alternatively, there is an increasing proliferation of theories of deliberative democracy. The main representatives here are Rawls and Habermas. Deliberative democracy pursues an ideal according to which rationality can guarantee consensus and hence a harmonious sovereignty.

    These more recent versions of a frictionless sovereignty also share two key characteristics. First, they repress the passions so as to arrive at different conceptions of rationality that supposedly purge the political of conflict. Second, the frictional is again unrealizable but in a different way. In the theories that rely on economics, the frictional is the financial horizon of the “death of sovereignty” in the era of neoliberal globalization. In deliberative democratic theories that tend to lean heavily on Kant’s moral theory, the frictional is the transcendental horizon of the coincidence of morality and politics.

    Where, in this vast picture, can we situate the laughter that greeted Trump at the UN Assembly? The laughter indicates some friction but nothing of the sort envisaged by any of the former thinkers listed above. But this laughter does register enough friction nonetheless to be incommensurate with the passionless pursuit either of individual interest or rational deliberation.

    Does this mean that we can simply ignore this burst of laughter as irrelevant to sovereignty after all? This may appear as a forced conclusion, one that strives to evade the need for an explanation of a reaction to a sovereign’s words. Does it mean, then, that the laughter of the delegates in the US undermines the distinction entailed by frictionless sovereignty, that is, sovereignty as either reliant on friction or as dependent on a horizon that is completely devoid of friction?

    Instead of seeing laughter as miraculously overcoming a distinction that, as the above outline suggests, is sedimented in the history of political thought from antiquity to the present, maybe laughter shows that this was not a stable distinction to begin with. This is to treat the distinction at the heart of frictionless sovereignty as an antinomy. An antinomy not in the strictly Kantian sense, whereby a middle term comes to mediate and resolve the distinction by showing that the premises of each side were deficient. Rather, an antinomy in the more original sense of the word, that is, as something that is adjacent to the law in such a way as to challenge and resist it.

    Let me be clear: I do not hold that any kind of laughter of necessity is a form of resistance. The laughter of the court jester, for example, can be an attempt to expend the drive to laugh in an innocuous way so as to eschew any challenge to instituted power. Laughter is not ipso facto subversive. Rather, laughter can enact resistance when it is directed against sedimented and hence hegemonic forms. For instance, I have argued elsewhere that Kafka’s laughter is directed primarily against the idea of an individual that has an autonomous free will, whereby Kafka’s laughter also suggests an alternative conception of freedom (Vardoulakis 2016).

    The case of the laughter at the UN General Assembly shows how laughter can challenge and resist the framework within which sovereignty is thought. The reason is that laughter points to something that remains obscured in how we think sovereignty today—namely, authority. Further, this is important in how we think of sovereignty today, in an age where authoritarianism and populism threaten to deform the face of politics. Let me explain by starting with authority.

    If we reflect on the incident at the UN that I opened with, it is not as unusual as it may at first appear. It repeats an experience that we all have encountered, namely, how laughter marks the reduced authority of someone who occupies a position of power. For instance, the child’s laughter at an instruction of the parent or a teacher indicates the diminution of the authority of the one laughed at. As Hannah Arendt puts it, laughter is the “surest way” to undermine authority (Arendt 1970, 45). The reason that the event in the UN General Assembly seemed so strange is that we have forgotten nowadays the important role authority plays in how we understand power.

    Further, this example shows the inverse relation of populist authoritarianism and authority. The increase of authoritarianism through populist politics and by appeal to “post-truth” strategies exhibits a parallel decrease in authority. How are we to understand this phenomenon? First, we need to understand exactly what authority means.

    For around two millennia, authority was a pivotal political concept, so much so that people often did not even provide a definition when talking about it, since everyone knew that one has authority when one cannot be argued with (Arendt 1961). Or, as Spinoza puts it, authority is “impervious to argumentation” (Spinoza 2001, 139). The fact that authority was supposed to remain unchallenged was also signified by external markers, a tradition that remains alive today: e.g. the gown of the judge indicates that his verdict cannot be confuted in the courtroom, or the uniform of the army general signifies that lower ranked officers cannot challenge his commands (Kojève 2014).

    Authority is not the same as political power. As the example of Trump shows, one can enjoy sovereign power but lack authority. This is already clearly defined by Cicero in antiquity, when he insists that in the Roman Republic power rests with the people’s tribunes whereas authority only with the Senate (Cicero 1928, 492). In fact, the discrepancy between authority and sovereign power is a significant distinction to help us evaluate the health of the polity. For instance, Spinoza argues that Moses was the exemplary figure to combine authority with sovereign power, but this meant that he remained unchallenged, which was a precipitating factor in the destruction of the Jewish state (Spinoza 2001, chapter 17; see also Vardoulakis 2020).

    Nor does the assertion of authority necessarily coincide with a diminished capacity of the polity to function democratically. In certain instances, people need to defer to the authority of one who has the expertise to make decisions about complex issues on their behalf, just as in our everyday life we readily defer to the authority of a doctor to treat a medical ailment. Spinoza was one of the few thinkers who was both a democrat and highly invested in examining the phenomenon of authority, which led him to explore the tension between the democratic imperative to disputation and the requirement for authority to be obeyed. Spinoza shows that this tension can be productive for a well-functioning democracy (Vardoulakis 2020).

    Trump is a good example of the inverse relation of authoritarianism and authority. One of the oft-repeated promises of his 2016 presidential campaign was that he was going to “drain the swamp” of Washington DC. During his administration, this translated in the shrinking of the civil service and in the appointment of officials without experience to significant posts. In other words, Trump systematically undermined the importance of authority understood as the political and administrative expertise in the running of government. This has been a significant factor in the diminution of his own personal authority and an important reason why world leaders regarded as laughable his boasting about his presidency at the UN.

    The inverse relation of authority and authoritarianism is not new. Marx also describes it in the Eighteenth Brumaire of Louis Bonaparte (Marx 1976a; see Vardoulakis 2013). Not unlike Trump, Louis Bonaparte is an authoritarian ruler and a populist—Marx says that he won over the poorer people by giving them champagne and sausages. Further, just like Trump, no one took him particularly seriously and no one thought that he was competent enough to lead France. And yet he prevailed to found the Second French Empire.

    We can also glean this inverse relation in the late work of Hannah Arendt (Arendt 1970), where it is presented as the inverse relation of violence—explicitly associated with authoritarianism and totalitarianism—and power—linked with authority.

    So, if understanding the function of authority is important in discerning the operation of power and in achieving our democratic ideals, then why is authority hardly discussed in political philosophy and theory today? According to a historical explanation, the power of authority starts waning since the Reformation, which precipitates a progressive change of its meaning, a process that the French revolution further accelerates (Marcuse 1973). This has led scholars to argue that authority is absent from our world today (Arendt 1961). But examples such as the ones offered above indicate that far from being absent from our world, authority still plays a determinative role through its inverse relation to authoritarianism.

    A more plausible explanation for the absence of attention to authority today is a series of powerful shifts in academic discourse in the first half of the twentieth century that have also influenced the general discourse about politics. The most important are the following:

      1. The shift of the meaning of authority to designate political power. Here, Weber’s work is critical. In German, the term “Herrschaft” comes to signify almost exclusively political authority, while the term “Authorität” denotes almost invariably ecclesiastical authority. Using the term Herrschaft, Weber develops his influential analysis of the charismatic leader who is authoritarian or fascist (Weber 2004), thereby obscuring the importance of a figure of authority in the sense of someone who cannot be argued with.
      2. The gradual confinement of the meaning of authority to the psychological sphere. This is particularly due to the influence of behavioral psychology, and a particular landmark are the Milgram experiments (Milgram 1974). Even though psychoanalytic studies on authority are not be confused with behaviorism, they also tend to evade its political import (see Sennett 1980).
      3. The substitution of authority with authoritarianism as an object of study in political philosophy and theory. Here the Frankfurt School is particularly important (see Adorno 1950), especially because of the influential insight that authoritarianism not only is opposed to democracy, but in fact it uses the population to prop itself.
      4. The intense focus on totalitarianism as a system of governance that transcends the individual, which, as Hannah Arendt demonstrates (1962), was critical for understanding the rise of fascism, totalitarianism, and the Holocaust.

    The effect of Weber’s work has been to narrow the use of the word “authority” to refer only to political authority within an established state so as to function as a near synonym of sovereignty. All work in the past quarter century uses the term authority in this way (e.g. the most significant monograph Huemer 2013; work on political theory such as Flathman 1980 or Wendt 2016 or legal studies such as Raz 1979 or Edmundson 2010). The rich, two-millennial tradition that determines authority as a figure that cannot be argued with and which is incommensurate with power has all but disappeared from view.

    Further, the circumscription of authority into psychology has shifted our view from authority’s political significance. The only political implication suggested by Milgram’s experiments is that regimes such as the USSR that rely on obedience deprive individuals from their freedom. But such political inferences that go beyond the immediate object of study of behavioral psychology seem more of an expedient expression of a shared opinion in the Zeitgeist of the Cold War.

    To compound the above, the Frankfurt School and Arendt have helped focus on political phenomena such as authoritarianism at the expense of authority, while paying scant attention on their inverse relation. This does not mean that the inverse relation of authority and authoritarianism was never noted. But the most perspicacious examples of the presentation of the inverse relation of authority and authoritarianism from around that time remain free from the influence of a political theory and political philosophy that systematically seeks to repress the importance of the traditional concept of authority. I am thinking here of works of art such as Charlie Chaplin’s The Great Dictator (1940) that presents an authoritarian figure whose affectations are so laughable as to be devoid of all authority.

    The critical purchase of Weber, critical theory and Arendt is undisputed in shaping the political discussion as well as our understanding of politics today. For instance, since Trump’s election, there is a renewed interest in Arendt’s work on totalitarianism and its contemporary relevance (Berkowitz 2017). Or the rise of populism as a threat to democracy that simultaneously leads to the rise of authoritarianism is customarily interpreted along the framework provided by the critical theory of the Frankfurt School, according to which authoritarianism is possible through the populist manipulation of the people (see Brown et al., 2018).

    The few attempts in political theory to rescue the concept of authority are conducted with the provision of overcoming the traditional concept of authority—according to which one has authority when one cannot be argued with (Arendt 1961; Kojève 2014; Ricoeur 2007). Thus Richard Flathman interrogates the relation of authority and “the authoritative” in The Practice of Political Authority but the framing does not allow him to note the inverse relation of authority and authoritarianism. Bonnie Honig (Honig 1993) attempts to rescue a concept of authority through a re-interpretation of Arendt, but her strategy is again to leave behind the “outdated” concept of authority and present authority instead as a form of a performative that, like the Declaration of Independence, can provide a foundation that allows for the new. It allows for what Honig refers to as “(re)founding.”

    No matter how perceptive such analyses are, they find it hard to account for phenomena such as the laughter at Trump in the UN Assembly. They also fall short in recognizing the discrepancy between sovereign power and authority, and they forget about the positive role that authority can play in a democratic polity. As a result of forgetting authority, contemporary discourse often lapses into a despair about the fate of democracy when authoritarianism is on the march (Brown et al., 2018). This despair is due to the perception that sovereignty in neoliberalism no longer encounters enough political resistance or friction.

    There is a grave danger to democracy when authority is obscured from view while authoritarianism flourishes. The reason is that authority does not disappear. Rather, it is displaced in ways that authorize those in power to promote their interests. For instance, it is beneficial to Trump to lack authority because this allows the religious right in the US to authorize him to act on their behalf. This authorization is supported by having a Vice President who is aligned with the religious right. And it essentially moves Trump to subvert institutions such as the High Court by installing judges likely to regress on a host of issues such as civil and reproductive rights.

    This process of authorization often operates on the logic of the least evil (Weizman 2012). The majority of the religious right in the US do not like Trump and they do not really want to vote for him. Rather, they voted for him in 2016 and they continue to support him because he is seen as more likely to serve their interests. The fact that he lacks authority makes it more likely that he will support the base who elected him, and vice versa. Democracy is in grave danger of being overwhelmed with short term interests and populist leadership if the function of authority is not taken into account.

    My resolution of the antinomy of sovereignty suggests that the analytic power of the political discourse is stunted when the discourse is too squarely focused on authoritarianism as the expense of authority. Well-analyzed and systematically research phenomena such as authoritarianism and populism may be enriched when the traditional concept of authority is also introduced, since it is the concept of authority as impervious to argumentation that has had such a determinative influence on how key political ideas developed over two millennia—concepts that still determine how political practice and its understanding unfold today.

    For this, we need to keep the inverse relation of authority and authoritarianism in sight. It is actually Arendt who in her late work describes the inverse relation of authority. As I note above, her earlier work contributed to the idea that authority is absent from our world today (Arendt 1961, Arendt 1962), replaced by categories such as totalitarianism. However, in On Violence (Arendt 1970) she draws a distinction between power, which is explicitly linked to authority, and violence, associated with authoritarianism and totalitarianism. A key feature of this distinction is their inverse relation. This is presented from both sides. First, “tyranny … [is] the most violent and least powerful of forms of government” (Arendt 1970, 41), and, second, “every decrease in power is an open invitation to violence” (Arendt 1970, 87). The decrease of authoritarianism contributes to the increase of authority and the decrease of authority to the increase of authoritarianism.

    Even though Arendt notes the inverse relation and provides a quasi-phenomenological description, especially in the third chapter of On Violence, still nowhere does she note why this inverse relation matter for a democratic politics. This is another way of saying that Arendt does not note the paradox of a sovereignty that is both frictionless and imbued in friction when she considers the relation of power and violence, or of authority and authoritarianism. I hold that an answer to explore this paradox of frictionless sovereignty requires that we note the way in which authority contributes to the well-functioning of a democratic polity.

    The traditional definition of authority as being “impervious to argumentation” (Spinoza 2001, 139) may appear at first to be a threat to democracy in the sense that authority appears to stifle the pluralism of ideas that democracy thrives on. This is certainly true, and that’s why a democrat like Spinoza is fiercely critical of figures of authority. Because a leader with too much authority stifles the public disputes that are necessary for democracy, the ancient Athenians had an extraordinary law, according to which when a leader became popular, he was expelled from the city (Nietzsche 2016). We certainly need to remain vigilant when we encounter authority.

    But there is also another side to it. It consists in that, by its definition as being beyond dispute, authority raises the possibility of truth. When the judge delivers a verdict in the courtroom, the judge is assumed to be extracting the truth from the given evidence. When a general issues a command, the troops assume that it conforms with a battle strategy and the information the general has at his disposal. A teacher has authority in the classroom when it is assumed that the teacher is communicating true knowledge to the students.

    The judge and the general may of course be wrong. They may have made a mistake. And the knowledge the teacher is communicating may have been superseded. It is possible to make judgments about the judge, the general and the teacher because they aspire to a certain truth. By contrast, when a populist authoritarian like Trump proclaims “send them home,” the visible racism of such a statement unburdens Trump of any appeal to veracity. This diminishes his authority but also makes it impossible to critique a populist leader by appeal to truth. Authoritarianism does not need truth. Conversely, to speak with authority, one aspires to be beyond dispute, not because one is simply attracting support, but because one espouses a position that others also can see as tenable—as true.

    A figure of authority puts an end to a dispute or conversation by virtue of the fact of being perceived to occupy the truth. But no one has absolute authority. The possibility always remains that one will be able to offer a more compelling account of the true (Lucchese 2009). A figure of authority can never be certain that someone else will not raise their voice in reaction (Vardoulakis 2020). Allowing for the operation of authority is the opposite of a “society of the spectacle” where everyone is encouraged to raise their voice, in unified conformity, so that their voice in fact no longer matters.

    Authority is important for democracy because it enables the voice raised to make a point matter. Paying attention to authority in the political discourse is to encourage everyone to take responsibility as an indispensable condition for the optimal operation of democracy. Even though there will never be any guarantee that the right decisions will be taken, and even though mistakes will be made, democracy can only operate when the voice is not lost in a crowd that mindlessly follows an authoritarian figure. Thus authority shows that friction is indispensable for a determination of political power.

    But there is another side too. Authority requires the possibility of friction but it also requires the idea of the frictionlessness of sovereignty. The most readily available illustration is in cases of crisis or emergency. During a medical emergency, we defer to the authority of the doctors. During a financial crisis we listen to the economists. In the case of a pandemic, the politicians and the public seek the expert advice of public health authorities.

    In political philosophy, the need to submit to authority in certain circumstances is often discussed. In the seventeenth century, this was customarily done with reference to the figure of Moses (Vardoulakis 2019). Leading the Jews through the desert in search for a state, Moses demanded authority. The attainment of the end required that his authority is strong, which was the case since it was both theological and political as he was both a prophet and the political leader of his people (Ricoeur 2007).

    This tradition that valorizes the function of obedience to authority does not suggest that the value of political judgment is secondary or diminished. It does not mean that the political decisions we are called upon to make and which create the political friction described earlier disappear. To the contrary, it points to the paradox according to which under certain conditions the prudent or rational thing to do is to suspend one’s judgment and to submit to someone else’s authority. This paradoxical function of authority, suspended between the possibilities of challenging it or submitting to it, can lead to a radical democratic position, as for instance in the political philosophy of Spinoza (Vardoulakis 2020).

    So what does the antinomy of the frictionless sovereignty teach us? It shows that interminable resistance and frictionless obedience are the obverse sides of the same coin, namely, authority. Not only is authority not eliminated in our “post-modern” world. Moreover, it shows the precariousness of our political judgment to obey or disobey. And because our political judgments are unstable, never purely rational and hence impossible to lead to an absolute truth, it puts the onus on the political agents—individuals, associations, organizations, parties, states and state alliances—to remain vigilant about the way in which they may fail or succeed.

    Let me put this in a different way: If the idea that sovereignty relies on friction often leads to a despair about our contemporary political predicament that lacks resistance, and if an illusion of frictionless sovereignty defers our political fulfilment to some unattainable future—then a politics attuned to authority may have, unexpectedly, the capacity to galvanize our energies and to bring us face to face with the exigency to assess our circumstances so as to decide whether we ought to obey or disobey. In this sense, authority has the capacity to generate a space where contestation, dissensus and disagreement can be allowed to be productive forces that make possible “the space in between” (as Arendt puts it) where the political thrives.

     

    Dimitris Vardoulakis was the inaugural chair of Philosophy at Western Sydney University. He is the author of The Doppelgänger: Literature’s Philosophy (2010), Sovereignty and its Other: Toward the Dejustification of Violence (2013), Freedom from the Free Will: On Kafka’s Laughter (2016), Stasis Before the State: Nine Theses on Agonistic Democracy (2018), and Spinoza, the Epicurean: Authority and Utility in Materialism (2020). He is the director of “Thinking Out Loud: The Sydney Lectures in Philosophy and Society,” and the co-editor of the book series “Incitements” (Edinburgh University Press).

     

    References

    Adorno, Theodor W., Daniel J. Levinson, Else Frenkel-Brunswik, and Nevitt Sanford (1950) The Authoritarian Personality. New York: Harper & Row.

    Agamben, Giorgio (1998) Homo Sacer: Sovereign Power and Bare Life, trans. Daniel Heller-Roazen. Stanford: Stanford University Press.

    Arendt, Hannah (1961). “Authority,” Between Past and Future. New York: Viking, pp.91-141.

    — (1962) The Origins of Totalitarianism. Cleveland: Meridian.

    — (1970) On Violence. New York: Harcourt.

    Augustine (1998) The City of God Against the Pagans, ed. and trans. R.W. Dyson. New York: Cambridge University Press.

    Bataille, George (1988-1991) The Accursed Share: An Essay On General Economy, volumes 1-3, trans. Robert Hurley. New York: Zone Books.

    Berkowitz, Roger (2017) “Why Arendt Matters: Revisiting The Origins of Totalitarianism.” Los Angeles Review of Books, 18.03.2017.

    Brown, Wendy, Peter E. Gordon and Max Pensky (2018) Authoritarianism: Three Inquiries in Critical Theory. Chicago: University of Chicago Press.

    Cicero (1928) De Legibus, trans. Clinton W. Keyes. Cambridge, Mass.: Harvard University Press.

    Derrida, Jacques (2005) Rogues: Two Essays on Reason, trans. Pascale-Anne Brault and Michael Nass. Stanford: Stanford University Press.

    Edmundson, William A. (2010) “Political Authority, Moral Powers and the Intrinsic Value of Obedience.” Oxford Journal of Legal Studies 30:1, 179-91.

    Foucault, Michel (1983) “The Subject and Power,” in Hubert L. Dreyfus and Paul Rabinow (eds.) Michel Foucault: Beyond Structuralism·and Hermeneutics. Chicago: University of Chicago Press, second ed., p. 208–26.

    Habermas, Jürgen (1984) The Theory of Communicative Action, Vol. 1: Reason and the Rationalization of Society, trans. T. McCarthy. Boston: Beacon.

    — (1987) The Theory of Communicative Action, Vol. 2: Lifeworld and System, trans. T. McCarthy. Boston: Beacon.

    Hobbes, Thomas (1999) Leviathan, ed. Richard Tuck. Cambridge: Cambridge University Press.

    Hirschman, Albert O. (1997) The Passions and the Interests: Political Arguments for Capitalism before its Triumph. Princeton: Princeton University Press.

    Honig, Bonnie (1993) Political Theory and the Displacement of Politics. Ithaca: Cornell University Press.

    Huemer, Michael (2013), The Problem of Political Authority: An Examination of the Right to Coerce and the Duty to Obey. New York: Palgrave.

    Kant, Immanuel (1999) Practical Philosophy, ed. and trans. Mary J. Gregor. Cambridge: Cambridge University Press.

    Kojève, Alexandre (2014) The Notion of Authority (A Brief Presentation), trans. Hager Weslati. London: Verso.

    Lucchese, Filippo del (2009) Conflict, Power, and Multitude in Machiavelli and Spinoza. London: Continuum.

    Machiavelli, Niccolò (1988) The Prince, ed. Quentin Skinner and Russell Price. Cambridge: Cambridge University Press.

    Marcuse, Herbert (1973) “A Study on Authority”, in Studies in Critical Philosophy, trans. Joris de Bres. Boston: Beacon Press, pp. 49-155.

    Marx, Karl (1976) The Eighteenth Brumaire of Louis Bonaparte, trans. Clemens Dutt, in Collected Works, vol. 11. New York: International Publishers, pp. 103-97.

    Milgram, Stanley (1974) Obedience to Authority: An Experimental View. London: Tavistock.

    More, Thomas (2002) Utopia, eds. George M. Logan and Robert M. Adams. Cambridge: Cambridge University Press.

    Nietzsche, Friedrich (2006) “Homer’s Contest,” in On the Genealogy of Morality and Other Writings, ed. Keith Ansell-Pearson, trans. Carol Diethe. Cambridge: Cambridge University Press, 174-81.

    Plato (2003) Republic, trans. Paul Shorey. Cambridge MA.: Harvard University Press.

    Rawls, John (1999) A Theory of Justice, rev. ed. Cambridge MA.: Belknap Press.

    Raz, Joseph (1979) The Authority of Law: Essays on Law and Morality. Oxford: Oxford University Press.

    Ricoeur, Paul (2007) “The Paradox of Authority,” in Reflections on the Just, trans. David Pellauer. Chicago: University of Chicago Press, pp. 91-105.

    Rousseau, Jean-Jacques (1994) Discourse on Political Economy and The Social Contract, trans. Christopher Betts. Oxford: Oxford University Press.

    Schmitt, Carl (1996) The Concept of the Political, trans. George D. Schwab. Chicago: University of Chicago Press.

    Schumpeter, Joseph A. (1943) Capitalism, Socialism and Democracy. London: Routledge.

    Sennett, Richard (1980). Authority. New York: W.W. Norton.

    Spinoza (2001) Theological-Political Treatise, trans. Samuel Shirley. Indianapolis: Hackett.

    Weber, Max (2004) The Vocation Lectures, trans. Rodney Livingstone. Indianapolis: Hackett.

    Weizman, Eyal (2012) The Least of All Possible Evils: Humanitarian Violence from Arendt to Gaza. London: Verso.

    Wendt, Fabian (2016) “Political Authority and the Minimal State.” Social Theory and Practice 42:1, 97-122.

    Vardoulakis, Dimitris (2013) Sovereignty and its Other: Toward the Dejustification of Violence. New York: Fordham University Press.

    — (2016) Freedom from the Free Will: On Kafka’s Laughter. Albany, NY: SUNY.

    — (2019) “The Figure of Moses: The Origins of Authority in Spinoza.” Textual Practice, 33:5, 771–85.

    — (2020) Spinoza, the Epicurean: Authority and Utility in Materialism. Edinburgh: Edinburgh University Press.

  • Paul Hegarty — Polar Sovereignty

    Paul Hegarty — Polar Sovereignty

    This essay has been peer-reviewed by “Frictionless Sovereignty” special issue editor (Ryan Bishop), and the b2o: An Online Journal editorial board.

    The question of sovereignty is poorly formulated if we confuse it with the autonomous decision of an individual (Bataille 1989: 311)

    On 2nd August 2007, a Russian submersible mission (MIR-1, launched from the Akademik Federov) planted a flag at the estimated North Pole, on the Arctic seabed. Part of the activities of International Polar Year, its purpose was the exploration of the Russian continental shelf, discovering how much sea or seabed Russia could claim as its own.[1] Since then, popular, technical and academic writings have mused on the strange situation of sovereignty in the polar regions. Ownership of territory in either region is heavily contested, as both sea and land ice melts, freeing up the dream of access to colossal mineral reserves. But as I hope to demonstrate below, sovereignty couched in terms of possession, performative power and control will not work in the Antarctic. I will restate the seemingly obvious exceptionality of that continent’s situation, in order to supersede the apparently postcolonial critique posited by Klaus Dodds in particular, wherein there is nothing exceptional in the case of Antarctica. I will argue that our models of sovereignty, as applied to the polar regions, but especially in the Antarctic, fall dramatically short when they do not recognize the exceptional, or should I say, exemplary, nature of sovereignty that pertains there. I turn to Carl Schmitt’s anti-liberal presentation of sovereignty, thereby moving beyond the simplistic attribution of sovereignty to ownership and control, whether under a ‘sovereign’ parliament, people or body of law. Like Derrida, in his later writings on the borders of law, I presume a paradoxically rethought Rousseauian reading of Schmitt that accepts the latter’s proto-deconstruction of sovereignty and its legal basis and function, whilst rejecting the implication that therefore we should have a strong executive leader who embodies the sovereign decision-making capacity. This rejection is not just based on ideological rejection of Schmitt’s views, but also on a refusal of his retention of decisionist faith in subjective priority over a subsidiary object world. Ultimately, I believe that in traversing Schmitt’s thinking about the “nomos”, or legal terrain, of territory, we are brought to a position where we can grasp the strangeness of the Antarctic, without suffering any Romanticist delusions about its inherent hostility to humanity even as it stands as a paragon of the world ecology.

    Sovereignty in the Antarctic is a dynamic process that addresses the fundament (and absence thereof) of sovereignty. Beyond banal difference intuited through the apparent a-biotic nature of that continent lies a deeper difference that emerges after reflection on precisely how the Antarctic resembles (or not) other polities. To this end, I consider Jessica O’Reilly’s model of the “technocratic Antarctic”, which identifies the ways in which the Antarctic does function politically, rather than imagining it as a place either so special it cannot be considered in any normative way, or as so normal it cannot be thought of in its specificity. I reintroduce the thought of Georges Bataille on sovereignty as loss, as willed absence, along with Kathryn Yussof on extractivism and excessive anti-geology.

    In the end, what is ‘polar’ about polar sovereignty will be seen to be not about physical poles, but about the fluctuating quality of that sovereignty, as an example of the heterogeneous, “characterized by the strong polarization of its elements” (Bataille 2018: 31). Where Bataille intends this idea to apply to the opposition of pure and impure, high and low, I extend the idea to the double exceptionality of the Antarctic. The first of these (pure, high) is the basic legal distinction between it and the rest of the global legal system, the second (impure and low) is the resistance the continent has to that system, as it is a refusal, a renunciation of sovereignty that Bataille will identify as true sovereignty. He intended the method of heterology to extend beyond the realm of sacred objects, actions and situations, imagining a world of oppositional yet non-dialectical ‘outsides’ to the normatively formed world. These trade against one another as well as against the standard ‘inside’ of rationalistically conceived, liberal laws, morals, structure and habits. So in this instance, the norm is a legally sovereign power with whatever rights accrue to it, legitimated by international law norms. The non-norm is the absent sovereignty of the Antarctic, with one ‘pole’ the consensual agreement not to own the continent. The other ‘pole’ is the deconstructed sovereignty that actually persists in the distorted, experimental yet also excessive or “heterogeneous processes” (Bataille 1985: 156) of sovereignty that play out in the Antarctic.

    When MIR-1 landed its flag, it was playing out a standard move in the ongoing spatial-legal conception of turning bare space into territory, i.e. bringing it under control. Several existing States claim rights over portions of the undersea Arctic, based on already-inhabited proximate land. All claimants have inhabitants that live inside the Arctic circle, and so this is not a colonialism based on a new conquest over indigenous peoples (leaving aside debates about existing occupation, ownership and indigeneity). It is a form of primordial colonialism, spatial control, but one that post-colonialism finds hard to grasp, not least because we could imagine it to be post-colonial colonialization. Schmitt, alternatively, identifies the drawing of lines, the process of enclosure, as itself an act, a sovereign act of power. This does not exhaust his ideas on the matter, particularly where the law of the sea is concerned, but actually the Arctic is only witnessing one level of sovereignty discussion, the most basic (or wrong, as Rousseau and Schmitt would concur), which is about ownership of already-existing, already-defined spaces. Nothing novel or unusual is playing out in the Arctic: while five states have coastal rights that extend to 200 miles from the end of the continental shelf, the rest is under the jurisdiction of the UN convention on the law of the sea.[2] There is no sovereignty hole, in legal terms, over or under the Arctic.

    The Antarctic is very different, firstly because it has no indigenous human population. Any colonization we could refer to must refer us back to the colonization that is all human occupation of territory, as opposed to the age of world-domination, extractionism and slavery propagated by leading European powers between 1492 and whenever (or if) we deem this period to have ended. The continent was unattainable, except to the imagination, to the extent that the first documented sightings were in the late 18th century, incidental discoveries made by representatives of leading colonial powers such as Britain and France. In the early 19th century, sightings of and landings on the core continent were made by Russian and American ships, as well as further voyages made by European nations. But the lack of obvious colonial reward meant that there was a long gap until renewed attention in the late 19th century led to a scramble to establish territorial control through exploration. Once again, a long gap ensued after the 1910s, with some interest in the course of World War Two, and the intervening period notable mostly for Richard E. Byrd’s overflying expeditions. It was only the International Geophysical Year of 1957-58 that sparked nations’ interests in controlling the spaces of the Antarctic. The Soviet Union and the USA were interested in ownership but had no legal claim through either discovery or occupation, so pioneered the method of depositing bases into territory that could be claimed later. Their vested interest was also part of how the Antarctic would end up as a landmass outside of normal banal sovereign claims, a status confirmed in the 1959 Antarctic Treaty.

    The Antarctic has never been fully integrated into the global régime of existing power hierarchies and nation-based histories, even if it is fully caught up in a more Foucauldian power network based on intersections between power and knowledge, and power as a system of actions, laws, discourses, technical procedures and protocols. Even today it is sparsely inhabited–there is no indigenous population as such, but a transient population of between 1000 and 4000 mostly scientists, with 25000 or so tourists visiting every year. But in terms of national presence, it is more like a freeport, a department store full of concessions, or a world science fair. Thirty countries have some sort of research base there, 68 in total (see O’Reilly 2017: 67), and not only in their ‘own’ zones.

    Territorial claims have been suspended since the creation of the Antarctic Treaty (which came into force in 1961), the founding document for the Antarctic Treaty System. This ‘system’ ties together a group of treaties that have accumulated over time, and allows space for further development. The Antarctic Treaty System (ATS) is the model of governance for the continent, and is trans-, supra- and non-national in nature, with 53 countries signed up to the System.[3] This system suspends all territorial claims, in favor of a neutralized sovereign space (not a space of pooled sovereignty).[4] There are extensions of rules and subsequent protocols, but the Antarctic is designated under the original treaty, and ensuing treaty system, as a neutral, demilitarized non-nuclear zone.[5] Countries with territorial claims have made sure to place bases that are permanent within the relevant zones, as have many others. The discourse on Antarctica is rife with discussion about either land claims or about mineral wealth, particularly offshore (the ATS extends ‘northward’ to 60% south and controls exploitation of wildlife too).[6]

    In the far south, there seems to be an almost utopian model of future environment-based governance. Alternatively, some argue, what we see in the Antarctic is only a mock-up of post-sovereign co-existence and instead it is a zone of neocolonial, retrocolonial and postcolonial tactics. Klaus Dodds and Mark Nuttall refer to “polar orientalism” (2016: 145), even if they also question claims that there is a current or new “scramble” for the Antarctic. Furthermore, far from being outside of the rest of the world, the Antarctic does have a legal régime, and cannot be said to be autonomous, separate from the world.[7] All of the research stations are supplied and populated from elsewhere. The culture of the Antarctic is global before the dwellers arrive, while they are there and after (O’Reilly 2017: 174). In addition to the treaty, the dwellers in bases are subject to control of their actions by their ‘own’ government, while the work that is the reason for inhabiting the continent is networked globally. Both polar regions though, are thought of in very standard terms of sovereignty, as opposed to a more Schmittian way of thinking the exception, and sovereignty as the capacity to exert power based on the decision of exemplarity. Wygene Chong, for example, observes that sovereignty is “the ability of a state to exercise its supreme authority over territory” (Chong 2017: 436); Ruth Davis regards national sovereign rights and claims as being protected, if not ratified (Davis 2014: 289).

    So while sovereign rights are seen as contested, polar discourse reverts continually to national territorial claims in a way that barely captures the nature of sovereignty in the Antarctic. Schmitt’s idea that sovereignty is the power to decide whether an exceptional situation prevails (such as war, famine, ecological catastrophe, states of emergency in general) underpins every moment that the exception does not prevail, where the negative decision is made that there is no exception, which is how it is a “general concept in the theory of the state, and not merely […] a construct applied to any emergency decree or state of siege” (Schmitt 2005: 5). Giorgio Agamben proposes a more political and military way in which the exception becomes the norm in the form of “the camp” and the biopolitical regime of control in place in contemporary global society (see Agamben, 1998, 2005). Current discussion (with the key exception of Kathryn Yussof) expends considerable effort to bring polar regions into the norms of global culture and legality, and the legal exceptionality identified by Schmitt as the key to sovereignty absents itself. I would argue that instead of incorporating the Antarctic into measurable and discursively safe politics, the strangeness of its model, like Derrida’s rogue state, exemplifies exceptionality as a global model of sovereignty (Derrida 2005). The fact that exceptionality is not exclusively benign is also a means of tempering any over-utopian enthusiasm for the Antarctic as model of future progressive socio-legal structure.

    Dodds and Nuttall, as longstanding social critics of Antarctic policy and politics, do not wish to acknowledge the specificity of either polar region:

    For those who wrote on polar geopolitics in the past, the Arctic and Antarctic were often positioned as ‘exceptional spaces’, exceptional in their size, location, remoteness and even their connectivity to wider global, political, legal and economic networks and practices. (Dodds and Nuttall 2016: 24)

    They insist that the Arctic is “less an isolated frontier region [but] a transnational and neo-liberalized space connected to global flaws, risks and networks” (2016: 28), and that both poles are equally connected and networked, fully integrated into a global polity. That’s probably true, but their inclination to undo the exceptionality of Antarctica raises more questions. At one level, they are perfectly right, there is nothing so special about the polar regions that they can be thought of as exceptional. Sovereignty debates, they say, are about spurious claims to ownership that are complicit with exploitative agendas. As Bataille would say, such a supposedly critical view merely corroborates the modern bourgeois belief in sovereignty as possession, as “the world of accumulation is the world rid of the values of traditional sovereignty, in which things have ‘value’” (Bataille 1989: 423). Yussof extends this critique of the limits of simply calling out exploitation in terms of redistribution when such does not include a deep critique of extractive, slave-based economic development that preceded Western capitalism. Such extractivism aligns mineral discovery and removal with the use and transport of enslaved people:

    Both these modes of extracting value–as property and as properties— generate surplus. It is the grammar of geology–the inhuman–that establishes the stability of the object of property for extraction. The process of geologic materialization in the making of matter as value is transferred onto subjects and transmutes those subjects through a material and color economy that is organized as ontologically different from the human (who is accorded agency in the pursuit of rights, freedom and property). (Yusoff 2018: 71)

    While Yussof has addressed the Antarctic elsewhere (see for example Yusoff 2009), her critique of extractivism highlights the belief that the governance and power dynamics can be part of global power systems and networks without for all that being ‘just the same’ as every other space or place. Imposing a model of limited sovereignty based on good or bad possession will not assist either understanding or critique.

    Jessica O’Reilly completely dismantles the idea that the Antarctic is not exceptional–and her case is not made through the bare natural facts or an idealism about the Antarctic Treaty System, but through an acknowledgement that the Antarctic’s specificity arises through the convergence of science, bureaucracy and nature, meaning that the continent is governed technocratically, and therefore in clearly defined ways that are substantially and almost ontologically different to anywhere else, notwithstanding the Foucauldian perspective she herself raises. Perhaps with Dodds and Nuttall’s worrying statement in mind about what they wish to call “narratives of ecological catastrophe” (Dodds and Nuttall 2016: 56), she writes that “the imagined environment is not just a social construction, it is also nature impacted by human actions and decisions” (O’Reilly 2017: 17). This physical difference only takes on meaning when processed into technocracy, acquiring its status as bedrock after its legal processing. The meshed exceptionality of how the Antarctic is run opens up pockets of Schmittian sovereignty. O’Reilly writes that “if states pay close attention to the procedural, bureaucratic activities involved in the approval process they can almost always do what they wish in the Antarctic with little if any, intervention” (2017: 129). The only possible intervention is that of observers, who can monitor activities if they see fit, and then report to the Committee that oversees the treaty system. If there is international idealism about the model of governance in Antarctica, it is not about a misreading of state vested interests acting under cover of a truce, it is to do with a strong belief in the value of competence, skills, discipline and the power of co-operative technocracy:

    While technocratic management elsewhere might feel like a nerdy burden, a leftover of 1950s efficiency politics, in Antarctica, technocracy is part of a utopian environmental future. Among Antarctic people, the broad consensus is that governance informed by scientific knowledge has the potential to improve human and nonhuman lives and homes. (O’Reilly 2017: 171).

    Not only is the Antarctic a legal pioneer in terms of the future permanent exceptionality of sovereignty, it is also a precursor of the tech-libertarianism of social media and software services. What could be more ideal for a soft-tech-engineered future than a place with well-meaning skill as surrogate for democracy?

    O’Reilly’s model is far from blind to the presence of executive power, nor to its strangeness, but of course it does not near the hyperbolic and almost actor-less execution of power that underlies Schmitt’s Land and Sea (1942) and The Nomos of the Earth (1950). Both of these texts physicalize the constructive power of spaces, borders and the law in a process of total delineation. For Schmitt, power becomes global through the assumption of a global space that is itself divided. Without the line (most specifically of the division of world between Spain and Portugal in 1493), there is no whole. In Land and Sea, Schmitt argues that with that line, through the Atlantic, Spain was given the Western part of the world, Portugal the East, and this “papal line of partition from 1493 stands at the beginning of the battle for the new fundamental order, for the new nomos of the earth” (Schmitt 2015: loc 1432).

    Lines construe the spaces between, the space without and space as jurisdiction. One fundamental line is that separating the domain of the line, which is the land, and the non-domain outside of lines, which is the sea. This latter is ostensibly free of lines because it is subject to protocols and transgressions beyond Earth-bound and Earth–binding power: “the firm land consists of its division into state dominions; the high sea is free, i.e., state-free and subject to the authority of no state dominion” (Schmitt 2015: loc 1514). Schmitt’s model of sovereignty means that this is not a simple distinction, but one deeply bound up with English maritime force, particularly through the extra-legal activity of piracy in the 16th century. What looks like absence of law is actually a domain of prospective sovereign action, properly outside of sovereign territories.

    Schmitt attributes a deep, ontological effect to newly discovered or revealed zones of the planet, “new lands and seas” change the human spatial experience, “not only the outermost human horizon, but even the structure of the concept of space itself is altered” (2015: loc 1249):

    There is more to a spatial revolution than landing in a heretofore unknown place. A spatial revolution involves a change in the concepts of space encompassing all the levels and domains of human existence. (2015: loc 1355)

    Although Schmitt is not referring to the Antarctic, this notion of a spatio-legally avant-garde location remains, in what is a still-new space, a non-territory, the governance of which continues to subvert international law. The key to these changes that Schmitt sees in discovery is not the opening of a horizon but the closing of zones inside lines, the enclosure itself the expression of an almost autonomous sovereignty, such that “world history is a history of land-appropriations” (2015: loc 1398). Land is in fact appropriation, the only way it can become the ground for being understood as the location upon which it occurs. Land-appropriation precedes all other legal orders as the land contains essential value, that is brought out through human labor, and then further framed by enclosure:

    The earth is bound by law in three ways. She contains law within herself, as a reward of labor; she manifests law above herself, as fixed boundaries; and she sustains law above herself, as a public sign of order. Law is bound to the earth and related to the earth. (Schmitt 2003: 42)

    It is as if law is the first and primary growth, once humans are near (are there humans before they begin to frame the earth with their labor?). Appropriation seems to become the originary condition for both human and earth to exist, with one the appropriator, the other the unwilling/unwitting supplier. The legal order of social existence comes into being before all other forms, an ur-form that has always already extracted itself from deep within the earth. The law is the order of nomos, as “nomos is the measure by which the land in a particular order is divided and situated” (Schmitt 2003: 70). This excessive and doubtless unwitting re-statement of Rousseau’s Discourse on Inequality establishes power as always precedent to power, an authority that allows authority to act. It is possible that the only sovereignty is the act of dividing that brings the potential for sovereignty into being, outside of any legitimacy, founding an order which can reflect on itself as having granted authority for itself to have come into being. This, at least, is what Derrida sees as the para-legitimacy of the moment of law’s inception (Derrida 1992: 14 and passim) and as that which underpins claims made by dominant global powers about curtailing the activities of rogue states, thereby acting as rogues themselves (Derrida 2005: 96).

    While the sea is outside sovereignty, piracy and imperialism act in fully sovereign disdain for all that lies within demarcated lands. Land is also outside of sovereignty, until European powers discover it. Only Europe possesses lines and line-making capacity (the world is under a “Eurocentric model of international law” observes Schmitt [2003: 39]), and everywhere is as legally empty as Antarctica was: it doesn’t matter if anyone else is already there, the capacity to acquire land or power is “properly” European, in variants of Anthony VI’s world-splitting and shaping decree of 1493—“the non-European soil of the rest of the earth in this global, but not yet completely Eurocentric spatial order was free, i.e. free to be occupied by European states” (2003: 142).  It is upon this act (as well as Spanish king Philip III’s 1605 order to religiously convert all of the southernmost continent) that Chile and Argentina base their Antarctic claims, as inheritors of Spanish territorial rights. In other words, they summon a colonial right (not neo-, but proto-), through a sovereign act of global violence made by a papal institution that no longer has that power, to an empire that no longer exists, via countries no longer subject to it, to what was then a properly undiscovered land, as opposed to a place that Christians were just waiting to discover through mass murder of any local populations. The lines between Spanish and Portuguese colonizations were just that, between themselves, “internal divisions between two land-appropriating Christian princes within the framework of one and the same spatial order” (Schmitt 2003: 92). The sea was the freedom of manoeuver between brethren colonizers, and non-European lands were effectively part of the sea until one or more European powers took a direct interest.

    In fact the sea’s non-jurisdiction is like the exceptionality of the line-drawing, power-framing that is the shaping of land as territory (and like that of Fred Moten’s cut that establishes what is beyond the break, outside and radical, thereby enclosing that which it is not [Moten 2003: 6]). The sea is very much a location, or perhaps, vector, of sovereignty, albeit of sovereignty that exceeds land-based jurisdictional power. Polar regions are not only not outside of this discussion, but exemplify it–their exceptionality still not regularized into State-form, and yet hosts to sovereignty in multiple interlocked strata. Much that is in Schmitt’s texts seems prophetic, such as when he states that current uncertainty over ownership and access is not a type of vacuum: “that which is coming is not therefore only measurelessness or a nothingness hostile to nomos’” (Schmitt 2015: loc 1729). If there is a vacuum, a spread of the law of the sea, in some ways, then this is a constitutive vacuum, which once seen in light of Schmitt’s spatialization of sovereignty, is both odder and more exemplary than ever. The polar regions, the Antarctic in particular, are where land and sea literally and geosocially, as Yusoff has it (Yusoff 2017: 108), deconstruct the concept of sovereignty even as they assure its functionality (through pragmatic technocracy and sovereignty as constant, unclosed and speculative line-making). Yusoff agues that

    stratification is a confrontation with the spatial arrangements of the social divisions of materiality and the claims to power that are enlarged by harnessing the geopower of the substratum, an arrangement of power that is both exceeded by and complicated by geologic elements. (2017: 105)

    The strata are in play even as potential–perhaps particularly in our era, as potential, as resources require a deepening of extractionist economics. The polar regions are almost entirely subsumable as strata beneath the rest of world and national jurisdiction, and therefore, far from being out of play, are that which awaits incorporation into purportedly sovereign resource control. Despite the global and local scalings of stratification of sovereignty and sovereign process in and around the Antarctic, it is the mesh of those layers in a system of lines and, it could be said, contours, that politically define the stratification specific to the Antarctic. This also includes the absence, or the absenting of lines in willful de-sovereign-ing process.

    As sea and land infiltrate one another in a legal and/or representational way, we should recall O’Reilly’s clear-sighted integration of the materiality of the Antarctic into sovereignty. The Antarctic, just as much as the Arctic, is actually (at least in human experiential terms), a combination of land and sea. The 2 km of ice “has been constituted by particular physical and temporal engagements” (Antonello 2017: 79) and will at some stage become sea with colossal impact for the rest of the world, and as it begins to do that, the law of the mercenary sea begins to hold–a holding that is precisely allowed in the withholding of ‘proper’ sovereignty claimed by a small group of States. The Antarctic has not been allowed to become land, despite the presence of lines as arbitrarily drawn as those that marked European divisions of Africa or the post-imperial middle East. This non- or extra-legitimate space is subject to further non-legitimate incursion because there is only the presence, not the force, of sovereign power in the Antarctic. Sovereignty deadens the continent even as it constructs it. This sovereignty is that of the line-drawing, not of the would-be occupying powers or even that of the techno-elite, and this is a sovereignty that is always already beyond borders, a sovereignty generated from within lines (i.e. by existing powers) but that exceeds. In fact, this can always be traced back to the moment that Rousseau defines as the consent to enclosure: “the first man who, having enclosed a piece of land, thought of saying ‘This is mine’ and found people simple enough to believe him, was the true founder of civil society” (Rousseau 1984: 109). This, then, is sovereignty that exceeds political control, as it is that which defines, permits and delineates this power. Whilst we are never outside of sovereignty, sovereignty is an outside that generates the ‘norm’, or normative functioning of law, power and politics, and the Antarctic in this instance is not exceptional but exemplary. In other words, the exception to the exceptionality of sovereignty that helps exemplify the exceptionality that is sovereignty.

    This sovereign non-power is part of what Schmitt describes as sovereignty–for all the decisionist power that his model offers (in Political Theology), it also includes the “power” to capitulate and abdicate (Schmitt 2005: 10). For Paul W. Kahn, this power is itself exemplary (Kahn 2012: 59). All sovereign power is outside of legitimized, legalistic and formal law (Derrida 1992)–and so when there is no legitimized power, we could imagine that we are in a state of perfect if slightly unexpected Schmittian sovereignty. The geophysical politics of the Antarctic continent have set up capitulation that is loss without a loser or victor, a renunciation, as rogue sovereigntist Georges Bataille would put it when referring to Stalin’s Soviet Union (1989: 291-302, 313). Far from there being no sovereignty in the Antarctic, or there being a new model, the novelty lies in the way it expresses as its norm the excessive capacity that is sovereignty. For Bataille, sovereignty is precisely the residue or surplus of order, that which drops away from norms, and the Antarctic has become an extravagant site of sovereignty as experimental excess.

    For Bataille, sovereignty is about loss–about seeking to attain traditional types of sovereignty where individual power and state power meet in one person (or the doubled bodies of the king), and then failing. Sovereignty is the reaching of a pinnacle in excessive behavior such that the individual is lost within that excess–and sovereignty “dissolves into NOTHING” (1989: 204). The relation of sovereign to non-sovereign, and to the rule, are consistent between Bataille and Schmitt, if not exactly the same. Where Schmitt has sovereignty as the thing that exceeds the rule, for Bataille, the rule brings value to what he calls “irregularity” (1989: 408). Similarly, where Schmitt has executive power as the power of the outside that defines the system, Bataille defines sovereignty (when writing in the 1930s) as heterogeneity.

    Heterogeneity is that which lies outside homogeneous, normal, normative society. Beyond rules, it is a mode of action and process that is barely human, mostly not even human. It is not just what is outside, but what troubles the solidity of inside by being its ejected other: “The heterogeneous world includes everything resulting from unproductive expenditure” (Bataille 1985: 142), and so “compared to everyday life, heterogeneous existence can be represented as something other, as incommensurate” (Bataille 1985: 143). Heterogeneity can be both high and low, a parallel polarity (Bataille 1985: 144)–Schmitt’s dictatorial control exerted through the inward-moving force of sovereignty is high, the black mass, the festival, drunkenness, non-reproductive erotic activity are low. Circling us slowly back over the Antarctic, like the overflying Admiral Richard E. Byrd, dreaming of the hole into a hollow earth, Bataille’s heterogeneous sovereignty pinpoints a sovereignty that can cross between human actors and the spaces they bring into geosocial being (see Yusoff 2017: 109).[8] The presence of humans brings an exceptionality that is not about emptiness, but about the very refusal of detail (on the surface at least) that humans can pick out as meaning–a space populated instead by regulatory detail. The very system of rules in position in the Antarctic is part of a meshed sovereignty, that in turn allows a Schmittian sovereignty within it (free movement and site-establishing of actors within all zones), whilst holding distantly at bay the restricted form of sovereignty that is taken to exist in the form of spatial control, mastery over a passive object and against the acts or desires of other autonomous self-identical actors.

    But the Antarctic is not just the surface, it is also hidden lakes, sediments, and ultimately a continent of actual land: the nomos is immured within and beneath the treatyspace, and at the same time, the sea lies ready not just as ice, but deep within it. And within that, lies a new biota ready to emerge. All, or at least some, of this will rise as the accursed [geo] share, and is being explored and hypothesized all the time, almost as if it were fictional.[9] This potential explosion, or currently, repressed excess, that lies beneath (or in the abjection of the most barren zone on the exposed planet, the Dry Valleys), signals Bataille’s interest in the cosmic principle of explosive destruction that powers everything else, that allows anything else to be. He writes that “if excess cannot be completely absorbed in its growth, it must necessarily be lost without profit, it must be spent, willing or not, gloriously or catastrophically” (Bataille 1988: 21). Within the comforting whole of the ice sheets lies a dirtier, unknown part that is one of the lures for restricted sovereignty in the form of resource ownership or access. As it is, it remains a Bataillean excess, excluded from the world of utility. Its “base matter is external and foreign to ideal human aspirations, and it refuses to allow itself to be reduced to the great ontological machines resulting from those aspirations” (“Base Materialism and Gnosticism”, Bataille 1985: 51). It maps onto the low heterogeneity of excessive human behavior, only more so–fully apathetic, a world that is actually beneath the current surface, it is a mockery of regulation of the world above, whether constitutional-military, or treaty-based. Unlike Bataille’s sovereign self-losing individual or society, or Schmitt’s system-overcoming Leader, the Antarctic does not permit any type of sovereignty other than that which exceeds the human without the human trying. This is not from a Romantic or legalist perspective on the difficulty of terrain or temperature, but has always already arisen as the result of human interaction with the geologistic [hidden] excess of the solid Antarctic through its thickly membraneous liquid surface. As Schmitt is aware in both Land and Sea and The Nomos of the Earth, the distinction between land and sea laws is a classic nested opposition where the difference between them connects the two opposites such that they undermine and inform each other (Balkin 1990: 3). But with Bataille, we can see that the existing actual law of the sea, and the technocracy of the Antarctic (acting as a limp prosthesis of state sovereignty), actually diminish each other as they merge. Each sovereign domain deflates, drops, but never far enough. Never low enough. Finally, we cannot actually grasp the sovereignty that has come into being even though it lies within a domain that is almost ultra-rationalistic and crypto-legal. And the sovereignty that works there, that has become the nothingness Schmitt said it could not be, is precisely what then informs the shape and practice of sovereignty everywhere else, the excess from which the restricted order emerges.

    “The brain is the parody of the equator” (“Solar Anus”, Bataille 1985: 5).

     

    Paul Hegarty is professor of French and Francophone Studies at the University of Nottingham, and co-lead of their Creative and Digital research cluster. He has published widely on cultural theory, with an emphasis on sound and music. He is currently working on the soundscapes of distributed French cultures and his latest book on music, Annihilating Noise, is forthcoming with Bloomsbury.

     

    References

    Agamben, Giorgio (1998) Homo Sacer: Sovereign Power and Bare Life, trans. Daniel Heller-Roazen. Stanford: Stanford University Press.

    — (2005 [2003]) State of Exception, trans. Kevin Atell. Chicago: University of Chicago Press.

     

    Antonello, Alessandro (2017) “Engaging and Narrating the Antarctic Ice Sheet.” Environmental History 22:1, 77-100.

     

    Balkin, J. M. (1990) “Nested Oppositions.” Yale Law Journal 99:7, 1669-1705.

     

    Bataille, Georges (1985) Visions of Excess: Selected Writings 1927-1939, ed. Allan Stoekl. Minneapolis: University of Minnesota Press.

     

    — (1988 [1949) The Accursed Share, trans. Robert Hurley. New York: Zone.

     

    — (1989) The Accursed Share vols II and III, trans. Robert Hurley. New York: Zone.

     

    — (2018) “Definition of Heterology.” Theory, Culture and Society, special issue: Bataille and Heterology, eds. Marina Galletti and Roy Boyne. 35: 4-5, 29-40.

     

    Chong, Wygene (2017) “Thawing the Ice: A Solution to Contemporary Antarctic Sovereignty.” Polar Record. 53:4, 436-47.

     

    Davis, Ruth (2014) “The Durability of the “Antarctic model” and Southern Ocean Governance,” in Tim Stephens and David L. VanderZwaag (eds.)  Polar Oceans Governance in an Era of Environmental Change. Cheltenham: Edward Elgar, pp. 287-307.

     

    Derrida, Jacques (1992) “The Force of Law: The ‘Mystical Foundation of Authority’,” in Drucilla Cornell, Michel Rosenfeld and David Gray Carlson (eds.) Deconstruction and the Possibility of Justice. New York and London: Routledge, pp. 3-67.

     

    —. (2005 [2003]) Rogues: Two Essays on Reason, trans. Pascale Anne Brault and Michael Naas. Stanford: Stanford University Press.

     

    Dodds, Klaus and Mark Nuttall (2016) The Scramble for the Poles. Cambridge and Malden, MA: Polity.

     

    Kahn, Paul W. (2012) Political Theology: Four New Chapters on The Concept of Sovereignty. New York: Columbia University Press.

     

    Moten, Fred (2003) In The Break: The Aesthetics of the Black Radical Tradition. Minneapolis: University of Minnesota Press.

     

    O’Reilly, Jessica (2017) The Technocratic Antarctic: An Ethnography of Scientific Expertise and Environmental Governance. New York: Cornell University Press.

     

    Rousseau, Jean-Jacques (1984 [1755]) A Discourse on Inequality, trans. Maurice Cranston. London: Penguin.

     

    Schmitt, Carl (2005 [1922]) Political Theology: Four Chapters on The Concept of Sovereignty, trans. George Schwab. Chicago: University of Chicago Press.

     

    — (2003 [1950]). The Nomos of the Earth, trans. G. L. Ulmen. New York: Telos.

     

    — (2015 [1942]) Land and Sea: A World-Historical Meditation, trans. Samuel Garrett Zeitlin. New York: Telos. Kindle edition.

     

    Yusoff, Kathryn (2009) “Excess, Catastrophe, and Climate Change.” Environment and Planning D: Society and Space. 27, 1010-29.

     

    — (2017) “Geosocial Strata”. Theory Culture Society, special edition, Geosocial Formations and the Anthropocene. 34:2-3, 105-27.

     

    — (2018) Nine Billion Black Anthropocenes or None. Minneapolis: University of Minnesota Press.

    [1] This maritime territorial zone is known as the Exclusive Economic Zone, which is the area of sea adjacent to a recognized coastline, as defined by the United Nations Convention on the Law of the Sea (UNCLOS).

    [2] These are Russia, Denmark (via Greenland), Canada, USA and Norway.

    [3] For more on the current and historical parameters and practice of the ATS, see the website of the Scientific Committee for Antarctic Research (SCAR), at https://www.scar.org/policy/antarctic-treaty-system/. Accessed 29 January 2020.

    [4] The original claimants to Antarctic territory are, Norway, Britain, New Zealand, Australia, France, Argentine, Chile. Debates about ‘postcolonial’ or decolonizing readings of the ‘poles’ are hampered by the presence of ‘postcolonial’ régimes’ assertions of land rights. New forms of territorial claim have been developed – India grounds its claims on the transcontinental connection in place in Gondwanaland (550 million years BCE to 180 million years BCE) in a geopolitical scaling of time and land (see O’Reilly 2017: 122-24, detailing India’s contribution to the 2006 Antarctic Treaty Consultative Meeting). Despite a push to open up mineral extraction against the hegemonic ATS, India’s official position reflects full compliance with the Treaty, as evidenced in this 2020 bill: http://www.ncaor.gov.in/files/Indian%20Antarctic%20Bill%20/Indian%20Antarctic%20Bill%2015Jan2020.pdf. Accessed 2 February 2020.

    [5] In fact, it specifies that no nuclear explosions are allowed to take place there. A 1998 Protocol on Environmental Protection clarifies that no mineral extraction is allowed (see the protocol here, on the ATS site, https://www.ats.aq/e/protocol.html. Accessed 29 January 2020. In the meantime, extensive mineral research, in parallel with extractive research, is in practice underway, based on the ‘neutral’ scientific model of exploring under the ice. The protocol is up for review in 2048.

    [6] Technically, the manoeuvering by the countries that have some sort of base in the Antarctic is irrelevant, as the ATS explicitly rules out the acquisition of territorial rights in the period of its existence.

    [7] The inhabitation of the continent is in fact generated as global flow as opposed to being the result of a steady-state population.

    [8] Byrd was a pioneering aviation explorer of the Antarctic from 1928 onward. In later life, he seems to have come to believe that, in the course of his circumpolar navigations, he saw the way into what was revealed to be a hollow earth.

    [9] Bataille writes that “knowledge is never sovereign” (1989: 202). Also see Yussof, 2009. Yussof correctly points out the value of using Bataille’s ideas of unknowing, which is a part of his model of sovereignty, to grasp the potential extent of change from climate crisis and deviation from a technoscientific imaginary of control.

  • Mihaela Brebenel — Embodied Frictions and Frictionless Sovereignty

    Mihaela Brebenel — Embodied Frictions and Frictionless Sovereignty

    This essay has been peer-reviewed by “Frictionless Sovereignty” special issue editor (Ryan Bishop), and the b2o: An Online Journal editorial board.

    “… the West has never been further from being able to live a true humanism – a humanism made to the measure of the world.” (Césaire 1955: 73)

    This article is the abstracted result of my having witnessed the racialized infrastructures of European bordering practices in an apparent frictionless sovereign territory: the Schengen area. Embodying whiteness and holding European Union passport privilege in this context and situation, I was allowed to witness these events without any real danger to my person. I am hoping to remain cautious, however, of how my privileged position might be doubled in writing. An academic reflection could become a parasitical tool and an appropriative parsing of a traumatic experience that does not belong to me. I will therefore not engage in detailing the experience or what it has produced for those involved. I will, however, briefly recount some of the acts of policing I witnessed and how they constituted borders for some bodies where no borders exist for others.[1]

    In the middle of the night in May 2019, Austrian police took a woman and her two children off a train, leaving them in the train station of Villach, 20 kilometers before the border with Italy. The Austrian train inspectors and the police officers took this action on valid ticket holders and refused them re-entry into Italy on the basis of them not having European passports. The family was, however, holding valid travel documents issued by Italy, which should have granted them access across the Schengen space of Austria (under the 1951 Refugee Convention) and moreover a return to the issuing country. Instead, after being taken off the train, they were “advised” to seek the local Austrian asylum seekers’ centre, risking refusal and possibly detention. An attempt to board the next train to Italy many hours later was met with direct obstruction by two Italian Carabinieri (dispatched to this site in Austria) and two local Austrian police officers, alongside train employees. As holders of valid travel documents, the family was able to eventually return to Italy by bus (however, not on the main Austrian lines but an adjacent low-cost one).

    My aim in this article, starting from the events I have just recounted, is to reflect on the current Schengen area at the peak of anti-immigration law-making, and on the racial infrastructure underpinning Schengen territories and their governance. I argue that the existence and application of Schengen Border Codes articulates states of exception in the already racialized assemblages of European regulating and policing, making visible the friction in the promises of frictionless sovereignty of the Schengen Area and turning (some) bodies into borders. I do this work with the support of brilliant black scholars who have taken up similar questions, worked extensively on them and have produced critical responses to excessively cited white European scholarship in this area. Specifically, I will approach these issues through Alexander Weheliye’s deployment of habeas viscus—having flesh–and his emphasis on black feminist theory’s contribution to the revision of conceptions of the human that stem from “the world of Man” (via Sylvia Wynter) and liberal modern humanism. By Man, Weheliye means the configuration of the heteromasculine, white, propertied, liberal subject produced from a type of surplus of the human, through exploitation which renders anyone outside of this formation as “exploitable nonhumans, literal legal no-bodies” (2014a: 135). I aim to show how Europe is bound to Man’s legal apparatus and how Man’s juridical machine articulates itself in embodied bordering practices, even in non-border sites and in areas where movement should be frictionless, given the Schengen Agreement.

    These instances of border policing have often been approached in academic reflections via the work of Michel Foucault and Giorgio Agamben. About these writers, who are all too frequently cited in work about biopolitics and population control, as well as about bare life, law and power respectively, Weheliye states that their disavowal from engagement with black studies and the black struggles of their times is what makes their concepts “transportable to a variety of spatio-temporal contexts” (2014a: 6). Their lack of consideration of an explicitly racialized viewpoint, available and expressed by various authors like Frantz Fanon, Nahum Chandler, or Sylvia Wynter, gives Foucault and Agamben’s concepts a “veneer of universalism”. In the case of Foucault in particular, Weheliye brings to our attention that he chose not to engage with the knowledge on race and power produced by the Black Panther Party through its struggle in the prison abolition movement, and did not seriously respond to the work of U.S. black feminist activists like Angela Davis. This cannot be anything but a stubborn omission, given Foucault’s involvement with the prison abolition movement in France and in Algiers (Weheliye, 2014a: 62-63). Other authors have read this and other Foucauldian omissions as non-engagement with efforts towards dismantling the white, male epistemic subject (Rodríguez). In the case of Agamben, Weheliye engages in a thorough critique, detailing how the former’s constant universalizing of the state of exception and seeing “bare life and the state of exception as exclusively legal categories” (Weheliye: 83) undermines the possibility of a situated, embodied conception of the flesh. The point regarding both these authors remains plainly that “their major theoretical formulations were developed often in distinction or without recourse to the long histories of globalised racial power” as Dhanveer Singh Brar sharply notes in a review of Weheliye’s book (Brar 2014: 145).

    In contrast, for Weheliye, habeas viscus posits “one modality of imagining the relational ontological totality of the human” (Weheliye: 4) in a given spatiotemporal context, a situated configuration that manifests in a determinate present, not a messianic tomorrow. I follow this Weheliyan route rather than the abundant Agambenian and Foucauldian interpretations produced in studies on anti-immigration law-making in Europe, as it produces a much more grounded position on what having flesh and having a body means as perpetual exception in the always already racialized assemblages of legal frameworks and policing powers, applied in this case to spaces of transit within the Schengen territories.

    Furthermore, I will centre the discussion on how these racialized assemblages open up, once more, questions of being human. Weheliye critiques the notion of the human which emerged with white colonial thought, extends to the continued omissions and universalising which happens in French theory, and continues to white feminist critical thought, such as the influential work of Judith Butler in gender studies, violence, and law. He points out that these theories, like most of post-1960s critical thought do not engage seriously and attentively with the work of contemporaneous black authors, such as Aimé Césaire, who cautioned about the double danger of including black subjects in the universalising category of Man or their relegation to the particulars of ethnography, something that writers like Hortense Spillers, Sylvia Wynter and Saidiya Hartman expand upon and continue to explore in readings of documents and histories of black lived experience. Weheliye also calls forth some of the theoretical propositions of new materialism and certain posthumanist incarnations for comparatively summoning chattel slavery and black experience of that historical period to set up legal structures for animal rights. In the cases where the engagement is not simply superficial or tokenistic, Weheliye states, the question of racialization in relation to the notion of the human is another form in which “black subjects […] must bear the burden of representing the final frontier of speciesism” (2014a: 11).

    On the specifics of how crossing lines and making frontiers and comparative processes meet, he continues:

    Comparativity frequently serves as a shibboleth that allows minoritized groups to gain recognition (and privileges, rights etc.) from hegemonic powers (through the law, for instance) who, as a general rule, only grant a certain number of exceptions access to the spheres of full humanity, sentience, citizenship, and so on. (Weheliye 2014a: 13)

    Thus, following this call against a larger “grammar of comparison”, which brings with it a jargon of tabulation, measuring and calculability of black suffering, I will focus on the ways in which current European Union immigration law and its promises of frictionless sovereignty in fact open up the racialized foundations of European law-making and the frictions made visible by the passing of bodies over borders. The roots of anti-black racism in legal structures and the ways in which academic knowledge has made anti-blackness into a universal thought currency is what allows for the questions Weheliye raises to be asked of the European context. The bodies are the borders, seeking not exceptional recognition as human, but always already holding full expression and power to show the law as a racialized assemblage and the Schengen area in which this takes place as a prime instantiation of racialized infrastructure at work.

    The Rule of Exception: A Question of the Human

    “The universalization of exception disables thinking humanity creatively.” (Weheliye 2014a: 11)

    European states ruled by right majority governments, with leaders like Italy’s former Deputy Prime Minister and Minister of the Interior Matteo Salvini, have set the precedent of threatening to cease the implementation of the Schengen Agreement, aiming to stop free movement across intra-Schengen borders (the so-called Salvini Decree abolished the issuing of residence permits on humanitarian reasons). Such suspension can only be done in exceptional cases, the conditions for which had not been met at the point of this request as far as the European Trade Union Confederation was concerned. Thus, the friction at the border between Schengen member states has been enacted through legally vague states of exception, not declared as such but in fact existing through the instantiation of added codes and emergency provisions, on the bodies of those crossing. Sites where bodies as borders are made visible in current racialized assemblages are often infrastructural nodes, like train stations and bus depots, as has been my first hand experience in the border town of Villach in Austria. Fully embedded in capitalist infrastructure, in circuits and flows, these spaces have become more and more spaces of incarceration and deportation, alongside other forms of violence and abuse. This is not a new situation across Europe of the last five years. As a temporary prison or camp, like in the case of Budapest’s Keleti, the train station has also acted as centre-piece for legitimizing an illusion of alignment for Hungary’s Prime Minister Viktor Orbán’s rule with his political agenda. Additionally, Brussels’s Central Station has been portrayed as the fear-mongering site at the “heart of Europe,” which right-wing media often uses as its visual trope for a refugee “take-over”.

    Major European train stations are not the focus of this article but instead I will attend to a particular intra-Schengen border policing that currently happens between Austria and Italy, as witnessed in a rail station in the small town of Villach, one of the last Austrian stops before crossing into Northern Italy. Small nodes like this, under-observed by non—governmental organisations and activists due to reduced capacity are sites that can offer some understanding about how EU Law and its exceptions are made visible as racialized assemblages. Yet more importantly, what was made apparent in this case was not how the rule of exception functions on site but the “hieroglyphs of flesh” (Weheliye) onto which historical and current scales of colonialism and border crossing meet, as racialized assemblages and infrastructures. I expand upon these issues in section two.

    In what follows, I will take up Alexander Weheliye’s critique of Agamben’s “state of exception” (1998) as temporally bound, to argue for the former’s proposition that “exception” is yet another instantiation of what he identifies as racialized populations “suspended in a perpetual state of emergency” (Weheliye: 2014a). Mirroring that thought, I claim in this article that my observation from witnessing policing of borders outside of border points themselves can be seen as an insight into how the entirety of the legal framework of the EU project can come under scrutiny. Such a route resists thinking this one instance as a state of exception, as the legal framework of Schengen law-making sets it up to be.

    Countries like Italy and Austria, both holding their respective fascist pasts, currently right-wing party ruled[2] and sharing a border, have been making their own provisions, emergencies, exceptions and threats based on a particular set of codes added to the Schengen Agreement and EU Law and entitled the Schengen Border Codes.[3]

    As the “Asylum Information Database”[1] (2018) built by the European Council on Refugees and Exiles (ECRE) states:

    Notwithstanding that the issue of refugees’ access to the territory has traditionally been associated with the external borders of the EU (and therefore a handful of countries), the reintroduction of internal border controls in the Schengen area in the last three years has resulted in border control becoming a regular activity throughout the continent. The intra-Schengen dimension of the debate, and practice in countries such as France, Austria, Sweden or Germany, remain highly pertinent in the light of successive prolongations of border controls. (Mouzourakis, 2018: 6, emphasis added)

    The reintroduction of internal borders was possible because of the Schengen Border Codes, an addendum to the Schengen Agreement and EU Law. The premise for creating the Border Codes is unsurprisingly in line with what the ECRE has observed about EU policy discourse and how it “places particular emphasis on combatting irregular migration” yet without defining exactly what irregular means. Nevertheless, “irregularity” is what is being monitored and controlled not only at the “level of access to the territory” (Schengen Area entry points, a handful of states as mentioned above) but also on an intra-territorial dimension. The frictionless promise and premise of the Schengen area can be suspended on the basis of the above-mentioned irregularity, but also on a similarly ill-defined “context of foreseeable events”. The latter often includes “terrorist threats”, as well as the equally poorly defined term of “ secondary movements”, or simply having a “land border” with a state that is a Schengen Area entry point (e.g. Austria justifies its current period of reintroduction of Border Codes based on “secondary movements, risk related terrorist and organized crime, situation at the external borders; land borders with Hungary and Slovenia”.[4]

    The exceptionality of irregularity and the future threat cast as foreseeable event are the two bases onto which countries part of Schengen Agreement can introduce these internal borders:

    At the moment, temporarily reintroduced internal border controls are maintained by France on all of its borders, Austria on the Hungarian and Slovenian land borders, Germany on its Austrian land border, Denmark on its German border, Sweden on nearly all of its borders, and Norway on all of its borders. With the exception of France, which motivates the reintroduction of border controls on the basis of terrorist threats, these countries maintain internal border controls on the ground of ‘security threatsarising from ‘continuous secondary movements’ of migrants in Europe. Where internal border controls are reintroduced, the relevant provisions of the Schengen Border Codes relating to controls at the external borders apply mutatis mutandis to such border crossings, implying that persons not complying with entry conditions and not belonging to one of the groups listed in Article 6(5) must be issued a refusal of entry. (Mouzourakis, 2018: 8, emphasis added)

    As seen from these documents and the wide application of Border Codes under various ambiguous and unspecific terms, what happens at intra-Schengen borders in the EU is a state of generalised exception. Giorgio Agamben takes the camps as prime sites of exception and argues that it “has become an important, if not constitutive, metaphor of modernity, an ideal space of governance, order, categorization and discipline that in multiple forms functions as the necessary but uncomfortable and sometimes disavowed support of the reproduction of ‘normal’ citizenship and community life” (Agamben 1998: 166–80). What Weheliye, against Agamben, proposes is that the exception is perpetual for racialized bodies and therefore the exception does not provide any valuable interest or lens for understanding the law or how it works. The camp or asylum only leave one with “bare life” and the law. Moreover, having a body before the law (habeas corpus) only makes one more trapped in the inconsistencies, exceptions and, as seen in the Schengen Border Codes, vaguely defined territory of its conditions. In the case of “bare life” the predominant lexicon becomes that of resistance and in that of habeas corpus, subjection only takes place through legal agency. According to Weheliye, both rely on a conception and assumption of “full, self-present and coherent subjects” (2014a: 1). Thus, the crux of the matter is not having a body or being before the law but a much larger question of how the law defines the category of the human. In other words, for Weheliye this is a question of habeas viscus (having flesh) versus habeas corpus (having body before the law) or Agamben’s “bare life”. One exists other than before the law, as fleshly body, as embodied. The mode of being before the law assumes either subsumption or resistance as two major lenses and lexicons to see and speak the human through. These have a “prerequisite comparative tabulation of suffering” (Weheliye 2014a: 1) meaning that bodies are either granted status of human or gain it. This happens most often on the basis of the law, biology and economy and the result is a parsing out of fully human, not-quite-human, non-human.

    This over-reliance on the law and having a body before it (habeas corpus) is one side of the coin to the Agambean “bare life”, of barely having a constituting position that does not amount to much because it is confined to the space of the camp. What Weheliye points out is how this reasoning, which Agamben undertakes, produces a trap for the conceptual potential of “bare life” as it “falls victim to a legal dogmatism that equates humanity and personhood with a status bequeathed or revoked by juridical sovereignty in much the same way as human rights discourse and habeas corpus do” (2014a: 131). But most importantly, for the context and situation discussed in the case of states like Italy and Austria and the current rise in right-wing immigration agendas seen in continuity with their respective fascist pasts, the promise of revolution in historical-materialist terms as expressed by Marx, W.E.B. Du Bois or Benjamin is excised in Agamben and what is left is a “defanged legal messianism far removed from the traditions of the oppressed” (2014a: 132). Weheliye critiques Agamben for his omission and disregard of the Benjaminian postulates which come from historical materialism and the role of the oppressed in instating a “real state of exception”, that is an excavation into the past and a revolutionary mission carrying with it the pedagogies of the oppressed. Instead, Agamben asks for rupture through redemption and fulfilment of a past inheritance or task. In turn, Weheliye argues for habeas viscus as he rests on the multitude of work done by black feminist authors such as Hortense Spillers and Saidiya Hartman in the histories of chattel slavery and the Middle Passage, and the varied pedagogies of the vagrant and fugitive flesh, which have amounted from these authors’ insights. What their lessons build towards, for Weheliye, against the overly cited white philosophers heralding the logic of measurement, calculation and law is that “habeas viscus diverges from the discourses and institutions that yoke the flesh to political violence in the modus of deviance” (2014a: 130). The critique to the subsumption and resistance binary, which Weheliye underscores his project on maintains the revolutionary as a constant in the experiences, histories and pedagogies emerging from black suffering. He is nevertheless mindful not to turn deviance into the spectacular and instead aims towards fugitivity as ground for thinking the human.

    EU Law as Racialized Assemblage

    “The dream of governance in general, is to go beyond representation as a form of sovereignty.” (Harney and Moten 2013: 56)

    How does racialized infrastructure work in the Schengen Area and in the generalized case of application of Border Codes for intra-Schengen movement? Recently, Brexit as the sovereign fiction of the U.K. has become a reality and it will introduce even further friction at border points such as Calais. Concomitantly, it has triggered other European Union nation states, like Italy, to ask for “exits”. Italy considering leaving the European Union is arguably part of a larger “desperate times require desperate measures” type of discourse, which started with threats of leaving the Schengen agreement (Schengen Visa Info, 2019). What Matteo Salvini was hoping to achieve with this threat was precisely to make sure that asylum seekers are not able to cross in-between borders inside of the Schengen area. His argument had been constructed around EU states not respecting entry laws, as an issue of intra-European state friction: “We are forced to do so, as the Italian law is not being respected by the Dutch government, in compliance with the European Union.” What he then suggested was that a direct consequence of this would be that refugees and asylum seekers can travel between Schengen states freely, which was already not true, because Italy and Austria had imposed irregular checks since Border Codes were introduced. The exceptionalism of the law was already there and it already ruled at the moment it was demanded, based on even further exceptionalism.

    The suspension of the Schengen Agreement can only happen in exceptional circumstances. The General Secretary of the European Trade Union, Luca Visentini made note of one founding premise of law-making, that every rule has an exception but claimed that there is no exception in this case; therefore, Italy’s demands to exit the Agreement were denied. Visentini even went on to state that suspension is not a solution because “asylum seekers […] are already being checked by the border police.” The argument is de facto the following: the Schengen agreement is in place and respected, there is no exceptional situation, therefore Italy’s claim is unfounded and there are no grounds for leaving the agreement. At the same time the border checks (not a norm but not yet considered an exception either) are also in place, so there cannot be free movement of asylum seekers in between Schengen states. Firstly, it comes as a consequence that some legal body or authority had already been decided this at some point in the past but not made public; it is already a form of exception since the free movement and no border checks of EU-registered population was supposed to be guaranteed by the Schengen agreement itself. Furthermore, once asylum seekers are registered in EU databases, they should also be able to move freely inside of EU. However, the Secretary’s statement suggests that a “more is more” approach is taken as the border controls are “going out of [their] way to check ‘free’ movement at the border, asylum seekers are identified and denied entrance in certain countries.” Secondly, this already existing exception that is perpetual is projected and amplified into the future: “border police, […] are currently doing a great job and are, if anything, short on personnel and resources, as the Police trade unions have rightly pointed out.” The increase in police powers and in the collaborative practices of police across Schengen states has already been enabled by the Prüm convention and treaty of 2005, when Schengen state police authorities were given capabilities for “cross-border observations and chases have been made possible as well as the exchange of data (fingerprints, DNA, vehicles)” (Van der Woude 2020: 125).

    The over-arching consequence of increased policing powers and the experience in Austria show that once out of Italy, where they have been registered, migrants travelling across Schengen borders are going to be treated as un-registered “uncontrolled migrants” once more, as if they had just entered Fortress Europe. Austrian border police collaborates with Italian border police and also with non-border police forces in both states to enforce this logic of risk to national security–they are behaving as if Salvini’s threat has already taken into action, as if the “fore-seeable event” has been indeed foreseen and thus is being acted upon.

    With the Border Codes being in place at different times and for various reasons, it is unlikely that the wider population would have knowledge of which and what exception stands, which intra-Schengen border checks apply and when they are deemed legal or not. However, the abuses around intra-border checks have already been documented by ECRE since 2017, for each country. Here are the notes for Italy:

    Beyond well-reported barriers to disembarkation in Italian ports in the course of 2018, access to the territory by land is equally problematic. Since the end of February 2017, readmission measures have been initiated against people arriving in Italy from Austria via train. Controls have reportedly been based on racial profiling, intercepting mostly Afghan and Pakistani nationals. Italian authorities apply more stringent controls on regional trains arriving from Austria. If people do not hold valid documentation to enter Italy, they are immediately directed back to the same train by which they arrived, to travel towards Innsbruck, Wörgl and Kufstein [detention centers]. People are not provided with written notifications or explanations of the reasons for their readmission. They are not allowed to seek asylum or to benefit from linguistic assistance and their individual circumstances are not examined.  (Mouzourakis 2018: 12, emphasis added)

    The collaboration of these two states started before the exceptional provisions of the Border Codes applied and some of the observations from the reports now extend to those holding valid documents. It makes it not only confusing to those being checked but also a logical conundrum, as was the case in the policing instance I witnessed: holders of valid documents, having been issued asylum seeker papers in Italy, have exited the state to travel in a Schengen space of the neighboring Austrian territory. They are denied re-entry into Italy because they do not hold EU passports, and directed to re-start the asylum seeking process in Austria. Notwithstanding the complications and possible risk of detention camps or direct deportation, had they received asylum seeker papers from Austria, they would still be unable to return to Italy on the same grounds, namely that they do not hold EU passports but only travel permits, which again do grant them the right to pass by the 1951 Refugee Convention. It simply does not make sense and it also applies in reverse; the ECRE general report mentions for Austria:

    A similar practice is applied vis-à-vis trains following the opposite direction along the Italian border. According to the testimonies of migrants returned to Italy, when police intercepts people coming from Italy, it orders them to return to Italy without starting of (sic) any formal procedure or without providing them with a written decision. Migrants have reported not being able to communicate with the Austrian police and to express their intention to seek asylum or–in some cases–to declare their minor age, namely due to the absence of linguistic mediators.  (Mouzourakis 2018: 13, emphasis added)

    Although these practices have been documented prior to the introduction of Border Codes, the “threat” had always already been there at least as far as these two countries were concerned and they were already acting on it, transforming the small nodes such as the Villach train station in Austria into detention-like spaces, extending the exception spatially into the racialized infrastructures of the Schengen space. The end goal and the undisclosed “threat” being fought against has been reducing the number of registered asylum seekers in the EU databases. As an excerpt from AIDA Austria country report (Knapp, 2018) goes to show, the quotas for asylum seeking applications granted are reduced every year: 37.500 (2016) to 30.000 (2017, 2018) to 25.000 (2019)–including family reunification cases. Further to the Schengen Border Codes, Austria released the Austrian Asylum Act in 2016, including the provision of quotas and an emergency regime, which will allow, when the quotas are reached, the Austrian authorities “to reject people who make an asylum application at the border before providing them with the opportunity to formally lodge their application” (Mouzourakis 2018: 10), as the general report mentions. The specific Austrian report goes on to explain that: “in 2016, ‘special provisions to maintain public order during border checks’ were added to the Asylum Act. When the provision (discussed publicly as ‘emergency provision’) enters into force through a decree of the federal government, asylum seekers no longer have access to the asylum procedure in Austria” (Knapp 2018: 18). Thus, not only is Austria using all the provisions that the Schengen Border Codes allow in terms of intra-state border controls, but it makes sure to stretch the realm of what a national-level legislator can do under a supranational legal framework like that of the EU. Van der Wounde’s (2020) study on multi-scalar border and criminal law aspects involved in the application of Schengen Border Codes supports what I have outlined so far in this article. Van der Wounde mentions article 23 of the Schengen Border Codes, which allows countries to exercise police powers and to carry out identity checks.[5] A set of issues are involved in this multi-scalar framework. Firstly, the performance of jurisdiction becomes negotiated on the ground inside and between different policing forces, depending on the capacities and structures of each nation state (with Italy and Portugal for instance reporting the involvement of armed forces, alongside immigration authorities, customs and border guard agencies). Secondly, as per provisions of article 23, these checks cannot be performed at the border, so they are done within a short range of the border (one small train station before the border, as in the case of Villach in Austria). Thirdly, the legal mandate on which these checks operate is “a mixture of administrative and criminal law” and thus “equipping enforcement agencies with both crime and immigration powers and responsibilities” (Van der Woude 2020: 119). The reason for this mixture is the initial basis onto which the Border Codes and the exception of free intra-Schengen mobility argument have been constructed–as a threat to national security.

    Certainly, nation-state interest is directed to a racially-informed control of the population and the actions of measuring, calculation and tabulation are important for the exercising of this control, yet I argue that it is valuable to start from the propositions Weheliye makes about the everydayness and everynightness of having flesh/having a body in an always already racialized assemblage. This assemblage contains and is in relationship with law-making operations and policy, and the racist infrastructure part of racial capitalism, which became globally “hyper-apparent in the ‘War on Terror’, where the link between the two and how the terror-industrial complex feeds into (infra)structural violence of the everyday” (Rana 2016: 124). Infrastructural racism and biopolitical calculations form articulations “of the flesh as a racializing assemblage in the world of Man [which] cannot be apprehended by legal recognition and inclusion” (Weheliye 73). What is needed, according to Weheliye is the “disarticulation of the flesh from the law” as a disarticulation of flesh and property or more conceptually, a disarticulation and decoupling from both “bare life and from Habeas Corpus.” This sits in tension with Agamben and his conception of “state of exception” and “bare life” as “exclusively legal categories” and rests on a longer tradition of critical thinking on oppression coming from black writers such as Frantz Fanon and Sylvia Wynter, on whom Weheliye relies to argue that the major problem with “bare life” is that “Agamben fails to introduce any sort of invention into existence […] and for him invention can occur only after the abolition of present life” (Weheliye 2014a: 83). What modalities of existence does, in turn, the Weheliyan habeas viscus conjure up? The project at stake here is “imagining the relational ontological totality of the human” (2014a: 4) in the context of racial capitalism and racial infrastructures.

    The railway station in the small town of Villach, Austria acted as the setting for witnessing acts of border policing that not only should not have happened at the border itself, given the right to movement of people across Schengen states (including, in this case, asylum seekers with registration papers from a Schengen country–issued by the Italian authorities), but should definitely not have happened in a town approximately 20 km away from the Austrian border with the North of Italy. This article so far has paid close attention to a single, small node and a moment of policing not as an exceptional case, but as a way of engaging with the multi-scalar issues of racialized infrastructure and bordering practices. It has shown how Italian and Austrian officers engaged in collaborative border policing of this town as if this was indeed the border, and not a simple node in the frictionless travel promises of the Schengen area, including for those already registered as asylum seekers in one Schengen state. Their actions, as Van der Wounde’s study clearly expresses, is a mixture of criminal law and immigration law being enforced at the intersection of Italian and Austrian jurisdictions. This not being in fact a border and those policing it not being in fact immigration officers but having been given legal jurisdiction over bodies, they drew the border with these bodies. Clearly not a question of being sans papiers, since documentation was held and shown, it remained unclear and unexplained by either Austrian police or Italian Carabinieri why passports were required in this case. As the reports cited in the previous section have shown, the push from Austria and Italy to introduce internal border controls in the Schengen area has been coupled with racial profiling and increased checks on trains. But if the studies cited mostly referred to those seeking asylum and aiming to get to Italy to do so, then the experience witnessed in this small train station shows how similar profiling, checks and refusal of entry applies to those who have already been documented and are seeking to return to the issuing country.

    So far, I have argued that this experience shows how the added Border Codes to the Schengen Agreement and additional law-making that the Austrian and Italian governments have compiled in their creation of legal states of exception only contribute to an erosion of the human, producing “the universalizing of exception [which] disables thinking humanity creatively” (Weheliye 2014a: 11). It shows how modern racializing assemblages reinstate what Fred Moten and Stefano Harney have called “the dream of governance”, which they argue is “to go beyond representation as a form of sovereignty, to auto-generating representation, in the double sense. Those who can represent themselves will also be those who re-present themselves as interests in one and the same move, collapsing the distinction” (2013: 56, emphasis added). This node underlines the promise of the Schengen area towards state sovereignty and its ambition of going beyond representation, yet remaining inside the realms of governanance, of legal representation, of habeas corpus presenting itself before the law. What this instance shows is that the dream of sovereignty and that of biopolitical calculation, tabulation, measure and control need the state of exception to co-function in this particular space that is the Schengen Area.

    Schengen as Promise of Frictionless Sovereignty

    “Relationality is frictional.” (Tsing 2006, cited in Kaiser and Thiele: 4)

    The European Schengen Area is arguably a specific type of imagined space for frictionless sovereignty. The promise of the Schengen area is free movement of goods and people, the promise of a friction-less territory, and also a promise of state sovereignty maintained. This double promise, as shown so far, has historically, even from its constituting moments, been hard to keep. The law is the point where the double bind in the promise becomes a tension, particularly in the hinging of frictionless sovereignty. The existence and application of Schengen Border Codes, when read in their relation to the racial infrastructures of Fortress Europe and the state of exception making bodies into borders, also bring into relation the areas that “rub the wrong way” in both the promise of free movement and the fiction that is sovereignty. This section will build on previously mentioned Weheliyan critiques of the messianic in Agamben’s conception, and juxtapose these to the notion of friction as situated, relational, and embodied. I interpret these frictions as opening up what Fred Moten calls the “the illusory coherence in/and spatio-temporal constitution of sovereignty” (2017, emphasis added). This maintained illusion of coherence is part of a larger condition of the sovereign, what Moten reading Frantz Fanon highlights as a neurosis, “the habitual attempt to regulate the general, generative disorder” (2013: 137). For the neurosis driven by the sovereign condition there is no space for expression, for affirmation given to flesh unless it is considered bare life, even if that space comes into being through the friction of nation states in various states of exception, legal or not. The questions of sovereignty and bodies, sovereignty and death in the sense of calculation, power, and control is something that Achille Mbembe takes up via Giorgio Agamben through a discussion of bare or mere life and necropolitics. Recognising Mbembe’s contribution, this is nevertheless a line of argument this article is aiming to critique, particularly insofar as in it, a passage happens from human “into the categories of meat and of flesh, of being reduced to mere and simple life” (Mbembe 2005: 161). Yet flesh, when not abstracted in this way, moves, shakes and makes visible the illusory coherence of sovereignty, as Weheliye argues. Flesh makes this illusion crumble in more than one way. The aspect of sovereignty that refers to exerting power on bare life as calculation and control is what comes into question when having flesh becomes central to understanding the infra-structural and legal constitutions of sovereignty as racialized assemblages. This stands in opposition to a view of sovereignty as “a mark of something originary, of a will that is self-born and unaccountable,” something apparent in Carl Schmitt’s work on political theology (Hansen and Stepputat 2005: 15).

    As one of Agamben’s prominent influences, Carl Schmitt’s work has been picked up in critical theory with some consideration given to his central role in the German Nazi party but surprisingly, with a good degree of academic redemption. “In Schmitt’s view, sovereignty does not have the form of law; it lies behind, and makes possible the authority of the law” (Hansen and Stepputat 2005: 16). Weheliye states that Agamben “infuses [his work] with Carl Schmitt’s thoughts on sovereignty” (2014a: 33). Agamben takes from Schmitt the premise that the sovereign decides on the state of exception and that this is part and parcel of the law. Furthermore, Agamben engages with sovereign power over bodies and populations through bare life, making possible the reduction of life to an abstracted form of flesh, only visible when it appears in calculation. As Weheliye shows, Agamben insists on the bond with and abandonment to the law of every living being but does not address the fact that the “the state of exception does not apply equally to all, since the exclusion of and violence perpetrated against some groups is anchored in the law” (Weheliye 2014a: 87). For Schmitt, where Agamben takes his influence, “the Earth is bound to Law” (Schmitt 1950: 42) and “nomos is the measure by which land in a particular order is divided an situated” (Schmitt, 1950, 71) therefore tabulation, calculation and measurement are inherently bound to law. The nomos is of and in the Earth, and the law is in there too, bound up with the Earth. Thus, any exception to this relation between law and Earth belongs to the powers of the sovereign and it is a legal decision. In other words, the decisions of the sovereign are also bound up with law and Earth (soil and blood) and they are legal decisions. In Schmitt’s later work, The Nomos of The Earth (1950) there seems to be a shift from the sovereign decision central to his earlier work to nomos because this term “emphasizes much more the idea of ‘concrete order’” (Antaki 2004: 323). In the next section, I will focus on how Schmitt’s arguments about the nomos have been criticized for holding the illusory coherence of sovereignty, if not through decisionism, perhaps even more worryingly, though an argument of bounded-ness, of friction-less relation between law, soil, of divvying up and parcelling out that extends from colonial thought and disregards whole sections of populations as belonging to the category of the human.

    Map and Territory: Also a Question of the Human

    “The existence of black life disenchants Western humanism.”  (Weheliye 2014b: 5)

    To return to the main points raised in the first section of this article and the central argument in Weheliye’s project: the concept under critical revision is that of the human, as an assemblage accounting for gender, racialization, coloniality, slavery, political violence, especially shaped and sharpened in the work of Sylvia Wynter and Hortense Spillers. The challenge of this revision rests in centring black feminist epistemology “without mapping these questions [of the human] onto a mutually exclusive struggle between either the free-flowing terra nullius of the universally applicable or the terra cognitus of the ethnographically detained” (Weheliye 2014a: 24, my emphasis).

    Terra nullius as principle in International Law has been set in place to justify claims that territory may be acquired by a state’s occupation of it. It implies, of course, that before occupation, this was the territory of feral beasts, human or non-human. Terra nullius is also, not surprisingly, the legal term connected to the Berlin Conference (1884-5) and the colonial occupation in the African continent. What conception of the human can then arise from the idea of “the free-flowing terra nullius of the universally applicable”? Whiteness, imperialism, the world of Man and that of colonialist occupation function as ontological and epistemological grounds.

    On the other hand, terra cognitus designates the known, the acquainted with but also the tried and proved, the knowledge stemming corporeally, from the body and from lived experience. This, however is the knowledge of Man, hence the play on gender in the formulation Weheliye chooses in Latin; this is undoubtedly the terra cognitus of the world of Man. What conception of the human arises from “the terra cognitus of the ethnographically detained”? Weheliye argues that what arises is the particular epistemology, the exception and the particular land claim that are often relegated to identitarian claims and stuck in the space associated with the group identity, or of territory associated with that identity. He continues by stating that in the Western epistemological system of value, black studies has been relegated to the disciplinary particular of ethnic studies, ethnographically detained, and that this relegation has been doubled by a disregard for black life which “has represented a negative ontological ground for the Western order of things at least for the last five hundred years” (Weheliye 2014b: 5). He goes on to argue that the underlining ground for this epistemological parsing has at its core a dichotomy between black life and other types of life, whereas black studies understands the human “not [as] an ontological fait accompli” (Weheliye 2014a: 7). If the human is not a given, completed and bound up in legal structures dictated by the sovereign by decision, the human should also not be defined and bound up by the world of Man, particularly through nomos. Quite the opposite, as Anna Jurkevics underlines, following Hannah Arendt, “the nomos should stay open to contestation in the future. The world and the nomos are rooted and concrete, but not static, in the Arendtian conception” (Jurkevics 2017: 358).

    If the nomos stays open to contestation then the question of the human can move between the universal and the particular, between identity and rootedness into a space or territory with the situated knowledge that arises from that position, conceptualizing and making sense of human experience as a whole. What we could define as human thus interfaces between these positions and spaces, mapping and parsing out through the entangled dimensions these open up, rather than belonging to one or the other.

    For Schmitt, the word nomos (law) is primordially and primarily tied to land and opens up questions of excess and exception. In what follows, I will consider Jurkevics’s article, which engages with Hannah Arendt’s indirect critiques of Schmitt and particularly with his view of nomos as intrinsically imperial and racist, which will bring us back to Weheliye’s argument on the racialized assemblage of legal and institutional infrastructures and the question of the human, once more.

    This critique of Schmitt is put together by Anna Jurkevics in her research resting on evidence from marginalia written by Hannah Arendt in her copy of Nomos of the Earth, pointing to what she calls “an incisive critique of Schmitt’s geopolitics and International Law” (2017: 346). Jurkevics argues that the relevance of this find is not purely identifying a never published historical conversation but that its implications are mostly contemporary. According to her article, in the U.S. context and academic debate Arendt’s notes on the book open up new and important questions on the use of Schmitt’s concept of nomos in scholarly work as “a tool against American empire in the post 9/11 era” (Jurkevics 2017: 1). One could say that by extension, this critique could have effect on how Schmitt’s work has been deployed in critical conversations around risk, terror threats and attacks. In the case of Europe, the EU and Schengen area, the intrinsically imperialist nomos that Fortress Europe is enforcing as violent geopolitics could expose the use of Schmitt’s concept into critical questioning as well. Jurkevics argues that a scholarly deployment of Schmitt “will have to grapple a contradiction, exposed by Arendt, that lies at the core of Schmitt’s geopolitics, namely that he both embraces conquest and repudiates imperialism” (2017: 346).

    Europe is bound to law, exception is also law and to be human means to have a body before that law. This opens up implications for the Jus Publicum Europaeum–the principle of equality of states in International Law, as it was codified in Europe in 1814. If we follow Arendt’s critique of nomos, as a philosophical as well as historical concept, it is apparent that for Schmitt this concept is “based on the idea of land-appropriation, and is thus imperialist” (Jurkevics 2017: 352) and that this appropriation happens primarily through conquest. Such is the history of European Law defined through conquest of territories outside of it. This imperialist set of legal prescriptions in tied into the history of European law-making through colonialism and it has structural implications on how any current legal configurations, like the Schengen Agreement and the Schengen Border Codes can be considered as lawful, especially towards those bodies whom could be considered worthy of standing before these laws of Man:

    Arendt’s concern about justice comes out most vehemently in her comments about Schmitt’s history of colonialism. In this account, some land-appropriations established a new nomos while others did not. Schmitt is interested in understanding the land-appropriations that constituted a new nomos; he is not interested in the wrongs that resulted from them. Arendt responds firmly: ‘‘that jurists do not know what justice is does not give Schmitt the right to equate injustice and law-making.’’ (marginalia: 50). Arendt wants him to admit that these land-appropriations are unjust, are the original sin of a new order, instead of equating them with law. (Jurkevics 2017: 351)

    Essentially, the central questions that Arendt raises are around what the source of law is, according to Schmitt and also, where is it situated? Jurkevics clarifies that most likely Schmitt’s answer would be “that law springs from the soil in the moment that it is captured, cultivated, and bounded” (Jurkevics 2017: 349). Citing Arendt’s further marginalia in her own copy of The Nomos of The Earth, Jurkevics provides an answer to a later issue stemming from the same problem of nomos, as Arendt had seen it: the fact that “Schmitt misunderstood that Nazi ideology was, in the first place, racist, not geopolitical (marginalia: 211)” (cited in Jurkevics 2017: 349). As plurality does not feature for Schmitt in the same way that it plays a role in understanding the relationship between law and politics for Arendt, “she complains repeatedly that people, human beings, are cut out of his account” (Jurkevics 2017: 349) and the focus is on earth as soil and battleground. These sites of conquest are for Schmitt central to law-making and thus, as central sites of conquest and abuse, as the linguistic source of the word nomos itself indicates (from nemein, as nehmen/to take and as teilen/to divide).

    Land-capture or occupation or conquest is obviously the sine qua non of land-division. But questions of right first arise with division, which accords each his own- …questions of right come about during the divvying up of the New World only once it comes to division…before the acquisition comes the division and not conquest! (marginalia: 108) (Jukevics 2017: 352)

    This key point in Arendt’s critique rests on the fact that for Schmitt, appropriation comes before division, which is essentially an imperialist view. Parsing out land and making territory is preceded by conquest and Arendt raises questions of right around divvying up processes, like those involved in colonial conquest and their role in justifying and legitimating a historically fascist European rule. If Arendt’s marginalia notes have served here to compose a grounded critique of Schmitt, then that is their limit and the reason is mainly Arendt’s own anti-Black racism as pointed out in growing contemporary scholarship on Arendt’s The Origins of Totalitarianism (1962), On Violence (1970) and most strikingly, Reflections on Little Rock (1959).  For example, in a reading of On Violence, Chad Kautzer makes the case that mobilizing Arendt’s ideas about the instrumentality of violence as a resource in producing critical reading of contemporary violence could risk giving way to spaces where her thinking is “complicit with the violent logic of a different order” (Kautzer 2019: 2). That order, Kautzer goes on to argue, is that of legal and state violence, especially when considered as a racialized assemblage, meaning a constellation which enforces the role of the white vigilante and “charges those who resist it with breaching the peace” (2019: 1). The reason for the former is that Arendt did not directly address state violence which emerges through social issues and particularly structural racism and white privilege, even when writing at the time of International decolonial struggles and the height of the Black Power movement in the United States. She consistently ignored the issue of structural state racism and actively deemed black liberation movements that involved forms of violence as “irrational, provocative and […] clearly unjustified” (Kautzer 2019: 11), going as far as arguing that there is an inherent “lawlessness” to Black communities, which makes them responsible for further “white backlash” (Arendt, 1968 cited in Kautzer 2019: 10). These readings are echoed in Patricia Owens’ analysis of the ideas put forth in On Violence. Apart from “her consistent refusal to analyse the colonial and imperial origins of racial conflict in the United States” (Owens 2017: 403), Arendt also openly disagrees with Sartre and Fanon, refuses to recognize the Third World as a transnational site in decolonial struggles, and considers it a mere inversion of imperialist ideas of territory, concocted by the European New Left. She thus excises any agency from the proponents of these struggles in these sites in the world and re-centers European knowledge production as a site of power. Furthermore, if in The Origins of Totalitarianism Arendt makesdubious attempts to sever the historical and political link between racism in America and the forms of imperial racism(Owens 2017: 414) then in The Human Condition she states in no unclear terms: “universal experience is not a substitute for particularity and plurality” (Owens 2017: 416).

    In short, translating to the issues raised in this article so far, Arendt, who has been extensively cited in contemporary scholarship on European migration deals with imperialism and colonialism in the same terms, drawing up divisions between nature and culture and between terra nullius and terra cognitus, tensions between the universal of the terra nullius and the particular of identitarian land claims. She replicates exactly the same division, which further down the argumentative line leads her to the question of the human. Most explicitly in works like The Human Condition, Arendt draws divisions between those “more or less ‘cultured’, more or less free, and thus more or less fully human” (Owens 2017: 412). She might not rely on evolutionism but reaches the same anti-Black conclusion, which makes her deem African tribal communities as never fully human (Owens 2017: 412). The Euro-centrism and anti-primitivism that Arendt upholds throughout her work thus falls into the same world of Man, as the white colonial rule over land and people, where law incorporates everything. Overall, this amounts to an argument that stands together with a third critic of Arendt’s most obvious anti-Black racist piece, Reflections on Little Rock, Michael D. Burroughs (2015: 52), who writes that it is “white ignorance [which] constitutes a fundamental epistemic error” for Arendt’s line of argumentation.

    Divvying, even when division precedes conquest as Arendt’s correction of Schmitt shows, is an ontological and epistemological form of violence, when the human is conceived through the world of Man. It excludes the possibility of being for anything outside of the figure of Man as the secular, modern and Western version of the human. Weheliye’s propositions insist on disarticulating the flesh from the law, and call for imagining a modality of existence that is tied up neither with the sovereign nor the nomos. For Weheliye, miniscule moments, shards of hope, scraps of food “swarm the ether of Man’s legal apparatus, which does not mean that these formations annul the brutal validity of bare life, biopolitics, necropolitics, social death, or racializing assemblages but that Man’s juridical machine can never exhaust the plentitude of our world” (Weheliye 2014a: 131). In this process of disarticulation, which follows black thought and lived experience foremost, we could start to hopefully think and be with “enfleshed modalities of humanity” (ibid: 13).

    Conclusion

    This article has emerged from an experience of witnessing how European Law is enacted on racialized bodies during current anti-immigration efforts of nation-states that are part of the European Schengen territories, like Italy and Austria. It has offered an abstracted reflection on how the human body, in its enfleshed being, becomes the border, even when the promise of no borders marks the foundations of such a project of friction-less sovereignty. Europe is bound to law and an essential source of European Law’s mutation over centuries of application into its current wide-reaching iteration is imperial and colonial violence based in conquest of soil, bodies, and blood. Academic thought upon which we often rest our critiques of these laws replicate anti-black and other forms of racism stemming from the liberal humanities of the world of Man. Black scholars and black studies have consistently offered knowledge and experience, which should be considered sources and not alternatives to the current challenge of thinking the human and beyond. The aim has been to centre this knowledge in the interpretation of current bordering practices, which try to make bodies appear before the law through enforcement and articulation. What became apparent in setting an event against the legal framework of Schengen Border Codes, regulatory regimes, and jurisdictions is that the border becomes visible in the “hieroglyphs of flesh” Weheliye mentions, producing friction in the dream and promise of frictionless sovereignty.

     

    Mihaela Brebenel is a screen and visual studies researcher. They are interested in feminist and queer practices, as well as the aesthetics and politics of screen (and other) technologies. They work as Lecturer in Digital Cultures at Winchester School of Art, University of Southampton and are part of Archaeologies of Media and Technology Research group.

     

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    [1] “The Asylum Information Database is a database managed by ECRE, containing information on asylum procedures, reception conditions, detention and content of international protection across 23 European countries. This includes 20 European Union (EU) Member States (Austria, Belgium, Bulgaria, Cyprus, Germany, Spain, France, Greece, Croatia, Hungary, Ireland, Italy, Malta, Netherlands, Poland, Portugal, Romania, Sweden, Slovenia, and United Kingdom) and 3 non-EU countries (Switzerland, Serbia, Turkey).”n.p.

    [1] I would like to thank Ryan Bishop for his editorial guidance and patient support in the development of this article and beyond. Scott Wark, Grace Tillyard, Peter Rees and Charlotte Terrell have made this time of academic writing in quarantine feel nurturing by offering great support on versions of this article. Thank you also to peers Ilona Jurkonytė and Nikolaus Perneczky for your careful notes and attention to the script. And in the most heartfelt way to Ariya, for her ways of holding space and being present.

    [2] In Austria’s case, the more recent and insidious collaboration of the Green Party with known conservative parties in supporting anti-immigration policies is particularly notable. See Oprakto (2020).

    [3] The rush to close borders in between Schengen states has never been more clear than in the current pandemic, where with the outbreak of COVID 19, there has been a return to hard borders between all EU member states, again leaving refugees and asylum seekers outside of the structures of care they are legally and humanly entitled to.

    [4] https://ec.europa.eu/home-affairs/what-we-do/policies/borders-and-visas/schengen/reintroduction-border-control_en

    [5] Article 23 states that these discretionary policing activities can take place as long as “(1) the exercise of these powers cannot be considered equivalent to the exercise of border checks, (2) the police measures do not have border control as an objective, (3) are based on general police information and experience regarding possible threats to public security and aim, in particular, to combat cross-border crime and, lastly, (4) as long as the measures are devised and executed in a manner clearly distinct from systematic checks on persons at the external borders and are carried out on the basis of spot-checks” (Van der Woude 2020, 118).