• Arne De Boever joins b2 as Advisory Editor

    Snapshot 2013-05-03 10-21-51_0

    boundary 2 is proud and honored to announce that Arne De Boever has become an Advisory Editor.

    Arne De Boever works on contemporary American fiction and critical theory and teaches at the California Institute of the Arts, where he also directs the MA Aesthetics and Politics program. His books include States of Exception in the Contemporary Novel and Narrative Care: Biopolitics and the Novel.

  • Program and Be Programmed

    Program and Be Programmed

    Programmed Visions: Software and Memory (MIT Press, 2013)a review of Wendy Chun, Programmed Visions: Software and Memory (MIT Press, 2013)
    by Zachary Loeb
    ~

    Type a letter on a keyboard and the letter appears on the screen, double-click on a program’s icon and it opens, use the mouse in an art program to draw a line and it appears. Yet knowing how to make a program work is not the same as knowing how or why it works. Even a level of skill approaching mastery of a complicated program does not necessarily mean that the user understands how the software works at a programmatic level. This is captured in the canonical distinctions between users and “power users,” on the one hand, and between users and programmers on the other. Whether being a power user or being a programmer gives one meaningful power over machines themselves should be a more open question than injunctions like Douglas Rushkoff’s “program or be programmed” or the general opinion that every child must learn to code appear to allow.

    Sophisticated computer programs give users a fantastical set of abilities and possibilities. But to what extent does this sense of empowerment depend on faith in the unseen and even unknown codes at work in a given program? We press a key on a keyboard and a letter appears on the screen—but do we really know why? These are some of the questions that Wendy Hui Kyong Chun poses in Programmed Visions: Software and Memory, which provides a useful history of early computing alongside a careful analysis of the ways in which computers are used—and use their users—today. Central to Chun’s analysis is her insistence “that a rigorous engagement with software makes new media studies more, rather than less, vapory” (21), and her book succeeds admirably in this regard.

    The central point of Chun’s argument is that computers (and media in general) rely upon a notion of programmability that has become part of the underlying societal logic of neoliberal capitalism. In a society where computers are tied ever more closely to power, Chun argues that canny manipulation of software restores a sense of control or sovereignty to individual users, even as their very reliance upon this software constitutes a type of disempowerment. Computers are the driving force and grounding metaphor behind an ideology that seeks to determine the future—a future that “can be bought and sold” and which “depends on programmable visions that extrapolate the future—or more precisely, a future—based on the past” (9).

    Yet, one of the pleasures of contemporary computer usage, is that one need not fully understand much of what is going on to be able to enjoy the benefits of the computer. Though we may use computer technology to answer critical questions, this does not necessarily mean we are asking critical questions about computer technology. As Chun explains, echoing Michel Foucault, “software, free or not, is embodied and participates in structures of knowledge-power” (21); users become tangled in these structures once they start using a given device or program. Much of this “knowledge-power” is bound up in the layers of code which make software function, the code is that which gives the machine the directions—that which ensures that the tapping of the letter “r” on the keyboard leads to that letter appearing on the screen. Nevertheless, this code typically goes unseen, especially as it becomes source code, and winds up being buried ever deeper, even though this source code is what “embodies the power of the executive, the power of enforcement” (27). Importantly, the ability to write code, the programmer’s skill, does not in and of itself provide systematic power: computers follow “a set of rules that programmers must follow” (28). A sense of power over certain aspects of a computer is still incumbent upon submitting to the control of other elements of the computer.

    Contemporary computers, and our many computer-esque devices (such as smart phones and tablets), are the primary sites in which most of us encounter the codes and programming about which Chun writes, but she takes lengths to introduce the reader to the history of programming. For it is against the historical backdrop of military research, during the Second World War, that one can clearly see the ways in which notions of control, the unquestioning following of orders, and hierarchies have long been at work within computation and programming. Beyond providing an enlightening aside into the vital role that women played in programming history, analyzing the early history of computing demonstrates how as a means of cutting down on repetitive work structured programming emerged that “limits the logical procedures coders can use, and insists that the program consist of small modular units, which can be called from the main program” (36). Gradually this emphasis on structured programming allows for more and more processes to be left to the machine, and thus processes and codes become hidden from view even as future programmers are taught to conform to the demands that will allow for new programs to successfully make use of these early programs. Therefore the processes that were once a result of expertise come to be assumed aspects of the software—they become automated—and it is this very automation (“automatic programming”) that “allows the production of computer-enabled human-readable code” (41).

    As the codes and programs become hidden by ever more layers of abstraction, the computer simultaneously and paradoxically appears to make more of itself visible (through graphic user interfaces, for example), while the code itself recedes ever further into the background. This transition is central to the computer’s rapid expansion into ever more societal spheres, and it is an expansion that Chun links to the influence of neoliberal ideology. The computer with its easy-to-use interfaces creates users who feel as though they are free and empowered to manipulate the machine even as they rely on the codes and programs that they do not see. Freedom to act becomes couched in code that predetermines the range and type of actions that the users are actually free to take. What transpires, as Chun writes, is that “interfaces and operating systems produce ‘users’—one and all” (67).

    Without fully comprehending the codes that lead from a given action (a user presses a button) to a given result, the user is positioned to believe ever more in the power of the software/hardware hybrid, especially as increased storage capabilities allow for computers to access vast informational troves. In so doing, the technologically-empowered user has been conditioned to expect a programmable world akin to the programmed devices they use to navigate that world—it has “fostered our belief in the world as neoliberal: as an economic game that follows certain rules” (92). And this takes place whether or not we understand who wrote those rules, or how they can be altered.

    This logic of programmability may be linked to inorganic machines, but Chun also demonstrates the ways in which this logic has been applied to the organic world as well. In truth, the idea that the organic can be programmed predates the computer; as Chun explains “breeding encapsulates an early logic of programmability… Eugenics, in other words, was not simply a factor driving the development of high-speed mass calculation at the level of content… but also at the level of operationality” (124). In considering the idea that the organic can be programmed, what emerges is a sense of the way that programming has long been associated with a certain will to exert control over things be they organic or inorganic. Far from being a digression, Chun’s discussion of eugenics provides for a fascinating historic comparison given the way in which its decline in acceptance seems to dovetail with the steady ascendance of the programmable machine.

    The intersection of software and memory (or “software as memory”) is an essential matter to consider given the informational explosion that has occurred with the spread of computers. Yet, as Chun writes eloquently: “information is ‘undead’; neither alive nor dead, neither quite present nor absent” (134), since computers simultaneously promise to make ever more information available while making the future of much of this information precarious (insofar as access may rely upon software and hardware that no longer functions). Chun elucidates the ways in which the shift from analog to digital has permitted a wider number of users to enjoy the benefits of computers while this shift has likewise made much that goes on inside a computer (software and hardware) less transparent. While the machine’s memory may seem ephemeral and (to humans) illegible, accessing information in “storage” involves codes that read by re-writing elsewhere. This “battle of diligence between the passing and the repetitive” characterizing machine memory, Chun argues, “also characterizes content today” (170). Users rely upon a belief that the information they seek will be available and that they will be able to call upon it with a few simple actions, even though they do not see (and usually cannot see) the processes that make this information present and which do or do not allow it to be presented.

    When people make use of computers today they find themselves looking—quite literally—at what the software presents to them, yet in allowing this act of seeing the programming also has determined much of what the user does not see. Programmed Visions is an argument for recognizing that sometimes the power structures that most shape our lives go unseen—even if we are staring right at them.

    * * *

    With Programmed Visions, Chun has crafted a nuanced, insightful, and dense, if highly readable, contribution to discussions about technology, media, and the digital humanities. It is a book that demonstrates Chun’s impressive command of a variety of topics and the way in which she can engagingly shift from history to philosophy to explanations of a more technical sort. Throughout the book Chun deftly draws upon a range of classic and contemporary thinkers, whilst raising and framing new questions and lines of inquiry even as she seeks to provide answers on many other topics.

    Though peppered with many wonderful turns of phrase, Programmed Visions remains a challenging book. While all readers of Programmed Visions will come to it with their own background and knowledge of coding, programming, software, and so forth—the simple truth is that Chun’s point (that many people do not understand software sufficiently) may make many a reader feel somewhat taken aback. For most computer users—even many programmers and many whose research involves the study of technology and media—are quite complicit in the situation that Chun describes. It is the sort of discomforting confrontation that is valuable precisely because of the anxiety it provokes. Most users take for granted that the software will work the way they expect it to—hence the frustration bordering on fury that many people experience when suddenly the machine does something other than that which is expected provoking a maddened outburst of “why aren’t you working!” What Chun helps demonstrate is that it is not so much that the machines betray us, but that we were mistaken in our thinking that machines ever really obeyed us.

    It will be easy for many readers to see themselves as the user that Chun describes—as someone positioned to feel empowered by the devices they use, even as that power depends upon faith in forces the user cannot see, understand, or control. Even power users and programmers, on careful self-reflection may identify with Chun’s relocation of the programmer from a position of authority to a role wherein they too must comply with the strictures of the code presents an important argument for considerations of such labor. Furthermore, the way in which Chun links the power of the machine to the overarching ideology of neoliberalism makes her argument useful for discussions broader than those in media studies and the digital humanities. What makes these arguments particularly interesting is the way in which Chun locates them within thinking about software. As she writes towards the end of the second chapter, “this chapter is not a call to return to an age when one could see and comprehend the actions of our computers. Those days are long gone… Neither is this chapter an indictment of software or programming… It is, however, an argument against common-sense notions of software precisely because of their status as common sense” (92). Such a statement refuses to provide the anxious reader (who has come to see themselves as an uninformed user) with a clear answer, for it suggests that the “common-sense” clear answer is part of what has disempowered them.

    The weaving of historic details regarding computers during World War II and eugenics provide an excellent and challenging atmosphere against which Chun’s arguments regarding programmability can grow. Chun lucidly describes the embodiment and materiality of information and obsolescence that serve as major challenges confronting those who seek to manage and understand the massive informational flux that computer technology has enabled. The idea of information as “undead” is both amusing and evocative as it provides for a rich way of describing the “there but not there” of information, while simultaneously playing upon the slight horror and uneasiness that seems to be lurking below the surface in the confrontation with information.

    As Chun sets herself the difficult task of exploring many areas, there are some topics where the reader may be left wanting more. The section on eugenics presents a troubling and fascinating argument—one which could likely have been a book in and of itself—especially when considered in the context of arguments about cyborg selves and post-humanity, and it is a section that almost seems to have been cut short. Likewise the discussion of race (“a thread that has been largely invisible yet central,” 179), which is brought to the fore in the epilogue, confronts the reader with something that seems like it could in fact be the introduction for another book. It leaves the reader with much to contemplate—though it is the fact that this thread was not truly “largely invisible” that makes the reader upon reaching the epilogue wish that the book could have dealt with that matter at greater length. Yet, these are fairly minor concerns—that Programmed Visions leaves its readers re-reading sections to process them in light of later points is a credit to the text.

    Programmed Visions: Software and Memory is an alternatively troubling, enlightening, and fascinating book. It allows its reader to look at software and hardware in a new way, with a fresh insight about this act of sight. It is a book that plants a question (or perhaps subtly programs one into the reader’s mind): what are you not seeing, what power relations remain invisible, between the moment during which the “?” is hit on the keyboard and the moment it appears on the screen?


    _____

    Zachary Loeb is a writer, activist, librarian, and terrible accordion player. He earned his MSIS from the University of Texas at Austin, and is currently working towards an MA in the Media, Culture, and Communications department at NYU. His research areas include media refusal and resistance to technology, ethical implications of technology, alternative forms of technology, and libraries as models of resistance. Using the moniker “The Luddbrarian” Loeb writes at the blog librarianshipwreck. He has previously reviewed The People’s Platform by Astra Taylor and Social Media: A Critical Introduction by Christian Fuchs for boundary2.org.

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  • Who Big Data Thinks We Are (When It Thinks We're Not Looking)

    Who Big Data Thinks We Are (When It Thinks We're Not Looking)

    Dataclysm: Who We Are (When We Think No One's Looking) (Crown, 2014)a review of Christian Rudder, Dataclysm: Who We Are (When We Think No One’s Looking) (Crown, 2014)
    by Cathy O’Neil
    ~
    Here’s what I’ve spent the last couple of days doing: alternatively reading Christian Rudder’s new book Dataclysm and proofreading a report by AAPOR which discusses the benefits, dangers, and ethics of using big data, which is mostly “found” data originally meant for some other purpose, as a replacement for public surveys, with their carefully constructed data collection processes and informed consent. The AAPOR folk have asked me to provide tangible examples of the dangers of using big data to infer things about public opinion, and I am tempted to simply ask them all to read Dataclysm as exhibit A.

    Rudder is a co-founder of OKCupid, an online dating site. His book mainly pertains to how people search for love and sex online, and how they represent themselves in their profiles.

    Here’s something that I will mention for context into his data explorations: Rudder likes to crudely provoke, as he displayed when he wrote this recent post explaining how OKCupid experiments on users. He enjoys playing the part of the somewhat creepy detective, peering into what OKCupid users thought was a somewhat private place to prepare themselves for the dating world. It’s the online equivalent of a video camera in a changing booth at a department store, which he defended not-so-subtly on a recent NPR show called On The Media, and which was written up here.

    I won’t dwell on that aspect of the story because I think it’s a good and timely conversation, and I’m glad the public is finally waking up to what I’ve known for years is going on. I’m actually happy Rudder is so nonchalant about it because there’s no pretense.

    Even so, I’m less happy with his actual data work. Let me tell you why I say that with a few examples.

    Who Are OKCupid Users?

    I spent a lot of time with my students this summer saying that a standalone number wouldn’t be interesting, that you have to compare that number to some baseline that people can understand. So if I told you how many black kids have been stopped and frisked this year in NYC, I’d also need to tell you how many black kids live in NYC for you to get an idea of the scope of the issue. It’s a basic fact about data analysis and reporting.

    When you’re dealing with populations on dating sites and you want to conclude things about the larger culture, the relevant “baseline comparison” is how well the members of the dating site represent the population as a whole. Rudder doesn’t do this. Instead he just says there are lots of OKCupid users for the first few chapters, and then later on after he’s made a few spectacularly broad statements, on page 104 he compares the users of OKCupid to the wider internet users, but not to the general population.

    It’s an inappropriate baseline, made too late. Because I’m not sure about you but I don’t have a keen sense of the population of internet users. I’m pretty sure very young kids and old people are not well represented, but that’s about it. My students would have known to compare a population to the census. It needs to happen.

    How Do You Collect Your Data?

    Let me back up to the very beginning of the book, where Rudder startles us by showing us that the men that women rate “most attractive” are about their age whereas the women that men rate “most attractive” are consistently 20 years old, no matter how old the men are.

    Actually, I am projecting. Rudder never actually specifically tells us what the rating is, how it’s exactly worded, and how the profiles are presented to the different groups. And that’s a problem, which he ignores completely until much later in the book when he mentions that how survey questions are worded can have a profound effect on how people respond, but his target is someone else’s survey, not his OKCupid environment.

    Words matter, and they matter differently for men and women. So for example, if there were a button for “eye candy,” we might expect women to choose more young men. If my guess is correct, and the term in use is “most attractive”, then for men it might well trigger a sexual concept whereas for women it might trigger a different social construct; indeed I would assume it does.

    Since this isn’t a porn site, it’s a dating site, we are not filtering for purely visual appeal; we are looking for relationships. We are thinking beyond what turns us on physically and asking ourselves, who would we want to spend time with? Who would our family like us to be with? Who would make us be attractive to ourselves? Those are different questions and provoke different answers. And they are culturally interesting questions, which Rudder never explores. A lost opportunity.

    Next, how does the recommendation engine work? I can well imagine that, once you’ve rated Profile A high, there is an algorithm that finds Profile B such that “people who liked Profile A also liked Profile B”. If so, then there’s yet another reason to worry that such results as Rudder described are produced in part as a result of the feedback loop engendered by the recommendation engine. But he doesn’t explain how his data is collected, how it is prompted, or the exact words that are used.

    Here’s a clue that Rudder is confused by his own facile interpretations: men and women both state that they are looking for relationships with people around their own age or slightly younger, and that they end up messaging people slightly younger than they are but not many many years younger. So forty year old men do not message twenty year old women.

    Is this sad sexual frustration? Is this, in Rudder’s words, the difference between what they claim they want and what they really want behind closed doors? Not at all. This is more likely the difference between how we live our fantasies and how we actually realistically see our future.

    Need to Control for Population

    Here’s another frustrating bit from the book: Rudder talks about how hard it is for older people to get a date but he doesn’t correct for population. And since he never tells us how many OKCupid users are older, nor does he compare his users to the census, I cannot infer this.

    Here’s a graph from Rudder’s book showing the age of men who respond to women’s profiles of various ages:

    dataclysm chart 1

    We’re meant to be impressed with Rudder’s line, “for every 100 men interested in that twenty year old, there are only 9 looking for someone thirty years older.” But here’s the thing, maybe there are 20 times as many 20-year-olds as there are 50-year-olds on the site? In which case, yay for the 50-year-old chicks? After all, those histograms look pretty healthy in shape, and they might be differently sized because the population size itself is drastically different for different ages.

    Confounding

    One of the worst examples of statistical mistakes is his experiment in turning off pictures. Rudder ignores the concept of confounders altogether, which he again miraculously is aware of in the next chapter on race.

    To be more precise, Rudder talks about the experiment when OKCupid turned off pictures. Most people went away when this happened but certain people did not:

    dataclysm chart 2

    Some of the people who stayed on went on a “blind date.” Those people, which Rudder called the “intrepid few,” had a good time with people no matter how unattractive they were deemed to be based on OKCupid’s system of attractiveness. His conclusion: people are preselecting for attractiveness, which is actually unimportant to them.

    But here’s the thing, that’s only true for people who were willing to go on blind dates. What he’s done is select for people who are not superficial about looks, and then collect data that suggests they are not superficial about looks. That doesn’t mean that OKCupid users as a whole are not superficial about looks. The ones that are just got the hell out when the pictures went dark.

    Race

    This brings me to the most interesting part of the book, where Rudder explores race. Again, it ends up being too blunt by far.

    Here’s the thing. Race is a big deal in this country, and racism is a heavy criticism to be firing at people, so you need to be careful, and that’s a good thing, because it’s important. The way Rudder throws it around is careless, and he risks rendering the term meaningless by not having a careful discussion. The frustrating part is that I think he actually has the data to have a very good discussion, but he just doesn’t make the case the way it’s written.

    Rudder pulls together stats on how men of all races rate women of all races on an attractiveness scale of 1-5. It shows that non-black men find their own race attractive and non-black men find black women, in general, less attractive. Interesting, especially when you immediately follow that up with similar stats from other U.S. dating sites and – most importantly – with the fact that outside the U.S., we do not see this pattern. Unfortunately that crucial fact is buried at the end of the chapter, and instead we get this embarrassing quote right after the opening stats:

    And an unintentionally hilarious 84 percent of users answered this match question:

    Would you consider dating someone who has vocalized a strong negative bias toward a certain race of people?

    in the absolute negative (choosing “No” over “Yes” and “It depends”). In light of the previous data, that means 84 percent of people on OKCupid would not consider dating someone on OKCupid.

    Here Rudder just completely loses me. Am I “vocalizing” a strong negative bias towards black women if I am a white man who finds white women and Asian women hot?

    Especially if you consider that, as consumers of social platforms and sites like OKCupid, we are trained to rank all the products we come across to ultimately get better offerings, it is a step too far for the detective on the other side of the camera to turn around and point fingers at us for doing what we’re told. Indeed, this sentence plunges Rudder’s narrative deeply into the creepy and provocative territory, and he never fully returns, nor does he seem to want to. Rudder seems to confuse provocation for thoughtfulness.

    This is, again, a shame. A careful conversation about the issues of what we are attracted to, what we can imagine doing, and how we might imagine that will look to our wider audience, and how our culture informs those imaginings, are all in play here, and could have been drawn out in a non-accusatory and much more useful way.


    _____

    Cathy O’Neil is a data scientist and mathematician with experience in academia and the online ad and finance industries. She is one of the most prominent and outspoken women working in data science today, and was one of the guiding voices behind Occupy Finance, a book produced by the Occupy Wall Street Alt Banking group. She is the author of “On Being a Data Skeptic” (Amazon Kindle, 2013), and co-author with Rachel Schutt of Doing Data Science: Straight Talk from the Frontline (O’Reilly, 2013). Her Weapons of Math Destruction is forthcoming from Random House. She appears on the weekly Slate Money podcast hosted by Felix Salmon. She maintains the widely-read mathbabe blog, on which this review first appeared.

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  • Frank Pasquale — Capital’s Offense: Law’s Entrenchment of Inequality (On Piketty, “Capital in the 21st Century”)

    Frank Pasquale — Capital’s Offense: Law’s Entrenchment of Inequality (On Piketty, “Capital in the 21st Century”)

    a review of Thomas Piketty, Capital in the Twenty-First Century (Harvard University Press, 2014)

    by Frank Pasquale

    ~

    Thomas Piketty’s Capital in the Twenty-First Century has succeeded both commercially and as a work of scholarship. Capital‘s empirical research is widely praised among economists—even by those who disagree with its policy prescriptions.  It is also the best-selling book in the century-long history of Harvard University Press, and a rare work of scholarship to reach the top spot on Amazon sales rankings.[1]

    Capital‘s main methodological contribution is to bring economic, sociological, and even literary perspectives to bear in a work of economics.[2] The book bridges positive and normative social science, offering strong policy recommendations for increased taxation of the wealthiest. It is also an exploration of historical trends.[3] In Capital, fifteen years of careful archival research culminate in a striking thesis: capitalism exacerbates inequality over time. There is no natural tendency for markets themselves, or even ordinary politics, to slow accumulation by top earners.[4]

    This review explains Piketty’s analysis and its relevance to law and social theory, drawing lessons for the re-emerging field of political economy. Piketty’s focus on long-term trends in inequality suggests that many problems traditionally explained as sector-specific (such as varied educational outcomes) are epiphenomenal with regard to increasingly unequal access to income and capital. Nor will a narrowing of purported “skills gaps” do much to improve economic security, since opportunity to earn money via labor matters far less in a world where capital is the key to enduring purchasing power. Policymakers and attorneys ignore Piketty at their peril, lest isolated projects of reform end up as little more than rearranging deck chairs amidst titanically unequal opportunities.

    Inequality, Opportunity, and the Rigged Game

    Capital weaves together description and prescription, facts and values, economics, politics, and history, with an assured and graceful touch. So clear is Piketty’s reasoning, and so compelling the enormous data apparatus he brings to bear, that few can doubt he has fundamentally altered our appreciation of the scope, duration, and intensity of inequality.[5]

    Piketty’s basic finding is that, absent extraordinary political interventions, the rate of return on capital (r) is greater than the rate of growth of the economy generally (g), which Piketty expresses via the now-famous formula r > g.[6] He finds that this relationship persists over time, and in the many countries with reliable data on wealth and income.[7] This simple inequality relationship has many troubling implications, especially in light of historical conflicts between capital and labor.

    Most persons support themselves primarily by wages—that is, what they earn from their labor. As capital takes more of economic output (an implication of r > g persisting over time), less is left for labor. Thus if we are concerned about unequal incomes and living standards, we cannot simply hope for a rising tide of growth to lift the fortunes of those in the bottom quintiles of the income and wealth distribution.  As capital concentrates, its owners take an ever larger share of income—unless law intervenes and demands some form of redistribution.[8] As the chart below (by Bard economist Pavlina Tcherneva, based on Piketty’s data) shows, we have now reached the point where the US economy is not simply distributing the lion’s share of economic gains to top earners; it is actively redistributing extant income of lower decile earners upwards:

    chart of doom

    In 2011, 93% of the gains in income during the economic “recovery” went to the top 1%.  From 2009 to 2011, “income gains to the top 1% … were 121% of all income increases,” because “incomes to the bottom 99% fell by 0.4%.”[9] The trend continued through 2012.

    Fractal inequality prevails up and down the income scale.[10] The top 15,000 tax returns in the US reported an average taxable income of $26 million in 2005—at least 400 times greater than the median return.[11] Moreover, Larry Bartels’s book, Unequal Democracy, graphs these trends over decades.[12] Bartels shows that, from 1945-2007, the 95th percentile did much better than those at lower percentiles.[13] He then shows how those at the 99.99th percentile did spectacularly better than those at the 99.9th, 99.5th, 99th, and 95th percentiles.[14] There is some evidence that even within that top 99.99th percentile, inequality reigned.  In 2005, the “Fortunate 400″—the 400 households with the highest earnings in the U.S.—made on average $213.9 million apiece, and the cutoff for entry into this group was a $100 million income—about four times the average income of $26 million prevailing in the top 15,000 returns.[15] As Danny Dorling observed in a recent presentation at the RSA, for those at the bottom of the 1%, it can feel increasingly difficult to “keep up with the Joneses,” Adelsons, and Waltons. Runaway incomes at the very top leave those slightly below the “ultra-high net worth individual” (UHNWI) cut-off ill-inclined to spread their own wealth to the 99%.

    Thus inequality was well-documented in these, and many other works, by the time Piketty published Capital—indeed, other authors often relied on the interim reports released by Piketty and his team of fellow inequality researchers over the past two decades.[16] The great contribution of Capital is to vastly expand the scope of the inquiry, over space and time. The book examines records in France going back to the 19th century, and decades of data in Germany, Japan, Great Britain, Sweden, India, China, Portugal, Spain, Argentina, Switzerland, and the United States.[17]

    The results are strikingly similar. The concentration of capital (any asset that generates income or gains in monetary value) is a natural concomitant of economic growth under capitalism—and tends to intensify if growth slows or stops.[18] Inherited fortunes become more important than those earned via labor, since the “miracle of compound interest” overwhelms any particularly hard-working person or ingenious idea. Once fortunes grow large enough, their owners can simply live off the interest and dividends they generate, without ever drawing on the principal. At the “escape velocity” enjoyed by some foundations and ultra-rich individuals, annual expenses are far less than annual income, precipitating ever-greater principal. This is Warren Buffett’s classic “snowball” of wealth—and we should not underestimate its ability to purchase the political favors that help constitute Buffettian “moats” around the businesses favored by the likes of Berkshire-Hathaway.[19]  Dynasties form and entrench their power.  If they can make capital pricey enough, even extraordinary innovations may primarily benefit their financers.

    Deepening the Social Science of Political Economy

    Just as John Rawls’s Theory of Justice laid a foundation for decades of writing on social justice, Piketty’s work is so generative that one could envision whole social scientific fields revitalized by it.[20] Political economy is the most promising, a long tradition of (as Piketty puts it) studying the “ideal role of the state in the economic and social organization of a country.”[21] Integrating the long-divided fields of politics and economics, a renewal of modern political economy could unravel “wicked problems” neither states nor markets alone can address.[22]

    But the emphasis in Piketty’s definition of political economy on “a country,” versus countries, or the world, is in tension with the global solutions he recommends for the regulation of capital. The dream of neoliberal globalization was to unite the world via markets.[23] Anti-globalization activists have often advanced a rival vision of local self-determination, predicated on overlaps between political and economic boundaries. State-bound political economy could theorize those units. But the global economy is, at present, unforgiving of autarchy and unlikely to move towards it.

    Capital tends to slip the bonds of states, migrating to tax havens. In the rarefied world of the global super-rich, financial privacy is a purchasable commodity.  Certainly there are always risks of discovery, or being taken advantage of by a disreputable tax shelter broker or shady foreign bank.  But for many wealthy individuals, tax havenry has been a rite of passage on the way to membership in a shadowy global elite. Piketty’s proposed global wealth tax would need international enforcement—for even the Foreign Accounts Tax Compliance Act (FATCA) imposed via America’s fading hegemony (and praised by Piketty) has only begun to address the problem of hidden (or runaway) wealth (and income).[24]

    It will be very difficult to track down the world’s hidden fortunes and tax them properly. Had Piketty consulted more legal sources, he may have acknowledged the problem more adequately in Capital. He recommends “automatic information exchange” among tax authorities, which is an excellent principle to improve enforcement. But actually implementing this principle could require fine-grained regulation of IT systems, deployment of whole new types of surveillance, and even uniform coding (via, say, standard legal entity identifiers, or LEIs) globally. More frankly acknowledging the difficulty of shepherding such legislation globally could have led to a more convincing (and comprehensive) examination of the shortcomings of globalized capitalism.

    In several extended interviews on Capital (with CNN Money, Econtalk, The New York Times, Huffington Post, and the New Republic, among others), Piketty pledges fealty to markets, praising their power to promote production and innovation. Never using the term “industrial policy” in his book, Piketty hopes that law may make the bounty of extant economic arrangements accessible to all, rather than changing the nature of those arrangements. But we need to begin to ask whether our very process of creating goods and services itself impedes better distribution of them.

    Unfortunately, mainstream economics itself often occludes this fundamental question. When distributive concerns arise, policymakers can either substantively intervene to reshape the benefits and burdens of commerce (a strategy economists tend to derogate as dirigisme), or may, post hoc, use taxes and transfer programs to redistribute income and wealth. For establishment economists, redistribution (happening after initial allocations by “the market”) is almost always considered more efficient than “distortion” of markets by regulation, public provision, or “predistribution.”[25]

    Tax law has historically been our primary way of arranging such redistribution, and Piketty makes it a focus of the concluding part of his book, called “Regulating Capital.” Piketty laments the current state of tax reporting and enforcement. Very wealthy individuals have developed complex webs of shell entities to hide their true wealth and earnings.[26] As one journalist observed, “Behind a New York City deed, there may be a Delaware LLC, which may be managed by a shell company in the British Virgin Islands, which may be owned by a trust in the Isle of Man, which may have a bank account in Liechtenstein managed by the private banker in Geneva. The true owner behind the structure might be known only to the banker.”[27] This is the dark side of globalization: the hidden structures that shield the unscrupulous from accountability.[28]

    The most fundamental tool of tax secrecy is separation: between persons and their money, between corporations and the persons who control them, between beneficial and nominal controllers of wealth. When money can pass between countries as easily as digital files, skilled lawyers and accountants can make it impossible for tax authorities to uncover the beneficial owners of assets (and the income streams generated by those assets).

    Piketty believes that one way to address inequality is strict enforcement of laws like America’s FATCA.[29] But the United States cannot accomplish much without pervasive global cooperation.  Thus the international challenge of inequality haunts Capital. As money concentrates in an ever smaller global “superclass” (to use David J. Rothkopf’s term), it’s easier for it to escape any ruling authority.[30] John Chung has characterized today’s extraordinary concentrations of wealth as a “death of reference” in our monetary system and its replacement with “a total relativity.”[31] He notes that “[i]n 2007, the average amount of annual compensation for the top twenty-five highest paid hedge fund managers was $892 million;” in the past few years, individual annual incomes in the group have reached two, three, or four billion dollars.  Today’s greatest hoards of wealth are digitized, as easily moved and hidden as digital files.

    We have no idea what taxes may be due from trillions of dollars in offshore wealth, or to what purposes it is directed.[32] In less-developed countries, dictators and oligarchs smuggle ill-gotten gains abroad.  Groups like Global Financial Integrity and the Tax Justice Network estimate that illicit financial flows out of poor countries (and into richer ones, often via tax havens) are ten times greater than the total sum of all development aid—nearly $1 trillion per year.  Given that the total elimination of extreme global poverty could cost about $175 billion per year for twenty years, this is not a trivial loss of funds—completely apart from what the developing world loses in the way of investment when its wealthiest residents opt to stash cash in secrecy jurisdictions.[33]

    An adviser to the Tax Justice Network once said that assessing money kept offshore is an “exercise in night vision,” like trying to measure “the economic equivalent of an astrophysical black hole.”[34] Shell corporations can hide connections between persons and their money, between corporations and the persons who control them, between beneficial and nominal owners. When enforcers in one country try to connect all these dots, there is usually another secrecy jurisdiction willing to take in the assets of the conniving. As the Tax Justice Network’s “TaxCast” exposes on an almost monthly basis, victories for tax enforcement in one developed country tend to be counterbalanced by a slide away from transparency elsewhere.

    Thus when Piketty recommends that “the only way to obtain tangible results is to impose automatic sanctions not only on banks but also on countries that refuse to require their financial institutions” to report on wealth and income to proper taxing authorities, one has to wonder: what super-institution will impose the penalties? Is this to be an ancillary function of the WTO?[35] Similarly, equating the imposition of a tax on capital with “the stroke of a pen” (568) underestimates the complexity of implementing such a tax, and the predictable forms of resistance that the wealth defense industry will engage in.[36] All manner of societal and cultural, public and private, institutions will need to entrench such a tax if it is to be a stable corrective to the juggernaut of r > g.[37]

    Given how much else the book accomplishes, this demand may strike some as a cavil—something better accomplished by Piketty’s next work, or by an altogether different set of allied social scientists.  But if Capital itself is supposed to model (rather than merely call for) a new discipline of political economy, it needs to provide more detail about the path from here to its prescriptions. Philosophers like Thomas Pogge and Leif Wenar, and lawyers like Terry Fisher and Talha Syed, have been quite creative in thinking through the actual institutional arrangements that could lead to better distribution of health care, health research, and revenues from natural resources.[38] They are not cited in Capital¸but their work could have enriched its institutional analysis greatly.

    An emerging approach to financial affairs, known as the Legal Theory of Finance (LTF), also offers illumination here, and should guide future policy interventions.  Led by Columbia Law Professor Katharina Pistor, an interdisciplinary research team of social scientists and attorneys have documented the ways in which law is constitutive of so-called financial markets.[39] Revitalizing the tradition of legal realism, Pistor has demonstrated the critical role of law in generating modern finance. Though law to some extent shapes all markets, in finance, its role is most pronounced.  The “products” traded are very little more than legal recognitions of obligations to buy or sell, own or owe. Their value can change utterly based on tiny changes to the bankruptcy code, SEC regulations, or myriad other laws and regulations.

    The legal theory of finance changes the dialogue about regulation of wealth.  The debate can now move beyond stale dichotomies like “state vs. market,” or even “law vs. technology.” While deregulationists mock the ability of regulators to “keep up with” the computational capacities of global banking networks, it is the regulators who made the rules that made the instantaneous, hidden transfer of financial assets so valuable in the first place. Such rules are not set in stone.

    The legal theory of finance also enables a more substantive dialogue about the central role of law in political economy. Not just tax rules, but also patent, trade, and finance regulation need to be reformed to make the wealthy accountable for productively deploying the wealth they have either earned or taken. Legal scholars have a crucial role to play in this debate—not merely as technocrats adjusting tax rules, but as advisors on a broad range of structural reforms that could ensure the economy’s rewards better reflected the relative contributions of labor, capital, and the environment.[40] Lawyers had a much more prominent role in the Federal Reserve when it was more responsive to workers’ concerns.[41]

    Imagined Critics as Unacknowledged Legislators

    A book is often influenced by its author’s imagined critics. Piketty, decorous in his prose style and public appearances, strains to fit his explosive results into the narrow range of analytical tools and policy proposals that august economists won’t deem “off the wall.”[42] Rather than deeply considering the legal and institutional challenges to global tax coordination, Piketty focuses on explaining in great detail the strengths and limitations of the data he and a team of researchers have been collecting for over a decade. But a renewed social science of political economy depends on economists’ ability to expand their imagined audience of critics, to those employing qualitative methodologies, to attorneys and policy experts working inside and outside the academy, and to activists and journalists with direct knowledge of the phenomena addressed.  Unfortunately, time that could have been valuably directed to that endeavor—either in writing Capital, or constructively shaping the extraordinary publicity the book received—has instead been diverted to shoring up the book’s reputation as rigorous economics, against skeptics who fault its use of data.

    To his credit, Piketty has won these fights on the data mavens’ own terms. The book’s most notable critic, Chris Giles at the Financial Times, tried to undermine Capital‘s conclusions by trumping up purported ambiguities in wealth measurement. His critique was rapidly dispatched by many, including Piketty himself.[43] Indeed, as Neil Irwin observed, “Giles’s results point to a world at odds not just with Mr. Piketty’s data, but also with that by other scholars and with the intuition of anyone who has seen what townhouses in the Mayfair neighborhood of London are selling for these days.”[44]

    One wonders if Giles reads his own paper. On any given day one might see extreme inequality flipping from one page to the next. For example, in a special report on “the fragile middle,” Javier Blas noted that no more than 12% of Africans earned over $10 per day in 2010—a figure that has improved little, if at all, since 1980.[45] Meanwhile, in the House & Home section on the same day, Jane Owen lovingly described the grounds of the estate of “His Grace Henry Fitzroy, the 12th Duke of Grafton.” The grounds cost £40,000 to £50,000 a year to maintain, and were never “expected to do anything other than provide pleasure.”[46] England’s revanchist aristocracy makes regular appearances in the Financial TimesHow to Spend It” section as well, and no wonder: as Oxfam reported in March, 2014, Britain’s five richest families have more wealth than its twelve million poorest people.[47]

    Force and Capital

    The persistence of such inequalities is as much a matter of law (and the force behind it to, say, disperse protests and selectively enforce tax regulations), as it is a natural outgrowth of the economic forces driving r and g. To his credit, Piketty does highlight some of the more grotesque deployments of force on behalf of capital. He begins Part I (“Income and Capital”) and ends Part IV (“Regulating Capital”) by evoking the tragic strike at the Lonmin Mine in South Africa in August 2012.  In that confrontation, “thirty-four strikers were shot dead” for demanding pay of about $1,400 a month (there were making about $700).[48] Piketty deploys the story to dramatize conflict over the share of income going to capital versus labor. But it also illustrates dynamics of corruption. Margaret Kimberley of Black Agenda Report claims that the union involved was coopted thanks to the wealth of the man who once ran it.[49] The same dynamics shine through documentaries like Big Men (on Ghana), or the many nonfiction works on oil exploitation in Africa. [50]

    Piketty observes that “foreign companies and stockholders are at least as guilty as unscrupulous African elites” in promoting the “pillage” of the continent.[51] Consider the state of Equatorial Guinea, which struck oil in 1995. By 2006, Equatoguineans had the third highest per capita income in the world, higher than many prosperous European countries.[52] Yet the typical citizen remains very poor. [53]  In the middle of the oil boom, an international observer noted that “I was unable to see any improvements in the living standards of ordinary people. In 2005, nearly half of all children under five were malnourished,” and “[e]ven major cities lack[ed] clean water and basic sanitation.”[54] The government has not demonstrated that things have improved much since them, despite ample opportunity to do so.  Poorly paid soldiers routinely shake people down for bribes, and the country’s president, Teodoro Obiang, has paid Moroccan mercenaries for his own protection.  A 2009 book noted that tensions in the country had reached a boiling point, as the “local Bubi people of Malabo” felt “invaded” by oil interests, other regions were “abandoned,” and self-determination movements decried environmental and human rights abuses.[55]

    So who did benefit from Equatorial Guinea’s oil boom?  Multinational oil companies, to be sure, though we may never know exactly how much profit the country generated for them—their accounting was (and remains) opaque.  The Riggs Bank in Washington, D.C. gladly handled accounts of President Obiang, as he became very wealthy.  Though his salary was reported to be $60,000 a year, he had a net worth of roughly $600 million by 2011.[56] (Consider, too, that such a fortune would not even register on recent lists of the world’s 1,500 or so billionaires, and is barely more than 1/80th the wealth of a single Koch brother.) Most of the oil companies’ payments to him remain shrouded in secrecy, but a few came to light in the wake of US investigations.  For example, a US Senate report blasted him for personally taking $96 million of his nation’s $130 million in oil revenue in 1998, when a majority of his subjects were malnourished.[57]

    Obiang’s sordid record has provided a rare glimpse into some of the darkest corners of the global economy.  But his story is only the tip of an iceberg of a much vaster shadow economy of illicit financial flows, secrecy jurisdictions, and tax evasion. Obiang could afford to be sloppy: as the head of a sovereign state whose oil reserves gave it some geopolitical significance, he knew that powerful patrons could shield him from the fate of an ordinary looter.  Other members of the hectomillionaire class (and plenty of billionaires) take greater precautions.  They diversify their holdings into dozens or hundreds of entities, avoiding public scrutiny with shell companies and pliant private bankers.  A hidden hoard of tens of trillions of dollars has accumulated, and likely throws off hundreds of billions of dollars yearly in untaxed interest, dividends, and other returns.[58] This drives a wedge between a closed-circuit economy of extreme wealth and the ordinary patterns of exchange of the world’s less fortunate.[59]

    The Chinese writer and Nobel Peace Prize winner Liu Xiaobo once observed that corruption in Beijing had led to an officialization of the criminal and the criminalization of the official.[60] Persisting even in a world of brutal want and austerity-induced suffering, tax havenry epitomizes that sinister merger, and Piketty might have sharpened his critique further by focusing on this merger of politics and economics, of private gain and public governance. Authorities promote activities that would have once been proscribed; those who stand in the way of such “progress” might be jailed (or worse).  In Obiang’s Equatorial Guinea, we see similar dynamics, as the country’s leader extracts wealth at a volume that could only be dreamed of by a band of thieves.

    Obiang’s curiously double position, as Equatorial Guinea’s chief law maker and law breaker, reflects a deep reality of the global shadow economy.  And just as “shadow banks” are rivalling more regulated banks in terms of size and influence, shadow economy tactics are starting to overtake old standards. Tax avoidance techniques that were once condemned are becoming increasingly acceptable.  Campaigners like UK Uncut and the Tax Justice Network try to shame corporations for opportunistically allocating profits to low-tax jurisdictions.[61] But CEOs still brag about their corporate tax unit as a profit center.

    When some of Republican presidential candidate Mitt Romney’s recherché tax strategies were revealed in 2012, Barack Obama needled him repeatedly.  The charges scarcely stuck, as Romney’s core constituencies aimed to emulate rather than punish their standard-bearer.[62] Obama then appointed a Treasury Secretary (Jack Lew), who had himself utilized a Cayman Islands account.  Lew was the second Obama Treasury secretary to suffer tax troubles: Tim Geithner, his predecessor, was also accused of “forgetting” to pay certain taxes in a self-serving way.  And Obama’s billionaire Commerce Secretary Penny Pritzker was no stranger to complex tax avoidance strategies.[63]

    Tax attorneys may characterize Pritzker, Lew, Geithner, and Romney as different in kind from Obiang.  But any such distinctions they make will likely need to be moral, rather than legal, in nature.  Sure, these American elites operated within American law—but Obiang is the law of Equatorial Guinea, and could easily arrange for an administrative agency to bless his past actions (even developed legal systems permit retroactive rulemaking) or ensure the legality of all future actions (via safe harbors).  The mere fact that a tax avoidance scheme is “legal” should not count for much morally—particularly as those who gain from prior US tax tweaks use their fortunes to support the political candidacies of those who would further push the law in their favor.

    Shadowy financial flows exemplify the porous boundary between state and market.  The book Tax Havens: How Globalization Really Works argues that the line between savvy tax avoidance and illegal tax evasion (or strategic money transfers and forbidden money laundering) is blurring.[64] Between our stereotypical mental images of dishonest tycoons sipping margaritas under the palm trees of a Caribbean tax haven, and a state governor luring a firm by granting it a temporary tax abatement, lie hundreds of subtler scenarios.  Dingy rows of Delaware, Nevada, and Wyoming file cabinets can often accomplish the same purpose as incorporating in Belize or Panama: hiding the real beneficiaries of economic activity.[65] And as one wag put it to journalist Nicholas Shaxson, “the most important tax haven in the world is an island”—”Manhattan.”[66]

    In a world where “tax competition” is a key to neoliberal globalization, it is hard to see how a global wealth tax (even if set at the very low levels Piketty proposes) supports (rather than directly attacks) existing market order. Political elites are racing to reduce tax liability to curry favor with the wealthy companies and individuals they hope to lure, serve, and bill.  The ultimate logic of that competition is a world made over in the image of Obiang’s Equatorial Guinea: crumbling infrastructure and impoverished citizenries coexisting with extreme luxury for a global extractive elite and its local enablers.  Books like Third World America, Oligarchy, and Captive Audience have already started chronicling the failure of the US tax system to fund roads, bridges, universal broadband internet connectivity, and disaster preparation.[67] As tax avoiding elites parley their gains into lobbying for rules that make tax avoidance even easier, self-reinforcing inequality seems all but inevitable.  Wealthy interests can simply fund campaigns to reduce their taxes, or to reduce the risk of enforcement to a nullity. As Ben Kunkel pointedly asks, “How are the executive committees of the ruling class in countries across the world to act in concert to impose Piketty’s tax on just this class?”[68]

    US history is instructive here. Congress passed a tax on the top 0.1% of earners in 1894, only to see the Supreme Court strike the tax down in a five to four decision.  After the 16th Amendment effectively repealed that Supreme Court decision, Congress steadily increased the tax on high income households.  From 1915 to 1918, the highest rate went from 7% to 77%, and over fifty-six tax brackets were set.  When high taxes were maintained for the wealthy after the war, tax evasion flourished.  At this point, as Jeffrey Winters writes, the government had to choose whether to “beef up law enforcement against oligarchs … , or abandon the effort and instead squeeze the same resources from citizens with far less material clout to fight back.”[69] Enforcement ebbed and flowed. But since then, what began by targeting the very wealthy has grown to include “a mass tax that burdens oligarchs at the same effective rate as their office staff and landscapers.”[70]

    The undertaxation of America’s wealthy has helped them capture key political processes, and in turn demand even less taxation.  The dynamic of circularity teaches us that there is no stable, static equilibrium to be achieved between regulators and regulated. The government is either pushing industry to realize some public values in its activities (say, by investing in sustainable growth), or industry is pushing its regulators to promote its own interests.[71] Piketty may worry that, if he too easily accepts this core tenet of politico-economic interdependence, he’ll be dismissed as a statist socialist. But until political economists do so, their work cannot do justice to the voices of those prematurely dead as a result of the relentless pursuit of profit—ranging from the Lonmin miners, to those crushed at Rana Plaza, to the spike of suicides provoked by European austerity and Indian microcredit gone wrong, to the thousands of Americans who will die early because they are stuck in states that refuse to expand Medicaid.[72] Contemporary political economy can only mature if capitalism’s ghosts constrain our theory and practice as pervasively as communism’s specter does.

    Renewing Political Economy

    Piketty has been compared to Alexis de Tocqueville: a French outsider capable of discerning truths about the United States that its own sages were too close to observe.  The function social equality played in Tocqueville’s analysis, is taken up by economic inequality in Piketty’s:  a set of self-reinforcing trends fundamentally reshaping the social order.[73] I’ve written tens of thousands of words on this inequality, but the verbal itself may be outmatched in the face of the numbers and force behind these trends.[74] As film director Alex Rivera puts it, in an interview with The New Inquiry:

    I don’t think we even have the vocabulary to talk about what we lose as contemporary virtualized capitalism produces these new disembodied labor relations. … The broad, hegemonic clarity is the knowledge that a capitalist enterprise has the right to seek out the cheapest wage and the right to configure itself globally to find it. … The next stage in this process…is for capital to configure itself to enable every single job to be put on the global market through the network.[75]

    Amazon’s “Mechanical Turk” has begun that process, supplying “turkers” to perform tasks at a penny each.[76] Uber, Lyft, TaskRabbit, and various “gig economy” imitators assure that micro-labor is on the rise, leaving micro-wages in its wake.[77] Workers are shifting from paid vacation to stay-cation to “nano-cation” to “paid time off” to hoarding hours to cover the dry spells when work disappears.[78] These developments are all predictable consequences of a globalization premised on maximizing finance rents, top manager compensation, and returns to shareholders.

    Inequality is becoming more outrageous than even caricaturists used to dare. The richest woman in the world (Gina Rinehart) has advised fellow Australians to temper their wage demands, given that they are competing against Africans willing to work for two dollars day.[79] Or consider the construct of Dogland, from Korzeniewicz and Moran’s 2009 book, Unveiling Inequality:

    The magnitude of global disparities can be illustrated by considering the life of dogs in the United States. According to a recent estimate … in 2007-2008 the average yearly expenses associated with owning a dog were $1425 … For sake of argument, let us pretend that these dogs in the US constitute their own nation, Dogland, with their average maintenance costs representing the average income of this nation of dogs.

    By such a standard, their income would place Dogland squarely as a middle-income nation, above countries such as Paraguay and Egypt. In fact, the income of Dogland would place its canine inhabitants above more than 40% of the world population. … And if we were to focus exclusively on health care expenditures, the gap becomes monumental: the average yearly expenditures in Dogland would be higher than health care expenditures in countries that account for over 80% of the world population.[80]

    Given disparities like this, wages cannot possibly reflect just desert: who can really argue that a basset hound, however adorable, has “earned” more than a Bangladeshi laborer? Cambridge economist Ha Joon Chang asks us to compare the job and the pay of transport workers in Stockholm and Calcutta. “Skill” has little to do with it. The former, drivers on clean and well-kept roads, may easily be paid fifty times more than the latter, who may well be engaged in backbreaking, and very skilled, labor to negotiate passengers among teeming pedestrians, motorbikes, trucks, and cars.[81]

    Once “skill-biased technological change” is taken off the table, the classic economic rationale for such differentials focuses on the incentives necessary to induce labor. In Sweden, for example, the government assures that a person is unlikely to starve, no matter how many hours a week he or she works. By contrast, in India, 42% of the children under five years old are malnourished.[82] So while it takes $15 or $20 an hour just to get the Swedish worker to show up, the typical Indian can be motivated to labor for much less. But of course, at this point the market rationale for the wage differential breaks down entirely, because the background set of social expectations of earnings absent work is epiphenomenal of state-guaranteed patterns of social insurance. The critical questions are: how did the Swedes generate adequate goods and services for their population, and the social commitment to redistribution necessary in order to assure that unemployment is not a death sentence? And how can such social arrangements create basic entitlements to food, housing, health care, and education, around the world?

    Piketty’s proposals for regulating capital would be more compelling if they attempted to answer questions like those, rather than focusing on the dry, technocratic aim of tax-driven wealth redistribution. Moreover, even within the realm of tax law and policy, Piketty will need to grapple with several enforcement challenges if a global wealth tax is to succeed. But to its great credit, Capital adopts a methodology capacious enough to welcome the contributions of legal academics and a broad range of social scientists to the study (and remediation) of inequality.[83] It is now up to us to accept the invitation, realizing that if we refuse, accelerating inequality will undermine the relevance—and perhaps even the very existence—of independent legal authority.


    _____

    Frank Pasquale (@FrankPasquale) is a Professor of Law at the University of Maryland Carey School of Law. His forthcoming book, The Black Box Society: The Secret Algorithms that Control Money and Information (Harvard University Press, 2015), develops a social theory of reputation, search, and finance.  He blogs regularly at Concurring Opinions. He has received a commission from Triple Canopy to write and present on the political economy of automation. He is a member of the Council for Big Data, Ethics, and Society, and an Affiliate Fellow of Yale Law School’s Information Society Project.

    Back to the essay
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    [1] Dennis Abrams, Piketty’s “Capital”: A Monster Hit for Harvard U Press, Publishing Perspectives, at http://publishingperspectives.com/2014/04/pilkettys-capital-a-monster-hit-for-harvard-u-press/ (Apr. 29, 2014).

    [2] Intriguingly, one leading economist who has done serious work on narrative in the field, Dierdre McCloskey, offers a radically different (and far more positive) perspective on the nature of economic growth under capitalism. Evan Thomas, Has Thomas Piketty Met His Match?, http://www.spectator.co.uk/features/9211721/unequal-battle/. But this is to be expected as richer methodologies inform economic analysis. Sometimes the best interpretive social science leads not to consensus, but to ever sharper disagreement about the nature of the phenomena it describes and evaluates. Rather than trying to bury normative differences in jargon or flatten them into commensurable cost-benefit calculations, it surfaces them.

    [3] As Thomas Jessen Adams argues, “to understand how inequality has been overcome in the past, we must understand it historically.” Adams, The Theater of Inequality, at http://nonsite.org/feature/the-theater-of-inequality. Adams critiques Piketty for failing to engage historical evidence properly. In this review, I celebrate the book’s bricolage of methodological approaches as the type of problem-driven research promoted by Ian Shapiro.

    [4] Thomas Piketty, Capital in the Twenty-First Century 17 (Arthur Goldhammer trans., 2014).

    [5] Doug Henwood, The Top of the World, Book Forum, Apr. 2014,  http://www.bookforum.com/inprint/021_01/12987; Suresh Naidu, Capital Eats the World, Jacobin (May 30, 2014), https://www.jacobinmag.com/2014/05/capital-eats-the-world/.

    [6] Thomas Piketty, Capital in the Twenty-First Century 25 (Arthur Goldhammer trans., 2014).

    [7] Id.

    [8] As Piketty observes, war and revolution can also serve this redistributive function. Piketty, supra n. 3, at 20. Since I (and the vast majority of attorneys) do not consider violence a legitimate tool of social change, I do not include these options in my discussion of Piketty’s book.

    [9] Frank Pasquale, Access to Medicine in an Era of Fractal Inequality, 19 Annals of Health Law 269 (2010).

    [10] Charles R. Morris, The Two Trillion Dollar Meltdown: Easy Money, High Rollers, and the Great Credit Crash 139-40 (2009); see also Edward N. Wolff, Top Heavy: The Increasing Inequality of Wealth in America and What Can Be Done About It 36 (updated ed. 2002).

    [11] Yves Smith, Yes, Virginia, the Rich Continue to Get Richer: The Top 1% Get 121% of Income Gains Since 2009, Naked Capitalism (Feb. 13, 2013), http://www.nakedcapitalism.com/2013/02/yes-virginia-the-rich-continue-to-get-richer-the-1-got-121-of-income-gains-since-2009.html#XxsV2mERu5CyQaGE.99.

    [12] Larry M. Bartels, Unequal Democracy: The Political Economy of the New Gilded Age 8,10 (2010).

    [13] Id. at 8.

    [14] Id. at 10.

    [15] Tom Herman, There’s Rich, and There’s the ‘Fortunate 400′, Wall St. J., Mar. 5, 2008, http://online.wsj.com/article/SB120468366051012473.html.

    [16] See Thomas Piketty & Emmanuel Saez, The Evolution of Top Incomes: A Historical and International Perspective, 96 Am. Econ. Rev. 200, 204 (2006). 

    [17] Piketty, supra note 4, at 17. Note that, given variations in the data, Piketty is careful to cabin the “geographical and historical boundaries of this study” (27), and must “focus primarily on the wealthy countries and proceed by extrapolation to poor and emerging countries” (28).

    [18] Id. at 46, 571 (“In this book, capital is defined as the sum total of nonhuman assets that can be owned and exchanged on some market. Capital includes all forms of real property (including residential real estate) as well as financial and professional capital (plants, infrastructure, machinery, patents, and so on) used by firms and government agencies.”).

    [19] Alice Schroeder, The Snowball: Warren Buffett and the Business of Life (Bantam-Dell, 2008); Adam Levine-Weinberg, Warren Buffett Loves a Good Moat, at http://www.fool.com/investing/general/2014/06/30/warren-buffett-loves-a-good-moat.aspx.

    [20] John Rawls, A Theory of Justice (1971).

    [21] Piketty, supra note 4, at 540.

    [22] Atul Gawande, Something Wicked This Way Comes, New Yorker (June 28, 2012), http://www.newyorker.com/news/daily-comment/something-wicked-this-way-comes.

    [23] Philip Mirowski, Never Let a Serious Crisis Go to Waste: How Neoliberalism Survived the Financial Meltdown (2013).

    [24] The Foreign Account Tax Compliance Act (FATCA) was passed in 2010 as part of the Hiring Incentives to Restore Employment Act, Pub. L. No. 111-147, 124 Stat. 71 (2010), codified in sections 1471 to 1474 of the Internal Revenue Code, 26 U.S.C. §§ 1471-1474.  The law is effective as of 2014. It requires foreign financial institutions (FFIs) to report financial information about accounts held by United States persons, or pay a withholding tax. Id.

    [25] Christopher William Sanchirico, Deconstructing the New Efficiency Rationale, 86 Cornell L. Rev. 1003, 1005 (2001).

    [26] Nicholas Shaxson, Treasure Islands: Uncovering the Damage of Offshore Banking and Tax Havens (2012); Jeanna Smialek, The 1% May be Richer than You Think, Bloomberg, Aug. 7, 2014, at http://www.bloomberg.com/news/2014-08-06/the-1-may-be-richer-than-you-think-research-shows.html (collecting economics research).

    [27] Andrew Rice, Stash Pad: The New York real-estate market is now the premier destination for wealthy foreigners with rubles, yuan, and dollars to hide, N.Y. Mag., June 29, 2014, at http://nymag.com/news/features/foreigners-hiding-money-new-york-real-estate-2014-6/#.

    [28] Ronen Palan, Richard Murphy, and Christian Chavagneux, Tax Havens: How Globalization Really Works 272 (2009) (“[m]ore than simple conduits for tax avoidance and evasion, tax havens actually belong to the broad world of finance, to the business of managing the monetary resources of individuals, organizations, and countries.  They have become among the most powerful instruments of globalization, one of the principal causes of global financial instability, and one of the large political issues of our times.”).

    [29] 26 U.S.C. § 1471-1474 (2012); Itai Grinberg, Beyond FATCA: An Evolutionary Moment for the International Tax System (Georgetown Law Faculty, Working Paper No. 160, 2012), available at http://scholarship.law.georgetown.edu/cgi/viewcontent.cgi?article=1162&context=fwps_papers.

    [30] David Rothkopf, Superclass: The Global Power Elite and the World They Are Making (2009).

    [31] John Chung, Money as Simulacrum: The Legal Nature and Reality of Money, 5 Hasting Bus. L.J. 109,149 (2009).

    [32] James S. Henry, Tax Just. Network, The Price Of Offshore Revisited: New Estimates For “Missing” Global Private Wealth, Income, Inequality, And Lost Taxes 3 (2012), available at http://www.taxjustice.net/cms/upload/pdf/Price_of_Offshore_Revisited_120722.pdf; Scott Highman et al., Piercing the Secrecy of Offshore Tax Havens, Wash. Post (Apr. 6, 2013), http://www.washingtonpost.com/investigations/piercing-the-secrecy-of-offshore-tax-havens/2013/04/06/1551806c-7d50-11e2-a044-676856536b40_story.html.

    [33] Dev Kar & Devon Cartwright‐Smith, Center for Int’l Pol’y, Illicit Financial Flows from Developing Countries: 2002-2006 (2012); Jeffrey Sachs, The End of Poverty: Economic Possibilities for Our Time (2006); Ben Harack, How Much Would it Cost to End Extreme Poverty in the World?, Vision Earth, (Aug. 26, 2011), http://www.visionofearth.org/economics/ending-poverty/how-much-would-it-cost-to-end-extreme-poverty-in-the-world/.

    [34] Henry, supra note 68.

    [35] Piketty, supra note 4, at 523.

    [36] Jeffrey Winters coined the term “wealth defense industry” in his book, Oligarchy. See Frank Pasquale, Understanding Wealth Defense: Direct Action from the 0.1%, at http://www.concurringopinions.com/archives/2011/11/understanding-wealth-defense-direct-action-from-the-0-1.html.

    [37] For a similar argument, focusing on the historical specificity of the US parallel to the trente glorieuses, see  Thomas Jessen Adams, The Theater of Inequality, http://nonsite.org/feature/the-theater-of-inequality.

    [38] Thomas Pogge, The Health Impact Fund: Boosting Pharmaceutical Innovation Without Obstructing Free Access, 18 Cambridge Q. Healthcare Ethics 78 (2008) (proposing global R&D  fund);William Fisher III, Promise to Keep: Technology, Law, and the Future of Entertainment (2007); William W. Fisher & Talha Syed, Global Justice in Healthcare: Developing Drugs for the Developing World, 40 U.C. Davis L. Rev. 581 (2006).

    [39] Katharina Pistor, A Legal Theory of Finance, 41 J. Comp. Econ. 315 (2013); Law in Finance, 41 J. Comp. Econ (2013). Several other articles in the same journal issue discuss the implications of LTF for derivatives, foreign currency exchange, and central banking.

    [40] University of Chicago Law Professor Eric A. Posner and economist Glen Weyl recognize this in their review of Piketty, arguing that “the fundamental problem facing American capitalism is not the high rate of return on capital relative to economic growth that Piketty highlights, but the radical deviation from the just rewards of the marketplace that have crept into our society and increasingly drives talented students out of innovation and into finance.”  Posner & Weyl, Thomas Piketty Is Wrong: America Will Never Look Like a Jane Austen Novel, The New Republic, July 31, 2014, at http://www.newrepublic.com/article/118925/pikettys-capital-theory-misunderstands-inherited-wealth-today. See also Timothy A. Canova, The Federal Reserve We Need, 21 American Prospect 9 (October 2010), at http://prospect.org/article/federal-reserve-we-need.

    [41] Timothy Canova, The Federal Reserve We Need: It’s the Fed We Once Had, at http://prospect.org/article/federal-reserve-we-need; Justin Fox, How Economics PhDs Took Over the Federal Reserve, at http://blogs.hbr.org/2014/02/how-economics-phds-took-over-the-federal-reserve/.

    [42] Jack M. Balkin, From Off the Wall to On the Wall: How the Mandate Challenge Went Mainstream, Atlantic (June 4, 2012, 2:55 PM), http://www.theatlantic.com/national/archive/2012/06/from-off-the-wall-to-on-the-wall-how-the-mandate-challenge-went-mainstream/258040/ (Jack Balkin has described how certain arguments go from being ‘off the wall‘ to respectable in constitutional thought; economists have yet to take up that deflationary nomenclature for the evolution of ideas in their own field’s intellectual history. That helps explain the rising power of economists vis a vis lawyers, since the latter field’s honesty about the vagaries of its development diminishes its authority as a ‘science.’).  For more on the political consequences of the philosophy of social science, see Jamie Cohen-Cole, The Open Mind: Cold War Politics and the Sciences of Human Nature (2014), and Joel Isaac, Working Knowledge: Making the Human Sciences from Parsons to Kuhn (2012).

    [43] Chris Giles, Piketty Findings Undercut by Errors, Fin. Times (May 23, 2014, 7:00 PM), http://www.ft.com/intl/cms/s/2/e1f343ca-e281-11e3-89fd-00144feabdc0.html#axzz399nSmEKj; Thomas Piketty, Addendum: Response to FT, Thomas Piketty (May 28, 2014), http://piketty.pse.ens.fr/files/capital21c/en/Piketty2014TechnicalAppendixResponsetoFT.pdf; Felix Salmon, The Piketty Pessimist, Reuters (April 25, 2014), http://blogs.reuters.com/felix-salmon/2014/04/25/the-piketty-pessimist/.

    [44] Neil Irwin, Everything You Need to know About Thomas Piketty vs. The Financial Times, N.Y. Times (May 30, 2014), http://www.nytimes.com/2014/05/31/upshot/everything-you-need-to-know-about-thomas-piketty-vs-the-financial-times.html

    [45] Javier Blas, The Fragile Middle: Rising Inequality in Africa Weighs on New Consumers, Fin. Times (Apr. 18, 2014), http://www.ft.com/intl/cms/s/0/49812cde-c566-11e3-89a9-00144feabdc0.html#axzz399nSmEKj.

    [46] Jane Owen, Duke of Grafton Uses R&B to Restore Euston Hall’s Pleasure Grounds, Fin. Times (Apr. 18, 2014, 2:03 PM), http://www.ft.com/intl/cms/s/2/b49f6dd8-c3bc-11e3-870b-00144feabdc0.html#slide0.

    [47] Larry Elliott, Britain’s Five Richest Families Worth More Than Poorest 20%, Guardian, Mar. 16, 2014, http://www.theguardian.com/business/2014/mar/17/oxfam-report-scale-britain-growing-financial-inequality#101.

    [48] Piketty, supra note 4, at 570.

    [49] Margaret Kimberley, Freedom Rider: Miners Shot Down, Black Agenda Report (June 4, 2014), http://www.blackagendareport.com/content/freedom-rider-miners-shot-down.

    [50] Peter Maass, Crude World: The Violent Twilight of Oil (2009); Nicholas Shaxson, Poisoned Wells: The Dirty Politics of African Oil (2008).

    [51] Piketty, supra note 4, at 539.

    [52] Jad Mouawad, Oil Corruption in Equatorial Guinea, N.Y. Times Green Blog (July 9, 2009, 7:01 AM), http://green.blogs.nytimes.com/2009/07/09/oil-corruption-in-equatorial-guinea; Tina Aridas & Valentina Pasquali, Countries with the Highest GDP Average Growth, 2003–2013, Global Fin. (Mar. 7, 2013), http://www.gfmag.com/component/content/article/119-economic-data/12368-countries-highest-gdp-growth.html#axzz2W8zLMznX; CIA, The World Factbook 184 (2007).

    [53] Interview with President Teodoro Obiang of Equatorial Guinea, CNN’s Amanpour (CNN broadcast Oct. 5, 2012), transcript available at http://edition.cnn.com/TRANSCRIPTS/1210/05/ampr.01.html.

    [54] Peter Maass, A Touch of Crude, Mother Jones, Jan. 2005,http://www.motherjones.com/politics/2005/01/obiang-equatorial-guinea-oil-riggs.

    [55] Geraud Magrin & Geert van Vliet, The Use of Oil Revenues in Africa, in Governance of Oil in Africa: Unfinished Business 114 (Jacques Lesourne ed., 2009).

    [56] Interview with President Teodoro Obiang of Equatorial Guinea, supra note 89 .

    [57] S. Minority Staff of Permanent Subcomm. on Investigations, Comm. on Gov’t Affairs, 108th Cong., Rep. on Money Laundering and Foreign Corruption: Enforcement and Effectiveness of the Patriot Act 39-40 (Subcomm. Print 2004).

    [58] Henry, supra note 68 , at 6, 19-20.

    [59] Frank Pasquale, Closed Circuit Economics, New City Reader, Dec. 3, 2010, at 3, at http://neildonnelly.net/ncr/08_Business/NCR_Business_%5BF%5D_web.pdf.

    [60] Liu Xiaobo, No Enemies, No Hatred 102 (Perry Link, trans., 2012).

    [61] Jesse Drucker, Occupy Wall Street Stylists Pursue U.K. Tax Dodgers, Bloomberg News (June 11, 2013), http://www.businessweek.com/news/2013-06-11/occupy-wall-street-stylists-pursue-u-dot-k-dot-tax-dodgers.

    [62] Daniel J. Mitchell, Tax Havens Should Be Emulated, Not Prosecuted, CATO Inst. (Apr. 13, 2009, 12:36 PM), http://www.cato.org/blog/tax-havens-should-be-emulated-not-prosecuted.

    [63] Janet Novack, Pritzker Family Baggage: Tax Saving Offshore Trusts, Forbes (May 2, 2013, 8:20 PM), http://www.forbes.com/sites/janetnovack/2013/05/02/pritzker-family-baggage-tax-saving-offshore-trusts/.

    [64] Ronen Palan et al., Tax Havens: How Globalization Really Works (2013); see also Carolyn Nordstrom, Global Outlaws: Crime, Money, and Power in the Contemporary World (2007), and Loretta Napoleoni, Rogue Economics (2009).

    [65] Palan et al., supra note 100 .

    [66] Shaxson, supra note 86 , at 24.

    [67] Arianna Huffington, Third World America: How Our Politicians Are Abandoning the Middle Class and Betraying the American Dream (2011); Jeffrey A. Winters, Oligarchy (2011); Susan B. Crawford, Captive Audience: The Telecom Industry and Monopoly Power in the New Gilded Age (2014).

    [68] Benjamin Kunkel, Paupers and Richlings, 36 London Rev. Books 17 (2014) (reviewing Thomas Piketty, Capital in the Twenty-First Century).

    [69] Jeffrey A. Winters, Oligarchy and Democracy, Am. Interest, Sept. 28, 2011, http://www.the-american-interest.com/articles/2011/9/28/oligarchy-and-democracy/.

    [70] Id.

    [71]  James K. Galbraith, The Predator State: How Conservatives Abandoned the Free Market and Why Liberals Should, Too (2009).

    [72] Alex Duval Smith, South Africa Lonmin Mine Massacre Puts Nationalism Back on Agenda, Guardian (Aug. 29, 2012), http://www.theguardian.com/global-development/poverty-matters/2012/aug/29/south-africa-lonmin-mine-massacre-nationalisation; Charlie Campbell, Dying for Some New Clothes: Bangladesh’s Rana Plaza Tragedy, Time (Apr. 26, 2013), http://world.time.com/2013/04/26/dying-for-some-new-clothes-the-tragedy-of-rana-plaza/; David Stuckler, The Body Economic: Why Austerity Kills xiv (2013); Soutik Biswas, India’s Micro-Finance Suicide Epidemic, BBC (Dec. 16, 2010), http://www.bbc.com/news/world-south-asia-11997571; Michael P. O’Donnell, Further Erosion of Our Moral Compass: Failure to Expand Medicaid to Low-Income People in All States, 28 Am. J. Health Promotion iv (2013); Sam Dickman et al., Opting Out of Medicaid Expansion; The Health and Financial Impacts, Health Affairs Blog (Jan. 30, 2014), http://healthaffairs.org/blog/2014/01/30/opting-out-of-medicaid-expansion-the-health-and-financial-impacts/.

    [73] It would be instructive to compare political theorists’ varying models of Tocqueville’s predictive efforts, with Piketty’s sweeping r > g.  See, e.g., Roger Boesche, Why Could Tocqueville Predict So Well?, 11 Political Theory 79 (1983) (“Democracy in America endeavors to demonstrate how language, literature, the relations of masters and servants, the status of women, the family,  property, politics, and so forth, must change and align themselves in a new, symbiotic configuration as a result of the historical thrust toward equality”); Jon Elster, Alexis de Tocqueville:  the First Social Scientist (2012).

    [74] See, e.g., Frank Pasquale, Access to Medicine in an Era of Fractal Inequality, 19 Annals of Health Law 269 (2010); Frank Pasquale, The Cost of Conscience: Quantifying our Charitable Burden in an Era of Globalization, at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=584741 (2004); Frank Pasquale, Diagnosing Finance’s Failures: From Economic Idealism to Lawyerly Realism, 6 India L. J. 2 (2012).

    [75] Malcolm Harris interview of Alex Rivera, Border Control, New Inquiry (July 2, 2012), http://thenewinquiry.com/features/border-control/.

    [76] Trebor Scholz, Digital Labor (Palgrave, forthcoming, 2015); Frank Pasquale, Banana Republic.com, Jotwell (Jan. 14, 2011), http://cyber.jotwell.com/banana-republic-com/.

    [77] The Rise of Micro-Labor, On Point with Tom Ashbrook (NPR Apr. 3, 2012, 10:00 AM), http://onpoint.wbur.org/2012/04/03/micro-labor-websites.

    [78] Vacation Time, On Point with Tom Ashbrook (NPR June 22, 2012, 10:00 AM), http://onpoint.wbur.org/2012/06/22/vacation-time.

    [79] Peter Ryan, Aussies Must Compete with $2 a Day Workers: Rinehart, ABC News (Sept. 25, 2012, 2:56 PM), http://www.abc.net.au/news/2012-09-05/rinehart-says-aussie-workers-overpaid-unproductive/4243866.

    [80] Roberto Patricio Korzeniewicz & Timothy Patrick Moran, Unveiling Inequality, at xv (2012).

    [81] Ha Joon Chang, 23 Things They Don’t Tell You About Capitalism 98 (2012).

    [82] Jason Burke, Over 40% of Indian Children Are Malnourished, Report Finds, Guardian (Jan. 10, 2012), http://www.theguardian.com/world/2012/jan/10/child-malnutrition-india-national-shame.

    [83] Paul Farmer observes that “an understanding of poverty must be linked to efforts to end it.” Farmer, In the Company of the Poor, at http://www.pih.org/blog/in-the-company-of-the-poor.  The same could be said of extreme inequality.

  • Nuruddin Farah joins the b2 Editorial Board

    Nuruddin Farah joins the b2 Editorial Board

    b2-colophon

    boundary 2 is proud and honored to announce that novelist Nuruddin Farah has joined the Editorial Board.

    Below, he reads from his novels Maps and Crossbones at last year’s Fall 2013 conference: Legacies of the Future: The Life and Work of Edward Said.




  • Drones

    Drones

    8746586571_471353116d_bDavid Golumbia and David Simpson begin a conversation, inviting comment below or via email to boundary 2:

    What are we talking about when we talk about drones? Is it that they carry weapons (true of only a small fraction of UAVs), that they have remote, mobile surveillance capabilities (true of most UAVs, but also of many devices not currently thought of as drones), or that they have or may someday have forms of operational autonomy (a goal of many forms of robotics research)? Is it the technology itself, or the fact that it is currently being deployed largely by the world’s dominant powers, or the way it is being deployed? Is it the use of drones in specific military contexts, or the existence of those military conflicts per se (that is, if we endorsed a particular conflict, would the use of drones in that scenario be acceptable)? Is it that military use of drones leads to civilian casualties, despite the fact that other military tactics almost certainly lead to many more casualties (the total number of all persons, combatant and non-combatant, killed by drones to date by US operations worldwide is estimated at under 4000; the number of civilian casualties in the Iraq conflict alone even by conservative estimates exceeds 100,000 and may be as many as 500,000 or even more), a reduction in total casualties that forms part of the arguments used by some military and international law analysts to suggest that drone use is not merely acceptable but actually required under international law, which mandates that militaries use the least amount of lethal force available to them that will effectively achieve their goals? If we object to drones based on their use in targeted killings, do we accept their use for surveillance? If we object only to their use in targeted killing, does that objection proceed from the fact that drones fly, or do we actually object to all forms of automated or partly-automated lethal force, along the lines of the Stop Killer Robots campaign, whose scope goes well beyond drones, and yet does not include non-lethal drones? How do we define drones so as to capture what is objectionable about them on humanitarian and civil society grounds, given how rapidly the technology is advancing and how difficult it already is to distinguish some drones from other forms of technology, especially for surveillance? What do we do about the proliferating “positive” use cases for drones (journalism, remote information about forest fires and other environmental problems, for example), which are clearly being developed in part so as to sell drone technology in general to the public, but at least in some cases appear to describe vital functions that other technology cannot fulfill?

    David Golumbia

    _____

    What resources can we call upon, invent or reinvent in order to bring effective critical attention to the phenomenon of drone warfare? Can we revivify the functions of witness and testimony to protest or to curtail the spread of robotic lethal violence? What alliances can be pursued with the radical journalism sector (Medea Benjamin, Jeremy Scahill)? Is drone warfare inevitably implicated in a seamlessly continuous surveillance culture wherein all information is or can be weaponized? A predictable development in the command-control-communication-intelligence syndrome articulated some time ago by Donna Haraway? Can we hope to devise any enforceable boundaries between positive and destructive uses of the technology? Does it bring with it a specific aesthetics, whether for those piloting the drones or those on the receiving end? What is the profile of psychological effects (disorders?) among those observing and then killing at a distance? And what are the political obligations of a Congress and a Presidency able to turn to drone technology as arguably the most efficient form yet devised for deploying state terrorism? What are the ethical obligations of a superpower (or indeed a local power) that can now wage war with absolutely no risk to its own combatants?

    David Simpson

  • All Hitherto Existing Social Media

    All Hitherto Existing Social Media

    Social Media: A Critical Introduction (Sage, 2013)a review of Christian Fuchs, Social Media: A Critical Introduction
    by Zachary Loeb
    ~
    Legion are the books and articles describing the social media that has come before. Yet the tracts focusing on Friendster, LiveJournal, or MySpace now appear as throwbacks, nostalgically immortalizing the internet that was and is now gone. On the cusp of the next great amoeba-like expansion of the internet (wearable technology and the “internet of things”) it is a challenging task to analyze social media as a concept while recognizing that the platforms being focused upon—regardless of how permanent they seem—may go the way of Friendster by the end of the month. Granted, social media (and the companies whose monikers act as convenient shorthand for it) is an important topic today. Those living in highly digitized societies can hardly avoid the tendrils of social media (even if a person does not use a particular platform it may still be tracking them), but this does not mean that any of us fully understand these platforms, let alone have a critical conception of them. It is into this confused and confusing territory that Christian Fuchs steps with his Social Media: A Critical Introduction.

    It is a book ostensibly targeted at students. Though when it comes to social media—as Fuchs makes clear—everybody has quite a bit to learn.

    By deploying an analysis couched in Marxist and Critical Theory, Fuchs aims not simply to describe social media as it appears today, but to consider its hidden functions and biases, and along the way to describe what social media could become. The goal of Fuchs’s book is to provide readers—the target audience is students, after all—with the critical tools and proper questions with which to approach social media. While Fuchs devotes much of the book to discussing specific platforms (Google, Facebook, Twitter, WikiLeaks, Wikipedia), these case studies are used to establish a larger theoretical framework which can be applied to social media beyond these examples. Affirming the continued usefulness of Marxist and Frankfurt School critiques, Fuchs defines the aim of his text as being “to engage with the different forms of sociality on the internet in the context of society” (6) and emphasizes that the “critical” questions to be asked are those that “are concerned with questions of power” (7).

    Thus a critical analysis of social media demands a careful accounting of the power structures involved not just in specific platforms, but in the larger society as a whole. So though Fuchs regularly returns to the examples of the Arab Spring and the Occupy Movement, he emphasizes that the narratives that dub these “Twitter revolutions” often come from a rather non-critical and generally pro-capitalist perspective that fail to embed adequately uses of digital technology in their larger contexts.

    Social media is portrayed as an example, like other media, of “techno-social systems” (37) wherein the online platforms may receive the most attention but where the, oft-ignored, layer of material technologies is equally important. Social media, in Fuchs’s estimation, developed and expanded with the growth of “Web 2.0” and functions as part of the rebranding effort that revitalized (made safe for investments) the internet after the initial dot.com bubble. As Fuchs puts it, “the talk about novelty was aimed at attracting novel capital investments” (33). What makes social media a topic of such interest—and invested with so much hope and dread—is the degree to which social media users are considered as active creators instead of simply consumers of this content (Fuchs follows much recent scholarship and industry marketing in using the term “prosumers” to describe this phenomenon; the term originates from the 1970s business-friendly futurology of Alvin Toffler’s The Third Wave). Social media, in Fuchs’s description, represents a shift in the way that value is generated through labor, and as a result an alteration in the way that large capitalist firms appropriate surplus value from workers. The social media user is not laboring in a factory, but with every tap of the button they are performing work from which value (and profit) is skimmed.

    Without disavowing the hope that social media (and by extension the internet) has liberating potential, Fuchs emphasizes that such hopes often function as a way of hiding profit motives and capitalist ideologies. It is not that social media cannot potentially lead to “participatory democracy” but that “participatory culture” does not necessarily have much to do with democracy. Indeed, as Fuchs humorously notes: “participatory culture is a rather harmless concept mainly created by white boys with toys who love their toys” (58). This “love their toys” sentiment is part of the ideology that undergirds much of the optimism around social media—which allows for complex political occurrences (such as the Arab Spring) to be reduced to events that can be credited to software platforms.

    What Fuchs demonstrates at multiple junctures is the importance of recognizing that the usage of a given communication tool by a social movement does not mean that this tool brought about the movement: intersecting social, political and economic factors are the causes of social movements. In seeking to provide a “critical introduction” to social media, Fuchs rejects arguments that he sees as not suitably critical (including those of Henry Jenkins and Manuel Castells), arguments that at best have been insufficient and at worst have been advertisements masquerading as scholarship.

    Though the time people spend on social media is often portrayed as “fun” or “creative,” Fuchs recasts these tasks as work in order to demonstrate how that time is exploited by the owners of social media platforms. By clicking on links, writing comments, performing web searches, sending tweets, uploading videos, and posting on Facebook, social media users are performing unpaid labor that generates a product (in the form of information about users) that can then be sold to advertisers and data aggregators; this sale generates profits for the platform owner which do not accrue back to the original user. Though social media users are granted “free” access to a service, it is their labor on that platform that makes the platform have any value—Facebook and Twitter would not have a commodity to sell to advertisers if they did not have millions of users working for them for free. As Fuchs describes it, “the outsourcing of work to consumers is a general tendency of contemporary capitalism” (111).

    screen shot of Karl Marx Community Facebook Page
    screen shot of a Karl Marx Community Page on Facebook

    While miners of raw materials and workers in assembly plants are still brutally exploited—and this unseen exploitation forms a critical part of the economic base of computer technology—the exploitation of social media users is given a gloss of “fun” and “creativity.” Fuchs does not suggest that social media use is fully akin to working in a factory, but that users carry the factory with them at all times (a smart phone, for example) and are creating surplus value as long as they are interacting with social media. Instead of being a post-work utopia, Fuchs emphasizes that “the existence of the internet in its current dominant capitalist form is based on various forms of labour” (121) and the enrichment of internet firms is reliant upon the exploitation of those various forms of labor—central amongst these being the social media user.

    Fuchs considers five specific platforms in detail so as to illustrate not simply the current state of affairs but also to point towards possible alternatives. Fuchs analyzes Google, Facebook, Twitter, WikiLeaks and Wikipedia as case studies of trends to encourage and trends of which to take wary notice. In his analysis of the three corporate platforms (Google, Facebook and Twitter) Fuchs emphasizes the ways in which these social media companies (and the moguls who run them) have become wealthy and powerful by extracting value from the labor of users and by subjecting users to constant surveillance. The corporate platforms give Fuchs the opportunity to consider various social media issues in sharper relief: labor and monopolization in terms of Google, surveillance and privacy issues with Facebook, the potential for an online public sphere and Twitter. Despite his criticisms, Fuchs does not dismiss the value and utility of what these platforms offer, as is captured in his claim that “Google is at the same time the best and the worst thing that has ever happened on the internet” (147). The corporate platforms’ successes are owed at least partly to their delivering desirable functions to users. The corrective for which Fuchs argues is increased democratic control of these platforms—for the labor to be compensated and for privacy to pertain to individual humans instead of to businesses’ proprietary methods of control. Indeed, one cannot get far with a “participatory culture” unless there is a similarly robust “participatory democracy,” and part of Fuchs’s goal is to show that these are not at all the same.

    WikiLeaks and Wikipedia both serve as real examples that demonstrate the potential of an “alternative” internet for Fuchs. Though these Wiki platforms are not ideal they contain within themselves the seeds for their own adaptive development (“WikiLeaks is its own alternative”—232), and serve for Fuchs as proof that the internet can move in a direction akin to a “commons.” As Fuchs puts it, “the primary political task for concerned citizens should therefore be to resist the commodification of everything and to strive for democratizing the economy and the internet” (248), a goal he sees as at least partly realized in Wikipedia.

    While the outlines of the internet’s future may seem to have been written already, Fuchs’s book is an argument in favor of the view that the code can still be altered. A different future relies upon confronting the reality of the online world as it currently is and recognizing that the battles waged for control of the internet are proxy battles in the conflict between capitalism and an alternative approach. In the conclusion of the book Fuchs eloquently condenses his view and the argument that follows from it in two simple sentences: “A just society is a classless society. A just internet is a classless internet” (257). It is a sentiment likely to spark an invigorating discussion, be it in a classroom, at a kitchen table, or in a café.

    * * *

    While Social Media: A Critical Introduction is clearly intended as a text book (each chapter ends with a “recommended readings and exercises” section), it is written in an impassioned and engaging style that will appeal to anyone who would like to see a critical gaze turned towards social media. Fuchs structures his book so that his arguments will remain relevant even if some of the platforms about which he writes vanish. Even the chapters in which Fuchs focuses on a specific platform are filled with larger arguments that transcend that platform. Indeed one of the primary strengths of Social Media is that Fuchs skillfully uses the familiar examples of social media platforms as a way of introducing the reader to complex theories and thinkers (from Marx to Habermas).

    Whereas Fuchs accuses some other scholars of subtly hiding their ideological agendas, no such argument can be made regarding Fuchs himself. Social Media is a Marxist critique of the major online platforms—not simply because Fuchs deploys Marx (and other Marxist theorists) to construct his arguments, but because of his assumption that the desirable alternative for the internet is part and parcel of a desirable alternative to capitalism. Such a sentiment can be found at several points throughout the book, but is made particularly evident by lines such as these from the book’s conclusion: “There seem to be only two options today: (a) continuance and intensification of the 200-year-old barbarity of capitalism or (b) socialism” (259)—it is a rather stark choice. It is precisely due to Fuchs’s willingness to stake out, and stick to, such political positions that this text is so effective.

    And yet, it is the very allegiance to such positions that also presents something of a problem. While much has been written of late—in the popular press in addition to by scholars—regarding issues of privacy and surveillance, Fuchs’s arguments about the need to consider users as exploited workers will likely strike many readers as new, and thus worthwhile in their novelty if nothing else. Granted, to fully go along with Fuchs’s critique requires readers to already be in agreement or at least relatively sympathetic with Fuchs political and ethical positions. This is particularly true as Fuchs excels at making an argument about media and technology, but devotes significantly fewer pages to ethical argumentation.

    The lines (quoted earlier) “A just society is a classless society. A just internet is a classless internet” (257) serve as much as a provocation as a conclusion. For those who ascribe to a similar notion of “a just society” Fuchs book will likely function as an important guide to thinking about the internet; however, to those whose vision of “a just society” is fundamentally different from his, Fuchs’s book may be less than convincing. Social Media does not present a complete argument about how one defines a “just society.” Indeed, the danger may be that Fuchs’s statements in praise of a “classless society” may lead to some dismissing his arguments regarding the way in which the internet has replicated a “class society.” Likewise, it is easy to imagine a retort being offered that the new platforms of “the sharing economy” represent the birth of this “classless society” (though it is easy to imagine Fuchs pointing out, as have other critics from the left, that the “sharing economy” is simply more advertising lingo being used to hide the same old capitalist relations). This represents something of a peculiar challenge when it comes to Social Media, as the political commitment of the book is simultaneously what makes it so effective and that which threatens the book’s potential political efficacy.

    Thus Social Media presents something of a conundrum: how effective is a critical introduction if its conclusion offers a heads-and-tails choice between “barbarity of capitalism or…socialism”? Such a choice feels slightly as though Fuchs is begging the question. While it is curious that Fuchs does not draw upon critical theorists’ writings about the culture industry, the main issues with Social Media seem to be reflections of this black-and-white choice. Thus it is something of a missed chance that Fuchs does not draw upon some of the more serious critics of technology (such as Ellul or Mumford)—whose hard edged skepticism would nevertheless likely not accept Fuchs’s Marxist orientation. Such thinkers might provide a very different perspective on the choice between “capitalism” and “socialism”—arguing that “technique” or “the megamachine” can function quite effectively in either. Though Fuchs draws heavily upon thinkers in the Marxist tradition it may be that another set of insights and critiques might have been gained by bringing in other critics of technology (Hans Jonas, Peter Kropotkin, Albert Borgmann)—especially as some of these thinkers had warned that Marxism may overvalue the technological as much as capitalism does. This is not to argue in favor of any of these particular theorists, but to suggest that Fuchs’s claims would have been strengthened by devoting more time to considering the views of those who were critical of technology, capitalism and of Marxism. Social Media does an excellent job of confronting the ideological forces on its right flank; it could have benefited from at least acknowledging the critics to its left.

    Two other areas that remain somewhat troubling are in regards to Fuchs’s treatment of Wiki platforms and of the materiality of technology. The optimism with which Fuchs approaches WikiLeaks and Wikipedia is understandable given the dourness with which he approaches the corporate platforms, and yet his hopes for them seem somewhat exaggerated. Fuchs claims “Wikipedians are prototypical contemporary communists” (243), partially to suggest that many people are already engaged in commons based online activities and yet it is an argument that he simultaneously undermines by admitting (importantly) the fact that Wikipedia’s editor base is hardly representative of all of the platform’s users (it’s back to the “white boys with toys who love their toys”), and some have alleged that putatively structureless models of organization like Wikipedia’s actually encourage oligarchical forms of order. Which is itself not to say anything about the role that editing “bots” play on the platform or the degree to which Wikipedia is reliant upon corporate platforms (like Google) for promotion. Similarly, without ignoring its value, the example of WikiLeaks seems odd at a moment when the organization seems primarily engaged in a rearguard self-defense whilst the leaks that have generated the most interest of late has been made to journalists at traditional news sources (Edward Snowden’s leaks to Glenn Greenwald, who was writing for The Guardian when the leaks began).

    The further challenge—and this is one that Fuchs is not alone in contending with—is the trouble posed by the materiality of technology. An important aspect of Social Media is that Fuchs considers the often-unseen exploitation and repression upon which the internet relies: miners, laborers who build devices, those who recycle or live among toxic e-waste. Yet these workers seem to disappear from the arguments in the later part of the book, which in turn raises the following question: even if every social media platform were to be transformed into a non-profit commons-based platform that resists surveillance, manipulation, and the exploitation of its users, is such a platform genuinely just if to use it one must rely on devices whose minerals were mined in warzones, assembled in sweatshops, and which will eventually go to an early grave in a toxic dump? What good is a “classless (digital) society” without a “classless world?” Perhaps the question of a “capitalist internet” is itself a distraction from the fact that the “capitalist internet” is what one gets from capitalist technology. Granted, given Fuchs’s larger argument it may be fair to infer that he would portray “capitalist technology” as part of the problem. Yet, if the statement “a just society is a classless society” is to be genuinely meaningful than this must extend not just to those who use a social media platform but to all of those involved from the miner to the manufacturer to the programmer to the user to the recycler. To pose the matter as a question, can there be participatory (digital) democracy that relies on serious exploitation of labor and resources?

    Social Media: A Critical Introduction provides exactly what its title promises—a critical introduction. Fuchs has constructed an engaging and interesting text that shows the continuing validity of older theories and skillfully demonstrates the way in which the seeming newness of the internet is itself simply a new face on an old system. While Fuchs has constructed an argument that resolutely holds its position it is from a stance that one does not encounter often enough in debates around social media and which will provide readers with a range of new questions with which to wrestle.

    It remains unclear in what ways social media will develop in the future, but Christian Fuchs’s book will be an important tool for interpreting these changes—even if what is in store is more “barbarity.”
    _____

    Zachary Loeb is a writer, activist, librarian, and terrible accordion player. He earned his MSIS from the University of Texas at Austin, and is currently working towards an MA in the Media, Culture, and Communications department at NYU. His research areas include media refusal and resistance to technology, ethical implications of technology, alternative forms of technology, and libraries as models of resistance. Using the moniker “The Luddbrarian” Loeb writes at the blog librarianshipwreck. He previously reviewed The People’s Platform by Astra Taylor for boundary2.org.
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  • Three Models of Emergency Politics

    Three Models of Emergency Politics

    Tahir Square during protests

    by Bonnie Honig
    ~

    This article presents three models of emergency politics—deliberative (Elaine Scarry), promiscuous (Douglas Crimp), and legalist (Louis Freeland Post)—and assesses their promise and limits for democratic theory and practice. Emergency politics names not the friend/enemy decisionism of Carl Schmitt but rather the idea that emergency may be taken to promote a focus not just on survival but also on sur-vivance—a future-oriented practice of countersovereignty. One model of this alternative form of emergency politics can be found in the Slow Food movement, which incorporates elements from all three models and embraces the paradox of politics that underwrites democratic politics in general.

    Read the full essay here.

    Summer 2014

    Summer 2014


    Feature Image: Tahir Square during protests in February 2011.

  • From the Decision to the Digital

    From the Decision to the Digital

    Laruelle: Against the Digital

    a review of Alexander R. Galloway, Laruelle: Against the Digital

    by Andrew Culp

    ~
    Alexander R. Galloway’s forthcoming Laruelle: Against the Digital is a welcome and original entry in the discussion of French theorist François Laruelle’s thought. The book is at once both pedagogical and creative: it succinctly summarizes important aspects of Laruelle’s substantial oeuvre by placing his thought within the more familiar terrain of popular philosophies of difference (most notably the work of Gilles Deleuze and Alain Badiou) and creatively extends Laruelle’s work through a series of fourteen axioms.

    The book is a bridge between current Anglophone scholarship on Laruelle, which largely treats Laruelle’s non-standard philosophy through an extension of problematics common to contemporary continental philosophy (Mullarkey 2006, Mullarkey and Smith 2012, Smith 2013, Gangle 2013, Kolozova 2014), and such scholarship’s maturation, which blazes new territory because it takes thought to be “an exercise in perpetual innovation” (Brassier 2003, 25). As such, Laruelle: Against the Digital stands out from other scholarship in that it is not primarily a work of exposition or application of the axioms laid out by Laruelle. This approach is apparent from the beginning, where Galloway declares that he is not a foot soldier in Laruelle’s army and he does not proceed by way of Laurelle’s “non-philosophical” method (a method so thoroughly abstract that Laruelle appears to be the inheritor of French rationalism, though in his terminology, philosophy should remain only as “raw material” to carry thinking beyond philosophy’s image of thought). The significance of Galloway’s Laruelle is that he instead produces his own axioms, which follow from non-philosophy but are of his own design, and takes aim at a different target: the digital.

    The Laruellian Kernel

    Are philosophers no better than creationists? Philosophers may claim to hate irrationalist leaps of faith, but Laruelle locates such leaps precisely in philosophers’ own narcissistic origin stories. This argument follows from Chapter One of Galloway’s Laruelle, which outlines how all philosophy begins with the world as ‘fact.’ For example: the atomists begin with change, Kant with empirical judgment, and Fichte with the principle of identity. And because facts do not speak for themselves, philosophy elects for itself a second task — after establishing what ‘is’ — inventing a form of thought to reflect on the world. Philosophy thus arises out of a brash entitlement: the world exists to be thought. Galloway reminds us of this through Gottfried Leibniz, who tells us that “everything in the world happens for a specific reason” (and it is the job of philosophers to identify it), and Alfred North Whitehead, who alternatively says, “no actual entity, then no reason” (so it is up to philosophers to find one).

    For Laruelle, various philosophies are but variations on a single approach that first begins by positing how the world presents itself, and second determines the mode of thought that is the appropriate response. Between the two halves, Laruelle finds a grand division: appearance/presence, essence/instance, Being/beings. Laruelle’s key claim is that philosophy cannot think the division itself. The consequence is that such a division is tantamount to cheating, as it wills thought into being through an original thoughtless act. This act of thoughtlessly splitting of the world in half is what Laruelle calls “the philosophical decision.”

    Philosophy need not wait for Laruelle to be demoted, as it has already done this for itself; no longer the queen of the sciences, philosophy seems superfluous to the most harrowing realities of contemporary life. The recent focus on Laruelle did indeed come from a reinvigoration of philosophy that goes under the name ‘speculative realism.’ Certainly there are affinities between Laruelle and these philosophers — the early case was built by Ray Brassier, who emphasizes that Laruelle earnestly adopts an anti-correlationalist position similar to the one suggested by Quentin Meillassoux and distances himself from postmodern constructivism as much as other realists, all by positing the One as the Real. It is on the issue of philosophy, however, that Laruelle is most at odds with the irascible thinkers of speculative realism, for non-philosophy is not a revolt against philosophy nor is it a patronizing correction of how others see reality. 1 Galloway argues that non-philosophy should be considered materialist. He attributes to Laruelle a mix of empiricism, realism, and materialism but qualifies non-philosophy’s approach to the real as not a matter of the givenness of empirical reality but of lived experience (vécu) (Galloway, Laruelle, 24-25). The point of non-philosophy is to withdraw from philosophy by short-circuiting the attempt to reflect on what supposedly exists. To be clear: such withdrawal is not an anti-philosophy. Non-philosophy suspends philosophy, but also raids it for its own rigorous pursuit: an axiomatic investigation of the generic. 2

    From Decision to Digital

    A sharp focus on the concept of “the digital” is Galloway’s main contribution — a concept not in the forefront of Laruelle’s work, but of great interest to all of us today. Drawing from non-philosophy’s basic insight, Galloway’s goal in Laruelle is to demonstrate the “special connection” shared by philosophy and digital (15). Galloway asks his readers to consider a withdrawal from digitality that is parallel to the non-philosophical withdrawal from philosophy.

    Just as Laruelle discovered the original division to which philosophy must remain silent, Galloway finds that the digital is the “basic distinction that makes it a possible to make any distinction at all” (Laruelle, 26). Certainly the digital-analog opposition survives this reworking, but not as one might assume. Gone are the usual notions of online-offline, new-old, stepwise-continuous variation, etc. To maintain these definitions presupposes the digital, or as Galloway defines it, “the capacity to divide things and make distinctions between them” (26). Non-philosophy’s analogy for the digital thus becomes the processes of distinction and decision themselves.

    The dialectic is where Galloway provocatively traces the history of digitality. This is because he argues that digitality is “not so much 0 and 1” but “1 and 2” (Galloway, Laruelle, 26). Drawing on Marxist definitions of the dialectical process, he defines the movement from one to two as analysis, while the movement from two to one is synthesis (26-27). In this way, Laruelle can say that, “Hegel is dead, but he lives on inside the electric calculator” (Introduction aux sciences génériques, 28, qtd in Galloway, Laruelle, 32). Playing Badiou and Deleuze off of each other, as he does throughout the book, Galloway subsequently outlines the political stakes between them — with Badiou establishing clear reference points through the argument that analysis is for leftists and synthesis for reactionaries, and Deleuze as a progenitor of non-philosophy still too tied to the world of difference but shrewd enough to have a Spinozist distaste for both movements of the dialectic (Laruelle, 27-30). Galloway looks to Laruelle to get beyond Badiou’s analytic leftism and Deleuze’s “Spinozist grand compromise” (30). His proposal is a withdrawal in the name of indecision that demands abstention from digitality’s attempt to “encode and simulate anything whatsoever in the universe” (31).

    Insufficiency

    Insufficiency is the idea into which Galloway sharpens the stakes of non-philosophy. In doing so, he does to Laruelle what Deleuze does to Spinoza. While Deleuze refashions philosophy into the pursuit of adequate knowledge, the eminently practical task of understanding the conditions of chance encounters enough to gain the capacity to influence them, Galloway makes non-philosophy into the labor of inadequacy, a mode of thought that embraces the event of creation through a withdrawal from decision. If Deleuze turns Spinoza into a pragmatist, then Galloway turns Laruelle into a nihilist.

    There are echoes of Massimo Cacciari, Giorgio Agamben, and Afro-pessimism in Galloway’s Laruelle. This is because he uses nihilism’s marriage of withdrawal, opacity, and darkness as his orientation to politics, ethics, and aesthetics. From Cacciari, Galloway borrows a politics of non-compromise. But while the Italian Autonomist Marxist milieu of which Cacciari’s negative thought is characteristic emphasizes subjectivity, non-philosophy takes the subject to be one of philosophy’s dirty sins and makes no place for it. Yet Galloway is not shy about bringing up examples, such as Bartleby, Occupy, and other figures of non-action. Though as in Agamben, Galloway’s figures only gain significance in their insufficiency. “The more I am anonymous, the more I am present” Galloway repeats from Tiqqun to axiomatically argue the centrality of opacity (233-236). There is also a strange affinity between Galloway and Afro-pessimists, who both oppose the integrationist tendencies of representational systems ultimately premised on the exclusion, exploitation, and elimination of blackness. In spite of potential differences, they both define blackness as absolute foreclosure to being; from which, Galloway is determined to “channel that great saint of radical blackness, Toussaint Louveture,” in order to bring about a “cataclysm of human color” through the “blanket totality of black” that “renders color invalid” and brings about “a new uchromia, a new color utopia rooted in the generic black universe” (188-189). What remains an open question is: how does such a formulation of the generic depart from the philosophy of difference’s becoming-minor, whereby the liberation must first pass through the figures of the woman, the fugitive, and the foreigner?

    Actually Existing Digitality

    One could read Laruelle not as urging thought to become more practical, but to become less so. Evidence for such a claim comes in his retreat to dense abstract writing and a strong insistence against providing examples. Each is an effect of non-philosophy’s approach, which is both rigorous and generic. Although possibly justified, there are those who stylistically object to Laruelle for taking too many liberties with his prose; most considerations tend make up for such flights of fancy by putting non-philosophy in communication with more familiar philosophies of difference (Mullarkey 2006; Kolozova 2014). Yet the strangeness of the non-philosophical method is not a stylistic choice intended to encourage reflection. Non-philosophy is quite explicitly not a philosophy of difference — Laruelle’s landmark Philosophies of Difference is an indictment of Hegel, Heidegger, Nietzsche, Derrida, and Deleuze. To this end, non-philosophy does not seek to promote thought through marginality, Otherness, or any other form of alterity.

    Readers who have henceforth been frustrated with non-philosophy’s impenetrability may be more attracted to the second part of Galloway’s Laruelle. In part two, Galloway addresses actually existing digitality, such as computers and capitalism. This part also includes a contribution to the ethical turn, which is premised on a geometrically neat set of axioms whereby ethics is the One and politics is the division of the One into two. He develops each chapter through numerous examples, many of them concrete, that helps fold non-philosophical terms into discussions with long-established significance. For instance, Galloway makes his way through a chapter on art and utopia with the help of James Turrell’s light art, Laruelle’s Concept of Non-Photography, and August von Briesen’s automatic drawing (194-218). The book is over three hundred-pages long, so most readers will probably appreciate the brevity of many of the chapters in part two. The chapters are short enough to be impressionistic while implying that treatments as fully rigorous as what non-philosophy often demands may be much longer.

    Questions

    While his diagrammatical thinking is very clear, I find it more difficult to determine during Galloway’s philosophical expositions whether he is embracing or criticizing a concept. The difficulty of such determinations is compounded by the ambivalence of the non-philosophical method, which adopts philosophy as its raw material while simultaneously declaring that philosophical concepts are insufficient. My second fear is that while Galloway is quite adept at wielding his reworked concept of ‘the digital,’ his own trademark rigor may be lost when taken up by less judicious scholars. In particular, his attack on digitality could form the footnote for a disingenuous defense of everything analog.

    There is also something deeper at stake: What if we are in the age of non-representation? From the modernists to Rancière and Occupy, we have copious examples of non-representational aesthetics and politics. But perhaps all previous philosophy has only gestured at non-representational thought, and non-philosophy is the first to realize this goal. If so, then a fundamental objection could be raised about both Galloway’s Laruelle and non-philosophy in general: is non-philosophy properly non-thinking or is it just plain not thinking? Galloway’s axiomatic approach is a refreshing counterpoint to Laruelle’s routine circumlocution. Yet a number of the key concepts that non-philosophy provides are still frustratingly elusive. Unlike the targets of Laruelle’s criticism, Derrida and Deleuze, non-philosophy strives to avoid the obscuring effects of aporia and paradox — so is its own use of opacity simply playing coy, or to be understood purely as a statement that the emperor has no clothes? While I am intrigued by anexact concepts such as ‘the prevent,’ and I understand the basic critique of the standard model of philosophy, I am still not sure what non-philosophy does. Perhaps that is an unfair question given the sterility of the One. But as Hardt and Negri remind us in the epigraph to Empire, “every tool is a weapon if you hold it right.” We now know that non-philosophy cuts — what remains to be seen, is where and how deeply.
    _____

    Andrew Culp is a Visiting Assistant Professor of Rhetoric Studies at Whitman College. He specializes in cultural-communicative theories of power, the politics of emerging media, and gendered responses to urbanization. In his current project, Escape, he explores the apathy, distraction, and cultural exhaustion born from the 24/7 demands of an ‘always-on’ media-driven society. His work has appeared Radical Philosophy, Angelaki, Affinities, and other venues.

    _____

    Notes

    1. There are two qualifications worth mentioning: first, Laruelle presents non-philosophy as a scientific enterprise. There is little proximity between non-philosophy’s scientific approach and other sciences, such as techno-science, big science, scientific modernity, modern rationality, or the scientific method. Perhaps it is closest to Althusser’s science, but some more detailed specification of this point would be welcome.
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    2. Galloway lays out the non-philosophy of generic immanence, The One, in Chapter Two of Laruelle. Though important, Galloway’s main contribution is not a summation of Laruelle’s version of immanence and thus not the focus of this review. Substantial summaries of this sort are already available, including Mullarkey 2006, and Smith 2013.
    Back to the essay

    Bibliography

    Brassier, Ray (2003) “Axiomatic Heresy: The Non-Philosophy of François Laruelle,” Radical Philosophy 121.
    Gangle, Rocco (2013) François Laruelle’s Philosophies of Difference (Edinburgh, UK: Edinburgh University Press).
    Kolozova, Katerina (2014) Cut of the Real (New York, USA: Columbia University Press).
    Hardt, Michael and Antonio Negri (2000) Empire (Cambridge, MA: Harvard University Press).
    Laruelle, François (2010/1986) Philosophies of Difference (London, UK and New York, USA: Continuum).
    Laruelle, François (2011) Concept of Non-Photography (Falmouth, UK: Urbanomic).
    Mullarkey, John (2006) Post-Continental Philosophy (London, UK: Continuum).
    Mullarkey, John and Anthony Paul Smith (eds) (2012) Laruelle and Non-Philosophy (Edinburgh, UK: Edinburgh University Press).
    Smith, Anthony Paul (2013) A Non-Philosophical Theory of Nature (New York, USA: Palgrave Macmillan).

  • Crisis and Criticism: The Predicament of Global Modernity

    Crisis and Criticism: The Predicament of Global Modernity

    'Uighur academic Ilham Tohti sits during his trial on separatism charges in Urumqi, Xinjiang region, in this still image taken from video shot on September 17-18, 2014. REUTERS/CCTV via Reuters TV' at Reuters
    ‘Uighur academic Ilham Tohti sits during his trial on separatism charges in Urumqi, Xinjiang region, in this still image taken from video shot on September 17-18, 2014. REUTERS/CCTV via Reuters TV’ credit: Reuters

    a lecture presented at the University of Pittsburgh on September 10th, 2014

    by Arif Dirlik
    ~
    I will make a case in this discussion* for closer attention to demands on criticism thrown up by current global circumstances that are yet to be recognized in mainstream critical practice for their urgent significance. That we are living through a time of unprecedented crisis is widely acknowledged. What is less certain is whether this crisis is one of the crises endemic to the capitalist world system, an outcome of systemic transformations at work that suggest an impending hegemonic shift (with the People’s Republic of China[PRC] as the up-and-coming claimant), or a terminal crisis that signals the collapse of life as we know it as unbridled capitalist development in its various competing versions runs up against the ecological limitations of the earth.

    At the same time, the social and geo-cultural issues that have dynamized criticism for the past half century seem presently to have reached a dead-end. The drift to social division, political authoritarianism and cultural fragmentation no doubt is responsible for the apparent sense of helplessness that has become the refrain of critical work, and needs to frame discussion of the crisis of criticism. But there is also an urgent need to attend to the part played in this crisis by the failure of critical practice to update its concerns in response to changing social and global circumstances. These circumstances call for reconsideration of the conceptual and political orientations that inspired criticism in its origins in the 1960s, but are most striking presently for their seeming helplessness if not irrelevance in the face of a new global situation.

    Of special interest in my discussion are issues of culture and cultural difference at both national and global levels. The relationship between culture and criticism has been a staple for the last two decades both of postcolonial criticism and geopolitical thinking, provoked by questions pertaining to the past and present status of the hegemony of Euromodernity and Eurocentric ways of thinking. Ongoing reconfiguration of power relations globally, and emergent claims to alternative “centrisms”(and “alternative modernities”), suggest a need to recast the terms of this relationship: whether or not criticism, if it is to remain meaningful, needs to reconsider some of the intellectual and ideological impulses that have driven it since the upheavals of the 1960s. Any such consideration raises delicate political questions, which may be one fundamental reason for the reluctance to confront them. Criticism, if it is to be worthy of the name, needs to face up to these problems lest it in its silence over these questions it degenerates into complicity with emergent configurations of political power, social oppression, and cultural obscurantism.

    Central to the question of criticism are the problematic legacies of the Enlightenment as the cultural hallmark of Euromodernity, especially the issue of universalism. The Enlightenment has been credited with the achievements of Euromodernity. It also has been condemned for the latter’s destructive consequences. Its claims to universality have drawn much criticism in recent years along with the challenges to Euromodernity. As the Enlightenment also has been endowed with seminal significance as the fountainhead of critical practice, the appearance of alternative claims on modernity throws up significant questions for criticism. I take up some of these questions below.

    It is not my intention here to engage in an abstract discussion of what may constitute “criticism,” which already has been taken up by a long line of thinkers but also because too much preoccupation with abstraction often ends up in a theoretical autism that afflicts much critical writing that appears lost in the maze of its own theoretical elaborations. Suffice it to say that I understand criticism not in the routine professionalized and politically constrained sense that it appears in our educational system (as in the promise of cultivating “critical thinking”—often not very critical in what it excludes), but radical critical work that seeks to go “to the root” of things, pursues inquiry into foundations and totalities, into the very categories of analysis we deploy to grasp and explain the conditions of our existence, and throws it all back in the face of power to demand a better world. Critical work in any meaningful sense needs to be transformative in its consequences, not just in exploring more efficient functioning of the existing system but in opening its social and political assumptions to questioning and change. It seems increasingly that there is no promise on the horizon of all the things criticism seeks to achieve (including “critical thinking”), which raises painful questions about the meaning of radical criticism and what is to be expected of its further pursuit. And yet, this makes criticism not less but all the more urgent against a status quo whose promise of a bright future secured by unencumbered markets and technological innovation is not sufficient to cover over the deepening marginalization if not the threat of actual extinction of ever greater numbers of people around the world–dangers widely recognized even by those who preside over the existing system, as well as those who are responsible for its ideological sustenance.1

    * * *

    I would like to enter my discussion through a scandalous incident that took place at the recent 20th biennial meeting of the European Association of Chinese Studies (EACS). The meeting this year, hosted by the venerable universities of Minho and Coimbra in Portugal, was devoted to the exploration of the development of China studies, entitled, “From the origins of Sinology to current interdisciplinary research approaches: Bridging the past and future of Chinese Studies.” When they received their conference programs, the participants discovered that two pages had been torn out of the programs by the organizers, apparently at the insistence of Mme. Xu Lin, Director-General of the Hanban, the Peoples Republic of China (PRC) state organ in charge of the so-called Confucius Institutes, who in 2009 was appointed counselor to the State Council (the cabinet) with vice-ministerial rank, presumably in recognition of her contribution to the propaganda goals of the state. The pages torn out related to the Chiang Ching-kuo Foundation in Taiwan, which long had sponsored the EACS and, according to a report in a Taiwanese newspaper, donated 650, 000 Taiwanese yuan (around US$ 22,000.-) to this year’s meeting.2 EACS investigation of the incident also found that, according to Mme. Xu, some of the abstracts in the program “were contrary to Chinese regulations, and issued a mandatory request that mention of the support of the CCSP [Confucius China Studies Program] be removed from the Conference Abstracts. She was also annoyed at what she considered to be the limited extent of the Confucius Institute publicity and disliked the CCKF [Chiang Ching-kuo Foundation] self-presentation.”3

    This act of academic vandalism has been met with dismay, at least among those who are still capable of being shocked at the intrusion of PRC propaganda organs into the very institutional structures of academic work. If I may share with you responses from distinguished colleagues who must remain nameless since I do not have their permission to cite them by name:

    A Danish historian who long has been involved with EACS:

    Indeed, what did the organizers of the conference and the EACS have in mind when accepting such a move? It is a very hot summer in Europe, but surely no excuse for not fighting Hanban considering the very long relationship between the EACS and the CCK Foundation. As far as I have understood, the CCK Foundation did not even have any representatives present at the conference! Well, it is difficult in Europe in general fighting back Hanban’s Confucius Institutes…

    A distinguished historian of religion in China from the University of Paris, presently teaching in Hong Kong:

    Europeans are even more gutless than Americans, and clearly no less stupid. You are right: disgusting! Every book I put out in Shanghai I have to fight to get “CCK-financed” in the English acknowledgements. Impossible to put it in the Chinese version.

    A US historian of religion commenting on a news item on the conference I had posted on FB:

    Moments like these when the veil drops are precious, let’s hope it exposes some truths.

    A distinguished anthropologist from Beijing University:

    This kind of “original rudeness” has been practiced for decades as “civility.” A disgrace, urgently needing treatment.

          And after I asked him to further explain these terms:      

    by “civility” I usually refer to civilization; “original rudeness” is what I invent in English to describe the rough manners encouraged in Mao’s time and continued to be performed until now. In old and new Chinese movies, we often see those boys or girls who look really straightforward and “foolish” are more attractive to their opposite sex. To some extent, this kind of rudeness has been seen as what expresses honesty…but the bad performance from the official of Hanban might just be another thing. I would see it as stupid; but other Chinese may see it differently – some may be even proud of him[sic] we can see from this that cosmopolitan civility is still needed in China.

    I share these messages with you to convey a sense of the deep frustration among many scholars of China with their impotence against the insinuation of PRC state and propaganda organs in educational institutions in Europe and North America.4 In the case of the colleague from Beijing University, there is also embarrassment at the delinquent behavior of a government official, combined with a different kind of frustration: that the act is unlikely to make much impression on a PRC academic and popular culture that is inured to vandalism if it does not actually condone it, beginning with the Party-state itself.

    The frustration is not restricted to scholars of China. The Canadian Association of Higher Education Teachers and the American Association of University Professors have both rebuked universities in the two countries for allowing Confucius Institutes into universities and/or for their compliance with the terms set by the PRC.5 University of Chicago professors have petitioned the university administration to reconsider its agreement with the Hanban. The most thorough and eloquent criticisms of the institutes have been penned not by a China specialist but the distinguished anthropologist Marshall Sahlins.6 This broad involvement of university faculty indicates that the issues at hand go beyond Confucius Institutes or the PRC, and is revealing of accumulating frustration with significant trends that promise to end higher education as we have known it. The Institutes have been beneficiaries but also possibly the most offensive instance to date of the increasingly blatant administrative usurpation of faculty prerogatives in university governance, progressive subjection of education to business interests, and the normalization of censorship in education. At the behest of the Hanban for confidentiality, agreements over the institutes have been entered in most cases without consultation with the faculty, or at best with select faculty who, whatever the specific motivations may be in individual cases, display few qualms about complying with trends to administrative opacity or the secrecy demanded by the propaganda arm of a foreign state. The promise of the institutes to serve as bridges to business opportunities with the PRC has served as a major enticement, giving business and even local communities a stake in their acceptance and promotion, but further compromising academic autonomy. Despite all manner of self-serving protestations by those involved in the institutes, formally entered agreement to avoid issues that might conflict with so-called Chinese cultural and political norms—or whatever might “hurt the feelings of the Chinese people”—translates in practice to tacit self-censorship on questions the PRC would like to keep out of public hearing—the well-known issues of Taiwan, Tibet, June Fourth, jailed dissidents, etc., etc. It also legitimizes censorship.7

    These issues concern, or should concern, everyone who has a stake in higher education. The questions facing scholars of China are narrower in focus and more specific to disciplinary concerns, but they may be even more fundamental and far-reaching in their implications than the institutional operations of the university. Beneath mundane issues of language teaching, teacher quality, academic rigorousness lie a very important question: who controls the production of knowledge about China. Like other similar organizations, including the Chiang Ching-kuo Foundation, the Hanban has already entered the business of sponsoring research and conference in research universities. But control is another matter. Interestingly, in its very vulgarity, Xu Lin’s attempt to suppress the mention of a Taiwan competitor at an academic conference brings up this question more insistently than the sugar-coated representations of Confucius Institutes as simple providers of knowledge of Chinese language and culture to school-children, or facilitators of business. The conjoining of teaching and business in Hanban activity itself should give us pause about easy acceptance of those representations. But the problem goes deeper.

    It is a puzzle that a great many commentators in the US and Europe should be in self-denial about PRC aspirations to global hegemony when within the PRC it is a matter of ongoing conversation among Party leaders and influential opinion-makers, as well as the general public. To be sure, there is no end of speculation over elusive questions of whether or not and when the PRC might achieve global hegemony.8 But there is far less attention to the more immediate question of aspirations to hegemony—except among some on the right—possibly because it might fuel animosity and ill-feeling. It seems safer to go along with the more diplomatically innocuous official statements that all the PRC wants is equality and equal recognition, not world hegemony, even as it carves out spaces of “influence” around the globe.

    In recent years, PRC leaders have made no secret that they wish to replace the existing world order over which the US presides. At the most modest level, President Xi Jinping’s suggestion to the US President that the Pacific was big enough for the two countries to share as part of a “new great power relationship” was remarkable for its erasure of everyone else who lives within or around the Pacific. It would take the utter blindness of servile partisanship to portray PRC activity in eastern Asia, based on spurious historical claims, as anything but moves to establish regional hegemony which, John Mearsheimer has argued, is the first step in the establishment of global hegemony—a Monroe Doctrine for Eastern Asia.9 At the popular level, an obscure philosopher at the Chinese Academy of Sciences, Zhao Tingyang, has achieved fame nationally and in international power circles for his design of an alternative to the current international system based on a modernized version of the hierarchical “Under-Heaven”(Tianxia) tributary system that informed imperial China until the early twentieth century.10

    Zhao’s work is interesting because it has been acclaimed as a plausible example of the call for “IR theory with Chinese characteristics” that corresponds to the PRC’s rising status—a call that eloquently brings together knowledge-production and the search for hegemony. The prevalent obsession with tagging the phrase “Chinese characteristics” onto everything from the most mundane to the most abstractly theoretical is well-known. But it seems to have acquired some urgency with the Xi Jinping leadership’s apparent desire to regulate “Western” influence on scholarship and intellectual activity in general as part of his vaunted “China Dream” that also includes the elimination of corruption along with rival centers of power, enhancing Party prestige and control over society, and the projection of PRC hard and soft power both upon the global scene.

    The policy blueprint laid down in the landmark third plenary session of the 18th Central Committee stressed “the strengthening of propaganda powers and the establishment of a Chinese system of discourse (Zhongguo huayu xitong) to propel Chinese culture into the world at large (tuidong Zhonghua wenhua zouxiang shijie).”11 The discourse is to be constructed upon the three pillars of “the fine tradition of making Marxism Chinese,” or “socialism with Chinese characteristics,” the creation of a contemporary Chinese culture by melding the Chinese and the foreign, and the old and the new. The Xi leaderships stress on the “ninety-year” revolutionary tradition—perhaps the foundation of Party legitimacy—is not necessarily in conflict with the plans for greater integration with the global neoliberal economy, since in Party theorization of “Chinese Marxism” the content of “socialism with Chinese characteristics” is subject to change in response to changing circumstances—and in accordance with the policies of each new generation of leaders.12 While the “China dream” is the subject of ongoing discussion, Xi Jinping has made his own the long standing “dream” of the rejuvenation and renaissance of the Chinese nation as the marker of “socialism with Chinese characteristics” under his leadership. Lest this be taken to be a return to a parochial conservatism, it is important to note that discussions of “Chinese discourse” note his emphasis on “making our own the good things from others” as well as “making the old serve the present” as fundamental characteristic of “Chinese” cultural identity. It might be recalled that the latter slogan caused much distress among foreign observers during the Cultural Revolution amidst reports that peasants, taking the slogan at its word, had begun to dismantle the Great Wall to use its stones to build homes for themselves! Presently, according to President Xi, the rich products of this 5000 year old tradition should be taken out to the world to foster awareness of the universal value of a living Chinese culture that transcends spatial and temporal boundaries in its rich intellectual and artistic achievements. He also called upon Chinese scholars around the world to “tell China’s story” (Zhongguode gushi).

    A PRC expert on foreign relations and the US active in global international relations circles has provided a convenient summary of Party leaders and intellectuals’ close attention to “discursive struggles” over the last decade, beginning with the Hu Jintao leadership, and its institutional and intellectuals issues.13 The motivation, as he puts it, was to carve out a political cultural space of its own corresponding to the PRC’s rising stature as a world power:

    Although China has already joined the mainstream international community through this policy [Deng Xiaoping’s opening-up policy], one of the main findings of the paper is that China does not want to be a member of Western system. Instead, China is in the process of developing a unique type of nation-building to promote the Chinese model in the coming years.14

    The formulation of a Chinese discourse was both defensive and promotional: to defend the PRC against its portrayals as a threat to world economy and politics, but at the same time to promote an image that would enhance its reputation in the world as a counterpart to a declining US hegemony caught up in constant warfare, economic problems, cultural disintegration and waning prestige.

    It is interesting, however, that revamping the propaganda apparatus in public relations guise drew its inspiration mainly from the US example. The major inspiration was the idea of “soft power” formulated by the US scholar and one time government official Joseph Nye. US public relations practices and institutions are visible in everything from sending intellectuals out to the world to present a picture of PRC realities as the “Chinese people” perceive them to hosting international events, from publication activity in foreign languages to TV programming, from students sent abroad to students attracted to the PRC, and in the wholesale transformation of the very appearance and style of those who presented the PRC to the world. The idea of discourse was of Foucauldian inspiration, subject to much interpretation and misinterpretation. But its basic sense was quite clear. Participants in the discussion of discursive power and in its institutional formulations “all emphasize discourse as a kind of power structure and analyze the power of discourse through the lens of dominant characteristics such as culture, ideology and other norms. They consist of the ways we think and talk about a subject matter, influencing and reflecting the ways we act in relation to it. This is the basic premise of discourse theory.”15 And they all share a common goal. In the author’s own words, without editing,

    Obviously, China chooses to join the international society led by a western value held concept from thirty years ago, but it did not plan to accept completely the named “universal value concept” of the western countries, nor wish to be a member of those countries. Instead, China wishes to start from its national identity and form a world from China’s word, and insist in the development road with Chinese characteristics, so as to realize the great revival of the Chinese nation. In order to realize this century dream, China is busy drawing on its discursive power and achieving this strategy with great efforts in public diplomacy.16

    Confucius Institutes (going back to 2004) were conceived as part of this discursive struggle, with “Confucius identified as a teaching brand to promote the[sic] Chinese culture.”17 Language teaching was crucial to this task. The number of foreigners learning Chinese (“40 million” at last count) is itself a matter of pride, but the ultimate goal is the assimilation of “Chinese culture” through introduction to the language and whatever cultural resources may be available locally (from art, opera, singing and dancing to cooking and wine-tasting). It would be good to know how so-called Chinese culture is actually represented in the classroom beyond these consumer routines. To my knowledge, no one has so far been able to do a thorough ethnography of the Institutes, partly because of the opaqueness (at the “mandatory request” of Hanban) of their operations.18 One of the most interesting and probably far-reaching aspect of Hanban educational activities is to employ higher education Confucius Institutes as platforms to reach out into the community and public school classrooms. While we may only guess at the intentions behind this outreach, I think it is plausible to assume that they are not there to train future China specialists, although that, too, may happen, but to create cultural conditions where “China” ceases to be foreign, and acquires the same kind of familiarity that most people around the world have with United States cultural activity and products; at its best, to feel at home in a Chinese world. Kids in kindergarten and elementary school are more likely to be amenable to this goal than the less reliable college students!19

    Lest it seem that I am reading too much into this activity, let me recall a portrayal of an imaginary (“dreamlike?”) Chinese world by Tu Wei-ming, former Harvard professor, prominent promoter of Confucianism as a global idea, and presently founding Dean of the Institute for Advanced Humanistic Studies at Beijing University—a highly respected and influential senior intellectual. In an essay published in 1991, he offered the following as a description of what he called “cultural China”:

    Cultural China can be examined in terms of a continuous interaction of three symbolic universes. The first consists of mainland China, Taiwan, Hong Kong, and Singapore—that is, the societies populated predominantly by cultural and ethnic Chinese. The second consist of Chinese communities throughout the world, including a politically significant minority in Malaysia…and a numerically negligible minority in the United States…The third symbolic universe consists of individual men and women, such as scholars, teachers, journalists, industrialists, traders, entrepreneurs, and writers, who try to understand China intellectually and bring their conceptions of China to their own linguistic communities. For the last four decades the international discourse on cultural China has been shaped more by the third symbolic universe than by the first two combined…Sinologists in North America Japan, Europe, and increasingly Australia have similarly exercised a great deal of power in determining the scholarly agenda for cultural China as a whole.20

    “China’s rise” over the last two decades has reconfigured the geography of “cultural China,” and the dynamics of the interaction between these three “symbolic universes,” with the relocation of the “center” in mainland China which now seeks to bring the other two spheres under its hegemony. We need not view Tu’s description as some kind of blueprint in order to appreciate the valuable insight it offers into reading the contemporary situation. The PRC seeks to bring under its direct rule the Chinese societies of Hong Kong and Taiwan, with Singapore somewhat more problematic given its distance from the mainland, and this despite the fact that it served as a model for PRC development beginning in the 1990s. Chinese overseas are obviously a major target of PRC cultural activity, especially now that their numbers are being swelled by new immigrants from the PRC with considerable financial and political clout. What I have discussed above—and the Xu Lin episode—provide sufficient evidence, I think, to indicate the significance placed upon expanding the third sphere, and shaping its activities. Hegemony over the production of knowledge on China is crucial to this end.

    There is nothing particularly earth-shattering about this activity except that the PRC’s habitual conspiratorial behavior makes it seem so. We may observe that the PRC is doing what other hegemonic powers—especially the US—have done before it: recruit foreign constituencies in the expansion of cultural power. To put it in mundane terms, as the so-called “West” established its global hegemony by creating “westernized” foreigners, the PRC in search of hegemony seeks through various means to expand the sphere of “Chinized” foreigners, to use the term offered by the author of the article discussed above.21

    There has been considerable success over the last decade in promoting a positive image for the PRC globally, although it is still unclear how much of this success is due not to cultural activity but the economic lure of a fast developing economy.22 PRC analysts are quite correct to feel that this may be the opportune moment, given that the existing hegemon is mired in social division, dysfunctional political conflict, continual warfare and a seeming addiction to a culture of violence. It is also the case that the craze for what is called “development” trumps in the eyes of political leaders and large populations around the world qualms about human rights and democracy, especially where these are not major concerns to begin with.

    It is also the case that similarly to its predecessors going back to the Guomindang in the 1930s, the current PRC regime has been unable to overcome a nativist provincialism intertwined with anxieties about the future of the Communist Party that is a major obstacle to its hegemonic aspirations.23 Complaints about cultural victimization and national humiliation sit uneasily with assertions of cultural superiority and aspirations to global hegemony. Hankerings for a global “Tianxia” ignore that despite the scramble to partake of the PRC’s economic development, other nation-states are just as keen about their political sovereignty and cultural legacies as the PRC itself—just as surely as they are aware of the spuriousness of claims to genetic peacefulness when PRC leaders, with enthusiastic support from public opinion, openly declare that “national rejuvenation” includes the recapture, if necessary by violence, the domains of their imperial predecessors, and then some.24 Pursuit of the globalization of so-called “Chinese culture” is accompanied by a cultural defensiveness that tags “Chinese characteristics” to everything from the most mundane everyday practices to crucial realms of state ideology. Claims of universal value for Chinese cultural products are rendered questionable by the simultaneous denial of universality as a tool of “Western” hegemony. PRC leaders and their spokespeople officially deny any aspirations to global hegemony, needless to say, but then we might wonder what they have in mind when they accuse other powers of “obstructing China’s rise,” when those powers celebrate the PRC’s economic development on which they have become dependent, and allow its propaganda organs into their educational systems! Similarly, if the goal is not hegemony over knowledge production about “China,” why would these same leaders and their functionaries be so concerned to show the world the universal value of Chinese civilization, when that is already very much part of the global perception that has made the PRC the beneficiary of a benign Orientalism—or tear out pages of a conference program on the Chiang Ching-kuo Foundation which shares the same goal of promoting “Chinese” civilization?

    While the new “public relations” approach has yielded impressive results, discursive struggle entails more than a competition in the global cultural or “discourse market,”25 but finds expression also in the suppression of competing discourses at home and abroad. The “good things” from the outside world do not include the seven deadly sins which have been expressly forbidden as “dangerous western influences”: universal values, freedom of speech, civil society, civil rights, the historical errors of the Chinese Communist Party, crony capitalism, and judicial independence.26 While the PRC boasts a constitution, talk of matters such as “constitutional democracy” is not to be permitted.27 A prohibition against the use of terms like “democracy,” “dictatorship,” “class,” etc., has been in effect for some time and, according to a colleague from Shanghai, authorities look askance at the use even of a seemingly word like “youth” (qingnian) in titles of scholarly works. Just recently, the Institute of Modern History of the Chinese Academy of Social Sciences was chosen by the Party Central Commission for Discipline Inspection as the location from which to warn the Academy that “it had been infiltrated by foreign forces.”28 The persecution and incarceration of both Han and Minority scholars and activists who transgress against these prohibitions is a matter of daily record. The same commentator who was cited above for the reference to a “global discourse market,” writes that “basically speaking,” the prohibitions have not changed the widespread attitude of reverence in the intellectual world for things western, “the blind and superstitious following of western scholarship and theories, and entrapment in the western `discourse pitfall’ (xianjin).” People may contend all they want, she concludes, but the discourse we need is one with Chinese “airs” (fengge) that strengthens China’s “discursive power”(huayu quan).29 This translates in practice to the construction of theories (including Marxism) and historical narratives built around Chinese development (with the Party at its core) that may also serve as inspiration if not an actual model for others.

    * * *

    The case of the PRC is especially important for illustrating the challenge to knowledge production of the reconfigurations of global power, but it is by no means the only one. Arguably even more egregious than Xu Lin’s attempt at censorship at the EACS conference was the lawsuit brought against the University of Chicago scholar Wendy Doniger’s book, The Hindus: An Alternative History, for its alleged insults to Indian religion, which resulted in Penguin publishers’ agreement to pulp the copies of the book in India. The lawsuit was brought by a Dina Nath Batra whose own books, devoted to purging the study of the past of “Western cultur[al]” influences, have been compulsory reading in Gujarat under state minister, Narendra Modi, now the prime minister of India. The Modi government recently appointed as the chairman of the Indian Council of Historical Research a little-known historian also devoted to what Indian scholars describe as “the saffronization of education.”30

    If such incidents were just about censorship, we could easily ignore them as merely more vulgar and extreme cases of censorship which is not particularly novel at either the national or the global level, including in the USA. This is not to downplay their significance as threats to democracy and academic freedom globally, as they also set examples for others. Silence before such acts is to be complicit in oppressive practices.

    Nevertheless, it would be a serious mistake to allow preoccupation with these oppressive practices to distract attention from even deeper problems with long term consequences. What renders these acts truly significant are the alternative knowledge or value system in whose name the censorship is exercised. The grievances that they express are hardly to be denied. Nor may we dismiss without due consideration the alternatives they offer at a time when the existing order presided over by Euro/American hegemony shows every sign of being unsustainable materially and spiritually.

    It has been clear for some time now that “our ways of knowing” are in deep crisis. The social upheaval of the 1960s brought diverse new constituencies into educational institutions, who demanded representation both in the content of learning and its mode of delivery, which has expanded the scope of knowledge enormously but also made it more complicated than ever to determine what is and is not worth knowing. Similarly, on the global scene, postcolonial and postrevolutionary regimes that emerged from post-World War II national liberation struggles demand new kinds of knowledge that counter the erasure of their pasts and their cultural interests by colonial domination and imperialist hegemony. 31 This has been a concern all along of Chinese revolutionaries of differing stripes. The Gandhian legacy in India is even better known. The list may easily be expanded to include diverse peoples around the world, from indigenous peoples to formerly imperial entities. The colonial hubris that “progress” or “modernization” would doom to forgetfulness the pasts of the colonized or the dominated overlooked the very part colonial domination and imperial hegemony played in provoking the construction of the pasts that would serve the cause of independence and development. Those pasts have surfaced with a vengeance, insisting on their own voices in modernity, and the inclusion of their pasts in its making. Their very presence exposes the fallibility of the knowledge claims of Euromodernity, and the damage it has inflicted on nature and human societies in the very course of forcing them onto the path of “progress.” Almost by tacit common consent, it seems, modern knowledge is on trial, facing claimants who demand recognition of their various versions of how things came to be, and where they would like to see them headed.

    These claims, however, are beset by contradictions. The same processes that have opened up the intellectual space to “alternative modernities,” as they are described, also are inexorably forcing people into a common future that will allow no viable alternative—what is commonly called globalization and/or development. This is a condition that I have described as global modernity: the simultaneous integration of the world through the globalization of capital, and its fracturing along a variety of faultlines which finds expression not only in conflicts of interest but in the assertion of reified sovereign cultural identities.<sup32 The contradiction is visible also in the realm of knowledge in the denial of universality to social, political and cultural practices while endowing with nearly universal status the logic of technology and the culture of consumption. The former appear not only as endowments of nation or civilization, but also as guarantors that identity will not be lost in its globalization. This is the significance of knowledge production in support of the cultivation of those values. On the other hand, it is difficult to keep apart the two realms of knowledge, the kind of knowledge for success in the capitalist economy and the kind of knowledge necessary to the cultivation of national or civilizational identity, as the dynamic interplay between the two realms produce new demands on identity and subjectivity.33 For over a century now, Chinese thinkers and leaders have not been able to find an answer to their search for a modernity that would preserve and strengthen a “Chinese” substance with “Western” instrumentality, the famous ti-yong distinction. Indeed, I hope it is clear from my discussion above of the search for a “Chinese discursive system” that even the effort to eliminate the influence of so-called “Western discourse” resorts to a conceptual vocabulary provided by the latter. This does not mean that there are no real differences among peoples, but it does suggest that those differences be viewed at all times also through the commonalities which are also a pervasive presence.

    It seems deeply ironic that economic and to some extent social and cultural globalization should signal the end of universalism but it is not very surprising. Political universals follow the logic not of philosophy but of power and hegemony. Globalization may have been intended to complete the conquest of the globe for the capitalist modernity that for nearly half a millennium had empowered Euro/American domination. Capitalist modernity has emerged victorious, but contrary to expectations, rather than buttress the existing centers of hegemony, its benefits have gone mostly to challengers who now make their own claims on global power and hegemony, in the process denying the universality of value- and knowledge-claims that for two centuries have denied recognition to their intellectual and ethical inheritances. The denial of universality is at bottom little more than the denial of Euro/American hegemony in search of intellectual and ethical sovereignty, with the exception of the PRC whose aspirations, I have suggested, suggest not just a defensive nationalism but alternative global designs.

    It might be useful here to recall two competing metaphors that appeared in the 1990s, almost simultaneously, that have a direct bearing on this question: the “clash of civilizations,” put forward by the late Samuel Huntington, and “hybridization,” that has held a central place in postcolonial criticism.34 We can see both paradigms at work in the contemporary world, albeit in different mixes and subject to local inflections. It is interesting that both paradigms criticized Eurocentric universalism, if for different reasons. Huntington’s exclusivist culturalism led him to advocate hardened cultural boundaries for the reason that others did not or could not share the values the “West” considered universal. Postcolonial criticism, on the other hand, perceived in hybridity the possibility of rendering cultural boundaries porous as a first step in the recognition of cultures only unsuccessfully suppressed under Euromodernity, and offering the possibility of exchange and negotiation between different cultural entities once they had achieved some measure of equivalence. Radical critics have understandably been drawn to the latter alternative, and in the process ignored the appeals of the “clash” paradigm among patriotic groups, including “leftist” patriotic groups in countries like China where memories of revolutionary anti-imperialism survive the abandonment of revolution. The puzzling attraction to Carl Schmitt’s friend/enemy distinction among such groups also appears more easily comprehensible when taken in conjunction with the Huntingtonian anticipation of “clash” if and when these groups emerged from under the hegemony of “western civilization,” which they already seemed to be doing when he offered his paradigm in the early 1990s. The “clash” paradigm has insistently moved to the foreground over the last two decades. The “hybridity” paradigm is by no means dead, but its vulnerabilities have also become increasingly evident. Cultural hybrids are not “things,” as they may appear in their biological counterparts—like nectarines, as it were—but complexes of relationships and contradictions the resolution of which depends on concrete historical circumstances.35 Put bluntly, depending on context, “hybrids” may end up on the political right or the left—or anywhere on a broad spectrum of possibilities. The stress in much postcolonial criticism on hybridity along ethnic, national or “civilizational” boundaries, moreover, invites reification of these categories, distracting attention from the differences and hybridities in their very constitution. In a global environment of counterrevolutionary shift to the right—combined with nostalgia for lost imperial greatness—pressures to exclusionary culturalism along these boundaries are quite powerful despite intensifying transnationalism propelled by a globalized capitalism. This may be seen, for example, in the growth of diasporic nationalism in closer identification with nations of origin, especially in the case of countries such as the PRC, India and Turkey which have registered impressive success in their ability to employ globalization to national ends.

    What these changes imply for critical practice is worth pondering. Globalization insistently forces into one common intellectual space diverse conversations on knowledge and values. It creates commonalities but also differences that challenge assumptions of universality in hegemonic societies that long have been able to treat alternative voices as a minor nuisance. Comparisons between the present and Cold War conflicts are widely off the mark. Cold War confrontations between capitalism and socialism presupposed competing political economic spatialities, but shared common assumptions about universality. Socialism assumed national form, to be sure, but we may recall that differences between existing socialist societies were voiced in the language of “revisionism,” suggesting deviation from a political project informed by universal principles. To take the case of the Chinese revolution, when revolutionaries in the 1940s began to insist on “making Marxism Chinese”(Makesi zhuyi Zhongguohua), the project was conceived as the integration of “the universal principles of Marxism” with the concrete circumstances of Chinese society. The phrase is still commonplace in ideological discourse in postrevolutionary PRC, but more as a fading trace from the past than a meaningful guide to the future. The globalization of capitalism has abolished the competing spaces of political economy. Differences are expressed instead in claims to alternative cultural spaces. “Socialism with Chinese characteristics” is above all a cultural idea yoked to aspirations of national rejuvenation that are conspicuously suspicious of universality. To speak of “revisionism” in our day would no doubt seem farcically anachronistic. The global space capitalism claimed in the aftermath of the Cold War is already fragmenting under pressure from claims of cultural difference empowered by reconfigurations of the capitalist world economy. If universalism persists as a goal, it can no longer be phrased in the same terms as it was under the hegemony of Euromodernity, but will have to be formulated out of contemporary conversations that now include voices silenced or marginalized under the regime of Euromodernity.

    Rescuing alternative knowledge and value systems from the erasures of Euromodernity has been part and parcel of radical critical thinking since the 1960s, nourished by a very universalist belief in the possibilities of human diversity. This task is much more complicated than it may appear. What these alternative knowledge and value systems consist of has been open to question all along—whether we speak of the cultures of women, ethnicities, indigenous peoples or nations and civilizations. The “traditions” that identified nations and civilizations in Euro/American modernization discourses were reified misrepresentations of complex intellectual and cultural legacies, often with blurred boundaries between the inside and the outside. Diversity in these societies is erased by a multiculturalism that similarly identifies “authentic” cultural identity with reified traditions.

    The relationship to Euromodernity has been equally complicated. After two centuries of global revolutionary transformation, it is hardly possible to speak of East/West, Asia/Europe, Chinese/Western, etc., as if they were mutually exclusive cultural entities. The cultural identities that are attributed to Chineseness, Hinduism, Islam, or even more crudely, continental entities like Asia and Europe, are ironically legacies of Euromodern reification of these cultural entities. Their defense equally notably, draws upon the language of critical analysis that is rejected for being “Western.” Their sustenance requires not only warding off baneful “Western influences” by political fiat but also erasing or rewriting memories of their own revolutionary pasts in which those influences played crucial parts. After all, while the Communist Party of China may insist on the “Chineseness” of its Marxism, there is still a persistent reminder in the term “Marxism” of what it owes to the outside world, and the universalist vision that initially inspired its politics. Scholars of religion have argued that “religion” itself is a category that came with “the West,” along with all the other disciplinary appellations that have shaped the discourse on learning globally.

    The point here is that how we respond to claims on alternative knowledges and values—or what appears in our discourse as national or global “multiculturalism—is not simply a matter of respect for difference, or of cultural tolerance and cosmopolitanism, but is deeply political in its implications that calls for critical judgment and discrimination, not just on competing cultural claims but more profoundly the notions of culture that inform them. Radical multiculturalism driven by universal human goals that temper difference with commonality is a different matter entirely than the multiculturalism of an identity politics obsessed with difference, with little regard for commonality, the managerial multiculturalism of transnational corporations, or the consumptive multiculturalism promoted by global capitalism. The appreciation of “cultural complexity,” the porosity of cultural boundaries, and the historicity of culture that emerged from the radical struggles of the 1960s challenged the reification of culture in modernization discourse but never quite overcame it. It has retreated in intervening years before the “polyculturalism” that multi-national corporations began to promote at about the same time, which replicated the reification of culture in modernization discourse, albeit with a recognition of contemporary presence to “traditions” that hitherto had been viewed as relics of doomed historical legacies.36 “Difference,” likewise, has come to overshadow commonality as categories that inspired collective affinity and action such as class or third world solidarity” have lost their plausibility, or have been systematically discredited, along with the universalist ethic in which they were grounded.

    In her recent study, Moral Clarity, Susan Neiman writes that “the relativism that holds all moral values to be created equal is a short step from the nihilism that holds all talk of values to be superfluous.”37 We know that just as all cultural legacies and practices (including our own) are not bad, neither are they all good. We know that different cultural orientations have different motivations and consequences, so they are not all equal, without resorting to the language of good and evil. We know, or should know, that everyday life presents us with antinomies where choice seems impossible. We are all familiar with problems in the imposition of gender norms across ethnic and national boundaries. How do we respond when an elected member of the national assembly is prevented from taking her seat on account of wearing a head-dress, setting secular against democratic commitments? How do we respond when in the name of national order and security a state abuses its own citizens and intellectuals? What do we do when the identification of national culture with a set of religious precepts results in the oppression not only of its secular intellectuals but other sets of religious precepts upheld by its minority populations? Perhaps most relevant to the question at hand of critical practice, how do we respond to the bizarre proclamation of an American academic that academic freedom is a “Western” idea that should not be imposed upon others when a PRC academic loses his job for his promotion of “Western” freedoms? There are differences within differences, and dealing with them calls upon us to make choices, choices that are not just intellectual but deeply ethical and political.

    Neiman’s study is devoted to an argument for the retrieval of Enlightenment values that have been under attack for the last half century from the left, for their alleged complicity in Euro/ American imperialism and, from the right, for the secular humanism that allegedly has undermined national morality and purpose. The argument draws on the work of Jonathan Israel, who has drawn a distinction between radical and moderate Enlightenment, with the former supplying most of the values that have come to be associated with Enlightenment as such. Israel identifies the “basic principles” of radical Enlightenment as:

    democracy; racial and sexual equality; individual liberty of lifestyle; full freedom of thought, expression, and the press; eradication of religious authority from the legislative process and education; and full separation of church and state… Its universalism lies in its claim that all men have the right to pursue happiness in their own way, and think and say whatever they see fit, and no one, including those who convince others they are divinely chosen to be their master, rulers or spiritual guides, is justified in denying or hindering others in the enjoyment of rights that pertain to all men and women equally.38

    These are the same values, we might add, that are condemned by spokespeople for the PRC regime, orthodox Muslims, or fundamentalist Hindus for their incompatibility with so-called native cultures which, in their claims to cultural purity, find alibi in multi-culturalist reification of cultural identity. Among the foremost casualties of the repudiation of the Enlightenment in cultural criticism is criticism itself. In the words of the British writer, Kenan Malik,

    The issue of free speech and the giving of offence have become central to the multiculturalism debate. Speech, many argue, must be less free in a plural society. For such societies to function and be fair, we need to show respect for all cultures and beliefs. And to do so requires us to police public discourse about those cultures and beliefs, both to minimize friction between antagonistic cultures and beliefs, and to protect the dignity of individuals embedded in them. As [Tariq] Modood puts it, “If people are to occupy the same political space without conflict, they mutually have to limit the extent to which they subject each others’ fundamental beliefs to criticism.” One of the ironies of living in a plural society, it seems, is that the preservation of diversity requires us to leave less room for a diversity of views.39

    What we seem to be witnessing, I might add, is a slide to the logic of communal politics. The motivating impulse behind multi-culturalism may be the recognition of difference, but even more significant is the part it plays in producing and defining cultural identities.40

    * * *

    About a year ago, I had the pleasure of visiting a university in your neighboring state to the north at the invitation of the Department of Sociology. Over a casual dinner, some mention was made of the Enlightenment, possibly by self, as a resource for countering the seemingly worldwide drift to intellectual and cultural obscurantism. The response from one of the colleagues was swift and decisive: “there is nothing good to be said for the Enlightenment!”

    What impressed me most about this response was the categorical denial of ambiguity and historicity to the Enlightenment and its legacies that left no opening for critical engagement and dialogue. The Enlightenment presently invites criticism for endowing with universal status what were but the cultural assumptions of an emergent capitalist modernity infused with the values of its Euro/American origins. This meant by implication the denial of contemporary validity and relevance to alternative epistemologies and value-systems. In the unfolding of Euromodernity, universal reason would be captured for economic and technological rationality, and universal morality for the moral imperatives of the market economy and the nation-state. Euro/American capitalism was entangled from its origins in the colonization of known and unknown lands and peoples. Colonial modernity found ideological justification for rule over others in its claims to universal reason and morality, which made it “the white man’s burden” to rescue them from stagnant “traditions” they were mired in and usher them into modernity. Under the hegemony of Euromodernity, these assumptions have guided both politics and the production of knowledge of the world. Others—exterminated, colonized, deracinated, hegemonized—until recently have been silenced, by force if necessary but most effectively by being woven into an epistemological web designed by the hegemonic according to the dictates of Euromodernity. As a recent work puts it,

    Euro-American social theory, as writers from the south have often observed, has tended to treat modernity as though it were inseparable from Aufklarung, the rise of Enlightenment reason. Not only is each taken to be a condition of the other’s possibility, but together they are assumed to have animated a distinctively European mission to emancipate humankind from its uncivil prehistory, from a life driven by bare necessity, from the thrall of miracle and wonder, enchantment and entropy. 41

    None of this should be in dispute for anyone with an unbiased eye. What may be done about it, however, is much more problematic. Critics of the Enlightenment range from those who object to its ethnocentrism and its entanglement in colonial modernity to Tea Party ethnocentrists critical of democracy, science and secular humanism. The choices we make in dealing with the legacies of two centuries of colonial erasure and imperial hegemony are not merely intellectual, they are also profoundly political. The anti-hegemonic impulse that informs criticisms of the Enlightenment from anti-colonial anti-racist or gendered perspectives is more than matched by the service such criticism renders to political and cultural reaction and repression globally.42

    The fact that these attacks on Enlightenment culture and epistemology coincide with the globalization of capitalist modernity should give us pause about rendering the Enlightenment and Euromodernity into Siamese twins, or dissolving the one into the other.43 If Euromodernity was about Enlightenment, it was also about religious legacies the Enlightenment sought to counter that nevertheless shaped European societies, about narratives of capitalism and the nation-state. There are different possibilities in the articulation of these various narratives that shape our understanding of the emergence and consequences of the Enlightenment. Where “social theory” is concerned, too much emphasis has been placed on its Eurocentrism, obscuring its origins in the need for new ways of organizing knowledge demanded by the rise of capitalism and the nation-state. This may explain why despite criticism of its Eurocentrism, the globalization of capitalism seems inevitably to bring in its wake the disciplinary products of so-called “Western” theory.

    These relationships in their complexity deserve a more dialectical analysis that accounts for the contradictory historical relationship between the two, exemplified by Horkheimer and Adorno’s critique of Enlightenment in response to the rise of Nazi’ism and the “culture industries.”44 For all their political manipulation of human rights and democracy, capital and the capitalist state as in the US have repeatedly shown that they are no slaves to their professions of either of reason or the autonomous thinking individual, human rights and secularism—at home or abroad. If the Enlightenment could not resolve the tension between instrumental reason and a transcendent rationality, as generations of social philosophers attest to, it is also the case that instrumental reason is what matters in the pursuit of economic and political power—including the instrumentalization of human beings as labor power and consumers.45 It is not to be forgotten that to the extent Enlightenment ideals have become social realities in Euro/American societies, it was a result not of some cultural disposition but of prolonged and arduous struggles against power by constituencies from workers to women and subaltern ethnic groups. These struggles continue—now with the additional burden of resisting efforts by states and capital to roll back these past gains.

    The need to distinguish capitalist modernity and Enlightenment legacies is even more apparent presently in the case of non-EuroAmerican societies anxious to partake of the fruits of global capitalism but equally anxious to keep at arm’s length the values most commonly associated with Enlightenment legacies. The reconfiguration of global power relations with the globalization of capital has empowered challenges to the cultural hegemony of Euromodernity, opening up the ideological space to the reappraisal of Enlightenment legacies from locations where they appeared not as instruments of liberation and progress but indispensable components of an oppressive apparatus of power. The rejection of these legacies is part of a broader effort to recover cultural and intellectual identities that had been consigned to the past as dead or stagnant traditions under the regime of Euromodernity. These traditions are now called upon as resources for “alternative modernities” that account for native values and system of knowledge, be it Islam, Confucianism, Buddhism, Hinduism or the many indigenous legacies that demand recognition. The universalistic assumptions of Euromodernity are giving way, at least in the realm of thought, to alternative claims on both reason and morality.

    In praise or in condemnation, the juxtaposition of the Enlightenment as the source of Euromodernity against alternative cultural modernities inevitably produces cultural reification and reductionism, which is itself a consequence of the many encounters of modernity. It is often overlooked(if not viewed as of marginal significance) that the same Enlightenment legacies that capitalist modernity claimed for itself have also provided legitimation for struggles against the new forms labor, gender and racial oppression and exploitation took under the market economy. If Enlightenment legacies provided cultural justification for colonialism, moreover, it also offered a language of anti-colonialism that was readily assimilated by many in their struggles against European domination and capitalist modernity—not to speak of homegrown oppression and exploitation.46

    Euromodernity may have claimed possession of universal reason and morality, but what these consisted of have been subjects all along of disagreement, contention and conflict—and the considerable measure of openness that owed much to the institutionalization of dissent. Contrary to simplistic binarisms that set the vitality of modernity against the quietude of tradition, no world of thought and morality is free of dissent and disagreement, however strenuous the imposition of orthodoxy. Nevertheless, the institution of dissent as a normative principle over enforced loyalty to any ideological orthodoxy or lineage may be the distinguishing feature of Euromodernity as a cultural formation, embodied in the capitalist economy that empowered it. Neiman writes that “the Enlightenment is inherently self-critical, morally bound to examine its own assumptions with the same zeal it examines others.”47 Michel Foucault, whose influential writings have done much to reveal the complicity of Enlightenment ideals in shaping modern practices of power, wrote nevertheless that

    between the high Kantian enterprise and the little polemical professional activities that are called critique, it seems to me that there has been in the modern Western world (dating, more or less, empirically from the 15th to the 16th centuries) a certain way of thinking, speaking and acting, a certain relationship to what exists, to what one knows, to what one does, a relationship to society, to culture and also a relationship to others that we could call, let’s say, the critical attitude….critique only exists in relation to something other than itself: it is an instrument, a means for a future or a truth that it will not know or happen to be, it oversees a domain it would want to police but is unable to regulate.48

    In her commentary on Foucault’s text, “What is Critique?,” Judith Butler suggests, along lines similar to Neiman’s, that to Foucault this critical attitude, “this exposure of the limit of the epistemological field is linked with the practice of virtue, as if virtue is counter to regulation and order, as if virtue itself is to be found in the risking of established order. He is not shy about the relation here. He writes, `there is something in critique that is akin to virtue.’ And then he says something which might be considered even more surprising: `this critical attitude [is] virtue in general.’”49 Karl Marx, we may recall, felt equally virtuous in his commitment to “ruthless criticism of all that exists.”

    It should be obvious why political regimes that demand loyalty to their legitimizing principles should find this “critical attitude” undesirable or even dangerous. Attempts to establish ideological orthodoxies have been unable to withstand this combined force of economy and culture that demanded constant flexibility, innovation and criticism—including in so-called democratic societies. The Enlightenment may be the fountainhead of Euromodernity, but conflicts over its meaning are as much a defining feature of Euromodernity as loyalty to the universalism it has claimed. Legacies of the Enlightenment are visible in the very criticisms of the Enlightenment. The question, “What is Enlightenment?,” Foucault writes,

    marks the discreet entrance into the history of thought of a question that modern philosophy has not been capable of answering, but that it has never managed to get rid of, either….for two centuries now. From Hegel through Nietzsche or Max Weber to Horkheimer or Habermas, hardly any philosophy has failed to confront this same question, directly or indirectly. What, then, is this event that is called the Aufklärung and that has determined, at least in part, what we are, what we think, and what we do today?50

    The same complexity attended the reception of Enlightenment ideas outside of Euro/ America. Viewed in historical perspective, the contemporary attacks on the Enlightenment represent a reversal of the hopes Enlightenment ideals inspired for a century among intellectuals of the Global South struggling against despotism at home and imperialism abroad—and continue to do so. To be sure, Euromodern ideas and values provoked opposition among elites and populations at large for their foreignness or subversion of native values, and more often than not forced upon them.51 But they were also assimilated in one form or another by generations who were products of the encounter as sources of new visions of change that ranged from the total repudiation of “tradition” in the name of the modern to indigenized modernities that sought to translate the new values to native idiom. Liberal and socialist visions that bore upon them the imprint of the Enlightenment would trigger revolutionary changes that have launched societies globally on new trajectories of change. Indigenization itself is a two-way street: indigenizing foreign ideas to accommodate native legacies transforms not only the imported ideas but the traditions to which they are articulated. Even so-called “conservative” efforts to uphold native legacies have ended up endowing those legacies with new meanings and functions. Here, too, a distinction needs to be drawn between capitalist modernity and Enlightenment legacies, as the acceptance of one did not need automatically to acceptance of the other. Revolutions against capitalism and imperialist domination drew upon imported socialist and anarchist ideas for their legitimation. Conversely, participation in the global capitalist economy offers no guarantee of respect for freedom, democracy or human rights.

    It may be no coincidence that contemporary attacks on the Enlightenment have acquired a hearing in a literally counter-revolutionary drift globally. Ideas derivative of the Enlightenment have nourished revolutionary or more broadly progressive movements and aspirations for two centuries not just in Europe and North America but globally. The relationship of Enlightenment legacies to modern revolutionary movements is as complex as their relationships to capitalist modernity, but the entanglement of Enlightenment visions in modern revolutionary movements is one important reason for the attacks directed against it at a time of wholesale repudiation of revolutionary pasts.52 As in the PRC beginning in the 1980s, revolutions have been consigned to a “conservative” past while the mantle of progress has been transferred to an alliance of economic neoliberalism and increasingly dictatorial states aligned with global capital that nourish off cultural nationalism.53

    What needs to be underlined is that the criticism of Euromodernity is not limited to the repudiation of the hegemony of Euro/America but also targets the revolutionary pasts which appear now not as agents of progress and liberation but deviations from the proper historical paths of development. In the process, the pasts that revolutions sought to cast aside as obstacles to modernity have been revived as the sources of alternative modernities. Especially noteworthy is the mutually reinforcing relationship between liberal multiculturalism and cultural nativism or ethnocentrism that share common grounds in the criticism of Eurocentrism which is also their raison-d’etre. It is not uncommon these days to encounter attacks in the name of alternative cultural traditions and multiculturalism on legacies of academic freedom and critical thinking for being “Western” peculiarities—even as millions around the world continue to engage in political struggles to achieve those ends. This supposed “Western” peculiarity, moreover, is under attack in the “West,” as institutions avail themselves of a rising tide of censorship and surveillance to restrict free speech in accordance with the dictates of political and economic pressures.54

    Kant’s own understanding of Enlightenment is phrased it in terms that are striking for their relevance in a global political environment that seems devoted to the infantilization of populations or, in the more colorful phrasing of imperial Chinese critics of despotism, “stupid people policy” (yumin zhengce).55 The terms have been echoed repeatedly in anarchist thinking in subsequent years:

    Enlightenment is man’s emergence from his self-imposed immaturity. Immaturity is the inability to use one’s understanding without guidance from another…The guardians who have so benevolently taken over the supervision of men have carefully seen to it that the far greatest number of them (including the entire fair sex) regard taking the step to maturity as very dangerous, not to mention difficult. Having first made their domestic livestock dumb, and having carefully made sure that these docile creatures will not take a single step without the go-cart to which they have been harnessed, these guardians then show them the dangers that threaten them, should they attempt to walk alone…Thus, it is difficult for any individual man to work himself out of the immaturity that has all but become his nature…Thus a public can only attain enlightenment slowly…Nothing is required for this enlightenment, however, except freedom; and the freedom in question is the least harmful of all, namely, the freedom to use reason publicly in all matters.56

    The “freedom” Kant has in mind here is not the freedom of consumer society, which juxtaposes freedom against democracy, but the freedom to deploy reason for public ends, which is the very condition of democracy. Referring to the anarchist Rudolf Rocker, Noam Chomsky notes in a recent talk that,

    This brand of socialism, [Rocker] held, doesn’t depict “a fixed, self-enclosed social system” with a definite answer to all the multifarious questions and problems of human life, but rather a trend in human development that strives to attain Enlightenment ideals. So understood, anarchism is part of a broader range of libertarian socialist thought and action that includes the practical achievements of revolutionary Spain in 1936; reaches further to worker-owned enterprises spreading today in the American rust belt, in northern Mexico, in Egypt, and many other countries, most extensively in the Basque country in Spain; and encompasses the many cooperative movements around the world and a good part of feminist and civil and human rights initiatives. This broad tendency in human development seeks to identify structures of hierarchy, authority and domination that constrain human development, and then subject them to a very reasonable challenge: Justify yourself. 57

    Critics of Enlightenment bear the burden for explaining why Enlightenment aspirations for freedom and democracy should be inconsistent with respect for and accommodation of alternative cultural legacies rather than as the very conditions that make possible recognition of those legacies in all their richness and diversity. Colonialism, denying the “maturity” of its subjects, also denied them the freedom necessary to come into their own as political and cultural subjects. Arguments based on “ontological differences” between native traditions and democracy or freedom share with the cultural colonialism they would resist assumptions that perpetuate popular dependence on the state not merely as an organ of government but also as the arbiter of cultural identity. On the other hand, from Frantz Fanon to Edward Said, seminal critics of Eurocentrism and colonialism from what used to be called the “third world” did not see any inconsistency between asserting the rights of the colonized and Enlightenment universalism, arguably because their affirmations of anti-colonial rights and subjectivities were framed within the critique of oppression in general rather than the temptations of identity politics.58

    Like it or not, we live in a post-Euromodern world. Repudiation of Euro/American cultural hegemony is not the same as repudiating the history of Euromodernity that has transformed societies globally, launching them in new historical trajectories. At a more substantial level, the legacies of the Enlightenment continue to offer legitimation for the embrace of difference that is missing from many of the ethnocentric culturalisms that would challenge it.
    At the same time, it is equally the case that reaffirmation of Enlightenment values may no longer be phrased in the language of the historical Enlightenment but has to answer to problems thrown up in the intervening two centuries, especially the postcolonial challenge. In the words of the late Emmanuel Eze,

    In contrast to traditional theories of colonialism, critical theory in the postcolonial age, in its many facets, carries forward the promise of emancipation embodied in aspects of the Enlightenment and modernist discourses. But it also seeks to hold the processes of modernity and the European-inspired Enlightenment accountable for the false conceptual frameworks within which they produced, for example, the idea of history as something in the name of which peoples outside of the narrow spheres of Europe appeared to many European states as legitimate objects of capitalist enslavement, political conquest and economic depredation. It is in these dual intentions that the critical element in postcolonial theory is to be understood. 59

    As Chomsky’s statement suggests, Enlightenment universalism is not a given, it is a project that remains to be realized. The project is no longer just Euro/American but needs to be global—not just in scope but in inspiration, inspiration that draws not only upon different historical legacies but even more importantly on ongoing grassroots struggles for human liberation, dignity and welfare—and increasingly, it seems, for survival in the face of impending ecological catastrophe. Against contemporary reifications of culture, we may recall the eloquent words of a thinker who, ironically, has been a foremost resource for postcolonial criticism of Euromodernity:

    A national culture is not a folklore, nor an abstract populism that believes it can discover the people’s true nature. … A national culture is the whole body of efforts made by a people in the sphere of thought to describe, justify and praise the action through which that people has created itself and keeps itself in existence. 60

    National culture as Fanon conceived it was an ongoing project that drew its inspiration not from parochial yearnings for past glory, or chauvinistic fantasies of global hegemony, but from struggles for liberation driven by universally shared aspirations to justice and democracy. It was a conception that has been shared widely among those frustrated by Euromodernity’s denial of who they were, but who also found a new promise in the vision of universality it offered. The author of a recent study writes, with reference to the seminal Chinese intellectual Liang Qichao and his social democratic disciples, Zhang Dongsun and Zhang Junmai, that, they

    devised their cultural plan for constructing a new China along with their universal vision of a new world from a global perspective. …they re- discovered cultural differences (Chinese tradition) within the global system of culture and evaluated all differences by a universal standard of morality…their cultural vision can be understood in terms of “global universalism,” which denies “European universalism” but never abandons the universal itself….[they]envisioned a universal culture based on the universal human capacity for morality, and embraced Chinese culture as a local representation of this universal morality….they challenged Western universalism without falling into the traps of cultural relativism or nationalist cultural pride. 61

    These sentiments may sound quaint in a neoliberal global environment in which Social Darwinian norms and conflicts over civilizational claims are on the ascendancy, and the fate of humanity hangs in the balance. Enlightenment is at its most elusive when we may need it the most. Enlightenment universalism is not to be dismissed as merely a handmaiden of capitalist modernity or colonialism, even though its entanglements with the latter have marred its image among those who encountered it upon the banners of Euro/American imperialism. We need to recall that it was also the inspiration for radical aspirations to freedom to live and breathe in dignity. Freedom is the condition of Enlightenment, as Kant maintained, but also its goal. It may hardly be discarded for its European origins, or the foul deeds that have been perpetrated in its name, for it is an integral part of histories globally that continues to inspire struggles for human rights to existence—and democracy—against the betrayals of capital and its states. The answer to problems of public enlightenment is more enlightenment, not willing surrender to oppression and bigotry in the guise of cultural difference.

    * I am grateful to Paul Bove, Christopher Connery, Leo Douw, Russell Leong, Liu Zixu, Martin Miller, Ravi Palat, David Palumbo-Liu, and Wang Mingming for their comments on this article. They are in no way responsible for my argument(s).
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    Notes

    1. See, for example, Erik Brynjolfsson and Andrew McAfee, The Second Machine Age: Work, Progress, and Prosperity in a Time of Brilliant Technologies (New York: W.W. Norton & Co., 2014).
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    2. Shih Hsiu-chuan, “Foundation angry over EACS brochures” Taipei Times, Tuesday, July 29, 2014, (consulted 29 July 2014).
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    3. EACS, “Report: The Deletion of Pages from EACS Conference Materials in Braga(July 2014),” Issued August 1, 2014. For the report and the letter of protest (“To whom it may concern”), see, the association website, here, viewed 2 August 2014.
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    4. For a broader spectrum of China specialists, see, “The Debate Over Confucius Institutes,” in two parts, China File, 06.23.14 and 07.01.14, here (Consulted 10 August 2014). It is interesting that most of the contributors to the debate are critical of the institutes. Indeed, in this sample at any rate, the defenders are those associated with the institutes or with business. Business organizations all along have been against criticism of the PRC for fear that it will interfere with business, and also supportive of the institutes for facilitating it.
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    5. Peter Schmidt, “AAUP Rebukes Colleges for Chinese Institutes and Censures Northeastern Illinois”, The Chronicle of Higher Education, June 15 2014, (consulted 10 August 2014). It is possible, hopefully, that the arrogance of PRC functionaries is finally catching the public eye. See, “Beijing’s Propaganda Lessons”, The Wall Street Journal, August 7, 2014, (viewed 10 August 2014). Rather than accede to Hanban demands for greater control, the Lyons (France) Confucius Institute was shut down in Fall 2013.
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    6. Marshall Sahlins, “China U.”, The Nation, November 18, 2013, (viewed 10 August 2014).
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    7. Naïve and sometimes self-serving arguments that the Confucius Institutes are under the Hanban which answers to the Ministry of Education disguise the importance of the reach of the Central Propaganda Bureau into all state organs, including Party think-tanks, and especially education. For a discussion, see, David Shambaugh, “China’s Propaganda System: Institutions, Processes and Efficacy,” The China Journal, No. 57 (January 2007): 25-58. See also, Anne-Marie Brady, Marketing Dictatorship: Propaganda and Thought Work in Contemporary China (Lanham, MD: Rowman&Littlefield, 2009).
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    8. World system analysts such as Immanuel Wallerstein and the late Giovanni Arrighi long have been interested in the question of hegemonic transition. The most thorough discussion I am aware of is Giovanni Arrighi, Adam Smith in Beijing: Lineages of the 21st Century (London: Verso, 2009)
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    9. John J. Mearsheimer, “The Gethering Storm: China’s Challenge to US Power in Asia,” The Chinese Journal of International Politics, Vol. 3(2010): 381-396, pp. 387-388. Mearsheimer is absolutely correct that the PRC search for hegemony has learned a great deal from the previous US experience. We might add that over the last three decades, the PRC has persistently mimicked the US in its pursuit of power and development.
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    10. For a brief English version, see, Tingyang Zhao, “Rethinking Empire from a Chinese Concept ‘All-under-Heaven’ (Tian-xia),” Social Identities, 12.1 (2006): 29-41. The idea has found favor among some US international relations experts such as David Kang at the University of Southern California. For critical discussions, see, William A. Callahan, “Chinese Visions of World Order: Post-Hegemonic or a New Hegemony?” International Studies Review, 10(2008): 740-761; Xu Bijun, “Is Zhao’s Tianxia System Misunderstood?” Tsinghua China Law Review, Vol. 6 (January 29, 2014): 95-108; Christopher R. Hughes, “Reclassifying Chinese nationalism: the geopolitik turn,” Journal of Contemporary China, 20(71) (2011): 601-20; and, Zhang Feng, “The Tianxia System: World Order in a Chinese Utopia”, China Heritage Quarterly, No. 21 (March 2010), (consulted 31 July 2014). Works like Zhao’s are part of an ongoing effort to construct an “IR theory with Chinese characteristics,” corresponding to the PRC’s global stature. For a historically sensitive account of the concept, see, Wang Mingming, “All under heaven (tianxia): Cosmological perspectives and political ontologies in pre-modern China,” HAU: Journal of Ethnographic Theory 2(1)(2012): 337-383. For a reminder that the tributary system might not be welcome to modern nations with their claims on sovereignty, see, Amitav Acharya, “Will Asia’s Past Be Its Future,” International Security, 28.3 (Winter 2003/04): 149-164. Others, most notably pan-Islamists, have their own vision of a new world order that, similarly to tianxia, seek to transcend the nation-based order overseen by “the West.” See, Behlul Ozkan, “Turkey, Davutoglu, and the Idea of Pan-Islamism,” Survival: Global Politics and Strategy, 56.4(2014): 119-141, published online. I am grateful to Prof. Tugrul Keskin for bringing this article to my attention.
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    11. Gao Wenbing, “Rongtong gujin Zhongwai jiangou `Zhongguo huayu xitong’” (Meld old and new, Chinese and foreign; construct a `Chinese system of discourse’), Renmin ribao (People’s Daily), July 23, 2014, (consulted 2 August 2014).
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    12. For a detailed discussion, see, Arif Dirlik, “The Discourse of `Chinese Marxism.’” In Modern Chinese Religion: 1850-Present, Value Systems in Transformation, ed. Vincent Goossaert, Jan Kiely, and John Lagerwey (Leiden and Boston: Brill, forthcoming).
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    13. Kejin Zhao, “China’s Rise and Its Discursive Power Strategy” (2011?), (Viewed 2 August 2014). Zhao is a resident scholar at the Carnegie–Tsinghua Center and deputy director of Tsinghua’s center for U.S.-China relations.
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    14. Ibid., p.1
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    15. Ibid., p.2
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    16. Ibid., p. 31
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    17. Ibid., p.28
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    18. For a forthcoming project, see, Jennifer Hubbert, “The Anthropology of Confucius Institutes”, Anthropology News, 1 May 2014, (consulted 6 August 2014).
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    19. One may surmise that Confucius Institutes (and PRC students) are recruited to serve as the “eyes and ears” of officials who seem also to watch closely what happens in communities. When a US citizen of Taiwanese descent decided to have a mural on Tibet painted on a building he owned in the small town of Corvallis that is home to Oregon State University, officials from the PRC Consulate in San Francisco were dispatched to warn the mayor of consequences if the “transgression” was not stopped. See, “China asks city in Oregon to scrub mural for Tibetan, Taiwanese independence”, NBC News, Wednesday, September 12, 2012, (consulted 14 February 2014). PRC leaders are quick to take offense at outsiders’ “interference” in “China’s internal affairs,” which does not stop them from interfering in the affairs of others. Most common is the retaliation for friendly gestures toward the Dalai Lama. The Xu Lin episode is only one more example, if an egregious one, of the export of censorship. See, Elizabeth Coates, “Chinese Communist Party-backed Tech Giants Bring Censorship to the Global Stage”, TechCrunch, August 2, 2014, (consulted 7 August 2014). In spite of all this, and for all the complaints by PRC officials, the US State Department backed off from terminating the visas of “academics at university-based institutes…teaching at the elementary- and secondary-school levels” in violation of “the terms of their visas.” See, Karin Fischer, “State Department Directive Could Disrupt Teaching Activities of Campus-Based Confucius Institutes”, The Chronicle of Higher Education, May 21, 2012, (consulted 10 August 2014). According to the Wall Street Journal (see above, note 5), Confucius classrooms continue to spread in US primary and secondary schools in collusion with the administrators of the SAT.
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    20. Tu Wei-ming, “Cultural China: The Periphery as the Center,” in Tu Wei-ming(ed), The Living Tree: The Changing Meaning of Being Chinese Today (Stanford, CA: Stanford University Press, 1994), pp. 1-34, pp. 15-16.
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    21. The editors of an English-language theoretical journal recently invited members of the editorial board (all foreign) to submit discussions of the “China Dream” for a special issue. Getting well-known foreign Marxist or socialist intellectuals involved in such a discussion is of obvious symbolic significance in centering the PRC, and President Xi as a theorist. Upon inquiring about criticism of internal and external developments under President Xi, the editor honestly informed me that, yes, that might be a bit of a problem. This does not mean that there aren’t many socialists, among others, who think that the PRC’s is a socialist road, choosing to ignore the authoritarian capitalism that drives the system, the colonial policies toward minority populations, and an income gap more severe than most capitalist countries where, according to a recent report, one percent owns one-third of the national wealth. See, Xinhua Network, “1% of Chinese own one-third of national wealth: report”, 26 July 2014, (consulted 4 August 2014). It would appear that a world order dominated by corporate capitalism and oligarchy of wealth has become part of “Chinese Marxism,” and the “China Dream.” Tsinghua law professor and advciser to the government, Wang Zhenmin, recently explained that democracy had to be limited in Hong Kong in order to protect the wealthy and secure capitalist development. See, Michael Forsythe and Keith Bradsher, “On Hong Kong, Democracy and Prorecting the Rich”, The New York Times, August 29, 2014, (viewed 2 September 2014).
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    22. For further discussion, see, Arif Dirlik and Roxann Prazniak, “Social Justice, Democracy and the Politics of Development: The People’s Republic of China in Global Perspective,” International Journal of China Studies, 3.3(December 2012): 285-313.
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    23. For a recent discussion derived from a longer study, see, David Shambaugh, “The Illusion of Chinese Power”, Brookings Brief, August 18, 2014, (viewed 2 September 2014).
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    24. The reference here is to President Xi’s assertion that Chinese are genetically indisposed to aggression against others. See, “Xi: there is no gene for invasion in our blood”, China Daily, 16 May 2014, (consulted 4 August 2014). Even if it is rhetorical, the racialization of the notion of “Chineseness” in this claim is noteworthy. Now that PRC historians once again have made Mongols into part of “Chinese” history, I wonder if this includes genes of the likes of Genghis Khan. What we call “China,” of course is a product of colonization, mainly by the Han people from the north. William Callahan informs us that according to a study published by the Chinese Academy of Military Science, over three thousand years, imperial dynasties were engaged in 3756 wars, an average of 1.4 wars a year. William A. Callahan, China Dreams: Twenty Visions of the Future (Oxford, UK: Oxford University Press, 2013), p. 48. See also Callahan’s study of “national humiliation” discourse, The Pessoptimist Nation (Oxford, UK: Oxford University Press, 2010).
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    25. “Marketing” of culture has been part of these discussions on discursive power. As with the other market, the Party-state does not hesitate to step in and determine its limits. The reference here is to a recent article published in the official Party journal, Qiushi (Seeking Truth, formerly the Red Flag), Yin Xia, “Jianli Zhongguo tese huoyu tixi ji xu sixiang jiede damianji juexing” (The establishment of discourse with Chinese characteristics urgently requires broad awakening of the intellectual world), Qiushi theory network, July 22, 2014.
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    26. Benjamin Carlson, “7 things you can’t talk about in China”, globalpost, June 3, 2013. For background in the new leadership’s ideological plans, see “Document 9: A China File Translation”, 11/08/13, (consulted 6 August 2014). The prohibition has been accompanied by criticism of the hypocrisy of the US government which exports “freedom” while betraying it at home. See, “Experts: the so-called `press freedom’ is just a `beautifying tool’”, Guangming online, 30 October 2013, (consulted 7 August 2014), The experts included three academics, regulars on the IR scene, and often cited in the press: Shi Yinhong of Renmin University, Shen Dingli of Fudan University and Zhao Kejin, the author discussed above.
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    27. Chris Buckley, “China Takes Aim at Western Ideas” The New York Times, August 19, 2013, (viewed 28 August 2014).
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    28. Sharon Tiezzi, “Top Chinese Think-tank Accused of `Collusion’ with `Foreign Forces’”, The Diplomat, June 18, 2014; Adrian Wan, “Chinese Academy of Social Sciences is `infiltrated by foreign forces’: anti-graft official”, South China Morning Post, Tuesday, 15 June, 2013; and, Cary Huang, “Chill wind blows through Chinese Academy of Social Sciences”, South China Morning Post, 2 August 2014, (consulted 6 August 2014). The ideological campaign recently has been extended to major universities (Beijing, Fudan and Zhongshan). See, Vanessa Piao, “3 Universities Pledge to Uphold Party Ideals on Campus”, The New York Times, September 2, 2014, (viewed, 2 September 2014). The universities are Beijing, Fudan and Zhongshan universities.
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    29. Yin Xia, “Jianli Zhongguo tese huoyu tixi ji xu sixiang jiede damianji juexing. “Chinese airs” was the term Mao Zedong used in 1940 his seminal essay, “On New Democracy,” which inaugurated “making Marxism Chinese.”
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    30. Kim Arora, “Penguin to destroy copies of Wendy Doniger’s book, `The Hindus’”, The Times of India, Feb 11, 2014; Ritu Sharma, “Man who got Wendy Doniger pulped is `must reading’ in Gujarat schools”, The Indian Express, July 25, 2014; Pankti Dalal, “Gujarat model of using epics as facts in education”, india.com, Sunday, 27 July 2014; “Interview: Ramayana, Mahabharata Are True Accounts of the Period…Not Myths”, July 21, 2014; and Romila Thapar, “History Repeats Itself”, india today, July 21, 2014, (all consulted 5 August 2014) . The Outlook interview is with Prof. Y.S. Rao, the new Chairman, who expresses his belief that “faith and reason can go together” in historical work. Romila Thapar, one of the most distinguished Indian historians, discusses the importance of evidence, but also comments on Rao’s hostility to Marxist historiography which has made seminal contributions to Indian historiography.
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    31. For a recent example of such demands, see, Budd Hall and Rajesh Tandon, “No more enclosures: knowledge democracy and social transformation”, Open Democracy, 20 August 2014, (viewed, 20 August 2014)
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    32. Arif Dirlik, Global Modernity: Modernity in an Age of Global Capitalism (Boulder, CO: Paradigm Press, 2007).
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    33. This recalls an anectode the author was told by the late distinguished Pcific writer Epeli Hau’ofa, who was then head of the business school at the University of the South Pacific in Suva, Fiji. We have to teach our students two kinds of English, he said, World Bank English and pidgin English, one for success in the world, the other for the conduct of everyday life. The question is global. It nevertheless has to be ditingusihed according to power relations. There is a big difference between the deployment of “native” knowledge for global hegemony, and its importance for the survival of a small fragile society. Ethical neutrality may only end up in complicity with power. See, Arif Dirlik, “The Past as Legacy and Project: Postcolonial Criticism in the Perspective of Indigeneous Historicism,” American Indian Culture and Research Journal, 20.2(1996):1-31.
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    34. For “clash of civilizations,” see, Samuel P. Huntington, “The Clash of Civilizations?” Foreign Affairs 72.3 (Summer 1993): 22-49; “If not Civilizations, What? Paradigms of the Post-Cold War,” Foreign Affairs 72.5 (Nov/Dec 1993): 186-195; and, “The West Unique, Not Universal,” Foreign Affairs 75.6(Nov/Dec 1996): 28-46. These various essays were compiled and expanded in The Clash of Civilizations and the Remaking of World Order (New York: Simon and Shuster, 1996). The most thorough study of hybridity in historical perspective is Robert J.C. Young, Colonial Desire: Hybridity in Theory, Culture and Race (London, UK: Routledge, 1995). A prominent Chinese scholar who advocates similar ideas is He Chuanqi. See, “China Modernization Report 2009: The Study of Cultural Modernization”, China Development Gateway. See, also, an influential advocate of “Confucianism,” Kang Xiaoguang, “Confucianization: A Future in the Tradition,” Social Research, 73.1 (Spring 2006): 77-120. See, also, David Ownby, “Kang Xiaoguang: Social Science, Civil Society, and Confucian Religion,” China Perspectives, #4 (2009): 101-111. Kang views belief in democracy as a “superstition.
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    35. For further discussion, see, Arif Dirlik, “Bringing History Back In: Of Diasporas, Hybridities, Places and Histories,” Review of Education/Pedagogy/Cultural Studies, 21.2 (1999):95-131.
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    36. For the origins of multiculturalism in corporate managerial needs, see, Arif Dirlik, “The Postmodernization of Production and Its Organization: Flexible Production, Work and Culture,” in A. Dirlik, The Postcolonial Aura: Third World Criticism in the Age of Global Capitalism (Boulder, CO: Westview Press, 1997), pp. 186-219.
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    37. Susan Neiman, Moral Clarity: A Guide for Grown-up Idealists, revised edition (Princeton, NJ: Princeton University Press, 2009), p. 12.
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    38. Jonathan Israel, A Revolution of the Mind: Radical Enlightenment and the Intellectual Origins of Modern Democracy (Princeton, NJ: Princeton University Press, 2010), pp. vii-viii.
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    39. Kenan Malik, Multiculturalism and Its Discontents (London: Seagull Books, 2013), pp. 71-72. Indeed, any such criticism is met almost in knee-jerk fashion with charges of racism. The mutual tolerance in most cases is also less than mutual—as the example of the PRC, among others, illustrates.
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    40. Vijay Prashad, Uncle Swami: South Asians in America Today (New York: The New Press, 2012), esp. pp. 12-19, 110-114.
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    41. Jean Comaroff and John L. Comaroff, Theory from the South, Or, How Euro-America Is Evolving Toward Africa (Boulder, CO: Paradigm Publishers, 2012), p. 2. For the deployment of universalism in the service of Euro/American power, see, Immanuel Wallerstein, European Universalism: The Rhetoric of Power (New York: The New Press, 2006).
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    42. There is, moreover, a fallacy to the kind of criticism offered by Comaroff and Comaroff in the work just cited. It seems as if they would like to eat their cake, and have it, too. Bringing other perspectives into theory should not present much of a problem, even if it has become a major concern only recently. The more fundamental issue is that of theory itself, and the disciplinary organization of learning, which casts a web over our ways of knowing. If the hegemony of Enlightenment knowledge is to be challenged, that means questioning the whole enterprise of theory and disciplinary division of intellectual labor. This, of course, is the position of radical critics such as Ashis Nandy and Vine DeLoria, Jr., as well as Islamic fundamentalists and radical advocates of national learning in Chinese societies.
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    43. Anthony Appiah has observed that “attacks on `Enlightenment humanism’ have been attacks not on the universality of Enlightenment pretensions but on the Eurocentrism of their real bases. The confounding of Enlightenment and Eurocentrism is a pervasive problem. See, Kwame Anthony Appiah, The Ethics of Identity (Princeton, NJ: Princeton University Press, 2005), pp. 249-250.
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    44. Max Horkheimer and Theodor W. Adorno, The Dialectic of Enlightenment, tr. by John Cumming (New York: The Seabury Press, 1944). This devastating critique of the Enlightenment’s complicity in the rising tide of despotism in the 1930s nevertheless ends with the conclusion that “Enlightenment which is in possession of itself and coming to power can break the bounds of enlightenment.”(p. 208).
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    45. Darrow Schechter, The Critique of Instrumental Reason: From Weber to Habermas(New York: Continuum Books, 2010) for a comprehensive critical discussion.
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    46. Sankar Muthu, Enlightenment Against Empire (Princeton, NJ: Princeton University Press, 2002).
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    47. Neiman, Moral Clarity, p. 136.
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    48. Michel Foucault, “What is Critique?” in Foucault, The Politics of Truth, ed by Sylvere Lotringer (Los Angeles: Semiotext(e), 2007), pp. 41-01, p. 42.
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    49. Judith Butler, “What is Critique? An Essay on Foucault’s Virtue”, Transversal (May 2001), (consulted 10 August 2014).
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    50. Michel Foucault, “What is Enlightenment?” in The Foucault Reader, ed. By Paul Rabinow (New York: Pantheon Books, 1984), pp. 32-50, p. 32.
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    51. The disillusionment with “Western civilization” has antecedents. It was especially pronounced in the aftermath of World War I which to many represented the spiritual bankruptcy of the “West.” See, Cemil Aydin, The Politics of Anti-Westernismin in Asia: Visions of World Order in Pan-Islamic and pan-Asian Thought (New York: ColumbiaUniversity Press, 2007), and, Dominic Sachsenmaier, “Alternative Visions of World Order in the Aftermath of World War I: Global Perspectives on Chinese Approaches,” in Sebastian Conrad and Dominic Sachsenmaier eds., Competing Visions of World Order: Global Moments and Movements, 1880s-1930s (New York: Palgrave Macmillan, 2007). Ironically, such disillusionment was also a reason for the attraction to socialist alternatives, suggesting a distinction between “Western” modernity and capitalism.
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    52. Enlightenment (qimeng) has been an ongoing concern of Chinese intellectuals since the New Culture Movement of the 1910s-1920s. See, Vera Schwarcz, The Chinese Enlightenment: Intellectuals and the Legacy of the May Fourth Movement of 1919 (Berkeley, CA: Univerity of California Press, 1986); He Ganzhi, Jindai Zhongguo qimeng yundong shi (History of the Modern Chinese Enlightenment Movement) (Shanghai: no publisher, 1936); Gu Xin, Zhongguo qimende lishi tujing (Historical Prospects of the Chinese Enlightenment) (Hong Kong: Oxford University Press, 1992); and, Zhang Xudong, Chinese Modernism in the Era of Reforms Cultural Fever, Avant-garde Fiction, and the New Chinese Cinema (Durham, NC: Duke University Press, 1997).
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    53. It is also important to note that this shift is anything but spontaneous. The surge in religion has been financed by states, and encouraged by Euro/American geopolitical interests, as in the case of Islam, with explicitly anti-revolutionary intentions. Organized activity also has played a major part, as in the case for example of the Gulen movement, whose impressive use of education in popularizing its goal of an Islamic capitalist modernity compare favorably with the censorial clumsiness of Confucius Institutes. For sympathetic studies, see, Helen Rose Ebaugh, The Gulen Movement: A Sociological Analysis of a Civic Movement Rooted in Moderate Islam (Dordrecht, the Netherlands: Springer, 2010), and, Turkish Islam and the Secular State: The Gulen Movement, ed. By M. Hakan Yavuz and John L. Esposito (Syracuse, NY: Syracuse University Press, 2003).
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    54. The dismissal of the Amerindian scholar Ward Churchill from the University of Colorado for negative comments about 9/11 has been followed by ongoing efforts to restrict speech on a variety of issues, most egregiously in the US, Israel. The most recent case is that of Steven Salaita who has been “unhired” by the University of Illinois at Champagne-Urbana on the grounds of “uncivil” language in tweets that were critical of Israel. The chilling effect on criticism of a vague charge that potentially covers a broad range of speech and behavior is imaginable. See, David Palumbo-liu, “Why the `Unhiring’ of Steven Salaita Is a Threat to Academic Freedom”, The Nation, August 27, 2014, (viewed 28 August, 2014). Ironically, Salaita is also a scholar of Amerindian Studies, with an interest in settler colonialism. Settler colonialism as the experience both of Amerindians and Palestinians has received increased attention among Amerindian scholars in recent years.
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    55. Herbert Marcuse similarly referred to “the systematic moronization of children and adults alike.” See, Marcuse, “Repressive Tolerance,” in Robert Paul Wolff, Barrington Moore, Jr., Herbert Marcuse, A Critique of Pure Tolerance (Boston: Beacon Press, 1965), pp. 81-117, p. 83. “Repressive tolerance” also effectively captures the repression of diversity (as well as critical reason) by unthinking tolerance of multiculturalism!
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    56. Immanuel Kant, “An Answer to the Question: What is Enlightenment?”(1784), in Immanuel Kant, Perpetual Peace and Other Essays, tr. by Ted Humphrey (Indianapolis, IN: Hackett Publishing Co., 1983), pp. 41-48, pp. 41-42. Emphases in the original.
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    57. Noam Chomsky, “What is the Common Good?” Dewey Lecture at Columbia University, December 6, 2013, adapted for publication in Truthout, 07 January 2014, (consulted 27 April 2014). See, also, Jacques Ranciere for a view of anarchy as the condition for democracy: “Democracy first of all means this: anarchic `government’, one based on nothing other than the absence of every title to govern.” Ranciere, Hatred of Democracy (London: Verso, 2006), p. 41. In his many works, the Japanese social philosopher Kojin Karatani also has elaborated on the links between Kantian notions of Enlightenment and anarchism, especially the anarchism of Pierre-Joseph Proudhon. See, Kojin Karatani, The Structure of World History: From Modes of Production to Modes of Exchange, tr. by Michael K. Bourdaghs (Durham, NC: Duke University Press, 2014).
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    58. For a sustained philosophical argument that is as down to earth as it is analytically sharp, see, Emmanuel Chukwudi Eze, On Reason: Rationality in a World of Cultural Conflict and Racism (Durham, NC: Duke University Press, 2008). We may also recall here an observation by Ernesto Laclau on “a dimension of the relationship particularism/universalism which has generally been disregarded. The basic point is this: I cannot assert a differential identity without distinguishing it from a context, and, in the process of making the distinction, I am asserting the context at the same time. And the opposite is also true: I cannot destroy a context without destroying at the same time the identity of the particular subject who carries out the destruction.” Laclau, Emancipation(s) (London and New York: Verso, 1996), Chap. 2, “Universalism, Particularism and the Question of Identity,” p. 27. The “ontological differences” is with reference to the work of Ahmet Davutoglu, Alternative Paradigms: The Impact of Islamic and Western Weltanshauungs on Political Theory (Lanham, MD: University Press of America, 1994), p. 195, where the author describes the “Islamic paradigm” as “absolutely alternative to the Western.” Davutoglu is currently the foreign minister(and soon-to-be prime minister) of Turkey. He is an advocate of Pan-Islamic expansionism, with Turkey at the center, and for all his insistence on “ontological difference,” draws heavily on Euro/American geopolitical ideas, especially German notions of lebensraum from the early 2oth century. See, Ozkan, “Turkey, Davutoglu, and the Idea of Pan-Islamism,” op.cit., fn. 10.
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    59. Eze, On Reason, p. 183.
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    60. Frantz Fanon, The Wretched of the Earth, tr. by Constance Frrington (New York: Grove Press, 1963), p. 188.
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    61. Soonyi Lee, “Culture and Politics in Interwar China: The Two Zhangs and Chinese Socialism,” Ph.D. dissertation, Department of East Asian Studies, New York University (2014), p. 27.
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