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  • George Shulman — Interregnum not Impasse

    George Shulman — Interregnum not Impasse

    by George Shulman

    Since the 2016 election, and during Donald Trump’s Presidency as well as its violent aftermath on January 6, commentators on the left have engaged in two related debates. One has concerned the danger posed by Trump’s rhetoric and policies, by his base, and by the extra-parliamentary right. This debate involves contrasting assessments of the future of the Republican Party, and of the durability of the hegemonic center that has ruled American politics from Reagan to Obama. Running parallel is a second debate on the left, and intensified since the summer, about the meaning of the Movement for Black Lives (M4BL) and the massive inter-racial protests it organized last summer, but also about the potential of the Democratic Party as a vehicle of social change. These debates involve judgments of the character of American political culture and claims about the fluidity or rigidity of its manifest polarization. At stake are contrasting visions of our political moment. One vision, influential if not dominant, implicit if not always explicit, circulates through Democratic Socialists of America and Jacobin, and has been articulated by notable commentators like Samuel Moyn and Corey Robin in The New York Times and The New Yorker. Since 2016 it has depicted our political moment as both reflecting and continuing an ongoing impasse in politics and ideology. I support a contrasting vision, which also circulates through activist and academic circles on the left, and which depicts our moment as a fraught interregnum bearing both a real danger of an authoritarian or fascist turn, and, incipient possibilities of radical change. While the trope of impasse presumes the reconstitution of the hegemonic center ruling American politics since the 1980s, the trope of interregnum imagines both breakdown and transformation.

    I would begin by noting the elements of the orientation I am trying to capture with the trope of impasse. First, it has criticized ‘alarmism,’ and consistently minimized the sense that Trump’s presidency, his base, and the Republican Party posed dangers beyond historic patterns of harm. Second, it has minimized the extent and grip of racism, misogyny, and polarization in the political culture of whites and in general it discounts the power of political language and the potency of irrationality, in order to defend the premise that ‘common material interests’ (and demographic change) can and will underwrite a multi-racial, progressive, majority coalition. On the basis of that organizing fantasy, third, it attributes the character of the Democratic Party only to cowardice and corruption, bred by neoliberalism and elite complacency, and it has discounted how the party, as currently constituted, could undertake change more radical than tinkering. Fourth, it has imagined each party absorbing its radicalizing elements, thereby sustaining the hegemony of established elites. It expects that an ideological political center will be reconstituted, and that American politics will remain trapped in the deep structural impasse that it claims Trump merely manifested and never ruptured. The overall effect of such arguments, over the last five years, is to emphasize the undeniable inertial power of historical patterns and institutions, but diminish their contingency, fragility, and mutation. Such arguments minimize our sense of both danger and possibility, and magnify our sense of historical stasis. Though we hear an assumption that demographic change promises a brighter future, if only the Democratic Party supported truly progressive candidates, the repeated conclusion over five years is that the Trump moment and Biden’s election only continue the “interminable present”—the structural intractability and discursive paralysis—depicted by the academic left since the early 1990s.

    We cannot definitively validate, or decisively disprove, these claims and anticipations, both because “evidence” also warrants contrasting interpretations, and because assessments of the strength or weakness of a president, a movement, or a party concern objects whose character and power depend on actions that can and do remake political reality, whether by unexpectedly shattering a consensus, contesting entrenched power dynamics, or mobilizing unforeseen support. By foregrounding that sense of contingency, I would raise questions about each element or step of the “impasse talk” I am trying to identify, and propose instead how the trope of ‘interregnum’ better grasps the danger and the possibility in our recent history.

    My avowedly arguable premise is that politics cannot return to the neoliberalism and racial retrenchment of the last fifty years, and that post-Reagan conditions of political impasse cannot continue, either. Instead, I would propose that American politics has entered what Antonio Gramsci called an interregnum, in which the old gods are dying, the new ones have not yet been born, and we suffer ‘morbid symptoms.’ Though his Marxist teleology assured him which was which, we cannot be so confident about what is dying and what is emergent. For the last year manifested indigenous forms both of fascism, and of radical possibility, as enacted by M4BL and the multi-racial protests it organized and led. Each was incipient or inchoate, and each was amplified by COVID-19, one by the gross racial disparity and state abandonment, the other by manic denial of its mortal impact and political implications. Each rejected neoliberalism, each overtly named the centrality of race, each bespoke the extent to which liberal democracy has been hollowed out, each scorned the party system as failed representation, each refused the idiom of civic nationalism and its narrative of incremental progress, each depicted conditions of crisis and decisive choice. But the crystallization—or cooptation—of each emergent possibility is contingent, not only on organizing by white nationalists and abolitionists on streets, in localities, and by elections, but also on fateful choices by the Democratic Party about its policy and rhetoric.

    To anticipate, I propose that changes in both cultural landscape and party politics preclude reconstitution of the impasse that has arguably characterized American politics at least Reagan, and instead have opened an interregnum in which mobilized and antagonistic political constituencies—70% of whites, in one party, increasingly committed to minority and racial rule, facing a party increasingly committed to multi-racial democracy—see decisive choices shaping antithetical futures. If the question posed by the developments on the right is how to distinguish the danger of fascism from minority rule committed to white supremacy, the question posed by developments on the left is whether the radicalization on the streets since last summer, and danger from the right, engender a significant modification of liberal nationalism on the order of a third reconstruction. I would thus intensify both danger and possibility by amplifying the contingencies—and the rhetoric—that can interrupt, inflect, or transform inertial patterns.

    On the one hand, Trump was not repudiated in the 2020 election; he achieved a historic mobilization of working class, rural, and non-college educated voters to forge a coalition with explicit evangelical and capitalist elements, a long-sought Republican Party project, but he did so by disavowing creedal or civic nationalism, which had been the hegemonic rhetorical center that has long contained partisan difference. An explicitly anti-democratic and racially exclusionary Republican Party, no longer even evoking universalistic language, consistently won down ballot, protecting control of most states and redistricting, while retaining domination of the Supreme Court and the advantages bestowed by the constitution in the Senate and Electoral College. Roughly 70% of white voters, 40% of the electorate, deny legitimacy to the 2020 election, support the capitol invasion, and endorse not only voter suppression but overturning elections that Democrats win. Given the institutional grammar controlling elections, it is likely that a radicalized Republican Party will retake the Senate and perhaps the House in two years, and then win the Presidency in four years–unless the Biden administration produces tangible benefits clearly linked to electoral campaigns in states and nationally. Though a huge majority in public opinion polls support ‘bipartisanship,’ a default politics of ‘return to normal’ only allows the parliamentary obstruction that assures Republican electoral success. In turn, that success would cement an anti-democratic project of avowedly minority rule to protect authentic Americans from displacement, i.e. the native form of fascism that Du Bois and de Tocqueville–both seeing the imbrication of class rule, racial caste, and nationalism–called ‘democratic despotism.’ The newest iteration will amplify those inherited patterns, but in unprecedented ways it will abandon the universalist (creedal or civic) language that has both justified historic forms of domination, while also authorizing and yet containing protest against it.

    On the other hand, experience of COVID-19 and last summer’s massive protests fostered notable shifts in how whites view both endemic racism and state action, opening unexpected and perhaps unprecedented possibilities for progressive politics. What some call a third reconstruction or new New Deal is now spoken of in ways that no one could have imagined even 6 let alone 12 years ago, and yet, importantly, it is also a political necessity. For the democratic coalition that elected Biden must address the suffering and rancor, as well as the political infrastructure and constitutional bias, that sustains its adversary, or it will become an ever-losing minority party despite its majority support. But given the polarization in American political culture around race and gender, membership and immigration, the meaning of “America,” citizenship, and freedom, how can and should an openly social democratic and race-conscious approach be legitimated and narrated? That is the question of rhetoric, as Aristotle defined it: what are the available means of persuasion? Working through recent debates on the left will clarify possible answers.

    The impasse argument

    The first point of debate has been how to understand Trump’s electoral appeal and presidency, which has involved contention about naming -was Trump continuing conventional Republican goals (tax cuts and judges), or was ‘the F word’—fascism—appropriate to signal a mutation or intensification of inherited cultural and political patterns? These questions required judging the ways in which Trump simply repeated, or also modified, the white supremacy–and patriarchy–foundational in American history. One position feared the effects of ‘exceptionalizing’ Trump, which made him seem an anomaly in our history, rather than credit the racial and misogynist roots of his rhetoric and style, and rather than anchor his appearance in the failures of liberalism. The other position feared that ‘normalizing’ Trump would protect the ways that he represented a significant mutation of those historic patterns.

    Against those who used the F word to signal those departures, two different kinds of claims were made, each normalizing Trump. One claim called Trump an inherently ‘weak’ president, as evidenced by his policy failures, whereas a contrary view traced how he was repeatedly thwarted by massive political mobilization. Likewise, by defining power only by what we “do” and not also by what we “say,” Trump’s actions were cast as conventional and ineffective, whereas a contrary view traced how overt racial rhetoric, performative misogyny, and the practice of the Big Lie were transforming inherited political culture and party politics. Anxiety about ‘fascism’ was thus dismissed on the grounds that Trump did not govern like European fascists and autocrats, rather than see him in relation to recurring but also mutating forms of what Alberto Toscano called “racial fascism,” entwining cultural mobilization, popular terrorism, and state violence.

    The prevailing orientation, therefore, cast the “real” danger not as Trump or the right he was authorizing and mobilizing, but as the “alarmism,” even “hysteria” of those who used the F word. Why? Because the effect of “inflating” danger was to push the left to protect the regime of liberal democracy, as if it were the only and necessary alternative to fascism, whereas (and I agree) the failures and deep racial structure of liberalism in fact made Trump both possible and appealing. To reverse this argument’s logic, though, what is its effect?  It dismisses those who see danger and precludes taking (the idea of) danger seriously. What is thereby being protected? If there really were danger from a growing and militantly anti-democratic right increasingly occupying an established political party, and if the U.S. had entered a version of a ‘Weimar moment,’ what would that mean? The left would have to re-imagine the cultural landscape (and working class) it has fantasized, and, it would have to decide if defending even the minimal terms of liberal democracy is a necessary to protect the possibility for radical possibilities. It would have to rethink the working class subject it is invested in sanitizing, rethink its assumption that hegemonic impasse will continue, and thus rethink its relationship to the loathed liberal object on which its future may depend.

    The second point of debate involved the danger in the mobilization by the right, in increasingly networked and armed militias, in the alternate reality created by social media and FOX news, and in state and national sites of the Republican Party. The dangers have been consistently minimized by influential voices on the left, on the grounds that the extra-parliamentary right is not formally organized, and thus will be contained by the Republican Party. The capitol invasion and certification vote might have tested these claims, but influential judgment remains that the occupation ‘failed,’ as if that proved both the weakness of the right and the durability of the established order. Though the worst possible outcome did not materialize, that doesn’t mean the threat is not real and ongoing. The left faulted Biden for his fantasy of returning to normal that includes bipartisanship, but it has not traversed its own fantasy of the center holding until a progressive movement captures the Democratic Party and gains overt political power. Dramatizing a contrasting view, Richard Seymour responded to the capital invasion by inverting Marx: an “inchoate” and “incipient” fascism” has indeed appeared, as farce first; it can then reappear as tragedy. A first step has already occurred as the mobilized right has taken over and radicalized the Republican Party.

    It is not consigned to irrelevance by demographics, as too many on the left assume; rather, Trump created a template for its resurrection. Indeed, his defeat further radicalized the party, even as it retained its grip on state and local governments. Given the electoral college, the rural bias in the Senate, voter suppression, and the composition of the Supreme Court, there is every reason to expect the party to remain committed to minority rule, and to electoral viability on terms that include overturning elections that Democrats win. No establishment element in the party is available for bipartisan consensus; every incentive encourages the party to obstruct Biden’s initiatives, diminish economic recovery, and prove that government is ineffective, thereby to feed the despair and rage that enable Republican majorities in Congress in two years, and a successor to Trump in four. Autocratic rule has been averted for the moment, but merely postponed, not forestalled. Alarm seems at the least prudent, and I would argue that prudence requires defending electoral (and so, liberal) democracy, not as an idealized alternative or revered object to defend against an alien form of despotism, but as a grossly flawed framework whose declared rights and recent advances nevertheless can authorize and enable emergent radical projects of democratization to develop further.

    This broaches the third broad area of debate, concerning the character of public opinion and political culture. In simple terms, the election revealed that 72 million people, mostly white, across class lines, voted to reelect Trump–3 million more than in 2016, enough to have beaten Hillary in the popular vote and not only the electoral college. After the election, 80% of those voters remain convinced the election was stolen, a claim based on ‘disinformation’ that was taken as plausible because it confirmed prior racialized judgments about who is a legitimate citizen. Some of those voters were transactional, making a judgment on the basis of taxes and judges, but nevertheless, they knew they were voting for a candidate who refused to accept the peaceful transfer of power if he lost, as if Democrats could win only by fraud, i.e. by people of color voting. At issue is not only ‘denial of reality’ by enclosure within an alternate one, but mass investment in protecting white supremacy and patriarchy. The prevailing view of DSA and Jacobin would salvage this situation, to protect the vision of a class politics oriented by “material interest” rather than divided by the “identity politics” of race, gender, and nationalism. But for whites, class in the U.S. is lived through codes of race and gender, and by deep investments in both propertied individualism and nationalism. Indeed, a huge majority of whites has been wed to the death drive by the discourse of racial capitalism, aligning whiteness, work, and worth to masculinized self-reliance. Blocked grief at real losses has produced both the suicidal and manic features of melancholy. Rather than undergo mourning, many white men and women embraced death in the name of liberty, but they also are enraged, feel legitimized in their sense of victimization, and they are armed. The material realities of disease, precarity, and racial disparity must now include the invented reality of a stolen election, as well as the denial of reality embraced by the millions who voted for Trump. But the historic rationalism of the left, presuming the effectiveness of what Freud called the reality principle, prevents apprehension of the desires and fantasies–and so of the images and symbols–that constitute what class means in particular places and times.

    I would call our historical moment an interregnum, therefore, partly because the historic marriage of citizenship and whiteness is being regenerated, not only as militias enact historic forms of popular sovereignty and local civic power, but also as the Republican Party increasingly recruits men and women of color into a newly emergent, multiracial and not only ethnic, form of whiteness. This anti-democratic form of ‘American democracy’ defensively asserts the individualism, popular sovereignty, and nationalism once taken for granted in the civic language that wed whiteness and citizenship, but now it is severed from even the pretense of universalist ideals and appeals. This zombie politics of the undead, this resurrection of American greatness may be dismissed as farce, but it will thrive and not truly die unless its premise—in gendered and racialized forms of individualism and resentment–is addressed, and unless its constitutional scaffolding is dismantled. This challenge has also prompted debates on the left about the Democratic Party.

    The prevailing view, articulated by DSA and Jacobin, imagines a culture that is center-left in a readily accessible way, which implies that the only obstacle to a winning majority coalition is Democratic Party timidity, linked to the corrupt neo-liberalism of its established elites. If we recall that refusal to accept electoral norms has occurred before–when southern states seceded and then rejected open elections during reconstruction–it seems more plausible to say we have shifted from ‘polarization’ to a condition more like civil war, albeit so far a cold one, over antithetical visions of democracy and the future. Even if parliamentary stalemate persists, it reflects not so much structurally dictated foreclosure, as a condition of civil war whose outcome we cannot predict, because it is contingent on our action now.

    In these cultural circumstances, the Democratic Party mobilized 8 million more voters and created the basis for a multi-racial coalition with some 30% of whites, more affluent and educated than not, and people of color across class lines. DSA and Jacobin still claim that Bernie Sanders could have won the election, despite the fact that even in the primaries he could not cross the 30% threshold, because he could not gain significant support from Black and Latinix constituencies (except in Nevada). The base of the Democratic Party, Black women, rescued Biden in the primaries because they credited the depth of racism and anxiety among whites across class lines, because they valued his appeal to competence, and, I would argue, because his profound (Catholic) understanding of grief linked mourning to public service in ways that really resonated with the Black church tradition. But in turn progressives and millennials still mobilized (in ways they did not for Hillary Clinton) because so many accepted Bernie Sanders’ dire judgment that we had indeed entered a Weimar moment in which the choice was really between Trump and democracy.

    One incredible irony of our moment is thus that Biden’s reputation for moderation, his personal proximity to suffering, and his performance of a ‘common man’ version of a whiteness wed to decency not supremacy, were crucial to recruiting enough (suburban) whites to create a winning coalition with affluent progressives and people of color. Moreover, his first 100 days suggests that this persona may allow him to advance more progressive policies, perhaps a democratic version of Nixon going to China. Given our political culture, constitutional bias, and gerrymandering, the Democratic Party still needs both its moderate and its progressive wings if it is to fly, to use Cristina Beltran’s great metaphor, though this creates enormous parliamentary difficulty for progressive projects. And to complete the double bind, unless it produces benefits tangible to masses of people in the next two and four years, it is likely to be defeated electorally, but the actions that produce such benefits are likely to contradict the promises that are crucial to moderate voters.

    Interregnum and Rhetorical Possibility

    Rather than depict a durable center containing threats on the right as well as radical energies on the left, and rather than presume the readiness of working class Americans (across racial lines) to adopt a pointedly progressive political agenda, I see a darker and more dangerous situation in which a likely outcome is the victory of an openly anti-democratic Republican Party, anchored in an increasingly organized militia movement and a conspiratorial popular culture among the vast majority of whites, and recruiting enough people of color to appear nationalist rather than racist. Rather than moralize the character of the Democratic Party, I would emphasize that political culture among whites supports only some specific elements of the progressive or radical vision offered by the left, though to an uncertain degree some whites (across class lines) may be open to shifting affiliation. But tangible benefits are not self-evident in meaning and do not suffice to generate allegiance; rather, inferences from those benefits—that government can be effective for the many not the few, and that democracy is not a fraud—depends on the available means of persuasion. What are they? Which idioms might resonate, and with whom?

    The symbiosis of Trump’s presidency and his base was made possible by the conjunction of defensive nationalism, racial retrenchment, and neoliberal precarity, the dominant strands in American politics since Reagan, which set the limitations of Obama’s self-defeating and disappointing presidency. But in ways the left has not credited, this conjunction reflects the failure of prior populist and progressive projects to address how citizenship is racialized standing and capitalism is always-already racial. The repeated failure of American social reformers to sever citizenship from whiteness, to show the price that whites and not only blacks pay for white supremacy, and thereby to join a class politics to an abolition project, is the ongoing condition enabling this iteration of American-style fascism. Conversely, a politically effective and durable response to Trump and his white base must address both precarity and structural racism, as twinned not separate. Progressives must show that separating whiteness and citizenship brings tangible benefits to those disposed by zero-sum racial logic to see only loss. But we also must explain what those tangible benefits mean–narrate their meaning–in ways that reattach profoundly alienated people—not only working class whites but millennials across class and race lines—to democratic ideals and practices they understandably deem fraudulent and/or exclusionary. Those ‘values’ are not manifestly valuable in a time of rampant cynicism, but must be turned from empty nouns into active verbs by political poesis and praxis that vivifies and enlarges their historic (and limited) meaning. Politics has entered an interregnum, though, not only because of danger on the right, but also because the conjunction of COVID and M4BL organizing has created just that possibility, by linking precarity and race in democratizing ways.

    How might different ways of politically and rhetorically linking precarity and race address the danger of an emboldened and increasingly organized right? Aziz Rana, Robin Kelley, and many M4BL advocates have argued that the crisis in liberal nationalism and its creedal narrative, witnessed on the right and the left, is an opportunity to conceive a democratic politics no longer defined and contained by the nation-state. M4BL, drawing on traditions of black radicalism, is thus seen as a model of how social movements should sever projects of social justice even from a progressive version of civic nationalism and its redemptive narrative, to assemble instead coalitions that shape politics locally and influence policy nationally. On this view, radical social change requires not an over-arching national narrative, but a movement of movements, coalitions forged by transactional and strategic relations around intersecting issues, contiguous interests, and regional projects. The great benefit of this approach is to contest the settler colonialism presumed and erased by progressive versions of civic nationalism, and to instead foreground the patiently prefigurative politics that slowly but surely builds another world, a durable and vibrant res publica, within and against this one. Such ‘horizontalism’ may also offer a resilient practice of survival under conditions of a cold civil war, when political persuasion seems impossible, and mutual aid and mobilization seem paramount.

    These arguments are credible and appealing, but I fear they cede state power to a mobilized right intent on crushing sanctuary cities, anti-racism insurgency, climate change activism, queer politics, and critical race curricula, let alone social democratic attempts to increase social equality and address racial disparity. They cede state power because they relinquish a large-scale (say national) effort to seek a majoritarian hegemony on behalf of a democratic horizon of aspiration, to legitimate equality, popular power in participatory practices, and through elections and truly representative institutions. I would argue that social transformation requires more than a coalition of constituent movements, which are always at risk of acting as narrowing interest groups; it requires hegemony, to denote the symbolic legitimation and organization of political power that at once advances and protects the constituencies it brings into relation as a majoritarian formation. Such hegemony requires symbolic or figurative language, an organizing vision and historical narrative, to explain circumstances, invoke a ‘we,’ and stipulate ‘what is to be done.’ For democratic ideas and participatory practices are not self-evidently desirable or legitimate; by praxis and imaginative poesis we turn empty nouns into embodied verbs, visible realities, rhetorically compelling objects, and durable affective attachments.

    On the assumption that radical social change requires a persuasive idiom with broad appeal, my avowedly arguable proposition is for progressives to articulate a “third reconstruction” that, in Baldwinian terms, publicly reckons with the historical legacy, institutional features, and cultural meaning of white supremacy, while in Gramscian terms, symbolizes democratic renewal through a ‘national-popular’ idiom aspiring to hegemony. Because the toxic character of civic life and prevailing devaluation of public goods is inseparable from endemic racism, a third reconstruction is not only a program of ‘reparations’ directed to the ‘wealth gap’ suffered by Black communities, but is also the means and the signifier of a broadly democratic reconstitution of social life. That reconstitution requires the use of state power and public programs to break the grip of oligarchy and caste, but its democratic integrity depends on ongoing ‘movement’ in every locality and across of range of issues, to bear witness to historic injustice and present injuries, to sustain non-state infrastructures of mutual aid, to pressure elites, and to create stages on which people can see themselves assembled, enjoying civic life and public things. But as the freedman bureaus during the first reconstruction indicate, the survival, let alone vitality of any ‘democracy-from-below’ requires a state that challenges local tyrannies and supports insurgencies, which in turn requires a ‘national-popular’ idiom that shows the relevance of democratic ideas to people rightly cynical about them, and that recruits (some or enough of) those who inhabit the “non-intersecting” reality that is the legacy, not only of Trump, but of the failed liberalism that made him possible.

    Rather than recuperate the tired teleological narrative of progress, the trope of a “third” reconstruction emphasizes two prior but “splendid” failures, as Du Bois put it, to suggest a revolutionary experiment to make anew, the contingency of any victory or accomplishment, and the necessity for ongoing popular struggle with entrenched forms of power. We cannot know if such language could achieve hegemony until and if it is genuinely attempted. In this interregnum, when we do not know what is in fact dying–is it white supremacy or democratic possibility?–drawing on ‘national-popular’ or vernacular idioms seems necessary to reckon finally with the past, project a potentially common horizon, and thereby protect the very idea of a democratic, multi-racial politics. Failure does not mean a return to neo-liberal impasse, but an opening for an aspirational fascism to shift from incipience and farce to resurgence and tragedy.

     

    George Shulman teaches political theory and American Studies at the Gallatin School of New York University. In 2010, his second book, American Prophecy: Race and Redemption in American Politics, won the David Easton Award for best book in political theory. He is currently working on a book entitled Life Postmortem: Beyond Impasse.

  • Anton Jäger and Jan Overwijk — Measure or Misery: Hardt and Negri and the Multitude Twenty Years On

    Anton Jäger and Jan Overwijk — Measure or Misery: Hardt and Negri and the Multitude Twenty Years On

    This review has been peer-reviewed by the b2o editorial board.

    by Anton Jäger and Jan Overwijk

    On December 5th, 2019, London’s Conway Hall hosted an illustrious reunion. Michael Hardt and Antonio Negri – authors of the 2000 classic Empire, itinerant celebrities of the academic left – came to London to revisit their theses in a “world of Trump” (Hardt and Negri 2019a). “Twenty years on”, the announcement read, “globalization remains a central issue of our era, but commentators are conducting its postmortem, as forces across the political spectrum herald the return of national sovereignty” (Hardt and Negri 2019a). A lot had indeed changed in twenty years, the authors admitted. Across the world, evangelists of globalization found themselves in a state of retreat, embattled by Brexiteers, Orbánists, and other antiglobalists, led forth by the likes of Bolsonaro, Trump, and Duterte (Eichengreen 2018; Norris and Inglehart 2016). With supposed “populists” heading states from Budapest to Delhi, raising tariff barriers and restricting labor mobility, had Empire stood the test of time?

    There was a time when Empire occupied the center of global political theory. “Even if it doesn’t deliver the goods,” a reviewer charged in 2001, “Empire should inspire a multitude of empirical investigations and practical political projects” (Henwood 2001, 12). Others were less enthused: a member of the American LaRouchist movement described Negri as a “terrorist controller” who became “a leading ideologue of the new decasualization” (Celano 2001, 16). Despite such early pushback, the phrases deployed in Hardt and Negri’s book still occupy a stable place in the left’s vocabulary” – “multitude”, “cognitive capital”, “deterritorialization”, “post-Fordism” – and have found their way into scholarly language (Kioupkiolis 2016, 138-139). Interestingly, Hardt and Negri’s theory also seems to have been granted a paradoxical new lease on life after the failure of left populism in the 2010s. After ten years of experimenting with parties, institutions, elections, and representation the left finds itself sent back to a position resembling early 2000s horizontalism, but without facing a triumphantly cohesive neoliberal bloc.

    No thinkers provided a more trenchant diagnosis of this previous period than Hardt and Negri. Yet no thinkers also more clearly exemplified the limits of the previous horizontalist critique of the Washington Consensus than the authors of Empire – limits to which the left populist moment was all too attentive in its focus on party building and associative activity. The dogged return of the Hardt-Negri thesis thus speaks to a deeper contradiction in their oeuvre. While few theorists offered a more powerful theory of the new gods of fin de siècle capitalism – both economic and political – they had far less to say about the ‘old gods’ that stalked the neoliberal world, from the spread of general market dependence, the retrenchment of mid-century social rights, to the declining bargaining power of labor. On a surface level the hypothesis of Empire was so plausible as to be unassailable – the spreading of flexibility and creativity through the entirety of the capitalist labor market, and the digital ideologies this spawned. Hardt and Negri also offered a potent vision of the new modes of anti-representative politics that flourished on this new economic terrain, and how capital reconstituted both itself and the labor process. On a deeper level, Empire equally leaned into the most implausible of all hypotheses: that the fight for an old-style political economy and decommodification had to be abandoned for Marxism to remain viable, that old dogmas were only just that: dogmas, and that regression could be recast as progression.

    As the world returns to the squares and the “multitude” resurfaces, this article revisits the project begun with Empire. Although cognizant of the advancements and insights offered by Empire and the broader, anti-institutional mood it was part of, it claims that Hardt and Negri’s theory of the multitude, indexed to a specific understanding of capitalist logics and a Spinozist ontology, still retains a fatal ambiguity. That ambiguity deserves revisiting today, in a time when the left populism first proposed by Ernesto Laclau and Chantal Mouffe and later enacted by Podemos, La France Insoumise, and Syriza has waned and Hardt and Negri’s movementism is undergoing a revival.[1] While the 2010s swore by theorists such as Laclau and Mouffe’s “organizational” tendencies, the 2020s open a chapter continuous with Hardt and Negri’s horizon (Cunliffe 2020, 122). This article thus cautions both politically and theoretically against a hasty return to Hardt and Negri’s trilogy of four after the close of the populist decade, and urges us to move beyond it while maintaining some of its key insights. In this sense, it calls neither for uncritical acceptance nor unconditional rejection. We argue that even today still, much of value can be found in Hardt and Negri’s oeuvre, even if that value is often too one-dimensional.

    1. Metaphysics of Indistinction

    Any reckoning with Hardt and Negri’s legacy must move from the abstract to the concrete, peering at the foundations propping up the political theory: their ontology. From Empire (2000) to Commonwealth (2018), both authors understood the transition from the Fordist phase of capitalism to its post-Fordist phase primarily as one of a “multitude” coming into its own. But Hardt and Negri take this faith in the productive capacities of the global working class far beyond Mario Tronti’s (2019) original, post-operaist “reversal of perspective” (Shukaitis 2015, 3). In the 1960s, Tronti sought to correct classical Marxism’s overly strong emphasis on the autonomous development of the productive forces as the principal determinant of historical progress (Balestrini 2020). Instead of envisioning history as a chain of events in which a reactive working class pre-empts capital’s maneuvers, Tronti’s operaismo understands labor as the prime historic agent, to which capital is forced to ceaselessly respond. Post-Fordism, on this count, is not so much driven by new business opportunities for capital as by a need for capital to contain the struggle of organized labor through a new regulation regime – an endogenous, rather than an exogenous, shock. Like Boltanski and Chiapello (2007) in The New Spirit of Capitalism therefore, Hardt and Negri argue that the post-Fordist mode of regulation must be viewed as capital’s response to the revolts of May 1968. The soixante-huitards, as Paolo Virno (2004, 111) notes, demanded the abolition of wage labor but instead got the abolition of the stable job. That capital is merely a reactive force, then, does not mean that it cannot be historically effective.

    This Trontian worldview informs Hardt and Negri’s elegy to the concept of proletarian resistance. “Resistance”, Hardt and Negri write, “is actually prior to power” (2001, 360). What is distinctive about Hardt and Negri’s workerism, however, is that they do not primarily understand the agency of labor as a historical force but as an ontological power. Hence their nominal displacement: instead of “labor” or “the working class”, they speak of “the multitude”, inspired by Spinoza’s original multitudo. In its simplest formula, the multitude represents “the power to act”, an ontological principle of self-organization, a purely immanent source of “creative positivity” (Negri 1999, 79; Hardt and Negri 2009, 179-180; 2001, 61). The multitude forms the sole “constituent power”, the only creative agent that produces both itself as well as its historic antagonists, the “constituted power” that is capital, sovereignty and Empire. Capital is thus not so much a freestanding counterforce to labor but a historical aberration of the multitude itself – a “failure to realize our own power” as Benjamin Noys puts it (Noys 2010, 112; see also Hardt and Negri 2001, 312).

    More concretely, the multitude under post-Fordism makes up the collective subject of cooperative immaterial laborers under Empire. “Empire”, meanwhile, is understood as the global social order organized around “biopolitical production”, or the production of living labor and subjectivity (Hardt and Negri 2001, 24). With its post-Fordist mode of regulation, Empire thus forms the attempt of capital to capture the value that the multitude always already produces in its very mode of being and becoming. Empire’s stress on networked, collaborative and flexible production—what Hardt and Negri, following Maurizio Lazzarato (1996) call “immaterial labour”— necessarily mirrors the decentralized, cooperative creativities of the multitude, since capital must always follow labor as the sole source of value. In this sense, the post-Fordist moment can rightly be said to be a further realization of the productive capacities of the multitude, which finds itself in a feedback loop with the common: it produces the common in common through the common (Hardt and Negri 2009, 123, 148; 2017, 98). A principle of pure relationality, the multitude is this very feedback loop. Or to use Hardt and Negri’s Deleuzian language, it is the relation that pre-exists the relata.

    The pre-existence of labor as a creative force also drives its primal agency. “[T]he deterritorializing power of the multitude”, Hardt and Negri (2001, 61) contend, “is the productive force that sustains Empire”. The post-Fordist formation of Empire here appears as the historical end result of the ontological pressures of the multitude, forcing capital to battle on the multitude’s home terrain of total immanence. At first glance, this may appear as a problematic proposition. It appears that, in ontologizing Mario Tronti’s sociological reversal of perspective, Hardt and Negri pre-decide historical and empirical questions concerning the development of capitalism in ontological terms. For it is not at all empirically obvious that the labor conditions in post-Fordism are the result of the dynamism of the multitude rather than of a power grab of capital in the face of stagnating accumulation in the capitalist core in the 1960s and 1970s. Moreover, Hardt and Negri explicitly eschew the type of ontology that builds in a metaphysically coercive strain of teleology: “there are no final ends or teleological goals written in history” (Hardt and Negri 2004, 221). Instead, they follow the Marxist principle that theory follows practice (Hardt and Negri 2004, 140). History and ontology therefore appear to be pulling in opposite methodological directions: the one pointing to a timeless tension between “Empire” and the “multitude”, the other situating that tension in a distinct temporal setting with history as its facade.

    Hardt and Negri navigate this problem by distinguishing between a historical and an ontological multitude – in Spinozist jargon, a multitude of “actuality” versus one of “possibility”. Whereas the latter shapes an “absolute freedom” by acting in the eternity of the perpetual present, the former signals the politics required to constitute the multitude in the image of its absolute aspirations. Without falling into a Hegelianism, one can easily see these as a multitude for itself and a multitude in itself. The distinction, Hardt and Negri hurry to add, is merely analytic: the two dimensions of the multitude cannot ultimately be separated. The historical multitude, for instance, only recognizes itself in its political project based on its ontological potential. “The multitude, then, when we put these two together”, Hardt and Negri  conclude, “has a strange double temporality: always-already and not-yet” (2004, 222). By joining these two faces of the multitude, Hardt and Negri explicitly refuse a false dilemma between history and ontology and keep their eyes fixed on both at once. They then infuse their materialism with just enough historical contingency to steer clear of the philosophic vice of a grand teleology. As Kam Shapiro (2004, 294) puts it: “It is here, in the space between the potential and the actual […] that Hardt and Negri interject the teleological strain of their materialism”.

    Some tricky questions remain, however. It is difficult to comprehend, for instance, how a Spinozist monism that collapses yet separates the historical and the ontological does not simply end up muddying the two. There are, after all, still two countervailing tendencies in Hardt and Negri’s Spinozism: does the arrival of Empire and post-Fordism represent the liberation of the ontological by the historical? This fits well with the Spinozian picture in which the multitude is a vital force of excess that blooms through history like a flower slowly bursting through the asphalt. But this vision is explicitly denied by Hardt and Negri’s insistence on the priority of history (2004, 140), on the Marxian methodological principle that theory should always follow social reality. What, then, is history? Is it a contingent organization of materials that informs empirical sociology or is it a passive receptacle for the play of the ontological powers singled out by the Spinozists? If this question is rejected as a false dilemma, then one might ask: is the fact that historical Empire is the exact mirror image of the ontological multitude merely a momentous coincidence?

    Hardt and Negri’s question is never resolved. Rather than pre-deciding on the question of what entity or force forms the motor of history, Hardt and Negri’s confusion of the ontological and the historical makes it undecidable who or what is the prime mover in capitalism. This confusion stretches out over several dimensions: ontologically speaking, it remains unclear what constitutes the difference between Empire and the multitude, or, between post-Fordism and the labor force it subsumes. Empire, for Hardt and Negri (2001, 327), represents Deleuze and Guattari’s “smooth space defined by uncoded flows, flexibility, continual modulation”, a fully immanent network that sustains all relations (Hardt and Negri 2001, 327). In contrast to “sovereignty”, which is imbued with a transcendent logic, post-Fordist capital functions through what they call, again in reference to Deleuze and Guattari, an immanent “axiomatics” (Hardt and Negri 2001, 327). “The primary characteristic of such an axiomatic”, Hardt and Negri write, “is that relations are prior to their terms”. This means, shockingly, that Empire has the exact same conceptual structure as the multitude: it is the relation that precedes the relata. Empire and the multitude thus become ontologically indistinguishable.

    Adding to the confusion, Hardt and Negri argue that this indistinguishability between capital and labour is itself a product of history. Post-Keynesian capital, they maintain, survives in a permanent state of crisis: its modus operandi is the exploitation of disequilibrium and the unruly forces it discharges. As a result, it becomes increasingly difficult to grasp whether a crisis came “from above” or “from below”, whether the fall in profit was a ruse of capital or resistance from the multitude, whether rebellion or recuperation (Cooper 2011, 135). In an ironic twist, therefore, little to nothing remains of the original Trontian reversal of perspective. Both ontologically and historically, it has become impossible to say whether the current phase of capitalism results from the agency of labor or that of capital; ontologically speaking, they are both forces of pure “relationality” on the plane of immanence; historically speaking, it is radically uncertain on which empirical force one should pin crises.

    Despite adversity, Hardt and Negri maintain that the multitude represents the sole ontologically productive principle. Empire itself, they claim, “is not a positive reality” (Hardt and Negri 2001, 361), but merely a “parasite”, an “apparatus of capture that lives only off the ontological vitality of the multitude” (Hardt and Negri 2001, 62; 2019b, 83). Our concluding hypothesis is therefore that in this multifaceted confusion of the historical and the ontological as well as the multitude and Empire, Hardt and Negri ultimately go with the overpowering thrust of their Spinozian monist ontology. By this picture, the multitude is the causa sui, the liberating force of excess that pushes its way through history, now driving capital into the fully immanent Empire as the last vestige onto which capital is forced in anticipation of Commonwealth. The latter is Hardt and Negri’s term for communism, which, incidentally, Negri defines as “the negation of all measure, the affirmation of the most exasperated plurality—creativity” (1999, 33). However powerful the image, it brings with it a risk to misunderstand the precarious, flexible and networked labor conditions of post-Fordism as the deepest producing-desires of the working class – and thus to downplay the continuities between pre-Fordism and post-Fordism. It is to this risk that we will now turn.

    1. Historical Ambiguities

    Empire’s consequences were never exclusively philosophical. Besides its claims in ontological and philosophical registers, the implications of Hardt and Negri’s argument extend far into sociology and Marxist studies more generally, leading into social movement studies, political sociology, and political theory. Most of these fields of discussion can be centered around their description of a new, distinct accumulation regime that began in the 1970s. Hardt and Negri have consistently described the advent of their “polytechnic” work as part of a distinct, new historical phase of capitalist growth. During the late-Fordist age, they claim, workers used their historical advantages and pushed beyond the “dynamic stabilization” (Tronti) of the post-war period (Smith 2019, no page). Borrowing from cybernetics and systems theory, Tronti’s concept indicated the capacity of Italian capital to harness seemingly militant demands for wage increases and public sector expansion to their benefit, channeling popular energy into increased capital accumulation. Once it was clear that the interests of labor and the interests of capital began to diverge, however, capital went on the offensive and steadily deconstructed the post-war settlement. This could not be done without acknowledging the legitimacy of some of the revolts that had taken place within that system itself, which drove the demands for increasing spontaneity, creativity, and bottom-up input. Rather than the result of falling growth rates, Hardt and Negri argue, labor militancy itself drove declining profit margins and urged a different model of governance.

    A recurrent response to this deconstruction has been a version of left melancholy, lamenting capital’s supposed breach of contract after the Trente Glorieuses. But rather than lamenting the death of the post-war compromise, Hardt and Negri see a liberation from a corporatist cage which can stimulate even stronger militancy. Such activity was heralded in the Italian “hot autumn” of 1968-69, when workers ignored the dictates of union and party and began to agitate on their own terms. In ending this “dynamic stabilization”, a newly disorganized mass of casual workers became available in the interim, who would shun the large representative pillars which had structured mass working class politics throughout the twentieth century. A new “multitude” was becoming visible in the interstices of this old world, less beholden to organizational dogmas and open to institutional experimentation. Although it shared a structural location with the older, industrial proletariat, its set-up was also constitutively different, less tolerant of leaders, representation, and mediation, and less centered on the hierarchical, industrial workplace. The new class in the social factory tracked a broader systemic shift across capitalist economies. The model of the factory at the heart of Fordism separated a male sphere of production from a female sphere of consumption, the former’s commodification reliant on patriarchal decommodification in the latter (Winant 2019). Capital’s push to post-Fordism and the consequent “feminization of work”, in turn, transformed the whole of society into the factory, forcing workers to hire themselves out to a variety of employers and adopt an inviting, entrepreneurial pose (Hardt and Negri 2009, 133). “Neoliberalism” became the preferred mode of management for this new welfare world. After the tense maneuvering between capital and labor in the inflationary 1970s, an “entrepreneurial multitude” gradually came about, less collectivist than its industrial predecessor but still politically militant, and potentially more emancipatory.

    In its own time this vision also generated a familiar range of critiques from Marxists. Normatively, they questioned Hardt and Negri’s emphasis on labor’s supposedly deterritorializing powers and their key claim: that labor militancy rested on a supposed refusal for measurement (Negri 1999, 33). Earlier Marxists have mainly faulted Hardt and Negri for their account of the transition and for neglecting problems of industrial overcapacity in the current economy – rather than workers who wanted too large a segment of the social product, it was a global glut of manufacturing goods that drove capital’s profit rates down in the late 1960s (Brenner 2006, 2018). At the heart of Hardt and Negri’s chronicle, however, lies a deeper ambiguity: the substantial and eerie continuities between pre-Fordism and post-Fordism. These problems can be traced back to Hardt and Negri’s conceptualization of the Fordist regime itself. In their insightful passages, Hardt and Negri did acknowledge the political preconditions for this Fordist moment. Rather than an inevitable social formation, Fordism was often a political battle for decasualization and formal labor contracts, fought between workers and management in the 1920s.

    Before 1918, most labor was casual, underpaid, and precarious by nature; it was only when political struggles over these working conditions pushed towards decasualization and permanent contracts that a corporatist settlement was reached. As studies by Charles Maier (1975) and Marcel van der Linden (2014) have shown, most corporatist arrangements rebranded as “Fordist” were the result of intense revolutionary activity from 1918 to 1945, as socialist and communist parties made their first forays into bourgeois governments and began to use state power to coerce capital into the general interest (Maier 1975; van der Linden 2014, 9-21). “Fordism”, in this sense, was less of a natural stage for capitalism than a political imposition from below and above, as recent studies by Noam Maggor and Stefan Link (2011; 2018; 2020) have pointed out – an attempt to shortcut international competition and capital development without dependency, growing a solid labor force which could be kept in the factory and disciplined into consumption (see also Buck-Morss 2002). Rather than an evolutionary stage inherent in capitalism’s DNA, Fordism was a unique political product which arose out of workers’ struggles rather than being imposed on them. In no way was Fordism thus a natural development for capital, a fact that is acknowledged by Hardt and Negri but never properly thought through (Link 2018; Buck-Morss 2002; Link 2011, 2020). When viewed from the perspective of capital’s short-term interests, after all, labor protection, decasualization, welfare rights, and formal contracts are no more than legal and political barriers in the free flow of capital and its maximum valorization in production. As John Clegg notes, “in a capitalist order of fully specified property rights, it is wage labor rather than slave labor that is the anomaly” (Clegg 2015: 303). Completely “enforceable labor contracts”, in this sense, would “be the dream of many an employer”, allowing them to extract surpluses without having to honor any contractual obligations (Clegg 2015, 303).

    This prehistory of post-Fordism sensitively reshuffles the stages of capitalism implicit in Hardt and Negri’s story. Rather than a completely new historical situation, the post-Fordist era has seen the return of phenomena reminiscent of a pre-welfarist capitalism. Precarious labor conditions, loss of control over labor time, or the offloading of market risks have all reappeared vigorously, now coupled to a new ideology of human capital development. A return to self-entrepreneurship and self-employment form the legal counterpart of this shift, heralded by Hayek and other neoliberal ideologues. Organized capitalism, in this sense, was an interlude, not an evolutionary successor.[2] This similarity should induce healthy caution against Hardt and Negri’s periodization. What looks like the new is rather a resurrection of the old, now motivationally enforced through a radically “embedded” form of neoliberalism, organized by states, intergovernmental bodies, and carefully constructed trade treaties (see Slobodian and Plehwe 2020).

    This critique has both descriptive and normative ramifications. Descriptively, it relativizes the transition from pre-Fordism to Fordism from an ontological development to a contingent process mediated by political struggle. Normatively, this analysis casts doubt on Hardt and Negri’s assertion of labor’s supposedly deterritorializing powers, culminating in the prospect of commonwealth as the “negation of all measure” (Negri 1999, 33). Rather than a tool for employers, measurability and rationalization were often a demand pressed by workers who sought better contracts, clarified working hours, and higher pay rates. This became clear in the first bill for the 8-hour day and the setting of wage scales in Belgium, Germany, and France after the First World War. Likewise, late nineteenth century statistical research that uncoupled poverty from innate character and instead linked it to social forms of unemployment, though doubtless an instrument of state discipline and biopower, simultaneously effected a pushback against charity-based poverty relief and pried open a political field of labor market regulation and social security (Desrosières 1998, 262). More than a refusal to be “measured”, measurability was a potent response to market-dependence and workplace discipline – the insistence to enumerate the exact amount of labor paid rather than remain in the dark. As Max Henninger notes, “we have an interest in taking the categories developed in the Marxist critique of political economy more seriously than Negri seems to do, for the simple reason that if we don’t ‘do the math’ ourselves, others will do it for us” (Henninger 2007, 177; see also Morozov 2017).  Capital was in large part rational when forced to be so from below or above, whether a militant working class a domineering developmental state.

    1. The Politics of Immeasurability

    Unsurprisingly, the metaphysical and historical ambiguities and inconsistencies reverberate through the post-Operatist duo’s politics. In this context, a reckoning with the influence of cybernetic theory on left-wing thinking has also remained overdue. Taken in by a new digital ideology of verticality and absence of hierarchy, Hardt and Negri built on the promises of the terrain created by the end of “organized capitalism”, where large-scale institutions such as parties and unions were replaced with looser networks and assemblies. As Hardt and Negri put it in Multitude: “once again, a distributed network such as the Internet is a good initial image or model for the multitude because, first, the various nodes remain different but are all connected in the Web, and, second, the external boundaries of the network are open such that new nodes and new relationships can always be added” (2004, xv). Here, “immaterial labor” thus “seems to provide the potential for a kind of spontaneous and elementary communism” (Hardt and Negri 2001, 294).  The emancipatory switching of cybernetic languages has thus played a key role in this ambition, with computerized “societies of control” offering their own unique “line of flight” or “exodus” (Deleuze 1992). Yet, as contemporary critics continue to point out, cybernetics was never a neutral science and cannot be so today. Strangely, there are two contradictory risks involved, attesting to cybernetics’ complex logic and development: one of control and one of anti-control. First of all, with cybernetics implicated in war time strategy and post-war management, its in-built assumption of entropy and tendency toward homeostasis blunts the tools of critical analysis and smuggles in neoclassical assumptions about perfect capitalist equilibria (Galison 1994; Tiqqun 2020). On this account, offered most forcefully by Peter Galison (1994), cybernetics cannot simply be dissociated from its heritage of behaviorism, old-school rationalization and control. Rather than recognizing the persistence of hierarchy and domination in the new digital workplace, Hardt and Negri took the self-presentation of the neoliberal bloc at face value and saw the digital as a less vertical mode of organization.

    Contrary to these worries of persistent control, there exists the danger of importing the “Californian Ideology” (Barbrook and Cameron, 2015) into a supposedly emancipatory program. This celebration of anti-control runs from old libertarian fantasies through 1960s counterculture into the ideology of Silicon Valley today.  Underneath the rhetoric patina of horizontality and participation, this ideology thus hid an increasingly classical capitalism in which cybernetics simply imported market mechanisms into the realm of state management itself. Attempts at “repurposing” these new organizational logics – part of the general internet euphoria typical of the early 2000s – obscure this essential co-originality between cybernetic management and capitalist profit imperatives, the one driving the design of the other. And rather than superseding the immobile monolith of the party, the cybernetic swarm simply affirms and reproduces the disorganization and refusal of general will formation implicit in an atomized market. A mere fetishism for physicality – “nothing can beat the being together of bodies and the corporeal communication that is the basis of collective political intelligence and action”, as Hardt and Negri postulate recently – will not solve this organizational deficit (cited in Lovink 2016, 19; Gardiner 2020, 1-15). In the face of the paradoxical legacy of cybernetics, it is clear that there are no easy answers when it comes to politics in communication-heavy societies. The threat remains palpable however, that by buying into this “cybernetic illusion”, Hardt and Negri rather threaten to liquidate the only historic forces ever capable of coercing capital into a less adversarial mode.

    A similar problem of self-presentation holds for the concept of “cognitive capital” or its cognates recurrent in the Hardt and Negri corpus (Boutang 2011; Vercellone 2007). These theories can be traced to earlier debates in the 1980s and 1990s, when the disappearance of the industrial proletariat led to theorizing about a new “non-class of non-workers”  who would supervise an increasingly automated industrial landscape (Gorz 1982, 82). André Gorz’s work remains a prime point of reference here. Himself enamored with Hardt and Negri in his late life in the 1990s, Gorz and Negri claimed that the “crisis of measurability” inherent to the post-Fordist regime meant that labor itself had become impossible to standardize and all activities could now conceivably count as “work” (Marazzi 2008, 43). Workers outside of stable contracts spend their entire lives perfecting CVs and reskilling capacities or reframing every inch of human activity as enhanced human capital—all under the imperative to become as reprogrammable, networked and adaptive as the new cybernetic machines that now streamline the workplace. They thereby rendered the very notion of “socially necessary labor time” a pitiful anachronism.

    Since it was no longer possible to satisfyingly measure labor performance in strict clock hours, a permanent grant would provide the only natural political response to a measurability crisis, completing the neoliberal dissolution of the waged worker. This was three years after Gorz proclaimed that “as a system, socialism was dead,” together with its “philosophy of work and history.” If the left still “stood for the emancipation of the workers,” he claimed, this would turn them into the spokespersons for “those 15 percent who still define themselves chiefly by their work” (Gorz 1994, vii). Negri usually followed Gorz on this score. “Flexibility and mobility of labor force”, he claimed in 2001, “are irreversible: The question is not to oppose the new organization of labor, but to guarantee a salary and freedom for the post-Fordist worker.” Basic income schemes remain a classical alternative here, which would allow casual contracts to survive while offering workers a minimum means of sustenance. It is a logical train of thought if one sees the negation of measure as the fulfilment of a liberating ontological movement.

    A second, connected question concerns the key concept mobilized in Empire—“immaterial labor”. In Hardt and Negri’s view, the new multitude’s mode of production was less centered on the large scale, industrial factory but on the small-scale, flexible value chains of a globalized world. It also implied a change of personnel from a proletariat into a “cognitariat”, which worked with information rather than producing physical objects. As capitalist production shed its basis in concrete, physical objects, production was now more fleeting and moved into the confines of the human brain, or even into the network of cooperating brains—the social brain (Boutang 2011). Following the ontological push of the multitude, measurable labor-power had become immeasurable “invention-power”. This shift, Hardt and Negri claim, has had momentous consequences for Marx’s classical value theory. Loyalty to this theory would imply the view that labor can be measured in neat, homogeneous slices of time, which is then repaid in monetary form. Such a model of the labor theory of value was clearly premised on the figure of the factory clock, which herded workers to their posts at a time in the morning only to end by emptying at a designated ring of the bell.

    Around this Fordist set-up the post-war welfare state was constructed, centering male producers who spent wages earned from material production. Post-Fordist labor markets, in which workers surf from one job to the other desperately searching for gigs, hardly conform to the same model. They also severely complicate the claim to “measurability” posited in the classical labor theory of value. As Hardt and Negri note, in a world where time discipline has become diffuse, the workplace has dissolved into an encompassing ‘social factory’ and workers are not enumerated with the same wage scales, what future is there for a labor theory of value in the classical mold? Instead of relying on the intrinsically Fordist measurement unit of “labor time”, the age of the new entrepreneur celebrates more ethereal activities and efforts. This crisis of immeasurability has received a new lease on life in a burgeoning “platform capitalism” literature, which sees a return to new decentralized forms of domination through networks, rather than the semi-military forms of discipline associated with Fordist factory (Wood 2020; Standing 2016; Huws 2019).

    Yet critics have also continued to question the novelty of this “cognitariat” in recent years. As Charles Post notes, Hardt and Negri’s “immaterial labor” tends to “confuse highly material labor – work in the telecommunications industry creating and maintaining the infrastructure for computerization” with “forms of mental labor”  such as “designing machinery and work-systems” (Cummings and Post 2016, 251). Rather than debunking Marx’s value theory, the paying of wages for “immaterial” activities is simply an extension of capitalist practice, not a complete qualitative break. The same continuity has been applied to Hardt and Negri’s reworking of Marxian value theory. Michael Heinrich has similarly cautioned against Hardt and Negri’s innovation. Although the transition to a service economy has undeniably rewired European economies and initiated a switch from tradeables to non-tradeables, this has not put an end to classical processes of value creation. “What is relevant”, Heinrich counters, “is the act of exchange, not the fact that physical objects are being exchanged. “Services, after all, “can also be exchanged and therefore become commodities”, and “the difference between a material product and and ‘immaterial’ service consists solely of a different temporal relationship between production and consumption: the material product is first produced and subsequently consumed (a bread roll should be consumed on the same)” (Heinrich 2012: 44).

    Heinrich’s point provides a potent tonic against “the frequently stated argument” that with the “transition from an industrial to a service economy” or in the left-wing variant of Hardt and Negri— the transition from “material” to “immaterial” production—Marx’s value theory has become outmoded” (Heinrich 2012, 44). In regular economics registers, this shift has been explained in terms of a move towards non-exportables and services, part of the new “information economy” that implies a rewiring of classical economic registers (Castells 2011). Hardt and Negri’s incessant stress on the immeasurability of immaterial labor has been a powerful and welcome sociological gesture—one thinks of intellectual property, intangible assets and brand management—but should never tip over into denying the necessity of measurement as a moment in the realisation of value. Rather than a supersession of old capitalist logics, then, the advent of the computer or the cybernetic machine has not fundamentally displaced the question of class composition or the basics of class conflict, it has merely induced new cybernetic strategies for “governing” or “navigating” capitalism’s unruly contradictions.

    1. Before and After the Multitude

    If the twenty-first century looks uncannily more like the nineteenth than the twentieth, where does that leave us with Hardt and Negri’s multitude? Stripped of its linguistic charms, Empire’s subject looks more painfully familiar than it might: a planetary proletariat with no recourse to mass institutions or statist safety nets, slowly losing its claim to the “making” class due to deindustrialization. In essence, the new “multitude” thus reveals itself as the cybernetically managed proletariat of yore, stripped of its organizational encasing and as cruelly market-dependent as its nineteenth-century predecessor, but without the cage of “integration” (as Horkheimer put it) of a previous disciplinary era, indicating working class submission to the planning state (Abromeit 2011; Horkheimer 1978). Piece work, putting-out systems, and unsalaried labor have all seen a return in the era of neoliberalism, now engineered through algorithmic devices rather than despotic overseers. Yet the steady automation of middle management or the disappearance of the foreman in this new “digital Taylorism” do little to decrease the relevance of the nineteenth-century models Hardt and Negri are quick to reject (Leberecht 2015). In this sense, the “multitude” still offers a surface reading of a disorganized new global proletariat. Should the rise of precarious labor, sharply formulated, not rather be considered as an example of downright “class war from above”, rendering Hardt and Negri’s redeeming narrative “nothing less than ideology “ (Palmer 2014: 40)?

    Such an argument for putative continuity should not obscure real differences between the pre- and post-Fordist phase of capitalism. Hardt and Negri are fully correct to insist on the new techniques of management and steering which have been implemented since the late 1960s, when capital saw a chance to break free from the post-war compromise and reclaim prerogatives over investment. In terms of political leadership, the new regime did come with a new hegemonic order – indicated by Boltanski and Chiapello’s “projective city” (2007), the justificatory regime of the “third spirit of capitalism.” Networks function as the watchword of this new city, a normative space which interpolates workers to ‘surf” the decentralized market signals as “agile”, “lean”, “employable” agents (Bernes 2017, 122; Thrift 2005). The summum bonum of the cybernetic city is the virtue of “connexionism”: the extension of the network to the benefit of all. As with Foucault’s neoliberal “governmentality”, precarious market dependence reminiscent of the nineteenth century now figure in a new strategic field in which subjects are motivated to accept their material condition under the banner of self-entrepreneurship. This is also what distinguishes digital Taylorism from its analogue predecessor: not so much a radical change in the precarity of labor conditions, but in the celebration of this precarity as “gamified”, fluid existence (Neilson and Mezzadra 2019, 82-83; Slobodian 2020). What used to run through the soft power of impersonal market coercion now is increasingly glorified through the even softer attractions of human capital development. Capital’s political encasing has thus become less top-down, hierarchical, and vertical than in the managerial age. Yet none of these normative diagrams should lead one to overstate their importance in the face of the essential continuity with the capitalism analyzed by Marx’s generations, in which the capitalist macrocosm spanned only one part of the globe (Mattick 2018, 8-9).[3]

    This fact has become ever clearer to our post-2008 world, in which a global surplus population faces an increasingly stagnant capitalism unable to absorb its services. Notions such as the “multitude”, in turn, do little to elucidate the specific modalities of market dependence all workers experience and how these stratify labor markets across lines. Anno 2019, humanity inhabits an almost fully proletarianized planet: nearly 60% of the world is currently employed in wage relations with a sizable portion of the remaining 40% in partial or complete market-dependency. What was still a condition confined to European workers in the late nineteenth century – foreclosed by the safety valve of colonial emigration – is now a planetary fait accompli (Jäger 2019, 1-22).

    Capitalism’s universalization should however caution against deriving a new political stand to this order. Across the global South, market-dependent producers eke out a living without employers, selling wares on the streets or marketing themselves. Ever since urbanization’s decoupling from development and development’s decoupling from growth, this surplus population has not ceased to grow (Benanav 2019, 2014; Benanav and Clegg 2010). But there is a danger of taking this new subject as a prepackaged agent rather than a truly “deterritorialized” anti-subject deserving of legal rights. As Mike Davis notes, speculations about “a new politics of ‘multitudes’ in the ‘rhizomatic spaces’ of globalization remain ungrounded in any real political sociology” (Davis 2020, 7). Rather than focusing on the differing scales of market dependence in the new global economy, Hardt and Negri took the cyber-proletariat as a given and transposed it into an ontological category (Dyer-Witherford 2015). While the attempt to find a new idiom to collect and unite all those wretched of the earth—including those not employed in wage labor—must be applauded, there is a definite risk involved in the task. As Davis (2020, 7) sharply claimed, “imprudent coronations of abstractions like the ‘multitude’ as historical subjects simply dramatize a poverty of empirical research” and do little to point at potential conflicts of interest between sections of the wage dependent classes.

    Rather than a new phase of ontological prowess, the new multitude thus tends to appear as the result of a failed Fordist integration which has reverted back to the classical age – a radically embedded neoliberal capitalism in which capital is longer an agent of growth and thrives on state predation. Likewise, Davis cautions against celebrations of spontaneity and casualness which come with these “ideologies of informality” (Van Ballegooijen and Rocco 2013, 1794-1810; Scott 1999; DeLong 2007). Rather than arguing for cash transfers or microcredit for the slums, the classically “Fordist” demand for labor rights, coupled with transformative post-growth programs, should still be at the center of an anti-neoliberal left. To claim the proletariat is “fading away” in the face of the “increasing heterogeneity of work situations and, thus, of social conditions”, as sociologists in the information age often do, elides the fact that “informal workers… tend to be massively crowded into a few major niches where effective organization and “class consciousness” might become possible if authentic labor rights and regulations existed” (Davis 2000, 185 (f)). Overall, “it is the lack of economic citizenship, rather than livelihood heterogeneity per se, that makes informal labor so prone to clientelist subordination and ethnic fragmentation” (Davis 2000, 185 (f)) More than a new political subject, the new “multitude” thus risks tumbling into its very opposite: a floating signifier in desperate search of material grounding in our social reality. At worst, it is a symptom of the disorganization of the populist age in which the measurement techniques of focus groups, real time polls and approval ratings struggle to delineate “the people”. These metrologies have become the face of the multitude’s supposed “immeasurability” (Csigo 2017; Cooper 2011; Feher 2018).

    This strategy would require more than invocations of an “entrepreneurial multitude” which survives in the grottoes of globalization, and revisit earlier questions of social rights and decommodification (Hardt and Negri 2018, 146). “The main issue in the informal sector”, Davis notes, “is normalization of the rights and protections of labor, not property” (Davis 2000, 185 (f)). Such a vision would depart from the accelerationist optimism implicit in the Negrite vision, which celebrates the new informal masses as harboring an exclusively new emancipatory promise. Instead, even the oldest dogmas of social democracy, from labor rights to public provision, are “as good as ever”.[4] The closing of the left-populist decade, symbolized by the successive defeats of the Sanders, Syriza, and Corbyn coalitions, has made this point even clearer: rather than stick to an horizontalism, left populists began by returning to the party and rethinking the organizational basics of a previous age. Although they failed, the questions they asked had been left neglected and underused, distracting leftists from the task that the twentieth century originally posed – and which Hardt and Negri sought to bury in 1999.

    *

    Coming at the tail end of a series of anti-police protests and the storming of the Capitol, early 2021 offers a unique vantage point to assess the valences of Empire. At the close of the neoliberal 1990s, Hardt and Negri’s work offered creative and penetrating insights into the changing nature of labor under capitalism and the ramifications of the neoliberal settlement. It spoke to a disenchanted left traumatized by the counter-revolutionary wave of the 1980s and 1990s, which pulverized the structures of an organized left in the Third World, Europe, and the US, and liquidated the fragile counter-powers built up during the red century. Empire was a new theory for new times, forcing the left to strategies on new terrain. As a holistic theory of politics and social change, its omissions still risk underplaying the continuities between pre- and post-Fordist capitalism and reads an erroneously emancipatory dynamic into a mode of cybernetic management now sold as human capital development. This historical sloppiness and slipperiness stem from a series of metaphysical blunders, where cybernetic techniques of labor control and new strategies of accumulation are recast as an ontological subject reaching its final state. Its practical consequences remained equally suspect: the “multitude” refuses a politics and sociology of class articulation and skirts over real differences in today’s proletarian landscape, abandoning the sphere of production and measurability to a new illiberal bloc (Slobodian 2018; Körösényi, Illés, and Gyulai 2020). As the left-populist decade ends and movementism regains its attraction, Empire indeed seems to offer a useful point of retreat for a newly disillusioned left. One must wonder, however: what is gained by racing from one cul-de-sac into another?

     

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    [1] For contrasts with the “populist” decade, see Laclau (2005).

    [2] As Charles Post (in Cummings and Post 2016, 251) notes, “the ‘Golden Age’ was… exceptional in the history of capitalism… the product of a combination of a long period of rising profitability (1933-1966) and a militant labor movement across the industrialized world. Workers had threatened the foundations of capitalist rule (France and Spain in the mid-1930s, France and Italy immediately after World War II, France in 1968, Portugal 1974-1975) or severely disrupted capitalist accumulation in mass strike waves in the mid-1930s, immediate post-war years and again between 1965-1975. Capital was forced to make major concessions to labor.”

    [3] As Mattick (2018, 8-9) notes, “when Marx wrote Capital, capitalism was hardly the world’s primary system for the production and distribution of goods (even in England there were still more domestic servants than industrial workers), though it could be argued that at least in Europe and North America it was already socially dominant, in the sense that its institutions were central enough to social life to determine their continuing growth in importance as society continued to evolve. By abstracting from the complex range of features characterizing the actual societies of his time to focus on what he took to be basic to capitalism as such, Marx was able to explain both the evolution towards a more completely capitalist society and specific, apparently essential, features of that evolution.”

    [4] A phrase used by Michael Foot to celebrate Tribune’s twentieth anniversary (Warde 1982, 85).

  • Étienne Balibar — Politics and Science: One Vocation or Two?

    Étienne Balibar — Politics and Science: One Vocation or Two?

    by Étienne Balibar

    ~

    One might find it alarming (as I do) that the Ministers of Education and Higher Education, encouraged from the top, have dug out of the ideological gutter an epithet with sinister resonances to justify a purge of French Academia.

    One might be worried (as I am) by the speed at which publicly-funded independent research is being dismantled, both through financial austerity and the widespread use of targeted and monitored funding.

    One might feel disheartened (as I do), to see self-proclaimed spokespersons for the “excellence of French research” seeking to prevent our students from taking part in major international currents of innovation and critical thinking, deemed incompatible with our republican values, and thereby isolating us in a chauvinistic provincialism.

    One can, even while defending, as I do, the legitimacy of the study of race, gender, class, postcolonial studies and all of their intersections, be aware of, and denounce simplistic and historically unfounded arguments and sectarian censorship that exist on the margins of academia.

    And one can be disappointed (as I am) to see historians and social scientists who, after contributing landmark studies to the critique of inequality and forms of social or national exclusion, have joined, with bitterness, the camp of intellectual conservatism and corporatism.

    But these feelings don’t address the epistemological question at the heart of the matter. In the domain of the said human and social sciences, what is the relationship between the necessity of taking a stand and that of knowledge for knowledge’s sake (the only form of knowledge that indeed merits the name)? We are brought back to the question posed by Max Weber in his 1919 lectures: what is the “vocation” of science? How is it different from the “vocation” of politics?[1] It seems that the solution that he proposed at the time—that of “axiological neutrality,” the separation of ethics into two dimensions, “conviction” and “responsibility”—turned out to be impracticable.

    I see four reasons for this, and they form something like a unity of opposites, through which we must trace our path without sacrificing our exigence.

    First, universities and research centers can no longer afford to speak only to themselves. More than in the past, they must open their doors and their ears to the rest of society, or even better, to the polity. No one is contesting that it is essential to produce and transmit verified and verifiable knowledge and to practice rational argument. All of this takes place in the classroom. But the object of study, that which we try to make intelligible, can only be found outside of the classroom and it is unavoidably conflictual, because we do not live, nor will we live anytime soon, in a peaceful society. In order for us to grasp and understand this conflict, it cannot simply be studied and investigated from afar. It must enter into our spaces of learning and knowledge through the presence of its real actors, unless researchers venture out to find them (for example in a “jungle” or in a “neighborhood”).[2] As Foucault might have put it, we must bring the teachers, students, and researchers out and let the protesters, with or without gilets, and the activists or active citizens in. They must be given a chance to speak in the same places that have, until now, been reserved for magisterial discourse. However difficult it may be, we owe it to ourselves to experiment with ways of doing this.

    With conflict comes ideology. This is obvious. The problem lies in the fact that ideology does not just come from outside, it is always already there in more or less dominant forms. To state that the foundation of economic knowledge is the rational anticipation of market actors; that sociological knowledge is the constant interplay of methodological individualism and organic solidarity; that psychology and pedagogy share the adaptation of subjects as their common object of study; or that the trajectory of historical modernity tends to the secularization of religion, is not simply to state, it is to take an ideological standpoint, indissociable from relationships of power. Obviously, there are alternative positions to those outlined here, more or less visible depending on the period. An institution dedicated to learning that is alive, one that is capable of making space for the unknown, must pursue as its main goal the systematic questioning, including in national boards of evaluation, of every “incontestable” paradigm, to make sure that it becomes a subject of discussion. Let us not forget the disastrous episode that saw the elimination of the “Economics and Society” section within the CNU (National Council of Universities), and the price we’re paying for it now in the midst of the crisis.[3]

    But the conflict between what Canguilhem called “scientific ideologies” and what Althusser named the “philosophies of scientists” may not be the heart of the problem. One could again be led to think that the conflict only resides in the object, in the intrusion of the personal interests and commitments of the practitioners of knowledge, but not in the concept, which is the real heart of knowledge. Yet, nothing is less accurate. Knowledge does not come to a concept by avoiding conflict. On the contrary, it does so by intensifying conflict around big ontological alternatives, forcing us to choose between irreconcilable understandings of the nature of things or beings. The history of truth is not to be found in synthesis, even if it is provisional, but in the polemical ascent towards the points of heresy of a theory. This is evident in many fields, from the humanities to economics and environmental science, and perhaps even beyond ­– in biology, for instance, with the theory of evolution.

    Lastly, and more deeply, we cannot forget that knowledge does not exist without subject(s). This is not a shortcoming of scientific inquiry but its very condition of possibility, at least in any science that has an anthropological dimension, and perhaps in others too. In order to know we must venture as subjects into the field in which we are already “situated”, with all the baggage of “characters” (as Kant would call them), that make us “what we are” (through processes of historical and social construction, of course). There is no “transcendental subject” of scientific knowledge. Or better still, we must venture towards that point of identity “trouble” where every subject resides, with more or less difficulty, with/in their “difference”, whether it be masculinity, femininity, or another “gender” ; blackness, whiteness or another “color”; intellectual ability or inability, or “religious” belief or disbelief, in order to make that very point the analytical lens through which we read the social forces that imprison, exclude, and direct us. For even if no one can freely choose their place in society, by virtue of the power relationships that construct and traverse it, no place is assigned once and for all. The goal, then, is to turn our lived and recognized anthropological difference in all its uncertainty into the instrument with which we dissect our collective body politic, and to make the analysis of the mechanisms that produce and reproduce it, the means of countering its normative effects. This is perhaps not the royal road of scientific inquiry, but it is certainly a necessary step. I think here of what Sandra Harding called “strong objectivity” that includes knowledge of one’s own position as subject, and of how badly positivisms tend to miss the point.

    The road ahead of us is very difficult. I have been a professor in an era which we could in retrospect describe as “golden”. Conflicts could be violent at times, but the cold-war era bans and institutional prohibitions were behind us. The “value of science” was rarely contested. May 68 and its desire to shake the foundation of academicism and take down barriers left widespread disappointment in its wake, but also a fervor and furor that have nourished a large number of “programs” in which the young scholars of today, half of whom are living from one short-term contract to the next, were trained. We realize now that our ruling class is no longer a bourgeoisie in the historical sense of the word. It does not have a project of intellectual hegemony nor an artistic point of honor. It needs (or so it thinks) only cost-benefit analyses, “cognitive” educational programs, and committees of experts. That is why, with the help of the pandemic and the internet revolution, the same ruling class is preparing the demise of the social sciences, humanities and even the theoretical sciences. To accelerate the process, why not have the victim become the culprit (“Islamo-leftism”, “activism”, “ideology”…)? It will make things easier.

    As citizens and intellectuals we must oppose with all our strength this destruction of the tools of knowledge and culture. But our success is conditional on our awakening to the revolutions that the academy needs, and on discussing them among ourselves without being too reticent or holding back our opinions.

    Translated from the French by Tommaso Manfredini. b2o would like to thank Étienne Balibar and Libération for permission to publish this translation. We would also like to thank Madeleine Dobie for her help in arranging the translation.

    _____

    Étienne Balibar is Professor Emeritus of Moral and Political Philosophy at Université de Paris X–Nanterre; Distinguished Professor of Humanities at the University of California, Irvine; and Visiting Professor of French at Columbia University. His many books include Citizen Subject (Fordham, 2016); Equaliberty (Duke, 2014); We, the People of Europe? (Princeton, 2003); The Philosophy of Marx (Verso, new ed. 2017); and two important coauthored books, Race, Nation, Class (with Immanuel Wallerstein, Verso, 1988) and Reading Capital (with Louis Althusser and others, Verso, new ed. 2016).

    Back to the essay

    _____

    Notes

    A version of this article appeared on March 9 2021 in the French newspaper Libération under the title: “Le conflit fait partie des lieux de savoir.” It is a contribution to the debate that followed the announcement made by Frédérique Vidal, French Minister of Higher Education, on February 16 2021 to the National Assembly, to signal the launch of an official investigation of the presence of research programs inspired by “Islamo-leftism” in French universities. Even though the statement was immediately rejected by the CNRS (National Center of Scientific Research, France’s – and Europe’s – largest research body) and, among others, by a group of 200 researchers affiliated with American institutions who, in an editorial published in the newspaper Le Monde on March 4 2021, pointed out the chilling echo of “Judeo-bolshevism” in the Minister’s words, neither the French Government nor the President have officially condemned the use of the phrase. One may thus suspect that they approved it.

    [1] Max Weber, “Wissenschaft als Beruf” (1917) and “Politik als Beruf” (1919).

    [2] The original French words, “jungle” and “quartier” respectively, have social and political meanings in addition to their seemingly plain ethnographic sense. “Jungle” refers to the camps that regularly spring up – and are periodically dismantled by the French police – in various places around Calais, and in which find shelter and sometimes humanitarian assistance persons who are trying to cross the Channel without papers. Similarly, “quartier” also defines are the poorest neighborhoods in the banlieues of Paris and other great cities where the majority of the young generations, often of African and North-African origin, and heavily unemployed, are concentrated [Translator’s note].

    [3] In 2015, the CNU (National Board of Evaluation of Qualifications for Positions in Higher Education) was considering the creation of a special section called ‘Economy and Society’, which would create a space in Universities for economists working outside the ‘mainstream’ neo-classical school. It was abruptly cancelled, through the direct intervention of the Government, after intense lobbying from the establishment, especially from Jean Tirole, ‘Nobel’ Prize in Economics in 2014.

  • Seamus Deane — Apocalypse Now

    Seamus Deane — Apocalypse Now

    by Seamus Deane

    In its drive for universal dominion, the most barbaric global force of the last seventy years has been American foreign policy. Among its most notable creations has been American domestic right-wing nationalism. By extension, this has been reproduced, as part of the enormous projection of American power, as similar domestic nationalisms in numerous parts of the globe. So exact has this process of reproduction been that the leaders of these ‘populist’ movements bear an uncanny resemblance to one another, boiler-plate reproductions of a composite of gangsterism, deceit, violence, ignorance, racism, baroque evangelical religious convictions and a matching derision for expertise (a contemporary mode of anti-intellectualism), plus billionaire support and well-honed social media skills. They include Trump, Netanyahu, Johnson, Bolsonaro, Modi, Berlusconi, Salvini, Orbán, Erdoğan, Kaczynski, Sisi — to name but a few.

    The USA had been producing Republican grotesques for some decades —Nixon, Reagan, the elder Bush, but then, like fully evolved mutations of a political climate change, emerged two paragons in excelsis of the type – George W. Bush and Trump. The sun belts and the bible belts had combined to produce the first three of these for the Republican party. Trump, though, went further; he fused them with the rust belt(s) and made bigotry, racism, resentment, the celebration of economic inequality, the most active core values of an under-educated and brainwashed electorate. These became renovatory for a party that needed to find some species of ideology to bolster its practices of gerrymander, voter suppression and non co-operation that, since Newt Gingrich and Karl Rove, had become daily exercise routines for a Republican Party, determined by every possible means to ward off the threat of demographic change. These populist movements also bear strong family resemblances – fundamentalist religious furies, bug-eyed on the same issues, like hostility to abortion, immigration, support for internal domestic and for international violence; white racism, always front and centre, imperial fantasies, enmities old and new – Russia, China, Iran, Islam,’socialism’ –and a global economic system run like a protection racket.

    ‘We can’t predict the future but we can always change the past’ is an old joke but works also as a rationale for many historians. The past American century could do with some revisionism; otherwise, it would be possible to believe that the astonishing power and incompetence of the US military and political classes have had no rival since the Fall of Rome. Unopposed in the air, the US has spent twenty years in Afghanistan, seventeen years in Iraq, in Syria openly since 2014, bombing non-stop in all.  We can only roughly count in multi-millions the civilian deaths inflicted by the USA, starting in 1950, from Korea to Vietnam, Laos, Cambodia, across Asia to the ruined Middle East – not to mention Central and South America. American presidencies are primarily remembered in the wider world for catastrophic war: Truman (atomic war on Japan, pulverizing of North Korea), Johnson (chemical warfare, (plus white phosphorus and napalm), Vietnam), Reagan (Central America), Bush Snr. (Panama, Iraq), Clinton (Serbia, Iraq), Bush Jnr. (Iraq, Afghanistan), Obama (Afghanistan, Libya, Syria, Yemen, Somalia, Pakistan) and the proxy wars of its criminal allies, Israel (Gaza, Lebanon) and Saudi Arabia (Yemen).

    One can show this policy of warmongering has been long established, especially among what we call western democracies – Britain, France, the USA – as they have feasted, since the mid nineteenth-century, on the remains of the decaying Spanish, Ottoman and Austro-Hungarian Empires and have taken, by force and duplicity, the natural mineral resources of the Middle East, especially oil. The fall of the Soviet Empire has stimulated comparable political appetites. Wearing the bib of NATO, the US has been, since 1989, digesting several former Soviet republics. The right-wing nationalism of Ukraine, for instance, has served as an especially piquant sauce while a cold-eyed Putin, on the other side of the table, is compelled to watch this steady mastication of the remnant of the former USSR and the Warsaw Pact countries. With Yugoslavia dissolved, Serbia bombed, NATO and the EU expand almost in lockstep in the process of incorporating the former enemy and its ‘near abroad’, now ringed by US military bases and heavily infiltrated by the CIA. Only the Covid-19 plague has prevented the proposed display of minatory American/ NATO military games in the regions where the Soviets once destroyed the spectacular Nazi military machine.

    Perhaps the radical switch to global domination came with World War I when European interstate wars were magnified into a global struggle. More specifically, it came with the refusal of the US Senate in 1919 to ratify Woodrow Wilson’s proposed League of Nations on the grounds that the USA refused to be dragged into wars on behalf of others. It would choose its own wars and when it did, they would be global. Or one might say, as Carl Schmitt did, that the change came with the Kellogg-Briand pact of 1928 or, to give its full title, General Treaty for the Renunciation of War as an Instrument of National Policy. That was interlinked with the Stimson doctrine of 1932 which declared that the USA had, according to the 1928 pact, the right to decide the justice or injustice of any territorial change anywhere in the world. Schmitt pointed out that this global interventionism had been repudiated by the USA only a lifetime earlier, in 1861, when the UK recognized the Confederacy as a ‘belligerent faction’ in the American Civil War. Such recognition was itself an intervention. Intervention had by 1932 become a more doctrinal affair, with global range and yet its legitimacy was confined by Stimson to the decision of one nation alone.[1]

    So as the low dishonest decade of the 30s dawned, the system of international law was decisively shifted from its former European to an American base; interstate agreements and the ‘bracketing’ of war were, by fiat, globalized. War, as such, had been criminalized at the Versailles Treaty of 1918. The then most recent civil war in Russia, begun by the Whites and supported warmly but not competently by the UK, produced a polity the very principles of which challenged the legitimacy of the Great Power States in particular.

    At first, it appeared that Europe was the decisive zone of struggle across the fifty years of war and inter-war. But, in the long run, it was not. The increasingly possible German turn to the left after WWI was halted by the brutal Freikorps murders of Rosa Luxembourg and Karl Liebknecht in 1918. Contrastingly, the ominous turn to the right in Germany was finally facilitated in 1933, when the fragile Weimar republic was transferred by the vain and treacherous von Hindenburg to Hitler’s Nazi grip for safe keeping.[2]  The long French turn to the alt-right had begun with the Dreyfus case of 1894-1906; when Charles Maurras was sentenced to life for treason in 1954, he declared his punishment was revenge for Dreyfus, served cold after sixty years. Right and left in France had long been in dangerous equipoise. Only a year separates the firing-squad executions of Marc Bloch by the Nazis and Pierre Laval by De Gaulle’s government. Both died with ‘Vive la France!’ on their lips. Pétain just beat de Gaulle to the punch in that instance.  A close-run thing in both Germany and France.

    Yet these tragic national moments quickly lost much of their dramatic force, especially in the ‘near abroad’ retrospect of the European Community. The angles of intrastate and interstate frictions began to alter in the larger and yet more shriveled spaces of the Cold War. Hitler’s fanatical concentration on the Russian front was the one element of his strategic approach that survived his defeat and became American doctrine. The USSR, fellow- and pre-eminent victor in the War, had been the real enemy of the USA all along. The question had been, which would destroy Germany first? The answer was the USSR, but not before being irretrievably weakened by its losses, its demographic profile an indicator of the catastrophic long-term damage it suffered then.[3]

    National post-war conflicts revealed the intramural war that had been strategically conducted in secreto in 1939-45 and became manifest thereafter in the Cold War. Its first battle was to decide who got the credit for winning World War II. Some of it had to be ceded to Russia; but was it Soviet or Mother Russia? The latter, who had beaten the last world conqueror, Napoleon, had (the story went) done it again, despite then Czarist, now Stalinist, tyranny. But, alas, it was the Soviets who appeared at Yalta and there were powerful communist parties in France and Italy. Communist contributions to the defeat of fascism in those countries were first downplayed by the domestic right and then almost erased by the  exemplary and brutal US intervention in the Italian 1948 elections. (The Irish embassy in Rome co-operated in relaying American dollars to the Vatican for the support of Catholic candidates.) The past had to be rewritten for the sake of the future.

    Yet the great damage the Americans sought to do to the communists in Europe was almost superfluous, since the Soviets did it for them with their robotic repression and their manufacture of atheistic boredom outmatching the US manufacture of consumerism and kitsch religious fervor. The Americans were able to begin the Cold War by obliterating North Korea in 1950, secure in the belief that most of Western Europe had by then been made safe for democracy and capitalism; in the Iberian peninsula, for dictatorship and capitalism. Eastern Europe and the Balkans were anaesthetized. The geo-political balance was not only kept but reinforced during the ‘trente glorieuses’ years of prosperity, 1945-75, even through the breakdowns and massacres of the fading Anglo-French empires, (India-Pakistan, Kenya, Nigeria, Rhodesia, Algeria, Indo-China). Colonies re-coagulated into the Third World. The Cold War reached its peak of tension in the Cuban crisis of 1963. As the Soviet Union twitched towards its demise, Western Asia (now the Middle East) began to overtake it as the focal point of global struggle. America’s Israel began its wider wars for domination; apartheid and genocide, well-learned in Nazi Germany, now practiced in the lone surviving fascist state, were re-programmed as democracy and defence of the Western promontory in the East. Israel’s America outfaced the new Great Beast, Islam, its ramshackle, mostly Arab, autocracies and their vast lakes of oil, with fleets of weapons from the Pentagon and televangelistic ravings, once anti-semitic, now pro-Israeli, on the Jewish role in the End Days on the new sound-track as the bombs rained down.

    Perhaps the idea that has infiltrated most deeply behind democratic defences, partly because they had decayed or been exposed or had often simply been pretences, was that bureaucratic and discursive modes of government were of their nature not only given to moral emptiness but were actually devoted to the creation of it. In its first and still most influential modern articulation by Carl Schmitt, in the Germany of the 1920s and early 30s, this first appeared as a clarifying analysis, parading the virtue of decisionism as a power to overcome Weimarian chaos but, in addition, as a theory of power, envisioned as a surgical act that cleared the functioning of a body politic blocked by endless discussion .  This is often and rightly regarded as a defence of dictatorship but it is perhaps even more effective in its negative force as the claim that deliberative democracy cannot but abandon basic moral instincts in order fully to be itself.[4] Although the stain of that accusation spread quite slowly within Europe and the USA, it began to accelerate in the sixties, precisely when democratic protest against the Vietnam war, against sclerotic authority, seemed to have gained democracy a high prestige. The reaction was quick. Ronald Reagan, elected as governor of California, promptly carried out his notorious assault on the Berkeley campus, staff and city itself (1967-69). He was one of the first populists, ruthless, vacuous, a commercial for American capitalism as the main attraction with Religion as the B-movie and a Las Vegas-Biblical rhetoric for both. Further, a remarkable shift within academic discourse began in that decade and continues still. In brief it involved a deflection into the American academy and political world of the negativing power of Carl Schmitt’s thought. This deflection was achieved by the adoption by a kind of whining ricochet of Carl Schmitt via the writings and teachings of Leo Strauss in a concerted ambush on modernity and the Enlightenment.

    Quite how this took place is an intricate story. An early recruit into the anti-modernity narrative was Edmund Burke. A predominantly Catholic, Irish and Jesuit commentary replaced utility with prudence as the key term in his thought and his revolutionaries became the subhuman others by whom the Christian civilization was suborned at its centre. [5] Stalinism also played its feral role in the standard refiguring of the Russian revolution as a replay of the French; the interpretive rein was tightened to restrain all revolution, revolution as such, from destroying that mass of inarticulable belief  which, for the Straussian version of the plebs, was their zone of the ignorant sublime while the governing elite communicated actual knowledge by esoteric semaphore.[6]  One problem was that those—like, say, Allan Bloom—who most loudly lamented the disappearance of the deep truths of tradition were themselves the most pernicious betrayers of it. If one can speak of an American or any other kind of titular national ‘Mind’, it only reveals how much time the author wasted in reading the ‘classics’ that are ostensibly to save it. [7] But the very vulgarity of this discourse is what made it so amenable to such political ends as it was used for in the days of Wolfowitz and Cheney and their ilk during the bloody wars, by no means ended yet, of the Bush administration. The ever-expanding ‘war on terror’ has, on top of slaughter, produced an unexampled exodus of people from Western Asia and the Middle East, victims of the terror of a war which was itself the most intense instalment yet in a long series of assaults already decades long. Launched by lies, supported by sycophants, equipped with weaponry whose users rejoiced in its unmatched destructive and annihilating  range, the war pulverized helpless populations, their homes, the infrastructure of their cities, hospitals and mosques. Their remnants fled to the refugee camps, the snail-trail of misery left by the passage of the American war-machine. Now the region is dominated by carious, aftermath political regimes and sectarian civil wars, while Europe’s shores seethe with displaced immigrants. The bombing of Libya by NATO made it a war zone, opened Africa wide to the ISIS created in Iraq. The Taliban have returned in Afghanistan, the Shia crescent from Iran to Syria has consolidated, Yemen has became an apocalypse under Saudi bombs and in the midst of all, Trump, after a series of assassinations and displays of random force, has suddenly announced America First and started to withdraw, leaving behind Bush’s initial and now unimaginable mess.

    After WWII, Alexandre Kojève envisaged history ending in the arms of a Kantian federated Europe; but it turned out to be only what we now know as the EU, finally relieved of the UK. And the series of judicial coups that marked the development of the EU, confirmed that its democratic deficit was more the consequence, maybe even the aim, of policy rather than some unfortunate side- effect.[8] Francis Fukuyama, at the end of the Cold War imagined it ending in a neo-liberal capitalist paradise, finally relieved of political conflict.[9] At least, after the latest attempt at world domination by the USA (which we might date to 1991), after the financial crisis of 2008, the Pandemic of 2019 –, and the anti-Enlightenment of the Internet age, no-one, apart from all the evangelicals who set off like commuters for their daily incandescence, is going to announce the end of history in any foreseeable future.

    Perhaps we can again take direction from the Old Right. Carl Schmitt, claimed that, since the declaration of the Monroe Doctrine in 1813, the USA has been caught up in a dialectic of interventionism and isolationism.[10] Right now, with the end of the Trump presidency, perhaps an isolationist phase has set in; in a tectonic shift, the manic right has begun to be consumed in its own negation. With the 2021 invasion of the Capitol perhaps the USA, weary of invading everywhere else, has decided, to the world’s relief, finally to invade itself.

     

    Seamus Deane is Professor of Modern History and American Literature at University College, Dublin. He has published two books of poems, Gradual Wars and Rumours.

     

    [1] Carl Schmitt, The Nomos of the Earth in the International Law of the Jus Publicum Europaeum trans. and annotated by G.L.Ulmen (New York: Telos Press Publishing, 2006), 279, 296-99. See the recent plea for a return to a truly liberal foreign policy in the USA: David C. Hendrickson, Republic in Peril: American Empire and the Liberal Tradition (New York: Oxford University Press, 2018), 161-210, 216-17. But the endless whitewashing of the ‘new international order’, including the UN, as a juridical operation that began with the Kellogg-Briand pact continues apace. See Oona Hathaway and Scott Shapiro, The Internationalists: How a Radical Plan to Outlaw War Remade the World (New York: Simon and Schuster,2017).

    [2] See Christopher Clark, Iron Kingdom: The Rise and Downfall of Prussia, 1600-1947 (London: Penguin Books, 2007), 655-58.

    [3] Tony Wood, ‘Russia Vanishes’, London Review of Books (6 December, 2012), 39-41. Adamson, David M. and Julie DaVanzo, Russia’s Demographic ‘Crisis’: How Real Is It?. Santa Monica, CA: RAND Corporation, 1997. https://www.rand.org/pubs/issue_papers/IP162.html.

    ‘Today Russia is experiencing rapid population aging that will accelerate in the next two decades. The patterns and trends of population growth and aging in Russia have been strongly affected by such catastrophic events as the two world wars, the civil war, and famines. These catastrophes have distorted the population age-sex structure. For example, due to huge losses during the World War II, Russia has the lowest male-to-female ratio in the world, especially among the elderly. The irregularities of the age-sex pyramid will have an impact on the rate of population growth and aging for several decades.’ 

    [4] Schmitt, Political Theology: Four chapters on the Concept of Sovereignty (Chicago; University of Chicago Press, 2004,[1922]), 62. In his polemical account of the conservative thought of Donoso Cortés, he says that for Cortés, ‘Liberalism…existed…only in that short interim period in which it was possible to answer the question “Christ or Barabbas?” with a proposal to adjourn or appoint a commission of investigation.’

    [5] See my  ‘Burke in the United States’ in The Cambridge Companion to Edmund Burke ed. David Dwan and Christopher J. Insole  (Cambridge: Cambridge University Press, 2012), 221-32.

    [6] Leo Strauss, Natural Right and History (Chicago: University of Chicago, 1953). The opening pages in particular of this work show Strauss’s strong affinity with Schmitt; For example, pp.5-6:  ‘genuine choice is nothing but resolute or deadly serious decision. [It] is akin to intolerance rather than to tolerance. Liberal relativism has its roots in the natural right tradition of tolerance…but in itself it is a seminary of intolerance.’

    [7] Allan Bloom, The Closing of the American Mind (New York: Simon and Schuster, 1997)

    [8] On Alexandre Kojève’s aide-mémoire The Latin Empire: Outline of a Doctrine of French Policy’, see Thomas Meaney, ‘Fancies and Fears of a Latin Europe’, New Left Review, 107, (Sept/Oct 2017), 117-30. See Perry Anderson, ‘The European Coup’, London Review of Books (17 December, 2020), 9-23.

    [9] Francis Fukuyama, The End of History and the Last Man (New York: Free Press, 1992).

    [10] Schmitt, Nomos of the Earth, 253-55.

  • Elissa Marder — Beyond the Reality Principle Like You Wouldn’t Believe: Reflections on the US Election

    Elissa Marder — Beyond the Reality Principle Like You Wouldn’t Believe: Reflections on the US Election

    by Elissa Marder

    I think it would be a real mistake to imagine that we are now entering “life after Trump.” Although Trump’s presidency did rupture something in American life by ushering in a scary new day for American fascism, the roots of Trumpism took hold long before Trump took office, and the impact of the Trump-effect is far from over. The Trump era has taken us dramatically and I suspect irrevocably Beyond the Reality Principle.  The possibility of “life after Trump” would need to be an actual reckoning with the painful realities that face us (climate change, the enduring legacy of slavery, the carceral system, poverty) rather than a nostalgic wishful hope that we can simply return to the way things supposedly were “before.” Joe Biden won the election not by being Biden but by not being Trump. The idea that Biden could simply “make America a democracy again” is itself a fantasy that invests in some of the very same myths about American political life that Trump exploited for his own populist, racist, and fascist ends. Trump not only violated political norms, institutions, science, facts, and trust but was rewarded for doing so by the Republican leadership and by more than 72 million American voters.

    We need to take up the challenge of understanding why Trump’s assault on the reality principle was so effective and so appealing to so many. Why—after more than four years of his abhorrent rhetoric and political tactics, has political resistance to him—from both the left and the more traditional right—been so feeble? 72 million US citizens voted for Trump. Some of those people fully embrace his toxic rhetoric and his warped world view. Others claim to have made a rational decision to vote for him by pointing to his economic policies or his support for American businesses. In fact, however, given his blatant and triumphant disregard for the truth, facts, the constitution, and the rule of law, one could not vote for Trump without also voting against the reality principle. Every vote for Trump was also a vote against truth.

    In this domain, the opposite of truth is not a lie, but a wish. Trump peddles magical thinking and weaponizes Freudian dream logic. Unlike most other fascist leaders, he doesn’t give a damn about politics, policy, or ideology. He doesn’t believe in anything other than his own perverse infantile fantasy of phallic infallibility. But what we must work to understand is how and why his grandiose and simplistic pronouncements touched so many people so very deeply.

    Denial is his super-power. His refusal—or inability—to respect any prohibition, restriction, or limitation of his own will-to-power apparently enthralled his admirers. His seemingly unlimited capacity to demand that the world bend to his infantile view of it inspired his followers to join him on the path beyond the reality principle. He made those people feel that he recognized their distress and that he—and he alone—could make it go away. Most of his promises were absurd: Mexico will pay for the wall; the coronavirus will vanish by Easter. But it is as if the very absurdity of these promises only further cemented his power. He dared to express impossible wishes. Trump’s grip on his own fantasy is like a twisted reversal of the Lacanian dictum not to give way on one’s desire. He never ever concedes to the reality principle. It is through the prism of this denial that he touched so many. We must take the measure of the despair, anxiety, shame, helplessness, and fear that underlies a vote for Trump. 72 million people voted for him because he promised them a way of escaping, denying, or avoiding some aspect of reality that had indeed become unbearable. There is an important truth to be reckoned with here: what if those people needed his absurd promises precisely because certain aspects of reality have become unthinkable and hence unbearable. The omnipresent specter of climate change and global warming, for example, cannot be processed by individual psyches because there is little—if anything—that individual people can do to stop the devastation that hovers on the horizon. Quotidian survival requires that we deny the magnitude of that devastation. In the case of climate change, denial of reality only accelerates and exacerbates the very reality that it aims to deny. The thread that connects all of Trump’s supporters (whether they are white supremacists, white collar capitalists or workers in obsolete industries) is a need to ward off acceptance of a loss that is disavowed because it is felt to be unbearable. Trump apparently relieved people of the responsibility and the burden of facing reality. His utterances are both absolutely (and impossibly) performative and completely unreal. His shamelessness absolves people of their shame.

    Trumpism not only altered the terms of American political discourse by undermining truth, facts, science, expertise, precedent, norms, decency, and trust but he also waged an assault on reality itself.  We need to understand how he transformed his own personal denial of reality into a collective fantasy that effectively altered the political landscape. His denial of reality did in fact create a new reality. It is this new reality—the reality of “fake news” and “alternate facts”—that has become the hallucinatory norm.

    Everything Trump says is literally incredible. “Like you wouldn’t believe” is one of his favorite phrases. One doesn’t need to have a psychoanalytic sensibility to appreciate the double-edged dreamlike duplicity of this expression. Meant as a variation of one of his standard hyperboles (everything he touches can only be the greatest, biggest, the most tremendous, etc.) the expression “like you wouldn’t believe” openly avows that the reality being hyped requires an act of belief precisely because it is unbelievable: it is beyond the reality principle.

    Trump deploys reversal as a political tool. He contests every bit of reality that threatens to expose his lies and misdeeds as “fake news” and then disseminates his own false counterclaims via social media and conservative TV. Over time, the infusion of so much noise (flooding the zone with shit as his aide Steve Bannon famously put it) has transformed the public sphere into a vertiginous hall of mirrors. All news is potentially “fake news” so there is no news. The internet is the perfect delivery device for disinformation. It soaks up distorted wish fulfillments and amplifies them through endless replication.

    As in a dream, there is no negation on the internet. Disinformation is always already viral: viral communications cannot be destroyed, negated, or contained. They can only be refuted by the presentation of “evidence” that comes from a reality that has no bearing whatsoever on the life of what transpires in the viral dreamscape.

    Trump is not merely an aberration of American political life; he is also a symptom of it. He reflects at us the image of what we have become and exposes the wishfulness and the denial in those (like me) who still harbor sentimental fantasies about the checks and balances that supposedly guarantee democratic institutions, the court system, and the rule of law.  Over the past weeks, it has become a commonplace for people to observe that this election “stress-tested” the electoral process and that “the guard rails” have held.  But from what I saw, we just got lucky. The disaster may not have been averted, merely postponed.

    So now we find ourselves in an odd limbo. We have moved so far Beyond the Reality Principle during the Trump years that it is difficult to imagine a possible return to what intellectuals now quaintly refer to as the norms of political life. Personally, I don’t think that there can be a return to a world before Trump. That world no longer exists, if indeed it ever did. Instead, we need to invent another relation to reality; one that is neither bound to “cruel optimism” (to invoke Lauren Berlant’s felicitous phrase) nor paralyzed by the necessity of recognizing the limits of personal and state sovereignty.

    As far as I’m concerned, this post-election season has been like a bad dream from which we have yet to awaken. This last and most recent phase is like the dream-within-the-dream when you dream that the nightmare is over but it’s not. Because none of the things that we have seen go down in the last month should be thinkable or possible. So just because the worst possible outcome didn’t fully materialize doesn’t in fact mean that the threat is not real and ongoing. The world that awaits us demands that we traverse that fantasy and awaken to the challenges of imagining a different and more livable new reality.

     

  • Julia Chan — #hkfortrump: How American Liberals Have Failed Hong Kong’s Democracy Movement

    Julia Chan — #hkfortrump: How American Liberals Have Failed Hong Kong’s Democracy Movement

    by Julia Chan

    Thanksgiving, 2019: thousands joined in a rally to express their “gratitude” to Donald Trump. Waving the Stars and Stripes, they held up posters of Trump, photoshopped with a well-toned body and boxer gloves to symbolize the president’s fighting spirit. This took place in my home city of Hong Kong, organized by some of the most committed pro-democracy activists who braved tear gas, batons, rubber bullets, and often real bullets as they protested Beijing’s increasingly oppressive regime. This year, after resistance of all kinds has been suppressed by a new national security law directly imposed by the Chinese Communist Party (CCP), these activists continued to root for Trump in twitter campaigns and on YouTube channels. There, they would reiterate almost verbatim the bogus conspiracy theories of voter fraud, Biden’s collusion with the Chinese Communist Party (CCP), and COVID-19’s origins in a Chinese laboratory.

    No, these Trump supporters are not older white males with no college education, a low income, or diagnosed with the “authoritarian syndrome.” They are intelligent, politically engaged, and idealistic university students and young professionals who demonstrated admirable courage in their pursuit of the very same liberal values and practices that Trumpism seeks to destroy in the American society. Commentators have pointed out how Trump’s “tough-on-China” posturing has won wide support across Asia: Hong Kong, Taiwan, Vietnam, South Korea, even among liberal groups within the PRC itself.[1] Others, more attuned to the city’s decade-long struggles for democratic self-determination, have noted the movement’s worrying turn to the right. For the more radical activists, Trump’s “America First” policy and MAGA slogan chime well with their separatist localist agenda, which often takes the form of animosity towards mainland Chinese tourists and immigrants, blamed for taking up social spaces and resources.

    These observers may well be right, but they do not explain what is fundamentally a paradox: how can one be pro-Trump and anti-authoritarian at the same time? Does not one cancel out the other? Is it not more logical that we should seek our allies among fellow-victims of police brutality and arbitrary state power, such as the Black Lives Matter movement, rather than pin our hopes on a capricious would-be dictator who claims to be “a friend” of Xi Jingping? After all, as Trump’s “Executive Order on Hong Kong Normalization” inadvertently revealed, the US State Department had been providing regular training and sale of military equipment to the Hong Kong Police Force throughout the year-long protests, up till July 2020 when the presidential executive order terminated that connection.[2] While the HK protests and BLM remain divergent in their ultimate demands—few in Hong Kong have experienced, let alone understand, systemic racism, and most American citizens have little idea of what it is like to have their basic liberties snatched from them overnight—there is still much common ground in our collective resistance.

    And yet, apart from a few attempts at building international solidarity and sharing protest tactics, many Hong Kongers turn to the far right, seeking support from the likes of Mike Pompeo and Marco Rubio instead. We need something more than a moral censure here. What the Trump supporters in Hong Kong have shown is a small nation’s desperation for survival, but more fundamentally, the failure of American liberalism itself. Although right-wing factions in the United States have a long history of co-opting resistance movements in foreign countries to further American imperial power, ironically, they were often the sole defender of those facing dire suppression. In the case of Hong Kong, except for Nancy Pelosi, few Democrats have ever spoken out about the city’s continued struggles against Beijing authoritarian domination. Unwilling to jeopardize their trade relations with the PRC, American liberals have proved themselves questionable allies. Despite their high-sounding ideals and the usual moral outrage they express at Trump’s attacks on democratic institutions at home, they remain deaf to others’ call for international solidarity and mutual support.

    Few pro-trump liberals are deluded enough to believe the incumbent president holds any genuine goodwill for Hong Kongers. Like in many small Asian countries, we rely on the simple tactic of playing one imperial power against another. On his visit to the Berlin Wall, Joshua Wong (the face, though by no means the leader, of the movement) hailed Hong Kong as the “new West Berlin,” the battleground for a “new Cold War” between the US and The PRC.[3] Prompted by the G20 Summit that coincided with the height of the protests last year, activists developed an “international front” dedicated to lobbying Western sanctions on Hong Kong, if not on the PRC itself, for the latter’s infringement of the 1984 Sino-British Joint Declaration, which promised to secure the autonomy, basic rights, and liberal institutions of the former colony.

    In the United States, these efforts culminated in the bipartisan Hong Kong Human Rights and Democracy Act (HKHRDA), passed almost unanimously in the both the Congress and the Senate, and which incidentally Trump at first refused to sign. True to its new-Cold-War metaphor, the HKHRDA is largely a nuclear option. It stipulates that the Secretary of State will make an annual report on the city’s autonomy and civil liberties. Should the region’s “One Country Two System” constitutional principle continue to erode, the US would revoke Hong Kong’s special status that offered unique privileges, unavailable to the rest of China, in areas such as trade, immigration, technology transfer, and intellectual exchanges. The HKHRDA would jeopardize Hong Kong’s position as a global financial hub; but given that Hong Kong funnels more than three quarters of the PRC’s yearly foreign investments, it will also cause indirect but substantial damage to China’s economy. Threatening mutually assured destruction, the bill was meant as a deterrent to slow down Beijing’s increasingly blatant interference. It was on the very next day after Trump reluctantly signed the bill, on 27 November 2019, that the Thanksgiving rally took place.

    This time, though, the script did not play out like the last Cold War. Barely half a year later, the PRC responded to the bluff by putting in place a national security law criminalizing vaguely defined acts of secession, subversion, terrorism, and collusion with foreign forces, bypassing the local legislature altogether. The US officially removed Hong Kong’s special status and imposed sanctions on several pro-Beijing officials on 14 July 2020, but the sanction itself now meant little. Within days after the national security law came into effect, protest slogans and songs were outlawed. Students were arrested for displaying even blank placards. Materials deemed sensitive or controversial, from the Tiananmen Square Massacre to discussions of the separation of powers, are removed from textbooks. Judges are routinely harassed, as are activists and journalists. In a recent case, a TV producer was arrested for her news program that reported possible collusions between the police and the pro-Beijing groups responsible for a mob attack on civilians. Popularly elected pro-democracy legislators were “disqualified” and removed from their posts. Meanwhile, on the pretext of COVID-19, the government suspended further elections. For the first time since the end of colonial rule, opposition is completely absent in the city’s legislature.

    Our future is beyond dystopian. It is no wonder that much of the movement drew inspirations from The Hunger Games movie trilogy. Chanting the main character’s line “If we burn, you burn with us” as their slogan (or laam chau in Cantonese), many welcomed the US sanctions as the long-overdue justice and vindication of their injured, jailed, and dead comrades. Their support—or worse, admiration—for Trump originates from frustrations with Hong Kong’s own powerlessness as a nation, with fighting for some twenty years what is invariably a losing battle. Many view Trump’s America as the only counterweight to the re-colonizing forces of Beijing, who apparently will stop at nothing short of total domination. Thus, in a problematic twist, even as Hong Kongers lament and struggle against the rapid erosion of the rule of law and other liberal institutions at home, they also celebrate Trump’s disregard for institutional protocols and political traditions as the very qualities necessary to hold the PRC in check. For though Obama’s “pivot to East Asia” strategy in 2011 turned American focus back onto the Asian-Pacific region, it was the Trump administration that produced the country’s most aggressive containment measures directed at the PRC. For many in Hong Kong, Trump’s antics on issues such as the trade war, the expulsion of state-owned companies like Huawei and TikTok, and the closure of the PRC embassy in Houston, offer almost a vicarious pleasure and sense of power.

    More clear-sighted critics would point out that in instigating its own destruction, economically at the hands of the US and politically by Beijing, Hong Kong has only turned itself into a bargaining chip for Trump. Yet this is exactly why the Cold War rhetoric remains attractive despite its obvious obsolescence. The idea of a new Cold War offers a familiar narrative in which Hong Kong can again find its strategic role. After all, as the chess piece in the great game between Western democracies and communism, this quintessential neoliberal city did not just survive but prospered.[4] Hong Kong touted its free market economy not only as the “gateway” into communist China’s otherwise inaccessible pool of consumers, natural resources, and labor, but also as a guarantor of political and cultural freedom. The city’s pride in its economic success is entwined with its other identity as the enclave for dissenters and refugees from the dark, oppressive government of the CCP. When the “One Country, Two System” structure was proposed in the late 1980s, it was tacitly understood, or at least hoped, that Hong Kong would function as the model liberal democratic “open society,” whose path China would follow by gradually opening up its economy.

    The development of the PRC under Xi Jingping has proved that the ideological binarism of the Cold War no longer holds: capitalism can work hand in glove with authoritarianism. In Hong Kong, the so-called “red capital” has been in fact one of the major vectors of suppression. It includes installing CCP staff in the governance structure of corporations, forcing companies to fire their employees for posting Facebook comments in support of the protest, and squeezing out local publishing houses and booksellers to stifle dissenting publications. Throughout Asia, US economic and military hegemony has been understood as the guarantor of security and protection, especially from the PRC as an emergent power. In recent decades, however, American business interests in China have silenced most governments in Western countries—particularly the United States and Britain—on issues ranging from the mass incarceration of human rights lawyers within the PRC to Xi’s dubious claims over the South China Sea.

    As the global narrative of American liberalism collapses, we are left with few alternative discursive tools to defend the city’s shrinking political space. In practice, the protests last year and the Umbrella Movement in 2014 have sparked remarkably innovative forms of mutual aid and community building. For example, with the help of mobile apps that map and promote pro-democracy small businesses, a newly emerged “yellow economic circle” seriously challenged the monopoly of pro-establishment chain stores and corporations. Even today, the steady flow of politically like-minded customers continues to help struggling restaurant and shop owners survive the economic impact of COVID-19. Others have sponsored the daily expenses of the frontline protesters through crowdfunding, decentralized online chatgroups, and personal networks. It is a misconception that Hong Kong’s democratic movement is largely a middle-class affair.[5] Supporters cut across all age groups and all sectors of society—from pilots to construction workers to housewives to high school students to the unemployed—who share strong convictions in voluntarism and reciprocal care. These initiatives that seek to reshape Hong Kong’s socio-economic life find no coherent expression in international advocacy. Neither the Western media nor we seem able to move away from the binary of East and West, totalitarianism and freedom, Hong Kong as a “typical Chinese city” and the crown colony of the glorious past.

    Hong Kongers’ pragmatic calculations of pitting US imperialism against Chinese domination are no doubt selfish. There is among us a willful ignorance of the realities of American life in the last four years. To believe that Hong Kong people’s experience of oppression is unique, to refuse to see that the treatment of migrants and asylum seekers under the Trump administration is of the same kind as the treatment of the Uighurs in Xinjiang, is perhaps the greatest weakness of the city’s courageous and creative resistance movement. At the same time, we might also reflect whether we are asking too much of these young protesters, whose physical and psychological trauma from months of police brutality and harassment is often beyond the comprehension of onlookers. For those on the front line, looking to America for protection is as much a matter of personal survival as the survival of Hong Kong. As I write, Joshua Wong is facing his fourth jail sentence (13 months for inciting unlawful assembly) since 2016 and was held in solitary confinement with lights on around the clock during custody. His fellow-activist, Agnes Chow, nicknamed “the real Mulan,” will spend her twenty-fourth birthday in prison. Nor is the regime targeting only opposition leaders. Between June 2019 and November 2020, more than 10,000 people were arrested. Over 2300 of them have been charged and over 500 sentenced to jail, some for as long as six years. A handful of dissidents have managed to find political asylum in Germany, Britain, and Taiwan. In contrast, when four student protesters arrived at the US Consulate General seeking refuge late October this year (their friend had been apprehended and taken away before he could even reach the Consulate gates), they were simply asked to leave.

    Contrary to the wishes of the HK Trump supporters, then, the enemy of my enemy is not really my friend. It should have been a clear warning sign when Trump threatened to send in the National Guards to suppress the Black Lives Matter protests this summer—an uncanny reminder to many of both the Tiananmen Square Massacre in 1989 and the more recent experience of police violence against protesters at home. At times, however, it seems that Hong Kong people are left with impossible choices. Between Trump and a Biden administration that still imagines that Xi Jingping’s the PRC can be persuaded to play by “international norms” through trade and without any rigorous engagement, it is understandable that they chose the former.[6] In the city’s lonely and futile fight against the CCP, Hong Kong people are not merely racist, or misguided, or selfishly opportunistic to wish for a US government that would at least claim to hold the PRC responsible for its flagrant violation of human rights. The paradoxical idea of a Pro-Trump liberal in Hong Kong is an instance not of the global rise of the right, but the inadequacies of American liberal politics and imagination that we in Asia have adopted as norm and model.

     

    Julia Chan has recently completed her PhD in the Department of English, Yale University, where she researched on revolution and utopia in British and Soviet modernism. Her work has been published and is forthcoming in the Journal of Modern Literature and Modernism/modernity Print Plus. A native Hong Konger, she has taught English literature at Lingnan University and the Chinese University of Hong Kong.

     

    [1]. https://www.theatlantic.com/international/archive/2020/10/democracy-activists-who-love-trump/616891/

    [2]. https://www.whitehouse.gov/presidential-actions/presidents-executive-order-hong-kong-normalization/

    [3]. https://www.reuters.com/article/us-hongkong-protests-germany/my-town-is-the-new-cold-wars-berlin-hong-kong-activist-joshua-wong-idUSKCN1VU0X4

    [4]. Priscilla Roberts and John M. Carroll, eds, Hong Kong in the Cold War (Hong Kong: Hong Kong University Press, 2016).

    [5] Though the political situation in Hong Kong has changed dramatically, Matthew Torne’s 2014 documentary Lessons in Dissent remains an excellent portrayal of grassroot and left-wing pro-democracy activists.

    [6] https://www.nytimes.com/2020/09/06/us/politics/biden-china.html

  • Hortense J. Spillers — Fly Me To The Moon (from the ground)

    Hortense J. Spillers — Fly Me To The Moon (from the ground)

    by Hortense Spillers

    It is simply incredible, and had I not experienced it in the flesh, rather than in dreams, (where this stuff belongs), I would not believe any description of life in the United States since 2016. The character of these years, first of all, as if a spectacle unfolding elsewhere and detached from any language or gesture or principle of reality that I recognize and honor, will eventually find its narrators and historians, but the latter will live in another season of time and purpose from my own and my generation’s. In other words, this conjuncture not only marks an inflection point, but lays hold, I believe, of a whole new political grammar that must be grasped, not because we do not know the words, or the rules of syntax—we know them all too well—but because we can no longer fathom the uses to which they’re put, nor can we easily imagine the human personality who would be compelled by such uses. I do not comprehend: the so-called right wing in my country, QAnon, the 73 million Americans (a considerable number of them women), who voted for Donald Trump, Donald Trump himself, the plot to kidnap the Democratic governor of the state of Michigan, Gretchen Whitmer, the Fox News Network and its creator, Rupert Murdoch and whatever unspeakable animus or anguish that must drive this project, the antipathy toward masks, the rage at public officials in their effort to protect local populations from covid-19 infection,  and the vicious oversupply of partisanship, as expressed by the GOP. This drive-thru of complaint does not exhaust the list, which, collectively multiplied, would soar toward infinity, but it gets us to the right ballpark.

    There are times when I fear to know what I think—in fact, I can’t even write it down in my diary here lately—and even resist its echoes from the minds of others; could it be some modicum of hold-over, atavistic superstition (fit candidate for Totem and Taboo?), that if you speak its name and conjure it up, it is embodied and becomes true? But by contrast, naming it also socializes it, as Kenneth Burke conjectured decades ago, perhaps disallows its sting and, therefore, propitiates and exorcizes it; in our time, Shoshana Zuboff, in her remarkable study of “surveillance capitalism,” argues that the “unprecedented” must be named and only by doing so do we move toward the mobilization of “new forms of collaborative action: the crucial friction that reasserts the primacy of a flourishing human future as the foundation of our information civilization. If the digital future is to be our home, then it is we who must make it so” (21; emphasis Zuboff). This fear of one’s own words is occurring in the context of surveillance capitalism, but the latter is not our primary concern here; what we’re fearing in the country at this moment, however, is precisely the alienation bred by what Zuboff calls the “unprecedented.” We are 16 days past the longest presidential election in our history, one of the most dangerous and contentious, and at this writing, the current president of the United States, who lost the election by 306 electoral votes that represent approximately 80 million Americans, has not conceded, but launched instead a systematic and unprecedented campaign to stay in office—essentially, the staging of what has been called an “auto-coup”—and the sole question that knots the stomach (as it has the entire tenure of his term of office) is what do Americans do now. Wishing for the moon, or some other planet, will not help! But facing what must be faced entails danger precisely because our circumstance today has no precedent and thus no name.

    Starting with the presidency itself, this current iteration bears no resemblance to any single instance of modern American political history that I can think of, however inadequate the person of the president has been from time to time. I would go so far as to say that Americans these four years have not had a president at all, but, rather, a place holder, or one might even say president-for-lack-of-a-better-word. The Trump term of office has exposed the sheer fragility of a constitutional democratic order, which must rely on the power and force of an idea; the unwritten agreement between its stake-holders, its citizens, and those who govern them, about what constitutes political reality; the consent of the governed, and the consonance of values among all the principals—the governed and the governing. One of the most disturbing features of these years has been precisely the dramatic reminder that these elements of cohesion are neither imprescriptible, nor written in the stars. What we now realize with renewed poignancy is that their orchestration has never evinced perfect balance and harmony, but enough of the latter has played throughout all the darkness and disharmony that hope in American democratic possibility has never felt displaced. One had rather “forgotten”—and it is the lapse that a degree of comfort breeds—that these arrangements are exactly so and as such can come undone. This marked unraveling of an inadvertent inattentiveness is nowhere more palpable than in the loud intrusion of the persona of the presidency into the everyday life of the citizen—his violent abuse of the powers of office as a constant feature of the twenty-four hour news cycle. The indefatigable storm and stress of conflict and the rupture of routine coming from the Commander-in-Chief himself broke in on everyday life with such persistence that the stunning outbreak of sickness and death in the closing months of the term seems somehow fitting as the fatal, indelible mark of years that we will remember as a colossal civic blunder–or was it?

    The question is occasioned by a shadow of doubt that would suggest that Donald Trump, for all the disarray and nausea that he inspires, did not spring up in a vacuum. The ground of his emergence was actually seeded at least decades ago, not only in quite obvious instances like “the scoundrel time” of the McCarthy era, closely followed by the Nixon presidency and the apodictic rise of the partisan “consultant” and “strategist,” with their endless “dirty tricks” and pliable morality, but also the less obvious deviations of the Reagan White House and its seductions: Recall that the “southern strategy,” the deliberate appeal to states’ rights and anti-black sentiment, sits at the very heart of Republican politics as a counterweight to the Civil Rights Movement, an outcome that Lyndon Johnson, in the aftermath of the Civil Rights Bill of 1964 and the Voting Rights Bill the following year, presciently understood avant la lettre. Reagan launched his bid for the Oval Office in 1980 from Philadelphia, Mississippi, an active locus of civil rights struggle and the murder of the trio of young activists, James Cheney, Andrew Goodman, and Michael Schwerner in the summer of 1964. As Republican “dirty trickster,” Lee Atwater, understood, one didn’t have to utter “nigger” umpteen times in order to drive home his point, and I should think that an appearance in Neshoba County, Mississippi, less than two decades later by a leading Republican contender, would speak as eloquently as a racial epithet, if not more so, for all its subtlety, just as the “Willie Horton” ad of Bush the Elder’s presidential run said all it needed to say a little less than a decade later. Bush’s appointing a staunch conservative to the United States Supreme Court in the fall of 1991 to assume the seat of Thurgood Marshall, a pioneer in the legal struggle for black rights, remains, to my mind, one of the most hateful acts of cynical mockery and outright racist antipathy of the late twentieth century. By the time the presidency enters the new millennium, riding the wave of constitutional “originalism,” a true fraud of American democratic order, as I see it, the outline of Republican misrule and its propensity for authoritarian charms has evolved into a repertoire of dubious practices that operate under the color of law. Against this backdrop of dishonor and injustice, everywhere supported by a scaffold of lies and millions upon millions of revanchist dollars, the awful story of the U.S. Senate’s brazen mistreatment of Appeals Court Judge Merrick Garland at the tail end of the Obama presidency opens wide the gates of hell for any old embodiment to stroll through, and it did.

    Looking around the room, then, for a single, definitive point-of-departure simply will not do; there are several. For one thing, the country’s media sources, especially the major networks and cable companies of the television industry, advanced the persona of Donald Trump to a degree of visibility and significance that it might never have achieved beyond “The Apprentice” reality-tv series and the tabloid reputation of a local Manhattan “playboy,” known for the “prenuptial agreement” and the noisy, sophomoric changing of wives. In other words, systematic media attention, from the launch of Trump’s presidential campaign to the present moment, not only afforded him critical, free advertising, but also put him before the public auditory as a kind of necessity. As of 2015 and the famous escalator descent, no gesture of his, from silly tweets to golf outings, has failed to be repeated and amplified in a sickening, ubiquitous loop—as late as this Thanksgiving, well after the November presidential election and Joe Biden’s victory, CNN, for example, has still persisted in covering his ridiculous ravings about “massive voter fraud,” the “theft” of the vote, and how, in time, the “evidence” would be revealed, if only a court that would treat him fairly could be found, somewhere. The Thanksgiving newscast and the endless repetition of programs like it simply extend post-election angst, feed the unrelenting outrage of Trump’s most ardent supporters, and do nothing to heal the dangerous rifts that now sit athwart the body politic. But televisual logic, as though detached from human choice and thinking, proceeds on autopilot in the pursuit of top ratings and advertising dollars. Exactly what debt of sociality is owed to the public by various media constitutes not only a critical inquiry concerning cultural production and its widest distributive patterns—in other words, how their dissemination and content participate in processes of educating—but it is also the nexus that is denied: a breach falls between them with media and their decisive commercial interests on one side and the public and its stake in bildung and literacy on the other, as never the twain meets. What accounts for this unconscionable refusal and its perdurability, generation in, generation out? And can a direct line be drawn between our incomplete intellectual meditations and mediations and the excess of gullibility that has captured sectors of the American public?

    Perhaps the single most disturbing feature of the current conjuncture is the extent to which the Trump years have been enabled by the substantial and craven complicity of Republican politicians. Without the silent endorsement of a Republican-led Senate and well-placed Republican figures at every step along the way, much of what the country has been through might have been avoided; but how does the public respond to a political party that has degenerated—for all intents and purposes—into the behavior of a criminal gang, operating at the behest of a strong man? The U.S. Constitution does not necessarily offer guidance here, nor does it anticipate the deterioration among interlocutors of a dialogue that is predicated on the mental availability of the principals. The Biden years opening before us must navigate this bleak evacuated terrain, and not a single American will be able to escape the implications of the journey.

    Works Cited

    Zuboff, Shoshana. The Age of Surveillance Capitalism: The Fight for a Human Future At the New Frontier of Power. PublicAffairs Hatchett Book Group, 2019; quotation at p.21.

     

  • Margaret Ferguson — Doing Some of the Work: Grief, Fear, Hope

    Margaret Ferguson — Doing Some of the Work: Grief, Fear, Hope

    by Margaret Ferguson

    Throughout the long first months of the pandemic—from March to November 2020—I volunteered as a phonebanker for “Indivisible Yolo,” the local chapter of a national movement devoted to defeating Trump and electing Democrats up and down the ballot. We partnered with a group called “Sister District CA 3,” which focuses on electing progressives to state legislatures including those shaped by Republican gerrymandering efforts. I was able to devote quite a lot of time to this volunteer effort because I am retired from teaching and no longer have children at home.

    The Indivisible movement began in an informal “grief counseling session”—a meeting of friends in Austin, Texas in November 2016 attended by two former congressional staffers, Leah Greenberg and her husband Ezra Levin, when they were in Austin for Thanksgiving.  Returning to their home in Washington, D.C., they and nearly three dozen thirty-something friends collaborated in an effort to turn their grief about the election into action. They composed a 23-page Google Doc handbook called “Indivisible: A Practical Guide for Resisting the Trump Agenda”; Levin tweeted a link to the document with this message: “Please share w/ your friends to help fight Trump’s racism, authoritarianism, & corruption on their home turf.”[1]

    Adapting ideas drawn both from their own experiences with members of Congress and from tactics used by the Tea Party in its successful efforts to block Barack Obama’s agenda in 2010, the Indivisible guide went viral, and was shared by people with Twitter followings much larger than those of the document’s authors: among the amplifiers were Robert Reich, Jonathan Chait, George Takei, and Miranda July. Less than two months after its publication, more than 3,800 local groups called “Indivisibles” had formed to support the movement. It developed a website where the Guide was continuously updated in Spanish and English, and only a few weeks after Trump’s Inauguration, the fledgling movement became a 501(c) organization. Levin drily remarked that “The last thing the progressive ecosystem really needed was yet another nonprofit,” but in this case, the organization thrived.  The protests it organized at the local level have been credited with, among other things, making it hard—and eventually impossible—for the Republican party to pass a “replacement” for the Affordable Care Act.[2]

    Different Indivisible groups have focused on different—and multiple–actions during the Trump era, frequently collaborating with other groups such as the Working Families Party and the Women’s March. What drew me to the local group in my Northern California town was its slogan of “Do the Work”—an alternative to watching TV news and wringing one’s hands—and the congenial community of activists it had created.  Like others, I was excited when we were able to rent office space near Interstate 80 in March as we geared up for work during the election year; many of us had written post cards since 2016 and had canvassed in person for Democrats in 2018, but in early March this past spring, we would finally have our own space for organizing.  I went to one meeting to be trained in texting potential voters, and I spent one Saturday morning cutting sheets of paper for postcards in the communal space. But then all organizing efforts had to move online as the virus swept through California and the lockdown began. The idea of not being able to knock on doors or set up registration tables—as we had done in 2018—at sites such as the Woodland Community College seemed incredible. One of my Indivisible friends, a woman with whom I had carpooled when our kids were in middle school and whose organizational skills I respected greatly because we had served as co-leaders of the garbage squad for our children’s high school graduation party, asked me if I would be willing to consider phonebanking. I said no.  I told her that I am much too much of an introvert to do that kind of work. Plus I hate it when strangers call me out of the blue, so how could I make calls to strangers myself?

    My friend, a scientist at the University of California at Davis, suggested that I read some of the research on the effectiveness of different methods of communicating with potential voters. With the help of other Indivisible members, I did that work,  starting with the valuable article “Lessons on GOTV Experiments” published by Yale’s Institute for Social and Policy Studies, with further bibliography.  The authors give their highest mark of certainty—3 stars—to research studies finding that “personalized methods and messages work better” and that, after canvassing, with its face to face encounters, phone calls by humans (as opposed to robots) and also by volunteers (as opposed to paid operatives) are most effective. Though I’m still perplexed about what exactly the evidence is for this conclusion (exit polls? follow up calls?), I did come to believe that I should add phoning to the other things I was doing, namely postcarding and texting. The former action was boring but also satisfying: I found myself enjoying the mild challenges of fitting the words of a script into the allotted space and using different colored pens for my best grade-school handwriting efforts. But of course one never got any response to a postcard. Our campaigns were carefully chosen for maximum impact and I had really enjoyed writing cards with other volunteers before the pandemic forced us to write at home by ourselves. I had also enjoyed sending texts, which I learned to do for the Environmental Voters Project at the Indivisible-Sister District office just before it shut down. Texting brought a few positive responses including requests for further information; and it was incredibly fast: I could send 50 texts in less time than it took me to write one postcard. But most of the text responses told me just to STOP –or to do something bad to myself or to my mother, who is dead. I continued to text and write postcards, but I decided I should at least try to make phone calls too. Naively, I thought I could conquer my fear of calling strangers if I called as a member of a group of volunteers who shared information about best practices and stories about “memorable” calls—good and terrible—during Zoom meetings.

    I’m deeply grateful that I was able to phonebank during meetings which included training on issues, tech support, and hosts who sent email reports after every session detailing the number of calls we had collectively made and which we reported (another small pleasure) in daily tallies—over 106,000 by November 3. But I never did get over my fear of phoning—a fear that became enmeshed with my larger and darker fear about the possibility of a Trump victory. My stomach tightened every time I lifted my cell phone for manual dialing sessions, and my stomach was even more upset when I attempted to use the “hub dialing” system that Indivisible and allied groups such as “Flip the West” considered to be the most efficient way of reaching potential voters. When you login to a hub-dialing system, a distant computer does the dialing for you and you get many fewer wrong numbers, busy signals, and disconnected phone lines than you do when you are dialing voters directly from a list supplied by a campaign. The downside of hub dialing, for me, is that the caller is not in charge of the timing of a connection; it could take many minutes (during which some supposedly calming piece of music would play again and again); or it could come just seconds after you had completed your previous call. This meant that there was no time for the psychic loin-girding I needed, and there was often not enough time to compose my face into the smile that experienced phone bankers recommend that callers wear (as it were) for every new connection. Voters can hear you smile, I was told. And although  each campaign we participated in gave us scripts that came up on our computer screen for us to follow as the call unfurled, we couldn’t follow the scripts slavishly. The voter’s tone of voice and specific concerns (including sometimes strong concerns about being contacted at all) shaped what we might say from the first seconds of the call through the farewell.

    Our phonebanking team was supporting several Senate races, and I was particularly invested in Theresa Greenfield’s in Iowa. Her staff provided excellent (and frequently updated) scripts for both manual and hub dialing, and I learned enough about her positions to be able to engage in substantive conversations with some Iowa voters. I also learned a good deal about the progressive candidates our group was supporting in Georgia (Jasmine Clark for District 108) and in Arizona (Doug Ervin for State Senate and Judy Schwiebert for State House in Legislative District 20). Clark and Schwiebert won last week; Ervin alas did not, and has modeled adult behavior by conceding to his opponent. I hope he runs again.

    The first campaign I joined involved manual dialing for California Congressman Josh Harder. He was running for re-election in the 10th District, and his campaign was what veteran callers considered an easy one for neophytes. We were mostly calling registered Democrats and the script was good: it directed us to ask about what the Congressman could do for the constituent during the COVID pandemic before we asked the voter to support or volunteer for Harder. There was no request for money, to my great relief, and it turned out that a number of people I called did indeed have problems that they hoped the Congressman could solve. One man in his mid thirties (the information on the screen gave us the voter’s age and party affiliation) was having a terrible time getting a bank loan for his small business from the CARES Act. I got his email address, called Indivisible’s liaison with Harder’s office, laid out the problem, and learned that Harder, who had taught business at Modesto Junior College after working for a venture capital firm in San Francisco, would brainstorm with his staff about helping this constituent get a loan from a smaller (and evidently more flexible) bank. I called this voter back later in the day and he said he’d heard from Harder’s staff and had hope, for the first time in weeks, that he wouldn’t have to let his fifteen employees go.  People I called for Harder did hang up on me and a few swore at me for interrupting their day, but a goodly number of people I spoke to described problems to me that I then relayed to the Congressman’s staff. One woman, in her 80s, needed groceries delivered; another, much younger, wanted to be put in touch with other parents who were trying to home school their elementary school age children.  Some of the people I called didn’t support the Congressman at all or disagreed with his position on some issues, but if the voter didn’t hang up on me within the first ten seconds, we often had civil conversations; in many cases the person on the other end of the line thanked me. Josh Harder won his race on November 3.

    The most rewarding phoning work I did during this long (and still unfinished) election season was for Reclaim our Vote, a non-partisan voting rights initiative founded by an African American woman, Andrea Miller, as part of the non profit organization “Center for Common Ground.” ROV collaborates with many other groups including Black Voters Matter, the Virginia Poor People’s Campaign, Mi Familia Vota, Religious Action Center for Reformed Judaism, and the American Ethical Union. ROV aims to counter the “[o]ngoing voter suppression and voter list purging [that] have been disenfranchising millions of eligible voters — especially voters of color.” As the organization explains on the page of its website that encourages new volunteers to join, the focus is on “voter suppression states” in the south. The campaigns, designed county by county, seek to “inform and mobilize voters of color to make sure they are registered and they know how to get a ballot and vote.”  Volunteers join a ranbow coalition and are welcomed from around the country. The training materials include an interactive video especially for introverts and note that shy people may be especially good at this work because it involves listening as much as speaking. The trainers gently remind middle class white people like me that not everyone shares the sense of time (and self importance) that regards phone calls from strangers as an annoying infringement of personal space. Dialing manually to people on the ROV lists was, for me, both satisfying and unnerving.  So many phones were disconnected, so many people simply didn’t answer, that I could and did make 30 calls in an hour with no human contacts at all.  (My Indivisible colleagues interpreted such sessions as “cleaning the phone lists” for the campaign.) The scripts were straightforwardly informational; this was not a “persuasion” campaign but an effort to help people who might want to vote do so as easily as possible during a pandemic in a state where they might have been dropped from the rolls even though they believed they were registered. We could and did direct them to websites that would tell them if they were registered or not, but the ROV scripts acknowledged that the person being called might not have access to a computer. In that case, we gave them phone numbers for their county’s Voter Registration office. I imagined that giving someone that information might lead simply to long waits and frustration. But in at least three cases where I made the call to the Registrar on behalf of someone I had talked with, the official picked up right away and was extremely helpful.  After talking to a young woman who wanted to vote but who didn’t know her polling place in Navajo County, Arizona, for instance, I spoke with an official who said she could get me that information if I had the would-be voter’s date of birth. I hadn’t thought to ask for that information. But then the official said she’d do some further research and get back to me.  She did, within fifteen minutes, telling me not only the address of the polling place but also suggesting that the voter could get a free ride from LYFT since the distance was substantial. I called the young woman back and we had a conversation—surprising but intense–about our mothers. Both of them had been ardent Democrats.

    I often thought about my mother as I learned to do the work of phonebanking during these months of being isolated at home. She died in 2015, and the only good thing about that is that she didn’t have to know about Hillary Clinton’s loss of the presidency. I talked about Clinton with an 81 year-old voter in Georgia with whom I spoke on the last weekend before the election when our Indivisible group was having a 45 hour call marathon (7 a.m. to 8 p.m for 3 days) to oust President 45. The person I reached through the ROV list wanted to vote and had asked for an absentee ballot. It hadn’t come, or she didn’t think it had come, but she was pretty sure that she had requested it. She had voted for Hillary and she wanted to vote for Kamala and Biden. I asked her for her mailing address and had just taken it down when we got cut off (that happened not infrequently in my phoning experience). I was very upset about losing her voice.  I called the Registrar of her county (Cobb) and explained that I was calling on behalf of a voter who hadn’t recevied her absentee ballot.  The official, like the one from Navajo County with whom I’d spoken earlier, picked up right away and said she would try to help.  Again, I had failed to get a crucial piece of information—again, the voter’s birth date. Nonetheless, the official said she would track the voter down and she did, in short order; she called me back to say that there was no record of a request for an absentee ballot, but she would call the voter herself to tell her where she should go for early in-person voting or for voting on election day. I was moved by this official’s willingness to go above and beyond what I imagine her duties are; and I dearly hope that my elderly interlocutor was able to cast her ballot.

    I’ll never know for sure (I lost her number when we got cut off).  But I do know that I’ll be volunteering for Indivisible Yolo, Sister District, and Reclaim our Vote again, attempting to participate in one form of the non-violent work of civil resistance that some scholars such as Erica Chenoweth—the Berthold Beitz Professor in Human Rights and International Affairs at Harvard’s Kennedy School—have recently been tracking and beginning to theorize.[3]  As part of the effort to reclaim our future, I’ll be calling this week for Raphael Warnock and Jon Ossoff in Georgia.  I fear that the road for them is uphill, but I have hope that by electing them from a state that has already turned blue because of massive grassroots efforts inspired in part by Stacey Abrams, voters will allow a genuinely progressive Democratic agenda to see the light of day, despite the current Administration’s efforts to keep that possibility shrouded in dusk.

    [1]Charles Bethea, “The Crowdsourced Guide to Fighting Trump’s Agenda,” The New Yorker, December 26, 2016, retrieved 9 November 2020.

    [2] https://en.wikipedia.org/wiki/Indivisible_movement and David Wiegel, “Left out of AHCA fight, Democrats let their grass roots lead — and win,” Washington Post, ch 24, 2017, retrieved November 9, 2020.

    [3]For an account of Chenoweth’s contribution to the recent civil resistance work, see Andrew Marantz, “How to Stop a Power Grab,” The New Yorker, November 16, 2020; retrieved 15 November 2020. 

     

  • Bruce Robbins — Return of the Plague

    Bruce Robbins — Return of the Plague

    by Bruce Robbins

    The period of intense anxiety that did not begin with Joe Biden’s undeclared electoral victory on November 3, 2020 and that has now (on November 15th) been stretched to the breaking point by the incumbent’s refusal to concede and by fears that he is preparing a coup attempt—this is not the ideal sort of moment for humanist academics to weigh in about. On the whole, we tend to write on a slower and more reflective timescale. We wait for the dust to settle. At least I do. I talk about books for a living, most of them books that weren’t published yesterday. When big news is being announced hour by hour and even minute by minute, each item potentially big enough to alter the political landscape and even to make it unrecognizable, my impulse is to shut up and listen.

    I will match my personal disgust for the incumbent with anyone’s, blow for blow, round for round, point for point. But the spectacle would not be edifying. About the 70,000,000 who voted for him despite knowing what they might not have known about him in 2016 but had ample chance to find out over the past four years, I am no longer willing to bend over backwards, as so many of us did four years ago, putting most of the blame on the Clinton campaign and the Democratic National Committee for going to Wall Street instead of to Michigan and Wisconsin. Yes, that’s what they did, and odds are they’ll do it again, just as the pollsters will undercount the Trump voters of Michigan and Wisconsin again. Where racism and sexism and xenophobia are concerned, when those who are privileged by their whiteness and maleness and Americanness continue to translate equality as oppression, we are in for a very long haul.

    Still, my own privilege has occasioned one small qualifying thought about the 70,000,000. I am cushioned both from the coronovirus and from its economic consequences: I can work from home, and my income has been unaffected.  I am not threatened with eviction. I do not own a small business that could very well go under for good. I am imagining, not having consulted such figures as are no doubt available, that a certain percentage of these Trump voters, and perhaps especially the slightly higher proportion of people of color who voted for him this time over last time, were inspired to do so by the pandemic. Not, of course, because they think Trump has dealt with it competently and responsibly, but because they have been rendered so economically desperate that they simply can’t take any more. Under those circumstances, I can conceive that Biden’s nuanced position on the pandemic would read simply as “lockdown” and Trump’s open-up-the-economy position would read as their only hope, in spite of the health risks to themselves and their loved ones. This thought helps me avoid falling into the “deplorables” trap, which this go-round has become harder to steer clear of.

    While awaiting January 20th and the vaccine, relatively optimistic about both, I read books, think about them, teach them remotely.

    The June 2020 issue of Harper’s includes a letter written by Albert Camus in 1943, during the Nazi occupation of France. Camus, whose novel The Plague (1947) has been enjoying a large and easily understandable revival since the outbreak of the novel coronavirus, says what he is called upon to say on behalf of the Resistance: “the only chance we have of improving our fate is to act, organize, and stay vigilant.” But the letter’s most striking words are “anguish” and “uncertainty.” For “we are watching history run its course, and know nothing about the intentions of those in charge.” You can see he feels that the intentions that matter, the intentions that dictate the course history will run, are the intentions of “those in charge,” not our intentions, and this is one reason for all the uncertainty and doubt, even about joining the Resistance. This also holds for the fictional plague-ridden Oran he was then inventing, which seen in retrospect takes some of its emotional too-bigness from the French occupation of Algeria (something Camus notoriously didn’t know what to do with) as well as the Nazis, and for that matter also from the historical plagues he was researching in order to write the novel. When the plague struck in the past, as he was learning, very little useful knowledge was available as to where it came from or what to do about it.

    In today’s plague, however, useful knowledge is available. Actions and consequences have been pretty well aligned. Places whose leaders have done the right thing have reaped the benefits of their actions—a flattened curve, a drop in infections and mortality, the availability of equipment and hospital beds for when a next wave hits. Europe, where people got complacent and got hit by a second wave, is now locking down and already seeing the benefits of doing so. Places whose leaders haven’t done the right thing, like the US, have reaped the whirlwind, and will keep reaping it. To our vast surprise, history has made sense.

    Is there a larger moral here? Acknowledging the absurdity or existential meaninglessness of things always makes you seem smart, and in a time of pandemic that disabused tone may even be inevitable. Who wants to sound dumb? But maybe intentions and consequences are not always mysteriously fated to misalign. Maybe the times demand that we read not just Camus, but H.G. Wells (see the NYRB July 23, 2020). Maybe we have underestimated the extent to which history, pace Camus, does after all have some meaningful outlines.

    Camus is not wrong, on the other hand, when he suggests at the end of The Plague that plagues always come back. His plague is not just pre-modern, in the sense of being inexplicable; it is also metaphorical. It is inside all of us. That’s why it repeats and repeats, rendering history absurd. Wrong conclusion, but I am a little more inclined to forgive Camus for striking that “myth of Sisyphus” note even here, even about something as unfunny as a plague, because like many others I have also been re-reading Margaret Atwood’s The Handmaid’s Tale (1985), and Atwood makes more sense of the return of the plague. People forget that the immediate cause of the Christian reactionary coup in The Handmaid’s Tale is another plague, a plague of infertility caused by environmental toxicity. From this environmental perspective, Atwood’s pre-coup past doesn’t look so very good after all. She allows us to feel a certain subtle ambivalence even toward the austerity of the post-coup present, despite its hypocrisies and its violent authoritarianism. These are signs of a novel’s greatness. Like the MaddAddam trilogy that followed it, The Handmaid’s Tale is a prep session for the future plagues that have to be expected, after the inevitable relief that will follow the arrival of a vaccine and having an adult in the White House, as long as we keep steamrolling biodiversity and, more generally, mistreating the planet as we have been in the bipartisan habit of mistreating it.

  • Anthony Bogues — Chaos and the Trumpian Project

    Anthony Bogues — Chaos and the Trumpian Project

    by Anthony Bogues

    Chaos. Authoritarian political figures thrive on manipulating events creating grounds in which liberal normality seems to be one which invites disaster from which the authoritarian can intervene to steady the ship even if heads have to be cracked. But there is a twist to Trump’s political practice, authoritarian figure that he is, his political project now requires constant chaos. Not in order for him and his ruling regime to intervene with any steady hand rather it is about enacting permanent chaos as a tactic of rule first to erode the liberal state and establish the illiberal democratic project and then secondly to create the new political ground after his electoral defeat. Permanent chaos creates situations where the balance of social forces is in constant flux. In a period of crisis, it consolidates and energizes a section of the population that is committed to the authoritarian figure.

    Trump has been defeated electorally but Trumpism has not been and there is in Trump’s political eyes the need to reorganize and give it a new lease on life. In enacting this kind of political activity, Trump’s narcissistic personality becomes a political force. Trumpism is a political configuration that is a mosaic of ideas and American political practice. At its foundation is the idea of exclusive  white citizenship based upon  an interpretation of the 1790 naturalization act, white patriarchy, the reinterpretation of some  Christian ideas (for example one Trump supporter proclaimed that  the election represented the partial victory of the Great Satan) as well as a long discursive American history in which conspiracy explains all  events. This mosaic  of ideas rests upon a notion of individual liberty rooted in self-possession untethered from  the social (which is why  the wearing of masks became  a political statement) unless it is an imagined community which can occasionally be called into being, hence  the  MAGA rallies and  their centrality  to the Trumpian project. Of course, that imagined community itself is based upon whiteness.

    The Trump mantra that “We won but the election was rigged“ fits neatly within the realm of conspiracy theory and calls upon supporters to redouble their efforts the next time.  It prepares them for other moves to create chaos. The main purpose of this mantra is not to delegitimize an electoral result but to create the ground for a more protracted struggle based on chaos. The purpose is establish political obstacles for the Biden regime in an effort to unsettle it. There are other actions as well, ones which spell out the character of the Trump regime and the ways it deepens neoliberalism. Thus, for example there is a proposal to fast track a new set of regulations which would speed up lines in the poultry industry and another that would turn workers into independent contractors. All these are efforts to deregulate the liberal state under the guise of unbridled market freedom. We are into unknown political waters in American politics. While many of us focus on the unconventional ways in which the transition is proceeding or not, and fear a coup, Trump and his political friends are seeding the ground for a longer-term struggle in which they will politically further unsettle the American liberal state. So as we think about Trumpism and the current moment where what Stuart Hall calls “class democracies” attempt to stabilize themselves  to resume a liberal normal we must be careful  not to be carried away with the noise of the tweet, but pay attention to the overall Trumpian political project and how it might unfold in the near future.

  • David Simpson — About “Bedwetting Democrats”

    David Simpson — About “Bedwetting Democrats”

    by David Simpson

    The phrase is James Carville’s. It slipped by without comment during an MSNBC interview just before the election results began to come in. Carville blustered that only “bedwetting Democrats” would doubt the upcoming Biden landslide, already in the bag. The remark is offensive in any number of ways, not least to those many people who suffer from incontinence. The posture of aggressive masculinism fits well with Carville’s dogged good-old-boy self-projection. A one-time Bill Clinton warhorse, Carville never appears on TV without a US Marine Corps cap or sweatshirt, sometimes both. Perhaps he has anxieties of other sorts than election results. Anyway, I felt like punching him out for suggesting that anyone with doubts about the election had to be some sort of psycho-physiological failure, a wimp. It brought back memories of “pointy-headed intellectuals.”

    He was, of course, completely wrong. It was a very close election in a number of key states, notwithstanding Biden’s massive victory in the popular vote. But some seventy million people voted for Trump. If they are being fooled—and some surely are—then they have been fooled twice, and after relentless and seemingly unignorable evidence that Trump himself has proved completely deficient and deplorable in almost every way. Others, it must be assumed, are getting exactly what they want.

    Like many of our sort, I have been depressed since the 2016 election, not least about the evidence that there is little if anything I can do to change things. I took some grim solace from looking back at Richard Hofstadter’s wonderful 1962 book Anti-Intellectualism in American Life, which reminds us that Trump can be seen as just one more scoundrel in a tradition of con-men, self-merchandisers and reactionaries who have on a pretty regular basis captured popular support by denouncing expertise. But this is hardly consolation. Nor is it cheering to be made aware once again that the American tradition is one founded from the very first in an apparently intractable racism, and that every step away from it has been bitterly and violently contested by reassertions of white suprematism. Intellectuals have pointed this out over and over again, and are still doing so. It seems not to matter much to the march of history. Even charismatic leftist intellectuals like Chomsky and Said, known and listened to all over the rest of the world, get no exposure in the mainstream American media. There seem to be even fewer opportunities for most of us to contribute in a professional capacity, except in the classroom, to the redirection of a fundamentally unjust world.

    And yet . . . giving in to the too-much-TV syndrome has brought me to the wonderful MSNBC daily show, The Reidout, where host Joy Reid has produced a whole string of superbly gifted and mostly black politicians and commentators, including the amazing Stacey Abrams, who seem to know exactly what is happening and why. They are the talk-shop wing of the Black Lives Matter movement, but some of them are also on the streets, and they leave little doubt that if the votes can be assembled there is a deep pool of talent, many of them women, standing ready to redirect national politics. A few already hold office. But can the votes be assembled? What will it take for a realignment large enough to put enough such persons into significant governmental power?

    On good days I think that this may already be happening. Events in Georgia are hugely encouraging. The nonwhite vote, and especially the black vote, is going to be at the heart of any future for the left. But even in white majority Maine, one Green Party candidate for State Senate, Chloe Maxmin, won in a rural district that otherwise went for Republican Senator Susan Collins, attributing her own success to “deep canvassing,” talking at length to voters instead of just leaving leaflets at the door and ticking boxes. Would I know how to talk to “them,” getting beyond the Trump signs and American flags on the porches in search of some sort of common ground? Is Trump’s base dominantly made up of ugly white racists with a desire for violent acting-out? Are there seventy million of such people? I don’t even know what to say to the Evangelicals who make up a large segment of Trump’s base, or to the “hundred percenters” (as Hofstadter calls such types) who see no complexity whatsoever in their commitment to banning abortion. But I could perhaps find some common ground with those who want to pursue an isolationist foreign policy, even if my reasons for considering it have less to do with the exceptional sacredness of American lives than with the conviction that American interference has as or more often been malign than positive. And there is surely a discussion to be had about climate change, or about protectionism and free trade, even if it will not resolve the incremental loss of traditional manufacturing jobs.

    The fact is, of course, that I don’t know any Trump voters; or, to wax Rumsfeldian, I don’t know whether I know any. I’ve had loud disagreements with my British relatives about Brexit, but I’ve known them forever, I grew up with them, and I know they won’t pull a gun. During the run up to the election, there were fewer signs in our suburban college-town neighborhood than I have ever seen before on similar occasions. People were keeping their heads down. My wife was spending hours on the phone banks but she was calling out of state—Georgia, Arizona, Iowa, Kansas and so on, on behalf of down-ballot progressives who seemed to have a chance. When one of her voters told her to fuck off, it was over the phone and a thousand miles away. Our town and our state are overwhelmingly Democrat, but I have to think that the parsimonious signage was both self-protective, a fear of Trump’s goon squads who were rumored to be in the area from time to time, and also a refusal to participate in a spectacle that had been so wholly adopted by the nasties: the honking, flag waving, paintballing convoys and assemblies that appeared on the national news.

    One thing seems clear: we should not give much credence to those pundits and politicos who are intoning a reverence for “the American people” as driven by core values of decency and peaceable decision-making. At this point I don’t see a traditional coup in the offing; I don’t think Trump has the support of the military (though some police departments might well pull more triggers at his beck and call than they are pulling already). But I can imagine a subversion of the deeply troublesome and vulnerable electoral college vote by a cabal of state legislatures. Or a manufactured crisis of some kind, a Reichstag Fire event, between now and January 20th. Nothing probable, perhaps, but definitely conceivable. Enough so to suggest that we must all be on maximum alert and be prepared at the very minimum to take to the streets. Another of Richard Hofstadter’s important contributions was a study of the paranoid style in American politics. But that does not mean they’re not out there. Indeed, the recent history of gerrymandering and of voter suppression stand as an examples of what amounts to a de facto coup by a thousand pseudo-legal cuts, one taking years to put into place.

    Meanwhile, one of the besetting conditions of Covidworld is loneliness. More of us are spending more time without more others than before. Sociability itself, with the Trump rallies, has been captured by the right and celebrated as a rebuttal or rebuke of scientific expertise. At such a time, I am more grateful than ever for the spirit of the collective embodied in the boundary2 effort. Not in our name sounds so much better than just not in my name.

  • Naomi Waltham-Smith — À (Review of Irving Goh’s L’Existence Prépositionelle)

    Naomi Waltham-Smith — À (Review of Irving Goh’s L’Existence Prépositionelle)

    Review of Irving Goh, L’Existence prépositionnelle. (Galilée 2019)

    By Naomi Waltham-Smith

    Irving Goh’s rich and intriguing book on recent French poststructuralist thought ends with a proposal for a new kind of writing that would belatedly fulfil the grammatological project, in other words elaborate a “positive science” of writing that generalizes the concept of writing beyond the narrow sense of a graphic gesture.[1] Following Jacques Derrida, Goh imagines a writing “under the weight of monstrosity,” but one that would also be constrained in the sense of a character limit on Twitter or the Oulipian project of George Perec’s 1969 novel, Disparition, which is a lipogram written entirely without the letter e (110). But instead of making a letter disappear, Goh is interested in putting in question everywhere the preposition à: a letter with its diacritical mark. This letter à, which is really a letter supplemented by its diacritical mark, is a letter before any alphabetical letter, or more precisely, simply the difference between the letter with diacritic and the mere letter, the difference between à and a.

    At first blush, this seems like an esoteric concern, one that might appear to justify deconstruction’s mistaken reputation for being inscribed within the very linguistic turn that it challenges. But Goh’s ambition rather exceeds the textual or rather it is an ambition for a textual detail, a mere preposition, to drive a radical rewriting of philosophy and ontological, ethical, and political concepts. For example, être-là (Heidegger’s Dasein) becomes être-l’à to suggest an altogether different kind of being-toward that Goh calls “prepositional being.” Goh also proposes a further quasi-homophonic twist on Derrida’s différance, rewriting it as différànce to underscore that, even before the explicit use of the prepositional phrases à-venir, deconstruction, in its attention to temporal and spatial self-differentiation, was always already a prepositional thought (15). To make an ethico-political revolution turn on a diacritical mark is an audacious move and one that does not entirely pay off, but the way in which it stumbles reveals the significant political stakes of the debates among Derrida and his followers and points to the urgent theoretical work to which Goh’s book is but a preposition.  After the complex philosophical maneuvers on display throughout  the book, the epilogue’s suggestion that we might begin to build a “prepositional community” by tweeting “à” in multiple languages as a form of hashtag activism not unlike the #MeToo movement might come as something of a surprise to the reader, less because of the change in register than because it reveals the political limits of a subtraction from representation, however philosophically nuanced or consistent, for the painstaking and crucial work of building solidarity and alliances across different experiences of oppression and exploitation. The proximity of communicative capitalism to its purported unworking shows the political perils of the post-deconstructive thinking to which Goh is attracted.

    Goh invites us to understand the term preposition in a double sense: both as a linguistic part of which à (to) is, for reasons that are more or less justified, the privileged exemplar, and also as the pre-positional or that which comes before taking position. As he notes, there is also the possibility for hearing the sense of près-position, suggesting a certain proximity (42n1).[2] For Goh, however, it is the implication of movement or momentum that gives à its appeal. Prepositional being is thus always on the way to being, never fixed or static. As such, it resists the reduction and substantialization of identity.[3] It is never permanent, given, or substantial. Rather, it is always in the process of becoming in relation to others. Prepositional being is always, to borrow the expression of the book’s most influential voice, a birth to presence (naître à la présence).

    In Goh’s hands, this prepositional existence is in the first instance an ontology and that is the focus of his book’s first substantial chapter. This ontology then becomes the basis for an ethics and a politics which are explored in the second and third chapters. The à above all expresses a constitutive relation or openness to the other, the fact that identity is always disrupted in advance by being exposed or disclosed to the other, an other that includes the internal difference that being “is.” It is for this reason that Goh boldly claims the preposition as the basis for an ethics and a politics that would end the hatred, discrimination, and violence in our world by affirming the freedom of the existence of each and every other. This bold claim, which appears to flirt with a post-racial stance, is perhaps the most controversial element of this provocative text and it requires closer scrutiny. Also provocative, though, is Goh’s claim that the preposition is not merely an ontological, ethical, or political category or object of philosophical thought but is what animates thinking itself. Thinking, by this reckoning, unlike thought “on paper” is instead dynamic and always in formation, a train of thought, as we say in English (la pensée en train de se penser—thought in the process of thinking [itself]). Thought itself, then, as Goh’s foreword describes, has the character of a preposition, remaining “open to all possibilities, trajectories, directions, and to all revisions and, indeed, changing its mind” (12). It is in that spirit that one perhaps ought to read this book: as a movement or force toward a prepositional philosophy but one whose goal is undetermined and which remains open to alternative paths and modifications in the act of reading corps à corps (literally body/ies-to-body/ies, but often connotes bodily struggle, especially hand-to-hand combat, and for deconstruction the originary interlocking of bodies with other bodies).

    Goh’s book is devoted to a cluster of recent French thinkers, including Jacques Derrida, Emmanuel Lévinas, Luce Irigaray, Alain Badiou, and Jacques Rancière, although the text is chiefly addressed to Jean-Luc Nancy, who was one of Goh’s doctoral advisors and remains a close intellectual collaborator. What brings together this group of thinkers should, according to the theory advanced in the book, be nothing other than an inclination toward prepositional thinking. And yet insofar as the focus here is exclusively on French thinkers, and to the extent that Goh entertains the possibility of a second volume devoted to German thought, a certain philosophical nationalism—of the kind that Derrida analyzed in the seminars of 1980s and the Geschlecht essays—threatens to reassert itself and thus to undo everything that is supposedly gained by this pre-positional thought. The question—and this is posed to Nancy as well as to Goh—is: how can one avoid the presupposition remerging at the heart of the pre-position? How to avoid the preposition turning into a foundation, albeit a negative one of the withdrawal traced by that hyphen?

    The hypothesis that the thought of the preposition is also prepositional is presumably meant to warn off this problem by replicating the logic of the re-marking that Derrida attributes to the trace as retrait (redrawing and retreat). And Goh, after Nancy, insists that à can never be understood as penetration or gaining access but must always respect the limits and the “mystery” of each being. The approach—in the toucher à (touching, infringing upon), for example—is always marked by withdrawal, distance, and separation in the sense of, for example, s’arracher à (tearing oneself away from). He notes, however, that while Nancy’s initial prepositional fascination was with the “in” of être-en-commun (being-in-common) and was then displaced onto the being-with in a deconstruction of the Heideggerian Mitsein (being-with), the à is “closer to the heart of Nancy’s thought.”[4] This exorbitant privilege of the à, its proximity to immediacy, thus comes up against the same dangers that Derrida finds so troubling in Nancy’s attachment to the motifs of community and fraternity. Whilst Goh makes trenchant comparisons with Lévinas, Irigaray, and Badiou, he somewhat retreats from the corps à corps between Derrida and Nancy. There is a specific scene, for instance, where they are face à face at the beginning of Derrida’s Le toucher—Jean-Luc Nancy where that dash between the noun and the proper name will transform by the end of the lengthy book into the very preposition at stake—“et à toi [and to you]” Goh touches briefly upon this important text but swerves away from tackling directly those moments where Derrida articulates his distance from Nancy.

    Even if Nancy thinks the purported immediacy of touch more exactly—which is to say more deconstructively— than the phenomenologists, Derrida suspects Nancy of holding out at a higher level. Insofar as touch, Derrida argues, is not merely one category among others for Nancy, it assumes a quasi-transcendental ontologization. Something similar occurs with the category of resonance, which provides an explicit model for Goh’s prepositional ontology as an archi-sonorité (arche-sonority) or an étreà l’écoute” (“to be listening to,” “to be attentive to,” or even “ears pricked” as an aural equivalent to “to be on the lookout”) as the title of Nancy’s book has it. Chosen for the way in which sound is propagated (its formless dissipation, its transitional status, and the way in which echoes do not return identical sounds), there is nonetheless nothing than can be said of aurality, Nancy argues, that must also not be said of the other senses, and yet sonority enjoys a certain privilege, much like touch or à, insofar as it is “nothing but” this reverberation.[5] Écriture (writing) thus assumes the character of a non- or pre-signifying language, a silence vibration before any meaning or even any sound.

    From Derrida’s perspective, Nancy’s tactful approach, which holds itself back from touching just as pre-positional existence or politics restrains itself from occupying a position, risks becoming a negative substantialization. Whereas Nancy will insist on the formulation “there is no ‘the’… [il n’y a pas ‘le’…]”—for example, there is no ‘the’ sense of touch—Derrida counterposes to this negative modality a conditional “if there is any such thing [s’il y en a].”[6] For Derrida, the difference between these two deconstructions is that Nancy’s risks losing precisely the contingency that he gains with the logic of the preposition by turning that contingency into a negative ground. Put differently, Nancy’s à is destined to never arrive whereas Derrida will stick to the undecidability of perhaps it will or will not arrive. The subtle difference here lies between structural impossibility and structural contingency, which has consequences for Goh’s politics and explains why the presuppositional lists toward the unpositioned (im-positioné). Like the inconditional, the unpositional—and any politics in the name of that unpositionality or unconditionality—only ever takes place in conditioned and conditional circumstances that render it both positional and positioned. From this standpoint, it is not simply race, for instance, that is an imposition but even more so the neoliberal deflection from structural constraints that multiples the injustice by the fiction that today we are on the way to stripping back the accumulation of oppression over many centuries to arrive at a post-racial future that mirrors a pre-racial ontology.

    In short, the danger is that the prepositional continues to presuppose a teleological horizon. Goh is certainly aware of the issue of turning politics into the long wait of infinite deferral and is careful to construe Derrida’s à-venir not as an event in some future horizon but as “an absolute surprise which would arrive at any time” (99). Goh’s arguments would, however, be even stronger if he had taken the time to patiently stage this corps à corps instead of eliding the difference between the kind of nomadic contingency he wants to capture with the notion of presupposition and the Derridean à-venir in which such contingency and drift is necessary.

    Another way to adjudicate this dispute between Nancy and Derrida is to say that Nancy inclines toward resolving the undecidability of the finite and the infinite in the direction of the infinite, always seeing the finite trace as a trace of the infinite, as Geoff Bennington has argued[7]—which, I might add, is why pre-positional existence ends up in dangerous proximity to the presupposition of the nation or other exclusionary logic as the basis for community. Even though Goh elsewhere insists that what is at stake in prepositional existence is a finite infinity, the difficulty remains insofar as the intricacies of the debate over Derrida’s little phrase “infinite différance is finite” and Nancy’s apparent misunderstandings of it on various occasions are left unchallenged here. In his book, Goh decribes the preposition as an infinite opening or an opening to infinity:

    The preposition à is at once the space and time of opening. It always opens itself to all alterity, to anything, to anyone, to any place, to any moment. Or, simply put, it opens infinitely. (18)

    He is at the same time careful to distinguish his être-l’à from the Heideggerian being-toward-death (Sein-zum-Tode) and offers a compelling reading of Derrida’s “À force de deuil” to tear a notion of survival beyond death—what Derrida calls survie or la vie la mort—away from Heidegger. The distinction, Goh appears to argue, rests on substituting an infinite opening for the fixed horizon of death that would limit that opening. What would have been fruitful to pry open the difference between Nancy and Derrida is an analysis of Derrida’s discussion of being-toward-death in his extended essay on the work of Hélène Cixous where she is, initially at least, positioned on the side of life. This position becomes increasingly uncertain as Derrida’s reading unfolds and it comes to turn precisely on a preposition. Derrida characterizes Cixous as “being for life,” but is quick to add that this should not be understood as symmetrically opposed to Heidegger’s Sein zum Tode for multiple reasons. In the first instance this is because the notion of life-death that Derrida advances dissolves the opposition between life and death. The experience evoked in Cixous’s writings is a “living of death but yes, still living death, living it for oneself, for the other, and for life.”[8] More pertinently for present purposes, it is also because the “for” in this “for life” is not translatable by any “to.”

    Finally, even if the “or life” that is being analyzed here did not merely designate the other side symmetrically opposed to being-toward-death (Sein zum Tode), and if life and death here were nor antonyms, the semantic turbulence of this verbal animal, “for,” would certainly nor let itself be translated, exhausted, or comprehended by a zu or zum, which anyway is itself difficult to translate into another language.[9]

    Derrida speaks here of “surrendering to a preposition,” but the for or pro differs from the à in one decisive way. Like the pre of pre-position, the pro comes before—is the “prolegomenon” of—everything, including all finality and destination. The for, though, also has an additional sense of substitution. It is less a question of the ex- or dis-posing (or even of de-posing) that Goh borrows from Nancy than of re-placing “this for that, this one in the place of the other.”[10] Différance, on this reading, is not simply fluid and dynamic but above all prosthetic.

    This prostheticity is closely related to a point that Derrida makes in a number of places and specifically in relation to being-toward-death at the end of his final seminar. In contrast with Dasein’s relation to death, the impossibility of which Derrida speaks is something of which one is capable. He makes a similar point expressly in response to Nancy during a conversation at the Collège International de Philosophie in January 2002 devoted to the topic of “Résponsabilité du sens à venir.” Nancy argues:

    If the address probably can and even must always miss its mark, if it is always destinerrant, as you say, then there can be this whole configuration—question-demand-address and response—only if the address has somewhere awakened the possibility of the response and thus if, behind the response, there is something that I would want to call resonance.[11]

    Nancy goes on to argue that while “I cannot be responsible, in the sense of a programmatic, calculated, and calculating appropriation . . . I am at least responsible for the capacity, for the condition of possibility, of the response that is found within the resonance.” Derrida’s response is that responsibility necessarily exceeds all performative power which instead contains precisely the surprise and risk that Goh wants to hold onto.[12] If I am capable to responding to the other, what is thus problematic is the possibilization of impossibility: it removes the chance that I not respond. The prosthetic character of différance is what dislocates this power from the outset, which also means that force at once resists itself.

    This prepositional difference raises important questions for the politics that Goh draws out as the corollary of an ethical injunction to respect and affirm the openness to difference that defines prepositional existence. Goh offers an interesting analysis of Badiou’s theory of the event as an example of prepositional thinking insofar as the event marks something that is strictly incalculable and unforeseeable form the standpoint of the status quo. And yet Goh argues that Badiou ultimately subordinates this eventality to the communist hypothesis and ultimately to the very philosophy whose grasp he intends to escape. From this, Goh concludes that the only conscionable political stance is one that declines to take any position but which remains pre-positional or even im-positional. While complying with the ethical demand of the other and of difference, this pre-positional politics must remain free to take any form (Marxist, communist democratic, etc.). What is at stake in l’à politique is a “position without position,” a minimal positioning which resists taking any fixed, permanent, or definitive position (105). Goh confesses that he has little knowledge of concrete politics in action, but insists that his refusal to take a position follows from the prepositional logic he has elaborated and its resistance to appropriation.

    Cixous’s for, though, suggests another logic of positioning which is explicitly one of repositioning and of taking the position of the other. For Derrida, the pre of pre-position—or more accurately, the pro of a pro-position—is nothing other than this for as substituting power. There is a subtle difference between these two prepositional forces, between à and pour. Goh seems determined to resist the propositional character of most politics and yet it is hard to imagine how simply tearing away from the politics of Trump and Brexit with the deterritorializing gesture of a minor politics would guarantee progress towards the proposition that Goh nonetheless clearly makes: namely the affirmation and respect for others and their differences that would end all racism and xenophobia.[13] This is where Nancy’s project reveals its political shortcomings because an attachment to the infinity of possibility in the guise of the infinite possibility of the impossible turns out to be more impotent than the Derridean and Cixousian impossibility of the possible whose might lies in a subjunctive or a conditional: would that it might happen! The implication of Goh’s prepositional thinking is that only an unconditional politics would be worthy of the name (digne de ce nom), as Derrida says of démocratie à venir.[14] Derrida, though, recognizes that the unconditional only takes place in conditional and conditioned—and typically undignified—circumstances and, in fact, that politics is only worthy of that name to the extent that it necessarily falls short. Goh’s à is perhaps best understood as naming this constitutive shortcoming, an approach that is necessarily always already in retreat.

    Goh’s project sometimes approximates something like a rehabilitation of indignity. Linking the notion of preposition to his earlier work on the figure of the reject and reinforcing his reading of Rancière’s notion of le part sans-part, Goh elsewhere argues that a “prepositional community” would entail the shift from reject as an abject, excluded, marginalized figure to one who, rejecting hypostasis, renounces any such position. On this logic, repositioning is at once ex-position and dis-position, even if Goh acknowledges that the refusal of all position would be tantamount to abandoning all politics since politics irreducibly involves taking a position. From this perspective the stakes of a mere diacritic could not be higher, but Goh’s attraction to transcendentalization shows how philosophy can so readily retreat into itself instead of recognizing that it unavoidably overflows its boundaries in the direction of practice and the work of changing material conditions. If we were to think instead of prepositional politics as the substitution or replacing of the irreplaceability of the other, this taking the place of would be precisely what opens up and gives place for the other in politics. And yet this would still only be the beginning of a political project.

    There is no doubting the sincerity of Goh’s commitment to a politics free of racialized hatred and discrimination and yet his rigorous theoretical endeavor at the same time reveals the limitations of (post)deconstructive philosophy when it comes, for instance, to articulating the difference between the freedom of the fluid, dynamic, nomadic flânerie that Goh describes and its ideological avatar in the flexible neoliberal subject. Insofar as the prepositional subject is without specific differences, it can only enter politics as an individual and not as a member of a class or oppressed group. The subtractive ontological gesture thus courts the dangers of a post-racial racism whose violence consists in bypassing the structural positionality of capitalist violence. Far from dissolving identity, liberation struggles demand a theory of situated empowerment (something that is also presupposed, for example, in post-autonomist notions of political exodus): that is, specifying exactly whence the preposition draws its force. Only then would it become possible to start reversing the horrific violence to which marginalized groups are subjected by taking up the places of oppressed others in a process of want Stuart Hall would call articulation. Instead of an identity out in front or to hand, Derrida’s deconstruction, if there is such a thing, points toward an originary prosthetic articulationality corps à corps (bodies-to-bodies).

    L’existence prépositionelle is a thought-provoking book, whose astute philosophical readings make a convincing case for a new way of understanding the connections among recent French thinkers. It makes an important contribution in opening up space for reassessing the political potential and limits of deconstructive and post-deconstructive thought. The book is a preposition both to Goh’s own future projects whose outlines are discernible in the text, including a tentative theory of failure, and also to a much-needed broader conversation about deconstruction and racialized politics.

     

    Naomi Waltham-Smith is Associate Professor in the Centre for Interdisciplinary Methodologies at the University of Warwick. She is the author of Music and Belonging Between Revolution and Restoration (Oxford, 2017) and Shattering Biopolitics: Militant Listening and the Sound of Life (Fordham, 2021), and in 2019–20 she was a fellow at Akademie Schloss Solitude.

     

    [1] Jacques Derrida, De la grammatologie (Paris: Minuit, 1967), 109.

    [2] Timothy Murray, “Philosophical Prepositions: Ecotechnics là où Digital Exhibition,” Special Issue on Jean-Luc Nancy, vol. 1, ed. Irving Goh and Timothy Murray, diacritics 42, no. 2 (2015), 10–34.

    [3] In the essay, Identité: fragments, franchises (Paris: Galilée, 2010), Jean-Luc Nancy explains why identity can never be self-identical but is always an act in the making, the identity of what- or whoever invents itself in the process of exposing itself both to others and to the other within.

    [4] Irving Goh, “Prepositional Thoughts,” Special Issue on Jean-Luc Nancy, vol. 1, ed. Irving Goh and Timothy Murray, diacritics 42, no. 2 (2015), 3.

    [5] Jean-Luc Nancy, À l’écoute (Paris: Galilée, 2002), 56n.

    [6] Jacques Derrida, Le toucher (Paris: Galilée, 323–24).

    [7] Geoffrey Bennington, “Handshake,” Derrida Today 1, no. 2 (2008), 182.

    [8] Jacques Derrida, H. C. pour la vie, c’est-a-dire … (Paris: Galilée, 2002), 79.

    [9] Ibid., 78.

    [10] Ibid.

    [11] Jacques Derrida and Jean-Luc Nancy, “Résponsabilité du sens à venir,” in Sens en tous sens: Autour des travaux de Jean- Luc Nancy, ed. Francis Guibal and Jean-Clet Martin (Paris: Galilée, 2004), 173.

    [12] Ibid., 177–78.

    [13] It is also not accurate to say that the majority, even if they distrust mainstream centre-left and centre-right parties, reject a liberal-progressive politics; electorates are gradually becoming more liberal on average. The support for the far right is often overestimated, even if it is undoubtedly the case that in failing to take clear anti-racist positions, parties in the centre have normalised ant-immigration sentiments, for instance.

    [14] Jacques Derrida, Voyous: deux essais sur la raison (Paris: Galilée, 2003), 27–28.

  • Dimitris Vardoulakis — The Antinomy of Frictionless Sovereignty: Inverse Relations of Authority and Authoritarianism

    Dimitris Vardoulakis — The Antinomy of Frictionless Sovereignty: Inverse Relations of Authority and Authoritarianism

    This essay has been peer-reviewed by “Frictionless Sovereignty” special issue editor (Ryan Bishop), and the b2o: An Online Journal editorial board.

    When Donald Trump addressed the UN General Assembly in New York on September 25, 2018, something seemingly unprecedented happened: in response to his boasting about the achievements of his presidency, the General Assembly erupted into spontaneous laughter. Never before had the President of the US, the leader of the most powerful state on earth, been openly laughed at like that.

    This episode concerning the most powerful sovereign today is useful to present the frictionlessness of sovereignty as an antinomy. On the one hand, there are those for whom sovereignty is never frictionless. Rather, sovereignty is always the response to the exception (Schmitt), an excess (Bataille), a series of ruptures that indicate attempts to discipline or normalize that which is “abnormal” (Foucault), the product of how living is configured in the zone of indistinction (Agamben), or the response to the “rogue” (Derrida).

    To this list we could easily add thinkers before the twentieth century, such as Machiavelli (for whom the prince is not subject to any morality and hence he can use any means—which is to say, frictions—to perpetuate his power), or Hobbes (who views the Leviathan as the “king of the proud” who need to be restrained), or even Rousseau (always lamenting the faults of modern civilization that make the sovereign right to capital punishment necessary).

    There are significant differences between the various positions in this tradition. But the idea that unites all the thinkers noted above is that the frictionlessness of sovereignty is nothing but a chimera, a delusion whose only utility consists in the effects it produces—effects that manifest the operation of sovereignty’s power.

    On the other hand, there is another long tradition that posits the possibility of a frictionless sovereignty. We can find this idea in Plato’s ideal state, in Augustine’s city of God, or in More’s utopia. There are two immediately recognizable characteristics of this ancient and early modern conception of a frictionless sovereignty. First, it is anti-democratic in the sense that the demos (the vulgus or varia multitudo) is seen as the source of friction and all these authors imagine ways to bypass it. Second, frictionless sovereignty is an ideal that cannot be actualized in reality. Thus, for instance, Augustine posits in fact two cities of God, one on earth that functions as the unreachable destination of the “pilgrims,” and one that is the real city of God, which is eschatological.

    In the twentieth century this frictionless sovereignty—surprisingly, given its history—leads to different conceptions of democracy, albeit a democracy as not reliant on the people. Thus, we find theories such as Schumpeter’s that associate democracy with the calculation of individual interest which is in turn guaranteed through economic activity. This leads ultimately to the neoliberal conception of the “sweetness of commerce” as the pacifying agent of modernity (Albert Hirschman). Alternatively, there is an increasing proliferation of theories of deliberative democracy. The main representatives here are Rawls and Habermas. Deliberative democracy pursues an ideal according to which rationality can guarantee consensus and hence a harmonious sovereignty.

    These more recent versions of a frictionless sovereignty also share two key characteristics. First, they repress the passions so as to arrive at different conceptions of rationality that supposedly purge the political of conflict. Second, the frictional is again unrealizable but in a different way. In the theories that rely on economics, the frictional is the financial horizon of the “death of sovereignty” in the era of neoliberal globalization. In deliberative democratic theories that tend to lean heavily on Kant’s moral theory, the frictional is the transcendental horizon of the coincidence of morality and politics.

    Where, in this vast picture, can we situate the laughter that greeted Trump at the UN Assembly? The laughter indicates some friction but nothing of the sort envisaged by any of the former thinkers listed above. But this laughter does register enough friction nonetheless to be incommensurate with the passionless pursuit either of individual interest or rational deliberation.

    Does this mean that we can simply ignore this burst of laughter as irrelevant to sovereignty after all? This may appear as a forced conclusion, one that strives to evade the need for an explanation of a reaction to a sovereign’s words. Does it mean, then, that the laughter of the delegates in the US undermines the distinction entailed by frictionless sovereignty, that is, sovereignty as either reliant on friction or as dependent on a horizon that is completely devoid of friction?

    Instead of seeing laughter as miraculously overcoming a distinction that, as the above outline suggests, is sedimented in the history of political thought from antiquity to the present, maybe laughter shows that this was not a stable distinction to begin with. This is to treat the distinction at the heart of frictionless sovereignty as an antinomy. An antinomy not in the strictly Kantian sense, whereby a middle term comes to mediate and resolve the distinction by showing that the premises of each side were deficient. Rather, an antinomy in the more original sense of the word, that is, as something that is adjacent to the law in such a way as to challenge and resist it.

    Let me be clear: I do not hold that any kind of laughter of necessity is a form of resistance. The laughter of the court jester, for example, can be an attempt to expend the drive to laugh in an innocuous way so as to eschew any challenge to instituted power. Laughter is not ipso facto subversive. Rather, laughter can enact resistance when it is directed against sedimented and hence hegemonic forms. For instance, I have argued elsewhere that Kafka’s laughter is directed primarily against the idea of an individual that has an autonomous free will, whereby Kafka’s laughter also suggests an alternative conception of freedom (Vardoulakis 2016).

    The case of the laughter at the UN General Assembly shows how laughter can challenge and resist the framework within which sovereignty is thought. The reason is that laughter points to something that remains obscured in how we think sovereignty today—namely, authority. Further, this is important in how we think of sovereignty today, in an age where authoritarianism and populism threaten to deform the face of politics. Let me explain by starting with authority.

    If we reflect on the incident at the UN that I opened with, it is not as unusual as it may at first appear. It repeats an experience that we all have encountered, namely, how laughter marks the reduced authority of someone who occupies a position of power. For instance, the child’s laughter at an instruction of the parent or a teacher indicates the diminution of the authority of the one laughed at. As Hannah Arendt puts it, laughter is the “surest way” to undermine authority (Arendt 1970, 45). The reason that the event in the UN General Assembly seemed so strange is that we have forgotten nowadays the important role authority plays in how we understand power.

    Further, this example shows the inverse relation of populist authoritarianism and authority. The increase of authoritarianism through populist politics and by appeal to “post-truth” strategies exhibits a parallel decrease in authority. How are we to understand this phenomenon? First, we need to understand exactly what authority means.

    For around two millennia, authority was a pivotal political concept, so much so that people often did not even provide a definition when talking about it, since everyone knew that one has authority when one cannot be argued with (Arendt 1961). Or, as Spinoza puts it, authority is “impervious to argumentation” (Spinoza 2001, 139). The fact that authority was supposed to remain unchallenged was also signified by external markers, a tradition that remains alive today: e.g. the gown of the judge indicates that his verdict cannot be confuted in the courtroom, or the uniform of the army general signifies that lower ranked officers cannot challenge his commands (Kojève 2014).

    Authority is not the same as political power. As the example of Trump shows, one can enjoy sovereign power but lack authority. This is already clearly defined by Cicero in antiquity, when he insists that in the Roman Republic power rests with the people’s tribunes whereas authority only with the Senate (Cicero 1928, 492). In fact, the discrepancy between authority and sovereign power is a significant distinction to help us evaluate the health of the polity. For instance, Spinoza argues that Moses was the exemplary figure to combine authority with sovereign power, but this meant that he remained unchallenged, which was a precipitating factor in the destruction of the Jewish state (Spinoza 2001, chapter 17; see also Vardoulakis 2020).

    Nor does the assertion of authority necessarily coincide with a diminished capacity of the polity to function democratically. In certain instances, people need to defer to the authority of one who has the expertise to make decisions about complex issues on their behalf, just as in our everyday life we readily defer to the authority of a doctor to treat a medical ailment. Spinoza was one of the few thinkers who was both a democrat and highly invested in examining the phenomenon of authority, which led him to explore the tension between the democratic imperative to disputation and the requirement for authority to be obeyed. Spinoza shows that this tension can be productive for a well-functioning democracy (Vardoulakis 2020).

    Trump is a good example of the inverse relation of authoritarianism and authority. One of the oft-repeated promises of his 2016 presidential campaign was that he was going to “drain the swamp” of Washington DC. During his administration, this translated in the shrinking of the civil service and in the appointment of officials without experience to significant posts. In other words, Trump systematically undermined the importance of authority understood as the political and administrative expertise in the running of government. This has been a significant factor in the diminution of his own personal authority and an important reason why world leaders regarded as laughable his boasting about his presidency at the UN.

    The inverse relation of authority and authoritarianism is not new. Marx also describes it in the Eighteenth Brumaire of Louis Bonaparte (Marx 1976a; see Vardoulakis 2013). Not unlike Trump, Louis Bonaparte is an authoritarian ruler and a populist—Marx says that he won over the poorer people by giving them champagne and sausages. Further, just like Trump, no one took him particularly seriously and no one thought that he was competent enough to lead France. And yet he prevailed to found the Second French Empire.

    We can also glean this inverse relation in the late work of Hannah Arendt (Arendt 1970), where it is presented as the inverse relation of violence—explicitly associated with authoritarianism and totalitarianism—and power—linked with authority.

    So, if understanding the function of authority is important in discerning the operation of power and in achieving our democratic ideals, then why is authority hardly discussed in political philosophy and theory today? According to a historical explanation, the power of authority starts waning since the Reformation, which precipitates a progressive change of its meaning, a process that the French revolution further accelerates (Marcuse 1973). This has led scholars to argue that authority is absent from our world today (Arendt 1961). But examples such as the ones offered above indicate that far from being absent from our world, authority still plays a determinative role through its inverse relation to authoritarianism.

    A more plausible explanation for the absence of attention to authority today is a series of powerful shifts in academic discourse in the first half of the twentieth century that have also influenced the general discourse about politics. The most important are the following:

      1. The shift of the meaning of authority to designate political power. Here, Weber’s work is critical. In German, the term “Herrschaft” comes to signify almost exclusively political authority, while the term “Authorität” denotes almost invariably ecclesiastical authority. Using the term Herrschaft, Weber develops his influential analysis of the charismatic leader who is authoritarian or fascist (Weber 2004), thereby obscuring the importance of a figure of authority in the sense of someone who cannot be argued with.
      2. The gradual confinement of the meaning of authority to the psychological sphere. This is particularly due to the influence of behavioral psychology, and a particular landmark are the Milgram experiments (Milgram 1974). Even though psychoanalytic studies on authority are not be confused with behaviorism, they also tend to evade its political import (see Sennett 1980).
      3. The substitution of authority with authoritarianism as an object of study in political philosophy and theory. Here the Frankfurt School is particularly important (see Adorno 1950), especially because of the influential insight that authoritarianism not only is opposed to democracy, but in fact it uses the population to prop itself.
      4. The intense focus on totalitarianism as a system of governance that transcends the individual, which, as Hannah Arendt demonstrates (1962), was critical for understanding the rise of fascism, totalitarianism, and the Holocaust.

    The effect of Weber’s work has been to narrow the use of the word “authority” to refer only to political authority within an established state so as to function as a near synonym of sovereignty. All work in the past quarter century uses the term authority in this way (e.g. the most significant monograph Huemer 2013; work on political theory such as Flathman 1980 or Wendt 2016 or legal studies such as Raz 1979 or Edmundson 2010). The rich, two-millennial tradition that determines authority as a figure that cannot be argued with and which is incommensurate with power has all but disappeared from view.

    Further, the circumscription of authority into psychology has shifted our view from authority’s political significance. The only political implication suggested by Milgram’s experiments is that regimes such as the USSR that rely on obedience deprive individuals from their freedom. But such political inferences that go beyond the immediate object of study of behavioral psychology seem more of an expedient expression of a shared opinion in the Zeitgeist of the Cold War.

    To compound the above, the Frankfurt School and Arendt have helped focus on political phenomena such as authoritarianism at the expense of authority, while paying scant attention on their inverse relation. This does not mean that the inverse relation of authority and authoritarianism was never noted. But the most perspicacious examples of the presentation of the inverse relation of authority and authoritarianism from around that time remain free from the influence of a political theory and political philosophy that systematically seeks to repress the importance of the traditional concept of authority. I am thinking here of works of art such as Charlie Chaplin’s The Great Dictator (1940) that presents an authoritarian figure whose affectations are so laughable as to be devoid of all authority.

    The critical purchase of Weber, critical theory and Arendt is undisputed in shaping the political discussion as well as our understanding of politics today. For instance, since Trump’s election, there is a renewed interest in Arendt’s work on totalitarianism and its contemporary relevance (Berkowitz 2017). Or the rise of populism as a threat to democracy that simultaneously leads to the rise of authoritarianism is customarily interpreted along the framework provided by the critical theory of the Frankfurt School, according to which authoritarianism is possible through the populist manipulation of the people (see Brown et al., 2018).

    The few attempts in political theory to rescue the concept of authority are conducted with the provision of overcoming the traditional concept of authority—according to which one has authority when one cannot be argued with (Arendt 1961; Kojève 2014; Ricoeur 2007). Thus Richard Flathman interrogates the relation of authority and “the authoritative” in The Practice of Political Authority but the framing does not allow him to note the inverse relation of authority and authoritarianism. Bonnie Honig (Honig 1993) attempts to rescue a concept of authority through a re-interpretation of Arendt, but her strategy is again to leave behind the “outdated” concept of authority and present authority instead as a form of a performative that, like the Declaration of Independence, can provide a foundation that allows for the new. It allows for what Honig refers to as “(re)founding.”

    No matter how perceptive such analyses are, they find it hard to account for phenomena such as the laughter at Trump in the UN Assembly. They also fall short in recognizing the discrepancy between sovereign power and authority, and they forget about the positive role that authority can play in a democratic polity. As a result of forgetting authority, contemporary discourse often lapses into a despair about the fate of democracy when authoritarianism is on the march (Brown et al., 2018). This despair is due to the perception that sovereignty in neoliberalism no longer encounters enough political resistance or friction.

    There is a grave danger to democracy when authority is obscured from view while authoritarianism flourishes. The reason is that authority does not disappear. Rather, it is displaced in ways that authorize those in power to promote their interests. For instance, it is beneficial to Trump to lack authority because this allows the religious right in the US to authorize him to act on their behalf. This authorization is supported by having a Vice President who is aligned with the religious right. And it essentially moves Trump to subvert institutions such as the High Court by installing judges likely to regress on a host of issues such as civil and reproductive rights.

    This process of authorization often operates on the logic of the least evil (Weizman 2012). The majority of the religious right in the US do not like Trump and they do not really want to vote for him. Rather, they voted for him in 2016 and they continue to support him because he is seen as more likely to serve their interests. The fact that he lacks authority makes it more likely that he will support the base who elected him, and vice versa. Democracy is in grave danger of being overwhelmed with short term interests and populist leadership if the function of authority is not taken into account.

    My resolution of the antinomy of sovereignty suggests that the analytic power of the political discourse is stunted when the discourse is too squarely focused on authoritarianism as the expense of authority. Well-analyzed and systematically research phenomena such as authoritarianism and populism may be enriched when the traditional concept of authority is also introduced, since it is the concept of authority as impervious to argumentation that has had such a determinative influence on how key political ideas developed over two millennia—concepts that still determine how political practice and its understanding unfold today.

    For this, we need to keep the inverse relation of authority and authoritarianism in sight. It is actually Arendt who in her late work describes the inverse relation of authority. As I note above, her earlier work contributed to the idea that authority is absent from our world today (Arendt 1961, Arendt 1962), replaced by categories such as totalitarianism. However, in On Violence (Arendt 1970) she draws a distinction between power, which is explicitly linked to authority, and violence, associated with authoritarianism and totalitarianism. A key feature of this distinction is their inverse relation. This is presented from both sides. First, “tyranny … [is] the most violent and least powerful of forms of government” (Arendt 1970, 41), and, second, “every decrease in power is an open invitation to violence” (Arendt 1970, 87). The decrease of authoritarianism contributes to the increase of authority and the decrease of authority to the increase of authoritarianism.

    Even though Arendt notes the inverse relation and provides a quasi-phenomenological description, especially in the third chapter of On Violence, still nowhere does she note why this inverse relation matter for a democratic politics. This is another way of saying that Arendt does not note the paradox of a sovereignty that is both frictionless and imbued in friction when she considers the relation of power and violence, or of authority and authoritarianism. I hold that an answer to explore this paradox of frictionless sovereignty requires that we note the way in which authority contributes to the well-functioning of a democratic polity.

    The traditional definition of authority as being “impervious to argumentation” (Spinoza 2001, 139) may appear at first to be a threat to democracy in the sense that authority appears to stifle the pluralism of ideas that democracy thrives on. This is certainly true, and that’s why a democrat like Spinoza is fiercely critical of figures of authority. Because a leader with too much authority stifles the public disputes that are necessary for democracy, the ancient Athenians had an extraordinary law, according to which when a leader became popular, he was expelled from the city (Nietzsche 2016). We certainly need to remain vigilant when we encounter authority.

    But there is also another side to it. It consists in that, by its definition as being beyond dispute, authority raises the possibility of truth. When the judge delivers a verdict in the courtroom, the judge is assumed to be extracting the truth from the given evidence. When a general issues a command, the troops assume that it conforms with a battle strategy and the information the general has at his disposal. A teacher has authority in the classroom when it is assumed that the teacher is communicating true knowledge to the students.

    The judge and the general may of course be wrong. They may have made a mistake. And the knowledge the teacher is communicating may have been superseded. It is possible to make judgments about the judge, the general and the teacher because they aspire to a certain truth. By contrast, when a populist authoritarian like Trump proclaims “send them home,” the visible racism of such a statement unburdens Trump of any appeal to veracity. This diminishes his authority but also makes it impossible to critique a populist leader by appeal to truth. Authoritarianism does not need truth. Conversely, to speak with authority, one aspires to be beyond dispute, not because one is simply attracting support, but because one espouses a position that others also can see as tenable—as true.

    A figure of authority puts an end to a dispute or conversation by virtue of the fact of being perceived to occupy the truth. But no one has absolute authority. The possibility always remains that one will be able to offer a more compelling account of the true (Lucchese 2009). A figure of authority can never be certain that someone else will not raise their voice in reaction (Vardoulakis 2020). Allowing for the operation of authority is the opposite of a “society of the spectacle” where everyone is encouraged to raise their voice, in unified conformity, so that their voice in fact no longer matters.

    Authority is important for democracy because it enables the voice raised to make a point matter. Paying attention to authority in the political discourse is to encourage everyone to take responsibility as an indispensable condition for the optimal operation of democracy. Even though there will never be any guarantee that the right decisions will be taken, and even though mistakes will be made, democracy can only operate when the voice is not lost in a crowd that mindlessly follows an authoritarian figure. Thus authority shows that friction is indispensable for a determination of political power.

    But there is another side too. Authority requires the possibility of friction but it also requires the idea of the frictionlessness of sovereignty. The most readily available illustration is in cases of crisis or emergency. During a medical emergency, we defer to the authority of the doctors. During a financial crisis we listen to the economists. In the case of a pandemic, the politicians and the public seek the expert advice of public health authorities.

    In political philosophy, the need to submit to authority in certain circumstances is often discussed. In the seventeenth century, this was customarily done with reference to the figure of Moses (Vardoulakis 2019). Leading the Jews through the desert in search for a state, Moses demanded authority. The attainment of the end required that his authority is strong, which was the case since it was both theological and political as he was both a prophet and the political leader of his people (Ricoeur 2007).

    This tradition that valorizes the function of obedience to authority does not suggest that the value of political judgment is secondary or diminished. It does not mean that the political decisions we are called upon to make and which create the political friction described earlier disappear. To the contrary, it points to the paradox according to which under certain conditions the prudent or rational thing to do is to suspend one’s judgment and to submit to someone else’s authority. This paradoxical function of authority, suspended between the possibilities of challenging it or submitting to it, can lead to a radical democratic position, as for instance in the political philosophy of Spinoza (Vardoulakis 2020).

    So what does the antinomy of the frictionless sovereignty teach us? It shows that interminable resistance and frictionless obedience are the obverse sides of the same coin, namely, authority. Not only is authority not eliminated in our “post-modern” world. Moreover, it shows the precariousness of our political judgment to obey or disobey. And because our political judgments are unstable, never purely rational and hence impossible to lead to an absolute truth, it puts the onus on the political agents—individuals, associations, organizations, parties, states and state alliances—to remain vigilant about the way in which they may fail or succeed.

    Let me put this in a different way: If the idea that sovereignty relies on friction often leads to a despair about our contemporary political predicament that lacks resistance, and if an illusion of frictionless sovereignty defers our political fulfilment to some unattainable future—then a politics attuned to authority may have, unexpectedly, the capacity to galvanize our energies and to bring us face to face with the exigency to assess our circumstances so as to decide whether we ought to obey or disobey. In this sense, authority has the capacity to generate a space where contestation, dissensus and disagreement can be allowed to be productive forces that make possible “the space in between” (as Arendt puts it) where the political thrives.

     

    Dimitris Vardoulakis was the inaugural chair of Philosophy at Western Sydney University. He is the author of The Doppelgänger: Literature’s Philosophy (2010), Sovereignty and its Other: Toward the Dejustification of Violence (2013), Freedom from the Free Will: On Kafka’s Laughter (2016), Stasis Before the State: Nine Theses on Agonistic Democracy (2018), and Spinoza, the Epicurean: Authority and Utility in Materialism (2020). He is the director of “Thinking Out Loud: The Sydney Lectures in Philosophy and Society,” and the co-editor of the book series “Incitements” (Edinburgh University Press).

     

    References

    Adorno, Theodor W., Daniel J. Levinson, Else Frenkel-Brunswik, and Nevitt Sanford (1950) The Authoritarian Personality. New York: Harper & Row.

    Agamben, Giorgio (1998) Homo Sacer: Sovereign Power and Bare Life, trans. Daniel Heller-Roazen. Stanford: Stanford University Press.

    Arendt, Hannah (1961). “Authority,” Between Past and Future. New York: Viking, pp.91-141.

    — (1962) The Origins of Totalitarianism. Cleveland: Meridian.

    — (1970) On Violence. New York: Harcourt.

    Augustine (1998) The City of God Against the Pagans, ed. and trans. R.W. Dyson. New York: Cambridge University Press.

    Bataille, George (1988-1991) The Accursed Share: An Essay On General Economy, volumes 1-3, trans. Robert Hurley. New York: Zone Books.

    Berkowitz, Roger (2017) “Why Arendt Matters: Revisiting The Origins of Totalitarianism.” Los Angeles Review of Books, 18.03.2017.

    Brown, Wendy, Peter E. Gordon and Max Pensky (2018) Authoritarianism: Three Inquiries in Critical Theory. Chicago: University of Chicago Press.

    Cicero (1928) De Legibus, trans. Clinton W. Keyes. Cambridge, Mass.: Harvard University Press.

    Derrida, Jacques (2005) Rogues: Two Essays on Reason, trans. Pascale-Anne Brault and Michael Nass. Stanford: Stanford University Press.

    Edmundson, William A. (2010) “Political Authority, Moral Powers and the Intrinsic Value of Obedience.” Oxford Journal of Legal Studies 30:1, 179-91.

    Foucault, Michel (1983) “The Subject and Power,” in Hubert L. Dreyfus and Paul Rabinow (eds.) Michel Foucault: Beyond Structuralism·and Hermeneutics. Chicago: University of Chicago Press, second ed., p. 208–26.

    Habermas, Jürgen (1984) The Theory of Communicative Action, Vol. 1: Reason and the Rationalization of Society, trans. T. McCarthy. Boston: Beacon.

    — (1987) The Theory of Communicative Action, Vol. 2: Lifeworld and System, trans. T. McCarthy. Boston: Beacon.

    Hobbes, Thomas (1999) Leviathan, ed. Richard Tuck. Cambridge: Cambridge University Press.

    Hirschman, Albert O. (1997) The Passions and the Interests: Political Arguments for Capitalism before its Triumph. Princeton: Princeton University Press.

    Honig, Bonnie (1993) Political Theory and the Displacement of Politics. Ithaca: Cornell University Press.

    Huemer, Michael (2013), The Problem of Political Authority: An Examination of the Right to Coerce and the Duty to Obey. New York: Palgrave.

    Kant, Immanuel (1999) Practical Philosophy, ed. and trans. Mary J. Gregor. Cambridge: Cambridge University Press.

    Kojève, Alexandre (2014) The Notion of Authority (A Brief Presentation), trans. Hager Weslati. London: Verso.

    Lucchese, Filippo del (2009) Conflict, Power, and Multitude in Machiavelli and Spinoza. London: Continuum.

    Machiavelli, Niccolò (1988) The Prince, ed. Quentin Skinner and Russell Price. Cambridge: Cambridge University Press.

    Marcuse, Herbert (1973) “A Study on Authority”, in Studies in Critical Philosophy, trans. Joris de Bres. Boston: Beacon Press, pp. 49-155.

    Marx, Karl (1976) The Eighteenth Brumaire of Louis Bonaparte, trans. Clemens Dutt, in Collected Works, vol. 11. New York: International Publishers, pp. 103-97.

    Milgram, Stanley (1974) Obedience to Authority: An Experimental View. London: Tavistock.

    More, Thomas (2002) Utopia, eds. George M. Logan and Robert M. Adams. Cambridge: Cambridge University Press.

    Nietzsche, Friedrich (2006) “Homer’s Contest,” in On the Genealogy of Morality and Other Writings, ed. Keith Ansell-Pearson, trans. Carol Diethe. Cambridge: Cambridge University Press, 174-81.

    Plato (2003) Republic, trans. Paul Shorey. Cambridge MA.: Harvard University Press.

    Rawls, John (1999) A Theory of Justice, rev. ed. Cambridge MA.: Belknap Press.

    Raz, Joseph (1979) The Authority of Law: Essays on Law and Morality. Oxford: Oxford University Press.

    Ricoeur, Paul (2007) “The Paradox of Authority,” in Reflections on the Just, trans. David Pellauer. Chicago: University of Chicago Press, pp. 91-105.

    Rousseau, Jean-Jacques (1994) Discourse on Political Economy and The Social Contract, trans. Christopher Betts. Oxford: Oxford University Press.

    Schmitt, Carl (1996) The Concept of the Political, trans. George D. Schwab. Chicago: University of Chicago Press.

    Schumpeter, Joseph A. (1943) Capitalism, Socialism and Democracy. London: Routledge.

    Sennett, Richard (1980). Authority. New York: W.W. Norton.

    Spinoza (2001) Theological-Political Treatise, trans. Samuel Shirley. Indianapolis: Hackett.

    Weber, Max (2004) The Vocation Lectures, trans. Rodney Livingstone. Indianapolis: Hackett.

    Weizman, Eyal (2012) The Least of All Possible Evils: Humanitarian Violence from Arendt to Gaza. London: Verso.

    Wendt, Fabian (2016) “Political Authority and the Minimal State.” Social Theory and Practice 42:1, 97-122.

    Vardoulakis, Dimitris (2013) Sovereignty and its Other: Toward the Dejustification of Violence. New York: Fordham University Press.

    — (2016) Freedom from the Free Will: On Kafka’s Laughter. Albany, NY: SUNY.

    — (2019) “The Figure of Moses: The Origins of Authority in Spinoza.” Textual Practice, 33:5, 771–85.

    — (2020) Spinoza, the Epicurean: Authority and Utility in Materialism. Edinburgh: Edinburgh University Press.

  • Paul Hegarty — Polar Sovereignty

    Paul Hegarty — Polar Sovereignty

    This essay has been peer-reviewed by “Frictionless Sovereignty” special issue editor (Ryan Bishop), and the b2o: An Online Journal editorial board.

    The question of sovereignty is poorly formulated if we confuse it with the autonomous decision of an individual (Bataille 1989: 311)

    On 2nd August 2007, a Russian submersible mission (MIR-1, launched from the Akademik Federov) planted a flag at the estimated North Pole, on the Arctic seabed. Part of the activities of International Polar Year, its purpose was the exploration of the Russian continental shelf, discovering how much sea or seabed Russia could claim as its own.[1] Since then, popular, technical and academic writings have mused on the strange situation of sovereignty in the polar regions. Ownership of territory in either region is heavily contested, as both sea and land ice melts, freeing up the dream of access to colossal mineral reserves. But as I hope to demonstrate below, sovereignty couched in terms of possession, performative power and control will not work in the Antarctic. I will restate the seemingly obvious exceptionality of that continent’s situation, in order to supersede the apparently postcolonial critique posited by Klaus Dodds in particular, wherein there is nothing exceptional in the case of Antarctica. I will argue that our models of sovereignty, as applied to the polar regions, but especially in the Antarctic, fall dramatically short when they do not recognize the exceptional, or should I say, exemplary, nature of sovereignty that pertains there. I turn to Carl Schmitt’s anti-liberal presentation of sovereignty, thereby moving beyond the simplistic attribution of sovereignty to ownership and control, whether under a ‘sovereign’ parliament, people or body of law. Like Derrida, in his later writings on the borders of law, I presume a paradoxically rethought Rousseauian reading of Schmitt that accepts the latter’s proto-deconstruction of sovereignty and its legal basis and function, whilst rejecting the implication that therefore we should have a strong executive leader who embodies the sovereign decision-making capacity. This rejection is not just based on ideological rejection of Schmitt’s views, but also on a refusal of his retention of decisionist faith in subjective priority over a subsidiary object world. Ultimately, I believe that in traversing Schmitt’s thinking about the “nomos”, or legal terrain, of territory, we are brought to a position where we can grasp the strangeness of the Antarctic, without suffering any Romanticist delusions about its inherent hostility to humanity even as it stands as a paragon of the world ecology.

    Sovereignty in the Antarctic is a dynamic process that addresses the fundament (and absence thereof) of sovereignty. Beyond banal difference intuited through the apparent a-biotic nature of that continent lies a deeper difference that emerges after reflection on precisely how the Antarctic resembles (or not) other polities. To this end, I consider Jessica O’Reilly’s model of the “technocratic Antarctic”, which identifies the ways in which the Antarctic does function politically, rather than imagining it as a place either so special it cannot be considered in any normative way, or as so normal it cannot be thought of in its specificity. I reintroduce the thought of Georges Bataille on sovereignty as loss, as willed absence, along with Kathryn Yussof on extractivism and excessive anti-geology.

    In the end, what is ‘polar’ about polar sovereignty will be seen to be not about physical poles, but about the fluctuating quality of that sovereignty, as an example of the heterogeneous, “characterized by the strong polarization of its elements” (Bataille 2018: 31). Where Bataille intends this idea to apply to the opposition of pure and impure, high and low, I extend the idea to the double exceptionality of the Antarctic. The first of these (pure, high) is the basic legal distinction between it and the rest of the global legal system, the second (impure and low) is the resistance the continent has to that system, as it is a refusal, a renunciation of sovereignty that Bataille will identify as true sovereignty. He intended the method of heterology to extend beyond the realm of sacred objects, actions and situations, imagining a world of oppositional yet non-dialectical ‘outsides’ to the normatively formed world. These trade against one another as well as against the standard ‘inside’ of rationalistically conceived, liberal laws, morals, structure and habits. So in this instance, the norm is a legally sovereign power with whatever rights accrue to it, legitimated by international law norms. The non-norm is the absent sovereignty of the Antarctic, with one ‘pole’ the consensual agreement not to own the continent. The other ‘pole’ is the deconstructed sovereignty that actually persists in the distorted, experimental yet also excessive or “heterogeneous processes” (Bataille 1985: 156) of sovereignty that play out in the Antarctic.

    When MIR-1 landed its flag, it was playing out a standard move in the ongoing spatial-legal conception of turning bare space into territory, i.e. bringing it under control. Several existing States claim rights over portions of the undersea Arctic, based on already-inhabited proximate land. All claimants have inhabitants that live inside the Arctic circle, and so this is not a colonialism based on a new conquest over indigenous peoples (leaving aside debates about existing occupation, ownership and indigeneity). It is a form of primordial colonialism, spatial control, but one that post-colonialism finds hard to grasp, not least because we could imagine it to be post-colonial colonialization. Schmitt, alternatively, identifies the drawing of lines, the process of enclosure, as itself an act, a sovereign act of power. This does not exhaust his ideas on the matter, particularly where the law of the sea is concerned, but actually the Arctic is only witnessing one level of sovereignty discussion, the most basic (or wrong, as Rousseau and Schmitt would concur), which is about ownership of already-existing, already-defined spaces. Nothing novel or unusual is playing out in the Arctic: while five states have coastal rights that extend to 200 miles from the end of the continental shelf, the rest is under the jurisdiction of the UN convention on the law of the sea.[2] There is no sovereignty hole, in legal terms, over or under the Arctic.

    The Antarctic is very different, firstly because it has no indigenous human population. Any colonization we could refer to must refer us back to the colonization that is all human occupation of territory, as opposed to the age of world-domination, extractionism and slavery propagated by leading European powers between 1492 and whenever (or if) we deem this period to have ended. The continent was unattainable, except to the imagination, to the extent that the first documented sightings were in the late 18th century, incidental discoveries made by representatives of leading colonial powers such as Britain and France. In the early 19th century, sightings of and landings on the core continent were made by Russian and American ships, as well as further voyages made by European nations. But the lack of obvious colonial reward meant that there was a long gap until renewed attention in the late 19th century led to a scramble to establish territorial control through exploration. Once again, a long gap ensued after the 1910s, with some interest in the course of World War Two, and the intervening period notable mostly for Richard E. Byrd’s overflying expeditions. It was only the International Geophysical Year of 1957-58 that sparked nations’ interests in controlling the spaces of the Antarctic. The Soviet Union and the USA were interested in ownership but had no legal claim through either discovery or occupation, so pioneered the method of depositing bases into territory that could be claimed later. Their vested interest was also part of how the Antarctic would end up as a landmass outside of normal banal sovereign claims, a status confirmed in the 1959 Antarctic Treaty.

    The Antarctic has never been fully integrated into the global régime of existing power hierarchies and nation-based histories, even if it is fully caught up in a more Foucauldian power network based on intersections between power and knowledge, and power as a system of actions, laws, discourses, technical procedures and protocols. Even today it is sparsely inhabited–there is no indigenous population as such, but a transient population of between 1000 and 4000 mostly scientists, with 25000 or so tourists visiting every year. But in terms of national presence, it is more like a freeport, a department store full of concessions, or a world science fair. Thirty countries have some sort of research base there, 68 in total (see O’Reilly 2017: 67), and not only in their ‘own’ zones.

    Territorial claims have been suspended since the creation of the Antarctic Treaty (which came into force in 1961), the founding document for the Antarctic Treaty System. This ‘system’ ties together a group of treaties that have accumulated over time, and allows space for further development. The Antarctic Treaty System (ATS) is the model of governance for the continent, and is trans-, supra- and non-national in nature, with 53 countries signed up to the System.[3] This system suspends all territorial claims, in favor of a neutralized sovereign space (not a space of pooled sovereignty).[4] There are extensions of rules and subsequent protocols, but the Antarctic is designated under the original treaty, and ensuing treaty system, as a neutral, demilitarized non-nuclear zone.[5] Countries with territorial claims have made sure to place bases that are permanent within the relevant zones, as have many others. The discourse on Antarctica is rife with discussion about either land claims or about mineral wealth, particularly offshore (the ATS extends ‘northward’ to 60% south and controls exploitation of wildlife too).[6]

    In the far south, there seems to be an almost utopian model of future environment-based governance. Alternatively, some argue, what we see in the Antarctic is only a mock-up of post-sovereign co-existence and instead it is a zone of neocolonial, retrocolonial and postcolonial tactics. Klaus Dodds and Mark Nuttall refer to “polar orientalism” (2016: 145), even if they also question claims that there is a current or new “scramble” for the Antarctic. Furthermore, far from being outside of the rest of the world, the Antarctic does have a legal régime, and cannot be said to be autonomous, separate from the world.[7] All of the research stations are supplied and populated from elsewhere. The culture of the Antarctic is global before the dwellers arrive, while they are there and after (O’Reilly 2017: 174). In addition to the treaty, the dwellers in bases are subject to control of their actions by their ‘own’ government, while the work that is the reason for inhabiting the continent is networked globally. Both polar regions though, are thought of in very standard terms of sovereignty, as opposed to a more Schmittian way of thinking the exception, and sovereignty as the capacity to exert power based on the decision of exemplarity. Wygene Chong, for example, observes that sovereignty is “the ability of a state to exercise its supreme authority over territory” (Chong 2017: 436); Ruth Davis regards national sovereign rights and claims as being protected, if not ratified (Davis 2014: 289).

    So while sovereign rights are seen as contested, polar discourse reverts continually to national territorial claims in a way that barely captures the nature of sovereignty in the Antarctic. Schmitt’s idea that sovereignty is the power to decide whether an exceptional situation prevails (such as war, famine, ecological catastrophe, states of emergency in general) underpins every moment that the exception does not prevail, where the negative decision is made that there is no exception, which is how it is a “general concept in the theory of the state, and not merely […] a construct applied to any emergency decree or state of siege” (Schmitt 2005: 5). Giorgio Agamben proposes a more political and military way in which the exception becomes the norm in the form of “the camp” and the biopolitical regime of control in place in contemporary global society (see Agamben, 1998, 2005). Current discussion (with the key exception of Kathryn Yussof) expends considerable effort to bring polar regions into the norms of global culture and legality, and the legal exceptionality identified by Schmitt as the key to sovereignty absents itself. I would argue that instead of incorporating the Antarctic into measurable and discursively safe politics, the strangeness of its model, like Derrida’s rogue state, exemplifies exceptionality as a global model of sovereignty (Derrida 2005). The fact that exceptionality is not exclusively benign is also a means of tempering any over-utopian enthusiasm for the Antarctic as model of future progressive socio-legal structure.

    Dodds and Nuttall, as longstanding social critics of Antarctic policy and politics, do not wish to acknowledge the specificity of either polar region:

    For those who wrote on polar geopolitics in the past, the Arctic and Antarctic were often positioned as ‘exceptional spaces’, exceptional in their size, location, remoteness and even their connectivity to wider global, political, legal and economic networks and practices. (Dodds and Nuttall 2016: 24)

    They insist that the Arctic is “less an isolated frontier region [but] a transnational and neo-liberalized space connected to global flaws, risks and networks” (2016: 28), and that both poles are equally connected and networked, fully integrated into a global polity. That’s probably true, but their inclination to undo the exceptionality of Antarctica raises more questions. At one level, they are perfectly right, there is nothing so special about the polar regions that they can be thought of as exceptional. Sovereignty debates, they say, are about spurious claims to ownership that are complicit with exploitative agendas. As Bataille would say, such a supposedly critical view merely corroborates the modern bourgeois belief in sovereignty as possession, as “the world of accumulation is the world rid of the values of traditional sovereignty, in which things have ‘value’” (Bataille 1989: 423). Yussof extends this critique of the limits of simply calling out exploitation in terms of redistribution when such does not include a deep critique of extractive, slave-based economic development that preceded Western capitalism. Such extractivism aligns mineral discovery and removal with the use and transport of enslaved people:

    Both these modes of extracting value–as property and as properties— generate surplus. It is the grammar of geology–the inhuman–that establishes the stability of the object of property for extraction. The process of geologic materialization in the making of matter as value is transferred onto subjects and transmutes those subjects through a material and color economy that is organized as ontologically different from the human (who is accorded agency in the pursuit of rights, freedom and property). (Yusoff 2018: 71)

    While Yussof has addressed the Antarctic elsewhere (see for example Yusoff 2009), her critique of extractivism highlights the belief that the governance and power dynamics can be part of global power systems and networks without for all that being ‘just the same’ as every other space or place. Imposing a model of limited sovereignty based on good or bad possession will not assist either understanding or critique.

    Jessica O’Reilly completely dismantles the idea that the Antarctic is not exceptional–and her case is not made through the bare natural facts or an idealism about the Antarctic Treaty System, but through an acknowledgement that the Antarctic’s specificity arises through the convergence of science, bureaucracy and nature, meaning that the continent is governed technocratically, and therefore in clearly defined ways that are substantially and almost ontologically different to anywhere else, notwithstanding the Foucauldian perspective she herself raises. Perhaps with Dodds and Nuttall’s worrying statement in mind about what they wish to call “narratives of ecological catastrophe” (Dodds and Nuttall 2016: 56), she writes that “the imagined environment is not just a social construction, it is also nature impacted by human actions and decisions” (O’Reilly 2017: 17). This physical difference only takes on meaning when processed into technocracy, acquiring its status as bedrock after its legal processing. The meshed exceptionality of how the Antarctic is run opens up pockets of Schmittian sovereignty. O’Reilly writes that “if states pay close attention to the procedural, bureaucratic activities involved in the approval process they can almost always do what they wish in the Antarctic with little if any, intervention” (2017: 129). The only possible intervention is that of observers, who can monitor activities if they see fit, and then report to the Committee that oversees the treaty system. If there is international idealism about the model of governance in Antarctica, it is not about a misreading of state vested interests acting under cover of a truce, it is to do with a strong belief in the value of competence, skills, discipline and the power of co-operative technocracy:

    While technocratic management elsewhere might feel like a nerdy burden, a leftover of 1950s efficiency politics, in Antarctica, technocracy is part of a utopian environmental future. Among Antarctic people, the broad consensus is that governance informed by scientific knowledge has the potential to improve human and nonhuman lives and homes. (O’Reilly 2017: 171).

    Not only is the Antarctic a legal pioneer in terms of the future permanent exceptionality of sovereignty, it is also a precursor of the tech-libertarianism of social media and software services. What could be more ideal for a soft-tech-engineered future than a place with well-meaning skill as surrogate for democracy?

    O’Reilly’s model is far from blind to the presence of executive power, nor to its strangeness, but of course it does not near the hyperbolic and almost actor-less execution of power that underlies Schmitt’s Land and Sea (1942) and The Nomos of the Earth (1950). Both of these texts physicalize the constructive power of spaces, borders and the law in a process of total delineation. For Schmitt, power becomes global through the assumption of a global space that is itself divided. Without the line (most specifically of the division of world between Spain and Portugal in 1493), there is no whole. In Land and Sea, Schmitt argues that with that line, through the Atlantic, Spain was given the Western part of the world, Portugal the East, and this “papal line of partition from 1493 stands at the beginning of the battle for the new fundamental order, for the new nomos of the earth” (Schmitt 2015: loc 1432).

    Lines construe the spaces between, the space without and space as jurisdiction. One fundamental line is that separating the domain of the line, which is the land, and the non-domain outside of lines, which is the sea. This latter is ostensibly free of lines because it is subject to protocols and transgressions beyond Earth-bound and Earth–binding power: “the firm land consists of its division into state dominions; the high sea is free, i.e., state-free and subject to the authority of no state dominion” (Schmitt 2015: loc 1514). Schmitt’s model of sovereignty means that this is not a simple distinction, but one deeply bound up with English maritime force, particularly through the extra-legal activity of piracy in the 16th century. What looks like absence of law is actually a domain of prospective sovereign action, properly outside of sovereign territories.

    Schmitt attributes a deep, ontological effect to newly discovered or revealed zones of the planet, “new lands and seas” change the human spatial experience, “not only the outermost human horizon, but even the structure of the concept of space itself is altered” (2015: loc 1249):

    There is more to a spatial revolution than landing in a heretofore unknown place. A spatial revolution involves a change in the concepts of space encompassing all the levels and domains of human existence. (2015: loc 1355)

    Although Schmitt is not referring to the Antarctic, this notion of a spatio-legally avant-garde location remains, in what is a still-new space, a non-territory, the governance of which continues to subvert international law. The key to these changes that Schmitt sees in discovery is not the opening of a horizon but the closing of zones inside lines, the enclosure itself the expression of an almost autonomous sovereignty, such that “world history is a history of land-appropriations” (2015: loc 1398). Land is in fact appropriation, the only way it can become the ground for being understood as the location upon which it occurs. Land-appropriation precedes all other legal orders as the land contains essential value, that is brought out through human labor, and then further framed by enclosure:

    The earth is bound by law in three ways. She contains law within herself, as a reward of labor; she manifests law above herself, as fixed boundaries; and she sustains law above herself, as a public sign of order. Law is bound to the earth and related to the earth. (Schmitt 2003: 42)

    It is as if law is the first and primary growth, once humans are near (are there humans before they begin to frame the earth with their labor?). Appropriation seems to become the originary condition for both human and earth to exist, with one the appropriator, the other the unwilling/unwitting supplier. The legal order of social existence comes into being before all other forms, an ur-form that has always already extracted itself from deep within the earth. The law is the order of nomos, as “nomos is the measure by which the land in a particular order is divided and situated” (Schmitt 2003: 70). This excessive and doubtless unwitting re-statement of Rousseau’s Discourse on Inequality establishes power as always precedent to power, an authority that allows authority to act. It is possible that the only sovereignty is the act of dividing that brings the potential for sovereignty into being, outside of any legitimacy, founding an order which can reflect on itself as having granted authority for itself to have come into being. This, at least, is what Derrida sees as the para-legitimacy of the moment of law’s inception (Derrida 1992: 14 and passim) and as that which underpins claims made by dominant global powers about curtailing the activities of rogue states, thereby acting as rogues themselves (Derrida 2005: 96).

    While the sea is outside sovereignty, piracy and imperialism act in fully sovereign disdain for all that lies within demarcated lands. Land is also outside of sovereignty, until European powers discover it. Only Europe possesses lines and line-making capacity (the world is under a “Eurocentric model of international law” observes Schmitt [2003: 39]), and everywhere is as legally empty as Antarctica was: it doesn’t matter if anyone else is already there, the capacity to acquire land or power is “properly” European, in variants of Anthony VI’s world-splitting and shaping decree of 1493—“the non-European soil of the rest of the earth in this global, but not yet completely Eurocentric spatial order was free, i.e. free to be occupied by European states” (2003: 142).  It is upon this act (as well as Spanish king Philip III’s 1605 order to religiously convert all of the southernmost continent) that Chile and Argentina base their Antarctic claims, as inheritors of Spanish territorial rights. In other words, they summon a colonial right (not neo-, but proto-), through a sovereign act of global violence made by a papal institution that no longer has that power, to an empire that no longer exists, via countries no longer subject to it, to what was then a properly undiscovered land, as opposed to a place that Christians were just waiting to discover through mass murder of any local populations. The lines between Spanish and Portuguese colonizations were just that, between themselves, “internal divisions between two land-appropriating Christian princes within the framework of one and the same spatial order” (Schmitt 2003: 92). The sea was the freedom of manoeuver between brethren colonizers, and non-European lands were effectively part of the sea until one or more European powers took a direct interest.

    In fact the sea’s non-jurisdiction is like the exceptionality of the line-drawing, power-framing that is the shaping of land as territory (and like that of Fred Moten’s cut that establishes what is beyond the break, outside and radical, thereby enclosing that which it is not [Moten 2003: 6]). The sea is very much a location, or perhaps, vector, of sovereignty, albeit of sovereignty that exceeds land-based jurisdictional power. Polar regions are not only not outside of this discussion, but exemplify it–their exceptionality still not regularized into State-form, and yet hosts to sovereignty in multiple interlocked strata. Much that is in Schmitt’s texts seems prophetic, such as when he states that current uncertainty over ownership and access is not a type of vacuum: “that which is coming is not therefore only measurelessness or a nothingness hostile to nomos’” (Schmitt 2015: loc 1729). If there is a vacuum, a spread of the law of the sea, in some ways, then this is a constitutive vacuum, which once seen in light of Schmitt’s spatialization of sovereignty, is both odder and more exemplary than ever. The polar regions, the Antarctic in particular, are where land and sea literally and geosocially, as Yusoff has it (Yusoff 2017: 108), deconstruct the concept of sovereignty even as they assure its functionality (through pragmatic technocracy and sovereignty as constant, unclosed and speculative line-making). Yusoff agues that

    stratification is a confrontation with the spatial arrangements of the social divisions of materiality and the claims to power that are enlarged by harnessing the geopower of the substratum, an arrangement of power that is both exceeded by and complicated by geologic elements. (2017: 105)

    The strata are in play even as potential–perhaps particularly in our era, as potential, as resources require a deepening of extractionist economics. The polar regions are almost entirely subsumable as strata beneath the rest of world and national jurisdiction, and therefore, far from being out of play, are that which awaits incorporation into purportedly sovereign resource control. Despite the global and local scalings of stratification of sovereignty and sovereign process in and around the Antarctic, it is the mesh of those layers in a system of lines and, it could be said, contours, that politically define the stratification specific to the Antarctic. This also includes the absence, or the absenting of lines in willful de-sovereign-ing process.

    As sea and land infiltrate one another in a legal and/or representational way, we should recall O’Reilly’s clear-sighted integration of the materiality of the Antarctic into sovereignty. The Antarctic, just as much as the Arctic, is actually (at least in human experiential terms), a combination of land and sea. The 2 km of ice “has been constituted by particular physical and temporal engagements” (Antonello 2017: 79) and will at some stage become sea with colossal impact for the rest of the world, and as it begins to do that, the law of the mercenary sea begins to hold–a holding that is precisely allowed in the withholding of ‘proper’ sovereignty claimed by a small group of States. The Antarctic has not been allowed to become land, despite the presence of lines as arbitrarily drawn as those that marked European divisions of Africa or the post-imperial middle East. This non- or extra-legitimate space is subject to further non-legitimate incursion because there is only the presence, not the force, of sovereign power in the Antarctic. Sovereignty deadens the continent even as it constructs it. This sovereignty is that of the line-drawing, not of the would-be occupying powers or even that of the techno-elite, and this is a sovereignty that is always already beyond borders, a sovereignty generated from within lines (i.e. by existing powers) but that exceeds. In fact, this can always be traced back to the moment that Rousseau defines as the consent to enclosure: “the first man who, having enclosed a piece of land, thought of saying ‘This is mine’ and found people simple enough to believe him, was the true founder of civil society” (Rousseau 1984: 109). This, then, is sovereignty that exceeds political control, as it is that which defines, permits and delineates this power. Whilst we are never outside of sovereignty, sovereignty is an outside that generates the ‘norm’, or normative functioning of law, power and politics, and the Antarctic in this instance is not exceptional but exemplary. In other words, the exception to the exceptionality of sovereignty that helps exemplify the exceptionality that is sovereignty.

    This sovereign non-power is part of what Schmitt describes as sovereignty–for all the decisionist power that his model offers (in Political Theology), it also includes the “power” to capitulate and abdicate (Schmitt 2005: 10). For Paul W. Kahn, this power is itself exemplary (Kahn 2012: 59). All sovereign power is outside of legitimized, legalistic and formal law (Derrida 1992)–and so when there is no legitimized power, we could imagine that we are in a state of perfect if slightly unexpected Schmittian sovereignty. The geophysical politics of the Antarctic continent have set up capitulation that is loss without a loser or victor, a renunciation, as rogue sovereigntist Georges Bataille would put it when referring to Stalin’s Soviet Union (1989: 291-302, 313). Far from there being no sovereignty in the Antarctic, or there being a new model, the novelty lies in the way it expresses as its norm the excessive capacity that is sovereignty. For Bataille, sovereignty is precisely the residue or surplus of order, that which drops away from norms, and the Antarctic has become an extravagant site of sovereignty as experimental excess.

    For Bataille, sovereignty is about loss–about seeking to attain traditional types of sovereignty where individual power and state power meet in one person (or the doubled bodies of the king), and then failing. Sovereignty is the reaching of a pinnacle in excessive behavior such that the individual is lost within that excess–and sovereignty “dissolves into NOTHING” (1989: 204). The relation of sovereign to non-sovereign, and to the rule, are consistent between Bataille and Schmitt, if not exactly the same. Where Schmitt has sovereignty as the thing that exceeds the rule, for Bataille, the rule brings value to what he calls “irregularity” (1989: 408). Similarly, where Schmitt has executive power as the power of the outside that defines the system, Bataille defines sovereignty (when writing in the 1930s) as heterogeneity.

    Heterogeneity is that which lies outside homogeneous, normal, normative society. Beyond rules, it is a mode of action and process that is barely human, mostly not even human. It is not just what is outside, but what troubles the solidity of inside by being its ejected other: “The heterogeneous world includes everything resulting from unproductive expenditure” (Bataille 1985: 142), and so “compared to everyday life, heterogeneous existence can be represented as something other, as incommensurate” (Bataille 1985: 143). Heterogeneity can be both high and low, a parallel polarity (Bataille 1985: 144)–Schmitt’s dictatorial control exerted through the inward-moving force of sovereignty is high, the black mass, the festival, drunkenness, non-reproductive erotic activity are low. Circling us slowly back over the Antarctic, like the overflying Admiral Richard E. Byrd, dreaming of the hole into a hollow earth, Bataille’s heterogeneous sovereignty pinpoints a sovereignty that can cross between human actors and the spaces they bring into geosocial being (see Yusoff 2017: 109).[8] The presence of humans brings an exceptionality that is not about emptiness, but about the very refusal of detail (on the surface at least) that humans can pick out as meaning–a space populated instead by regulatory detail. The very system of rules in position in the Antarctic is part of a meshed sovereignty, that in turn allows a Schmittian sovereignty within it (free movement and site-establishing of actors within all zones), whilst holding distantly at bay the restricted form of sovereignty that is taken to exist in the form of spatial control, mastery over a passive object and against the acts or desires of other autonomous self-identical actors.

    But the Antarctic is not just the surface, it is also hidden lakes, sediments, and ultimately a continent of actual land: the nomos is immured within and beneath the treatyspace, and at the same time, the sea lies ready not just as ice, but deep within it. And within that, lies a new biota ready to emerge. All, or at least some, of this will rise as the accursed [geo] share, and is being explored and hypothesized all the time, almost as if it were fictional.[9] This potential explosion, or currently, repressed excess, that lies beneath (or in the abjection of the most barren zone on the exposed planet, the Dry Valleys), signals Bataille’s interest in the cosmic principle of explosive destruction that powers everything else, that allows anything else to be. He writes that “if excess cannot be completely absorbed in its growth, it must necessarily be lost without profit, it must be spent, willing or not, gloriously or catastrophically” (Bataille 1988: 21). Within the comforting whole of the ice sheets lies a dirtier, unknown part that is one of the lures for restricted sovereignty in the form of resource ownership or access. As it is, it remains a Bataillean excess, excluded from the world of utility. Its “base matter is external and foreign to ideal human aspirations, and it refuses to allow itself to be reduced to the great ontological machines resulting from those aspirations” (“Base Materialism and Gnosticism”, Bataille 1985: 51). It maps onto the low heterogeneity of excessive human behavior, only more so–fully apathetic, a world that is actually beneath the current surface, it is a mockery of regulation of the world above, whether constitutional-military, or treaty-based. Unlike Bataille’s sovereign self-losing individual or society, or Schmitt’s system-overcoming Leader, the Antarctic does not permit any type of sovereignty other than that which exceeds the human without the human trying. This is not from a Romantic or legalist perspective on the difficulty of terrain or temperature, but has always already arisen as the result of human interaction with the geologistic [hidden] excess of the solid Antarctic through its thickly membraneous liquid surface. As Schmitt is aware in both Land and Sea and The Nomos of the Earth, the distinction between land and sea laws is a classic nested opposition where the difference between them connects the two opposites such that they undermine and inform each other (Balkin 1990: 3). But with Bataille, we can see that the existing actual law of the sea, and the technocracy of the Antarctic (acting as a limp prosthesis of state sovereignty), actually diminish each other as they merge. Each sovereign domain deflates, drops, but never far enough. Never low enough. Finally, we cannot actually grasp the sovereignty that has come into being even though it lies within a domain that is almost ultra-rationalistic and crypto-legal. And the sovereignty that works there, that has become the nothingness Schmitt said it could not be, is precisely what then informs the shape and practice of sovereignty everywhere else, the excess from which the restricted order emerges.

    “The brain is the parody of the equator” (“Solar Anus”, Bataille 1985: 5).

     

    Paul Hegarty is professor of French and Francophone Studies at the University of Nottingham, and co-lead of their Creative and Digital research cluster. He has published widely on cultural theory, with an emphasis on sound and music. He is currently working on the soundscapes of distributed French cultures and his latest book on music, Annihilating Noise, is forthcoming with Bloomsbury.

     

    References

    Agamben, Giorgio (1998) Homo Sacer: Sovereign Power and Bare Life, trans. Daniel Heller-Roazen. Stanford: Stanford University Press.

    — (2005 [2003]) State of Exception, trans. Kevin Atell. Chicago: University of Chicago Press.

     

    Antonello, Alessandro (2017) “Engaging and Narrating the Antarctic Ice Sheet.” Environmental History 22:1, 77-100.

     

    Balkin, J. M. (1990) “Nested Oppositions.” Yale Law Journal 99:7, 1669-1705.

     

    Bataille, Georges (1985) Visions of Excess: Selected Writings 1927-1939, ed. Allan Stoekl. Minneapolis: University of Minnesota Press.

     

    — (1988 [1949) The Accursed Share, trans. Robert Hurley. New York: Zone.

     

    — (1989) The Accursed Share vols II and III, trans. Robert Hurley. New York: Zone.

     

    — (2018) “Definition of Heterology.” Theory, Culture and Society, special issue: Bataille and Heterology, eds. Marina Galletti and Roy Boyne. 35: 4-5, 29-40.

     

    Chong, Wygene (2017) “Thawing the Ice: A Solution to Contemporary Antarctic Sovereignty.” Polar Record. 53:4, 436-47.

     

    Davis, Ruth (2014) “The Durability of the “Antarctic model” and Southern Ocean Governance,” in Tim Stephens and David L. VanderZwaag (eds.)  Polar Oceans Governance in an Era of Environmental Change. Cheltenham: Edward Elgar, pp. 287-307.

     

    Derrida, Jacques (1992) “The Force of Law: The ‘Mystical Foundation of Authority’,” in Drucilla Cornell, Michel Rosenfeld and David Gray Carlson (eds.) Deconstruction and the Possibility of Justice. New York and London: Routledge, pp. 3-67.

     

    —. (2005 [2003]) Rogues: Two Essays on Reason, trans. Pascale Anne Brault and Michael Naas. Stanford: Stanford University Press.

     

    Dodds, Klaus and Mark Nuttall (2016) The Scramble for the Poles. Cambridge and Malden, MA: Polity.

     

    Kahn, Paul W. (2012) Political Theology: Four New Chapters on The Concept of Sovereignty. New York: Columbia University Press.

     

    Moten, Fred (2003) In The Break: The Aesthetics of the Black Radical Tradition. Minneapolis: University of Minnesota Press.

     

    O’Reilly, Jessica (2017) The Technocratic Antarctic: An Ethnography of Scientific Expertise and Environmental Governance. New York: Cornell University Press.

     

    Rousseau, Jean-Jacques (1984 [1755]) A Discourse on Inequality, trans. Maurice Cranston. London: Penguin.

     

    Schmitt, Carl (2005 [1922]) Political Theology: Four Chapters on The Concept of Sovereignty, trans. George Schwab. Chicago: University of Chicago Press.

     

    — (2003 [1950]). The Nomos of the Earth, trans. G. L. Ulmen. New York: Telos.

     

    — (2015 [1942]) Land and Sea: A World-Historical Meditation, trans. Samuel Garrett Zeitlin. New York: Telos. Kindle edition.

     

    Yusoff, Kathryn (2009) “Excess, Catastrophe, and Climate Change.” Environment and Planning D: Society and Space. 27, 1010-29.

     

    — (2017) “Geosocial Strata”. Theory Culture Society, special edition, Geosocial Formations and the Anthropocene. 34:2-3, 105-27.

     

    — (2018) Nine Billion Black Anthropocenes or None. Minneapolis: University of Minnesota Press.

    [1] This maritime territorial zone is known as the Exclusive Economic Zone, which is the area of sea adjacent to a recognized coastline, as defined by the United Nations Convention on the Law of the Sea (UNCLOS).

    [2] These are Russia, Denmark (via Greenland), Canada, USA and Norway.

    [3] For more on the current and historical parameters and practice of the ATS, see the website of the Scientific Committee for Antarctic Research (SCAR), at https://www.scar.org/policy/antarctic-treaty-system/. Accessed 29 January 2020.

    [4] The original claimants to Antarctic territory are, Norway, Britain, New Zealand, Australia, France, Argentine, Chile. Debates about ‘postcolonial’ or decolonizing readings of the ‘poles’ are hampered by the presence of ‘postcolonial’ régimes’ assertions of land rights. New forms of territorial claim have been developed – India grounds its claims on the transcontinental connection in place in Gondwanaland (550 million years BCE to 180 million years BCE) in a geopolitical scaling of time and land (see O’Reilly 2017: 122-24, detailing India’s contribution to the 2006 Antarctic Treaty Consultative Meeting). Despite a push to open up mineral extraction against the hegemonic ATS, India’s official position reflects full compliance with the Treaty, as evidenced in this 2020 bill: http://www.ncaor.gov.in/files/Indian%20Antarctic%20Bill%20/Indian%20Antarctic%20Bill%2015Jan2020.pdf. Accessed 2 February 2020.

    [5] In fact, it specifies that no nuclear explosions are allowed to take place there. A 1998 Protocol on Environmental Protection clarifies that no mineral extraction is allowed (see the protocol here, on the ATS site, https://www.ats.aq/e/protocol.html. Accessed 29 January 2020. In the meantime, extensive mineral research, in parallel with extractive research, is in practice underway, based on the ‘neutral’ scientific model of exploring under the ice. The protocol is up for review in 2048.

    [6] Technically, the manoeuvering by the countries that have some sort of base in the Antarctic is irrelevant, as the ATS explicitly rules out the acquisition of territorial rights in the period of its existence.

    [7] The inhabitation of the continent is in fact generated as global flow as opposed to being the result of a steady-state population.

    [8] Byrd was a pioneering aviation explorer of the Antarctic from 1928 onward. In later life, he seems to have come to believe that, in the course of his circumpolar navigations, he saw the way into what was revealed to be a hollow earth.

    [9] Bataille writes that “knowledge is never sovereign” (1989: 202). Also see Yussof, 2009. Yussof correctly points out the value of using Bataille’s ideas of unknowing, which is a part of his model of sovereignty, to grasp the potential extent of change from climate crisis and deviation from a technoscientific imaginary of control.

  • Mihaela Brebenel — Embodied Frictions and Frictionless Sovereignty

    Mihaela Brebenel — Embodied Frictions and Frictionless Sovereignty

    This essay has been peer-reviewed by “Frictionless Sovereignty” special issue editor (Ryan Bishop), and the b2o: An Online Journal editorial board.

    “… the West has never been further from being able to live a true humanism – a humanism made to the measure of the world.” (Césaire 1955: 73)

    This article is the abstracted result of my having witnessed the racialized infrastructures of European bordering practices in an apparent frictionless sovereign territory: the Schengen area. Embodying whiteness and holding European Union passport privilege in this context and situation, I was allowed to witness these events without any real danger to my person. I am hoping to remain cautious, however, of how my privileged position might be doubled in writing. An academic reflection could become a parasitical tool and an appropriative parsing of a traumatic experience that does not belong to me. I will therefore not engage in detailing the experience or what it has produced for those involved. I will, however, briefly recount some of the acts of policing I witnessed and how they constituted borders for some bodies where no borders exist for others.[1]

    In the middle of the night in May 2019, Austrian police took a woman and her two children off a train, leaving them in the train station of Villach, 20 kilometers before the border with Italy. The Austrian train inspectors and the police officers took this action on valid ticket holders and refused them re-entry into Italy on the basis of them not having European passports. The family was, however, holding valid travel documents issued by Italy, which should have granted them access across the Schengen space of Austria (under the 1951 Refugee Convention) and moreover a return to the issuing country. Instead, after being taken off the train, they were “advised” to seek the local Austrian asylum seekers’ centre, risking refusal and possibly detention. An attempt to board the next train to Italy many hours later was met with direct obstruction by two Italian Carabinieri (dispatched to this site in Austria) and two local Austrian police officers, alongside train employees. As holders of valid travel documents, the family was able to eventually return to Italy by bus (however, not on the main Austrian lines but an adjacent low-cost one).

    My aim in this article, starting from the events I have just recounted, is to reflect on the current Schengen area at the peak of anti-immigration law-making, and on the racial infrastructure underpinning Schengen territories and their governance. I argue that the existence and application of Schengen Border Codes articulates states of exception in the already racialized assemblages of European regulating and policing, making visible the friction in the promises of frictionless sovereignty of the Schengen Area and turning (some) bodies into borders. I do this work with the support of brilliant black scholars who have taken up similar questions, worked extensively on them and have produced critical responses to excessively cited white European scholarship in this area. Specifically, I will approach these issues through Alexander Weheliye’s deployment of habeas viscus—having flesh–and his emphasis on black feminist theory’s contribution to the revision of conceptions of the human that stem from “the world of Man” (via Sylvia Wynter) and liberal modern humanism. By Man, Weheliye means the configuration of the heteromasculine, white, propertied, liberal subject produced from a type of surplus of the human, through exploitation which renders anyone outside of this formation as “exploitable nonhumans, literal legal no-bodies” (2014a: 135). I aim to show how Europe is bound to Man’s legal apparatus and how Man’s juridical machine articulates itself in embodied bordering practices, even in non-border sites and in areas where movement should be frictionless, given the Schengen Agreement.

    These instances of border policing have often been approached in academic reflections via the work of Michel Foucault and Giorgio Agamben. About these writers, who are all too frequently cited in work about biopolitics and population control, as well as about bare life, law and power respectively, Weheliye states that their disavowal from engagement with black studies and the black struggles of their times is what makes their concepts “transportable to a variety of spatio-temporal contexts” (2014a: 6). Their lack of consideration of an explicitly racialized viewpoint, available and expressed by various authors like Frantz Fanon, Nahum Chandler, or Sylvia Wynter, gives Foucault and Agamben’s concepts a “veneer of universalism”. In the case of Foucault in particular, Weheliye brings to our attention that he chose not to engage with the knowledge on race and power produced by the Black Panther Party through its struggle in the prison abolition movement, and did not seriously respond to the work of U.S. black feminist activists like Angela Davis. This cannot be anything but a stubborn omission, given Foucault’s involvement with the prison abolition movement in France and in Algiers (Weheliye, 2014a: 62-63). Other authors have read this and other Foucauldian omissions as non-engagement with efforts towards dismantling the white, male epistemic subject (Rodríguez). In the case of Agamben, Weheliye engages in a thorough critique, detailing how the former’s constant universalizing of the state of exception and seeing “bare life and the state of exception as exclusively legal categories” (Weheliye: 83) undermines the possibility of a situated, embodied conception of the flesh. The point regarding both these authors remains plainly that “their major theoretical formulations were developed often in distinction or without recourse to the long histories of globalised racial power” as Dhanveer Singh Brar sharply notes in a review of Weheliye’s book (Brar 2014: 145).

    In contrast, for Weheliye, habeas viscus posits “one modality of imagining the relational ontological totality of the human” (Weheliye: 4) in a given spatiotemporal context, a situated configuration that manifests in a determinate present, not a messianic tomorrow. I follow this Weheliyan route rather than the abundant Agambenian and Foucauldian interpretations produced in studies on anti-immigration law-making in Europe, as it produces a much more grounded position on what having flesh and having a body means as perpetual exception in the always already racialized assemblages of legal frameworks and policing powers, applied in this case to spaces of transit within the Schengen territories.

    Furthermore, I will centre the discussion on how these racialized assemblages open up, once more, questions of being human. Weheliye critiques the notion of the human which emerged with white colonial thought, extends to the continued omissions and universalising which happens in French theory, and continues to white feminist critical thought, such as the influential work of Judith Butler in gender studies, violence, and law. He points out that these theories, like most of post-1960s critical thought do not engage seriously and attentively with the work of contemporaneous black authors, such as Aimé Césaire, who cautioned about the double danger of including black subjects in the universalising category of Man or their relegation to the particulars of ethnography, something that writers like Hortense Spillers, Sylvia Wynter and Saidiya Hartman expand upon and continue to explore in readings of documents and histories of black lived experience. Weheliye also calls forth some of the theoretical propositions of new materialism and certain posthumanist incarnations for comparatively summoning chattel slavery and black experience of that historical period to set up legal structures for animal rights. In the cases where the engagement is not simply superficial or tokenistic, Weheliye states, the question of racialization in relation to the notion of the human is another form in which “black subjects […] must bear the burden of representing the final frontier of speciesism” (2014a: 11).

    On the specifics of how crossing lines and making frontiers and comparative processes meet, he continues:

    Comparativity frequently serves as a shibboleth that allows minoritized groups to gain recognition (and privileges, rights etc.) from hegemonic powers (through the law, for instance) who, as a general rule, only grant a certain number of exceptions access to the spheres of full humanity, sentience, citizenship, and so on. (Weheliye 2014a: 13)

    Thus, following this call against a larger “grammar of comparison”, which brings with it a jargon of tabulation, measuring and calculability of black suffering, I will focus on the ways in which current European Union immigration law and its promises of frictionless sovereignty in fact open up the racialized foundations of European law-making and the frictions made visible by the passing of bodies over borders. The roots of anti-black racism in legal structures and the ways in which academic knowledge has made anti-blackness into a universal thought currency is what allows for the questions Weheliye raises to be asked of the European context. The bodies are the borders, seeking not exceptional recognition as human, but always already holding full expression and power to show the law as a racialized assemblage and the Schengen area in which this takes place as a prime instantiation of racialized infrastructure at work.

    The Rule of Exception: A Question of the Human

    “The universalization of exception disables thinking humanity creatively.” (Weheliye 2014a: 11)

    European states ruled by right majority governments, with leaders like Italy’s former Deputy Prime Minister and Minister of the Interior Matteo Salvini, have set the precedent of threatening to cease the implementation of the Schengen Agreement, aiming to stop free movement across intra-Schengen borders (the so-called Salvini Decree abolished the issuing of residence permits on humanitarian reasons). Such suspension can only be done in exceptional cases, the conditions for which had not been met at the point of this request as far as the European Trade Union Confederation was concerned. Thus, the friction at the border between Schengen member states has been enacted through legally vague states of exception, not declared as such but in fact existing through the instantiation of added codes and emergency provisions, on the bodies of those crossing. Sites where bodies as borders are made visible in current racialized assemblages are often infrastructural nodes, like train stations and bus depots, as has been my first hand experience in the border town of Villach in Austria. Fully embedded in capitalist infrastructure, in circuits and flows, these spaces have become more and more spaces of incarceration and deportation, alongside other forms of violence and abuse. This is not a new situation across Europe of the last five years. As a temporary prison or camp, like in the case of Budapest’s Keleti, the train station has also acted as centre-piece for legitimizing an illusion of alignment for Hungary’s Prime Minister Viktor Orbán’s rule with his political agenda. Additionally, Brussels’s Central Station has been portrayed as the fear-mongering site at the “heart of Europe,” which right-wing media often uses as its visual trope for a refugee “take-over”.

    Major European train stations are not the focus of this article but instead I will attend to a particular intra-Schengen border policing that currently happens between Austria and Italy, as witnessed in a rail station in the small town of Villach, one of the last Austrian stops before crossing into Northern Italy. Small nodes like this, under-observed by non—governmental organisations and activists due to reduced capacity are sites that can offer some understanding about how EU Law and its exceptions are made visible as racialized assemblages. Yet more importantly, what was made apparent in this case was not how the rule of exception functions on site but the “hieroglyphs of flesh” (Weheliye) onto which historical and current scales of colonialism and border crossing meet, as racialized assemblages and infrastructures. I expand upon these issues in section two.

    In what follows, I will take up Alexander Weheliye’s critique of Agamben’s “state of exception” (1998) as temporally bound, to argue for the former’s proposition that “exception” is yet another instantiation of what he identifies as racialized populations “suspended in a perpetual state of emergency” (Weheliye: 2014a). Mirroring that thought, I claim in this article that my observation from witnessing policing of borders outside of border points themselves can be seen as an insight into how the entirety of the legal framework of the EU project can come under scrutiny. Such a route resists thinking this one instance as a state of exception, as the legal framework of Schengen law-making sets it up to be.

    Countries like Italy and Austria, both holding their respective fascist pasts, currently right-wing party ruled[2] and sharing a border, have been making their own provisions, emergencies, exceptions and threats based on a particular set of codes added to the Schengen Agreement and EU Law and entitled the Schengen Border Codes.[3]

    As the “Asylum Information Database”[1] (2018) built by the European Council on Refugees and Exiles (ECRE) states:

    Notwithstanding that the issue of refugees’ access to the territory has traditionally been associated with the external borders of the EU (and therefore a handful of countries), the reintroduction of internal border controls in the Schengen area in the last three years has resulted in border control becoming a regular activity throughout the continent. The intra-Schengen dimension of the debate, and practice in countries such as France, Austria, Sweden or Germany, remain highly pertinent in the light of successive prolongations of border controls. (Mouzourakis, 2018: 6, emphasis added)

    The reintroduction of internal borders was possible because of the Schengen Border Codes, an addendum to the Schengen Agreement and EU Law. The premise for creating the Border Codes is unsurprisingly in line with what the ECRE has observed about EU policy discourse and how it “places particular emphasis on combatting irregular migration” yet without defining exactly what irregular means. Nevertheless, “irregularity” is what is being monitored and controlled not only at the “level of access to the territory” (Schengen Area entry points, a handful of states as mentioned above) but also on an intra-territorial dimension. The frictionless promise and premise of the Schengen area can be suspended on the basis of the above-mentioned irregularity, but also on a similarly ill-defined “context of foreseeable events”. The latter often includes “terrorist threats”, as well as the equally poorly defined term of “ secondary movements”, or simply having a “land border” with a state that is a Schengen Area entry point (e.g. Austria justifies its current period of reintroduction of Border Codes based on “secondary movements, risk related terrorist and organized crime, situation at the external borders; land borders with Hungary and Slovenia”.[4]

    The exceptionality of irregularity and the future threat cast as foreseeable event are the two bases onto which countries part of Schengen Agreement can introduce these internal borders:

    At the moment, temporarily reintroduced internal border controls are maintained by France on all of its borders, Austria on the Hungarian and Slovenian land borders, Germany on its Austrian land border, Denmark on its German border, Sweden on nearly all of its borders, and Norway on all of its borders. With the exception of France, which motivates the reintroduction of border controls on the basis of terrorist threats, these countries maintain internal border controls on the ground of ‘security threatsarising from ‘continuous secondary movements’ of migrants in Europe. Where internal border controls are reintroduced, the relevant provisions of the Schengen Border Codes relating to controls at the external borders apply mutatis mutandis to such border crossings, implying that persons not complying with entry conditions and not belonging to one of the groups listed in Article 6(5) must be issued a refusal of entry. (Mouzourakis, 2018: 8, emphasis added)

    As seen from these documents and the wide application of Border Codes under various ambiguous and unspecific terms, what happens at intra-Schengen borders in the EU is a state of generalised exception. Giorgio Agamben takes the camps as prime sites of exception and argues that it “has become an important, if not constitutive, metaphor of modernity, an ideal space of governance, order, categorization and discipline that in multiple forms functions as the necessary but uncomfortable and sometimes disavowed support of the reproduction of ‘normal’ citizenship and community life” (Agamben 1998: 166–80). What Weheliye, against Agamben, proposes is that the exception is perpetual for racialized bodies and therefore the exception does not provide any valuable interest or lens for understanding the law or how it works. The camp or asylum only leave one with “bare life” and the law. Moreover, having a body before the law (habeas corpus) only makes one more trapped in the inconsistencies, exceptions and, as seen in the Schengen Border Codes, vaguely defined territory of its conditions. In the case of “bare life” the predominant lexicon becomes that of resistance and in that of habeas corpus, subjection only takes place through legal agency. According to Weheliye, both rely on a conception and assumption of “full, self-present and coherent subjects” (2014a: 1). Thus, the crux of the matter is not having a body or being before the law but a much larger question of how the law defines the category of the human. In other words, for Weheliye this is a question of habeas viscus (having flesh) versus habeas corpus (having body before the law) or Agamben’s “bare life”. One exists other than before the law, as fleshly body, as embodied. The mode of being before the law assumes either subsumption or resistance as two major lenses and lexicons to see and speak the human through. These have a “prerequisite comparative tabulation of suffering” (Weheliye 2014a: 1) meaning that bodies are either granted status of human or gain it. This happens most often on the basis of the law, biology and economy and the result is a parsing out of fully human, not-quite-human, non-human.

    This over-reliance on the law and having a body before it (habeas corpus) is one side of the coin to the Agambean “bare life”, of barely having a constituting position that does not amount to much because it is confined to the space of the camp. What Weheliye points out is how this reasoning, which Agamben undertakes, produces a trap for the conceptual potential of “bare life” as it “falls victim to a legal dogmatism that equates humanity and personhood with a status bequeathed or revoked by juridical sovereignty in much the same way as human rights discourse and habeas corpus do” (2014a: 131). But most importantly, for the context and situation discussed in the case of states like Italy and Austria and the current rise in right-wing immigration agendas seen in continuity with their respective fascist pasts, the promise of revolution in historical-materialist terms as expressed by Marx, W.E.B. Du Bois or Benjamin is excised in Agamben and what is left is a “defanged legal messianism far removed from the traditions of the oppressed” (2014a: 132). Weheliye critiques Agamben for his omission and disregard of the Benjaminian postulates which come from historical materialism and the role of the oppressed in instating a “real state of exception”, that is an excavation into the past and a revolutionary mission carrying with it the pedagogies of the oppressed. Instead, Agamben asks for rupture through redemption and fulfilment of a past inheritance or task. In turn, Weheliye argues for habeas viscus as he rests on the multitude of work done by black feminist authors such as Hortense Spillers and Saidiya Hartman in the histories of chattel slavery and the Middle Passage, and the varied pedagogies of the vagrant and fugitive flesh, which have amounted from these authors’ insights. What their lessons build towards, for Weheliye, against the overly cited white philosophers heralding the logic of measurement, calculation and law is that “habeas viscus diverges from the discourses and institutions that yoke the flesh to political violence in the modus of deviance” (2014a: 130). The critique to the subsumption and resistance binary, which Weheliye underscores his project on maintains the revolutionary as a constant in the experiences, histories and pedagogies emerging from black suffering. He is nevertheless mindful not to turn deviance into the spectacular and instead aims towards fugitivity as ground for thinking the human.

    EU Law as Racialized Assemblage

    “The dream of governance in general, is to go beyond representation as a form of sovereignty.” (Harney and Moten 2013: 56)

    How does racialized infrastructure work in the Schengen Area and in the generalized case of application of Border Codes for intra-Schengen movement? Recently, Brexit as the sovereign fiction of the U.K. has become a reality and it will introduce even further friction at border points such as Calais. Concomitantly, it has triggered other European Union nation states, like Italy, to ask for “exits”. Italy considering leaving the European Union is arguably part of a larger “desperate times require desperate measures” type of discourse, which started with threats of leaving the Schengen agreement (Schengen Visa Info, 2019). What Matteo Salvini was hoping to achieve with this threat was precisely to make sure that asylum seekers are not able to cross in-between borders inside of the Schengen area. His argument had been constructed around EU states not respecting entry laws, as an issue of intra-European state friction: “We are forced to do so, as the Italian law is not being respected by the Dutch government, in compliance with the European Union.” What he then suggested was that a direct consequence of this would be that refugees and asylum seekers can travel between Schengen states freely, which was already not true, because Italy and Austria had imposed irregular checks since Border Codes were introduced. The exceptionalism of the law was already there and it already ruled at the moment it was demanded, based on even further exceptionalism.

    The suspension of the Schengen Agreement can only happen in exceptional circumstances. The General Secretary of the European Trade Union, Luca Visentini made note of one founding premise of law-making, that every rule has an exception but claimed that there is no exception in this case; therefore, Italy’s demands to exit the Agreement were denied. Visentini even went on to state that suspension is not a solution because “asylum seekers […] are already being checked by the border police.” The argument is de facto the following: the Schengen agreement is in place and respected, there is no exceptional situation, therefore Italy’s claim is unfounded and there are no grounds for leaving the agreement. At the same time the border checks (not a norm but not yet considered an exception either) are also in place, so there cannot be free movement of asylum seekers in between Schengen states. Firstly, it comes as a consequence that some legal body or authority had already been decided this at some point in the past but not made public; it is already a form of exception since the free movement and no border checks of EU-registered population was supposed to be guaranteed by the Schengen agreement itself. Furthermore, once asylum seekers are registered in EU databases, they should also be able to move freely inside of EU. However, the Secretary’s statement suggests that a “more is more” approach is taken as the border controls are “going out of [their] way to check ‘free’ movement at the border, asylum seekers are identified and denied entrance in certain countries.” Secondly, this already existing exception that is perpetual is projected and amplified into the future: “border police, […] are currently doing a great job and are, if anything, short on personnel and resources, as the Police trade unions have rightly pointed out.” The increase in police powers and in the collaborative practices of police across Schengen states has already been enabled by the Prüm convention and treaty of 2005, when Schengen state police authorities were given capabilities for “cross-border observations and chases have been made possible as well as the exchange of data (fingerprints, DNA, vehicles)” (Van der Woude 2020: 125).

    The over-arching consequence of increased policing powers and the experience in Austria show that once out of Italy, where they have been registered, migrants travelling across Schengen borders are going to be treated as un-registered “uncontrolled migrants” once more, as if they had just entered Fortress Europe. Austrian border police collaborates with Italian border police and also with non-border police forces in both states to enforce this logic of risk to national security–they are behaving as if Salvini’s threat has already taken into action, as if the “fore-seeable event” has been indeed foreseen and thus is being acted upon.

    With the Border Codes being in place at different times and for various reasons, it is unlikely that the wider population would have knowledge of which and what exception stands, which intra-Schengen border checks apply and when they are deemed legal or not. However, the abuses around intra-border checks have already been documented by ECRE since 2017, for each country. Here are the notes for Italy:

    Beyond well-reported barriers to disembarkation in Italian ports in the course of 2018, access to the territory by land is equally problematic. Since the end of February 2017, readmission measures have been initiated against people arriving in Italy from Austria via train. Controls have reportedly been based on racial profiling, intercepting mostly Afghan and Pakistani nationals. Italian authorities apply more stringent controls on regional trains arriving from Austria. If people do not hold valid documentation to enter Italy, they are immediately directed back to the same train by which they arrived, to travel towards Innsbruck, Wörgl and Kufstein [detention centers]. People are not provided with written notifications or explanations of the reasons for their readmission. They are not allowed to seek asylum or to benefit from linguistic assistance and their individual circumstances are not examined.  (Mouzourakis 2018: 12, emphasis added)

    The collaboration of these two states started before the exceptional provisions of the Border Codes applied and some of the observations from the reports now extend to those holding valid documents. It makes it not only confusing to those being checked but also a logical conundrum, as was the case in the policing instance I witnessed: holders of valid documents, having been issued asylum seeker papers in Italy, have exited the state to travel in a Schengen space of the neighboring Austrian territory. They are denied re-entry into Italy because they do not hold EU passports, and directed to re-start the asylum seeking process in Austria. Notwithstanding the complications and possible risk of detention camps or direct deportation, had they received asylum seeker papers from Austria, they would still be unable to return to Italy on the same grounds, namely that they do not hold EU passports but only travel permits, which again do grant them the right to pass by the 1951 Refugee Convention. It simply does not make sense and it also applies in reverse; the ECRE general report mentions for Austria:

    A similar practice is applied vis-à-vis trains following the opposite direction along the Italian border. According to the testimonies of migrants returned to Italy, when police intercepts people coming from Italy, it orders them to return to Italy without starting of (sic) any formal procedure or without providing them with a written decision. Migrants have reported not being able to communicate with the Austrian police and to express their intention to seek asylum or–in some cases–to declare their minor age, namely due to the absence of linguistic mediators.  (Mouzourakis 2018: 13, emphasis added)

    Although these practices have been documented prior to the introduction of Border Codes, the “threat” had always already been there at least as far as these two countries were concerned and they were already acting on it, transforming the small nodes such as the Villach train station in Austria into detention-like spaces, extending the exception spatially into the racialized infrastructures of the Schengen space. The end goal and the undisclosed “threat” being fought against has been reducing the number of registered asylum seekers in the EU databases. As an excerpt from AIDA Austria country report (Knapp, 2018) goes to show, the quotas for asylum seeking applications granted are reduced every year: 37.500 (2016) to 30.000 (2017, 2018) to 25.000 (2019)–including family reunification cases. Further to the Schengen Border Codes, Austria released the Austrian Asylum Act in 2016, including the provision of quotas and an emergency regime, which will allow, when the quotas are reached, the Austrian authorities “to reject people who make an asylum application at the border before providing them with the opportunity to formally lodge their application” (Mouzourakis 2018: 10), as the general report mentions. The specific Austrian report goes on to explain that: “in 2016, ‘special provisions to maintain public order during border checks’ were added to the Asylum Act. When the provision (discussed publicly as ‘emergency provision’) enters into force through a decree of the federal government, asylum seekers no longer have access to the asylum procedure in Austria” (Knapp 2018: 18). Thus, not only is Austria using all the provisions that the Schengen Border Codes allow in terms of intra-state border controls, but it makes sure to stretch the realm of what a national-level legislator can do under a supranational legal framework like that of the EU. Van der Wounde’s (2020) study on multi-scalar border and criminal law aspects involved in the application of Schengen Border Codes supports what I have outlined so far in this article. Van der Wounde mentions article 23 of the Schengen Border Codes, which allows countries to exercise police powers and to carry out identity checks.[5] A set of issues are involved in this multi-scalar framework. Firstly, the performance of jurisdiction becomes negotiated on the ground inside and between different policing forces, depending on the capacities and structures of each nation state (with Italy and Portugal for instance reporting the involvement of armed forces, alongside immigration authorities, customs and border guard agencies). Secondly, as per provisions of article 23, these checks cannot be performed at the border, so they are done within a short range of the border (one small train station before the border, as in the case of Villach in Austria). Thirdly, the legal mandate on which these checks operate is “a mixture of administrative and criminal law” and thus “equipping enforcement agencies with both crime and immigration powers and responsibilities” (Van der Woude 2020: 119). The reason for this mixture is the initial basis onto which the Border Codes and the exception of free intra-Schengen mobility argument have been constructed–as a threat to national security.

    Certainly, nation-state interest is directed to a racially-informed control of the population and the actions of measuring, calculation and tabulation are important for the exercising of this control, yet I argue that it is valuable to start from the propositions Weheliye makes about the everydayness and everynightness of having flesh/having a body in an always already racialized assemblage. This assemblage contains and is in relationship with law-making operations and policy, and the racist infrastructure part of racial capitalism, which became globally “hyper-apparent in the ‘War on Terror’, where the link between the two and how the terror-industrial complex feeds into (infra)structural violence of the everyday” (Rana 2016: 124). Infrastructural racism and biopolitical calculations form articulations “of the flesh as a racializing assemblage in the world of Man [which] cannot be apprehended by legal recognition and inclusion” (Weheliye 73). What is needed, according to Weheliye is the “disarticulation of the flesh from the law” as a disarticulation of flesh and property or more conceptually, a disarticulation and decoupling from both “bare life and from Habeas Corpus.” This sits in tension with Agamben and his conception of “state of exception” and “bare life” as “exclusively legal categories” and rests on a longer tradition of critical thinking on oppression coming from black writers such as Frantz Fanon and Sylvia Wynter, on whom Weheliye relies to argue that the major problem with “bare life” is that “Agamben fails to introduce any sort of invention into existence […] and for him invention can occur only after the abolition of present life” (Weheliye 2014a: 83). What modalities of existence does, in turn, the Weheliyan habeas viscus conjure up? The project at stake here is “imagining the relational ontological totality of the human” (2014a: 4) in the context of racial capitalism and racial infrastructures.

    The railway station in the small town of Villach, Austria acted as the setting for witnessing acts of border policing that not only should not have happened at the border itself, given the right to movement of people across Schengen states (including, in this case, asylum seekers with registration papers from a Schengen country–issued by the Italian authorities), but should definitely not have happened in a town approximately 20 km away from the Austrian border with the North of Italy. This article so far has paid close attention to a single, small node and a moment of policing not as an exceptional case, but as a way of engaging with the multi-scalar issues of racialized infrastructure and bordering practices. It has shown how Italian and Austrian officers engaged in collaborative border policing of this town as if this was indeed the border, and not a simple node in the frictionless travel promises of the Schengen area, including for those already registered as asylum seekers in one Schengen state. Their actions, as Van der Wounde’s study clearly expresses, is a mixture of criminal law and immigration law being enforced at the intersection of Italian and Austrian jurisdictions. This not being in fact a border and those policing it not being in fact immigration officers but having been given legal jurisdiction over bodies, they drew the border with these bodies. Clearly not a question of being sans papiers, since documentation was held and shown, it remained unclear and unexplained by either Austrian police or Italian Carabinieri why passports were required in this case. As the reports cited in the previous section have shown, the push from Austria and Italy to introduce internal border controls in the Schengen area has been coupled with racial profiling and increased checks on trains. But if the studies cited mostly referred to those seeking asylum and aiming to get to Italy to do so, then the experience witnessed in this small train station shows how similar profiling, checks and refusal of entry applies to those who have already been documented and are seeking to return to the issuing country.

    So far, I have argued that this experience shows how the added Border Codes to the Schengen Agreement and additional law-making that the Austrian and Italian governments have compiled in their creation of legal states of exception only contribute to an erosion of the human, producing “the universalizing of exception [which] disables thinking humanity creatively” (Weheliye 2014a: 11). It shows how modern racializing assemblages reinstate what Fred Moten and Stefano Harney have called “the dream of governance”, which they argue is “to go beyond representation as a form of sovereignty, to auto-generating representation, in the double sense. Those who can represent themselves will also be those who re-present themselves as interests in one and the same move, collapsing the distinction” (2013: 56, emphasis added). This node underlines the promise of the Schengen area towards state sovereignty and its ambition of going beyond representation, yet remaining inside the realms of governanance, of legal representation, of habeas corpus presenting itself before the law. What this instance shows is that the dream of sovereignty and that of biopolitical calculation, tabulation, measure and control need the state of exception to co-function in this particular space that is the Schengen Area.

    Schengen as Promise of Frictionless Sovereignty

    “Relationality is frictional.” (Tsing 2006, cited in Kaiser and Thiele: 4)

    The European Schengen Area is arguably a specific type of imagined space for frictionless sovereignty. The promise of the Schengen area is free movement of goods and people, the promise of a friction-less territory, and also a promise of state sovereignty maintained. This double promise, as shown so far, has historically, even from its constituting moments, been hard to keep. The law is the point where the double bind in the promise becomes a tension, particularly in the hinging of frictionless sovereignty. The existence and application of Schengen Border Codes, when read in their relation to the racial infrastructures of Fortress Europe and the state of exception making bodies into borders, also bring into relation the areas that “rub the wrong way” in both the promise of free movement and the fiction that is sovereignty. This section will build on previously mentioned Weheliyan critiques of the messianic in Agamben’s conception, and juxtapose these to the notion of friction as situated, relational, and embodied. I interpret these frictions as opening up what Fred Moten calls the “the illusory coherence in/and spatio-temporal constitution of sovereignty” (2017, emphasis added). This maintained illusion of coherence is part of a larger condition of the sovereign, what Moten reading Frantz Fanon highlights as a neurosis, “the habitual attempt to regulate the general, generative disorder” (2013: 137). For the neurosis driven by the sovereign condition there is no space for expression, for affirmation given to flesh unless it is considered bare life, even if that space comes into being through the friction of nation states in various states of exception, legal or not. The questions of sovereignty and bodies, sovereignty and death in the sense of calculation, power, and control is something that Achille Mbembe takes up via Giorgio Agamben through a discussion of bare or mere life and necropolitics. Recognising Mbembe’s contribution, this is nevertheless a line of argument this article is aiming to critique, particularly insofar as in it, a passage happens from human “into the categories of meat and of flesh, of being reduced to mere and simple life” (Mbembe 2005: 161). Yet flesh, when not abstracted in this way, moves, shakes and makes visible the illusory coherence of sovereignty, as Weheliye argues. Flesh makes this illusion crumble in more than one way. The aspect of sovereignty that refers to exerting power on bare life as calculation and control is what comes into question when having flesh becomes central to understanding the infra-structural and legal constitutions of sovereignty as racialized assemblages. This stands in opposition to a view of sovereignty as “a mark of something originary, of a will that is self-born and unaccountable,” something apparent in Carl Schmitt’s work on political theology (Hansen and Stepputat 2005: 15).

    As one of Agamben’s prominent influences, Carl Schmitt’s work has been picked up in critical theory with some consideration given to his central role in the German Nazi party but surprisingly, with a good degree of academic redemption. “In Schmitt’s view, sovereignty does not have the form of law; it lies behind, and makes possible the authority of the law” (Hansen and Stepputat 2005: 16). Weheliye states that Agamben “infuses [his work] with Carl Schmitt’s thoughts on sovereignty” (2014a: 33). Agamben takes from Schmitt the premise that the sovereign decides on the state of exception and that this is part and parcel of the law. Furthermore, Agamben engages with sovereign power over bodies and populations through bare life, making possible the reduction of life to an abstracted form of flesh, only visible when it appears in calculation. As Weheliye shows, Agamben insists on the bond with and abandonment to the law of every living being but does not address the fact that the “the state of exception does not apply equally to all, since the exclusion of and violence perpetrated against some groups is anchored in the law” (Weheliye 2014a: 87). For Schmitt, where Agamben takes his influence, “the Earth is bound to Law” (Schmitt 1950: 42) and “nomos is the measure by which land in a particular order is divided an situated” (Schmitt, 1950, 71) therefore tabulation, calculation and measurement are inherently bound to law. The nomos is of and in the Earth, and the law is in there too, bound up with the Earth. Thus, any exception to this relation between law and Earth belongs to the powers of the sovereign and it is a legal decision. In other words, the decisions of the sovereign are also bound up with law and Earth (soil and blood) and they are legal decisions. In Schmitt’s later work, The Nomos of The Earth (1950) there seems to be a shift from the sovereign decision central to his earlier work to nomos because this term “emphasizes much more the idea of ‘concrete order’” (Antaki 2004: 323). In the next section, I will focus on how Schmitt’s arguments about the nomos have been criticized for holding the illusory coherence of sovereignty, if not through decisionism, perhaps even more worryingly, though an argument of bounded-ness, of friction-less relation between law, soil, of divvying up and parcelling out that extends from colonial thought and disregards whole sections of populations as belonging to the category of the human.

    Map and Territory: Also a Question of the Human

    “The existence of black life disenchants Western humanism.”  (Weheliye 2014b: 5)

    To return to the main points raised in the first section of this article and the central argument in Weheliye’s project: the concept under critical revision is that of the human, as an assemblage accounting for gender, racialization, coloniality, slavery, political violence, especially shaped and sharpened in the work of Sylvia Wynter and Hortense Spillers. The challenge of this revision rests in centring black feminist epistemology “without mapping these questions [of the human] onto a mutually exclusive struggle between either the free-flowing terra nullius of the universally applicable or the terra cognitus of the ethnographically detained” (Weheliye 2014a: 24, my emphasis).

    Terra nullius as principle in International Law has been set in place to justify claims that territory may be acquired by a state’s occupation of it. It implies, of course, that before occupation, this was the territory of feral beasts, human or non-human. Terra nullius is also, not surprisingly, the legal term connected to the Berlin Conference (1884-5) and the colonial occupation in the African continent. What conception of the human can then arise from the idea of “the free-flowing terra nullius of the universally applicable”? Whiteness, imperialism, the world of Man and that of colonialist occupation function as ontological and epistemological grounds.

    On the other hand, terra cognitus designates the known, the acquainted with but also the tried and proved, the knowledge stemming corporeally, from the body and from lived experience. This, however is the knowledge of Man, hence the play on gender in the formulation Weheliye chooses in Latin; this is undoubtedly the terra cognitus of the world of Man. What conception of the human arises from “the terra cognitus of the ethnographically detained”? Weheliye argues that what arises is the particular epistemology, the exception and the particular land claim that are often relegated to identitarian claims and stuck in the space associated with the group identity, or of territory associated with that identity. He continues by stating that in the Western epistemological system of value, black studies has been relegated to the disciplinary particular of ethnic studies, ethnographically detained, and that this relegation has been doubled by a disregard for black life which “has represented a negative ontological ground for the Western order of things at least for the last five hundred years” (Weheliye 2014b: 5). He goes on to argue that the underlining ground for this epistemological parsing has at its core a dichotomy between black life and other types of life, whereas black studies understands the human “not [as] an ontological fait accompli” (Weheliye 2014a: 7). If the human is not a given, completed and bound up in legal structures dictated by the sovereign by decision, the human should also not be defined and bound up by the world of Man, particularly through nomos. Quite the opposite, as Anna Jurkevics underlines, following Hannah Arendt, “the nomos should stay open to contestation in the future. The world and the nomos are rooted and concrete, but not static, in the Arendtian conception” (Jurkevics 2017: 358).

    If the nomos stays open to contestation then the question of the human can move between the universal and the particular, between identity and rootedness into a space or territory with the situated knowledge that arises from that position, conceptualizing and making sense of human experience as a whole. What we could define as human thus interfaces between these positions and spaces, mapping and parsing out through the entangled dimensions these open up, rather than belonging to one or the other.

    For Schmitt, the word nomos (law) is primordially and primarily tied to land and opens up questions of excess and exception. In what follows, I will consider Jurkevics’s article, which engages with Hannah Arendt’s indirect critiques of Schmitt and particularly with his view of nomos as intrinsically imperial and racist, which will bring us back to Weheliye’s argument on the racialized assemblage of legal and institutional infrastructures and the question of the human, once more.

    This critique of Schmitt is put together by Anna Jurkevics in her research resting on evidence from marginalia written by Hannah Arendt in her copy of Nomos of the Earth, pointing to what she calls “an incisive critique of Schmitt’s geopolitics and International Law” (2017: 346). Jurkevics argues that the relevance of this find is not purely identifying a never published historical conversation but that its implications are mostly contemporary. According to her article, in the U.S. context and academic debate Arendt’s notes on the book open up new and important questions on the use of Schmitt’s concept of nomos in scholarly work as “a tool against American empire in the post 9/11 era” (Jurkevics 2017: 1). One could say that by extension, this critique could have effect on how Schmitt’s work has been deployed in critical conversations around risk, terror threats and attacks. In the case of Europe, the EU and Schengen area, the intrinsically imperialist nomos that Fortress Europe is enforcing as violent geopolitics could expose the use of Schmitt’s concept into critical questioning as well. Jurkevics argues that a scholarly deployment of Schmitt “will have to grapple a contradiction, exposed by Arendt, that lies at the core of Schmitt’s geopolitics, namely that he both embraces conquest and repudiates imperialism” (2017: 346).

    Europe is bound to law, exception is also law and to be human means to have a body before that law. This opens up implications for the Jus Publicum Europaeum–the principle of equality of states in International Law, as it was codified in Europe in 1814. If we follow Arendt’s critique of nomos, as a philosophical as well as historical concept, it is apparent that for Schmitt this concept is “based on the idea of land-appropriation, and is thus imperialist” (Jurkevics 2017: 352) and that this appropriation happens primarily through conquest. Such is the history of European Law defined through conquest of territories outside of it. This imperialist set of legal prescriptions in tied into the history of European law-making through colonialism and it has structural implications on how any current legal configurations, like the Schengen Agreement and the Schengen Border Codes can be considered as lawful, especially towards those bodies whom could be considered worthy of standing before these laws of Man:

    Arendt’s concern about justice comes out most vehemently in her comments about Schmitt’s history of colonialism. In this account, some land-appropriations established a new nomos while others did not. Schmitt is interested in understanding the land-appropriations that constituted a new nomos; he is not interested in the wrongs that resulted from them. Arendt responds firmly: ‘‘that jurists do not know what justice is does not give Schmitt the right to equate injustice and law-making.’’ (marginalia: 50). Arendt wants him to admit that these land-appropriations are unjust, are the original sin of a new order, instead of equating them with law. (Jurkevics 2017: 351)

    Essentially, the central questions that Arendt raises are around what the source of law is, according to Schmitt and also, where is it situated? Jurkevics clarifies that most likely Schmitt’s answer would be “that law springs from the soil in the moment that it is captured, cultivated, and bounded” (Jurkevics 2017: 349). Citing Arendt’s further marginalia in her own copy of The Nomos of The Earth, Jurkevics provides an answer to a later issue stemming from the same problem of nomos, as Arendt had seen it: the fact that “Schmitt misunderstood that Nazi ideology was, in the first place, racist, not geopolitical (marginalia: 211)” (cited in Jurkevics 2017: 349). As plurality does not feature for Schmitt in the same way that it plays a role in understanding the relationship between law and politics for Arendt, “she complains repeatedly that people, human beings, are cut out of his account” (Jurkevics 2017: 349) and the focus is on earth as soil and battleground. These sites of conquest are for Schmitt central to law-making and thus, as central sites of conquest and abuse, as the linguistic source of the word nomos itself indicates (from nemein, as nehmen/to take and as teilen/to divide).

    Land-capture or occupation or conquest is obviously the sine qua non of land-division. But questions of right first arise with division, which accords each his own- …questions of right come about during the divvying up of the New World only once it comes to division…before the acquisition comes the division and not conquest! (marginalia: 108) (Jukevics 2017: 352)

    This key point in Arendt’s critique rests on the fact that for Schmitt, appropriation comes before division, which is essentially an imperialist view. Parsing out land and making territory is preceded by conquest and Arendt raises questions of right around divvying up processes, like those involved in colonial conquest and their role in justifying and legitimating a historically fascist European rule. If Arendt’s marginalia notes have served here to compose a grounded critique of Schmitt, then that is their limit and the reason is mainly Arendt’s own anti-Black racism as pointed out in growing contemporary scholarship on Arendt’s The Origins of Totalitarianism (1962), On Violence (1970) and most strikingly, Reflections on Little Rock (1959).  For example, in a reading of On Violence, Chad Kautzer makes the case that mobilizing Arendt’s ideas about the instrumentality of violence as a resource in producing critical reading of contemporary violence could risk giving way to spaces where her thinking is “complicit with the violent logic of a different order” (Kautzer 2019: 2). That order, Kautzer goes on to argue, is that of legal and state violence, especially when considered as a racialized assemblage, meaning a constellation which enforces the role of the white vigilante and “charges those who resist it with breaching the peace” (2019: 1). The reason for the former is that Arendt did not directly address state violence which emerges through social issues and particularly structural racism and white privilege, even when writing at the time of International decolonial struggles and the height of the Black Power movement in the United States. She consistently ignored the issue of structural state racism and actively deemed black liberation movements that involved forms of violence as “irrational, provocative and […] clearly unjustified” (Kautzer 2019: 11), going as far as arguing that there is an inherent “lawlessness” to Black communities, which makes them responsible for further “white backlash” (Arendt, 1968 cited in Kautzer 2019: 10). These readings are echoed in Patricia Owens’ analysis of the ideas put forth in On Violence. Apart from “her consistent refusal to analyse the colonial and imperial origins of racial conflict in the United States” (Owens 2017: 403), Arendt also openly disagrees with Sartre and Fanon, refuses to recognize the Third World as a transnational site in decolonial struggles, and considers it a mere inversion of imperialist ideas of territory, concocted by the European New Left. She thus excises any agency from the proponents of these struggles in these sites in the world and re-centers European knowledge production as a site of power. Furthermore, if in The Origins of Totalitarianism Arendt makesdubious attempts to sever the historical and political link between racism in America and the forms of imperial racism(Owens 2017: 414) then in The Human Condition she states in no unclear terms: “universal experience is not a substitute for particularity and plurality” (Owens 2017: 416).

    In short, translating to the issues raised in this article so far, Arendt, who has been extensively cited in contemporary scholarship on European migration deals with imperialism and colonialism in the same terms, drawing up divisions between nature and culture and between terra nullius and terra cognitus, tensions between the universal of the terra nullius and the particular of identitarian land claims. She replicates exactly the same division, which further down the argumentative line leads her to the question of the human. Most explicitly in works like The Human Condition, Arendt draws divisions between those “more or less ‘cultured’, more or less free, and thus more or less fully human” (Owens 2017: 412). She might not rely on evolutionism but reaches the same anti-Black conclusion, which makes her deem African tribal communities as never fully human (Owens 2017: 412). The Euro-centrism and anti-primitivism that Arendt upholds throughout her work thus falls into the same world of Man, as the white colonial rule over land and people, where law incorporates everything. Overall, this amounts to an argument that stands together with a third critic of Arendt’s most obvious anti-Black racist piece, Reflections on Little Rock, Michael D. Burroughs (2015: 52), who writes that it is “white ignorance [which] constitutes a fundamental epistemic error” for Arendt’s line of argumentation.

    Divvying, even when division precedes conquest as Arendt’s correction of Schmitt shows, is an ontological and epistemological form of violence, when the human is conceived through the world of Man. It excludes the possibility of being for anything outside of the figure of Man as the secular, modern and Western version of the human. Weheliye’s propositions insist on disarticulating the flesh from the law, and call for imagining a modality of existence that is tied up neither with the sovereign nor the nomos. For Weheliye, miniscule moments, shards of hope, scraps of food “swarm the ether of Man’s legal apparatus, which does not mean that these formations annul the brutal validity of bare life, biopolitics, necropolitics, social death, or racializing assemblages but that Man’s juridical machine can never exhaust the plentitude of our world” (Weheliye 2014a: 131). In this process of disarticulation, which follows black thought and lived experience foremost, we could start to hopefully think and be with “enfleshed modalities of humanity” (ibid: 13).

    Conclusion

    This article has emerged from an experience of witnessing how European Law is enacted on racialized bodies during current anti-immigration efforts of nation-states that are part of the European Schengen territories, like Italy and Austria. It has offered an abstracted reflection on how the human body, in its enfleshed being, becomes the border, even when the promise of no borders marks the foundations of such a project of friction-less sovereignty. Europe is bound to law and an essential source of European Law’s mutation over centuries of application into its current wide-reaching iteration is imperial and colonial violence based in conquest of soil, bodies, and blood. Academic thought upon which we often rest our critiques of these laws replicate anti-black and other forms of racism stemming from the liberal humanities of the world of Man. Black scholars and black studies have consistently offered knowledge and experience, which should be considered sources and not alternatives to the current challenge of thinking the human and beyond. The aim has been to centre this knowledge in the interpretation of current bordering practices, which try to make bodies appear before the law through enforcement and articulation. What became apparent in setting an event against the legal framework of Schengen Border Codes, regulatory regimes, and jurisdictions is that the border becomes visible in the “hieroglyphs of flesh” Weheliye mentions, producing friction in the dream and promise of frictionless sovereignty.

     

    Mihaela Brebenel is a screen and visual studies researcher. They are interested in feminist and queer practices, as well as the aesthetics and politics of screen (and other) technologies. They work as Lecturer in Digital Cultures at Winchester School of Art, University of Southampton and are part of Archaeologies of Media and Technology Research group.

     

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    [1] “The Asylum Information Database is a database managed by ECRE, containing information on asylum procedures, reception conditions, detention and content of international protection across 23 European countries. This includes 20 European Union (EU) Member States (Austria, Belgium, Bulgaria, Cyprus, Germany, Spain, France, Greece, Croatia, Hungary, Ireland, Italy, Malta, Netherlands, Poland, Portugal, Romania, Sweden, Slovenia, and United Kingdom) and 3 non-EU countries (Switzerland, Serbia, Turkey).”n.p.

    [1] I would like to thank Ryan Bishop for his editorial guidance and patient support in the development of this article and beyond. Scott Wark, Grace Tillyard, Peter Rees and Charlotte Terrell have made this time of academic writing in quarantine feel nurturing by offering great support on versions of this article. Thank you also to peers Ilona Jurkonytė and Nikolaus Perneczky for your careful notes and attention to the script. And in the most heartfelt way to Ariya, for her ways of holding space and being present.

    [2] In Austria’s case, the more recent and insidious collaboration of the Green Party with known conservative parties in supporting anti-immigration policies is particularly notable. See Oprakto (2020).

    [3] The rush to close borders in between Schengen states has never been more clear than in the current pandemic, where with the outbreak of COVID 19, there has been a return to hard borders between all EU member states, again leaving refugees and asylum seekers outside of the structures of care they are legally and humanly entitled to.

    [4] https://ec.europa.eu/home-affairs/what-we-do/policies/borders-and-visas/schengen/reintroduction-border-control_en

    [5] Article 23 states that these discretionary policing activities can take place as long as “(1) the exercise of these powers cannot be considered equivalent to the exercise of border checks, (2) the police measures do not have border control as an objective, (3) are based on general police information and experience regarding possible threats to public security and aim, in particular, to combat cross-border crime and, lastly, (4) as long as the measures are devised and executed in a manner clearly distinct from systematic checks on persons at the external borders and are carried out on the basis of spot-checks” (Van der Woude 2020, 118).