• Jorge Amar & Scott Ferguson—Power, Corruption & Lies: A Left View of the Upcoming Spanish Election

    Jorge Amar & Scott Ferguson—Power, Corruption & Lies: A Left View of the Upcoming Spanish Election

    By Jorge Amar & Scott Ferguson

    In a few weeks a general election will be held in Spain. The optimistic verdict of the Spanish mass media concerning the economy is clear: the Spanish economy is purportedly a paradigm of recovery and macroeconomic management that should serve as a model for other member countries of the Eurozone. If this is genuinely the case, however, then why is the Spanish miracle not providing any discernible hope for Spaniards? In surveys carried out by the reputable Centro de Investigaciones Sociológicas, 60.6 % of Spaniards identify unemployment as their greatest concern and for the most part perceive the economic situation as bad (35.7%) or very bad (14.9%). The answer is that most households have not shared in the “recovery.”

    Touting record growth, analysts both domestic and international have joined in chorus celebrating the success of the so-called “German Model” in Spain. This counter-intuitive and frankly suicidal approach to economic crisis recommends forcing further deflation via government cutbacks. The idea is to induce an internal devaluation of Spain’s economy relative its Eurozone partners, thereby rendering Spanish exports more “competitive” abroad. In other words, millions suffer and generations are lost, while neoliberals insist the only way up is paradoxically down.

    Spain’s apparent recovery is mostly an illusion built up from stylized facts. In truth, the acclaimed surplus in the current account balance has been the result of a deleterious free fall in imports and steady expansion of low-value added exports such as food, fuel and intermediate goods. So while aggregate demand has risen and the current account balance looks to be in surplus relative to its previous position, Spain’s productive capacity continues to atrophy as it replaces high- with low-skill jobs and ship materials outside the country.

    The perverse effects of this process have been registered by the National Statistics Institute’s Employer Confidence Index, showing that for the first time since 2017 more firms expect business to worsen than improve. They have appeared in Spain’s Industrial Production Index, which began downgrading the development of country’s industrial capabilities beginning at the end on 2018. And they are most evident in the balance sheets of Spanish firms and households,  which are now deeply and unsustainable in the red.

    Meanwhile, Spain’s alleged economic rebound has only normalized unemployment and poverty, as workers continuously lose ground in their share of national income to the owners of capital. “If the distribution that existed before the outbreak of the crisis had been maintained,” writes Javier G. Jorrín, “labour incomes would have to increase by 32.6 billion euros and Gross Operating Surplus (GOS) would have to be reduced by 8.1 billion. In short, a transfer of 40,000 million from capital to wages.Neither the number of employed nor total wages have recovered from the crisis. As Jorrín also notes, “Spain currently has the same total wages (at current prices) as in 2008 with 780,000 fewer wage earners.” What is more, Spain remains the nation with the second highest unemployment rate in the EU, surpassed only by Greece.

    It is unsurprising that high unemployment and uneven income distribution has been accompanied by a drastic increase in wealth inequality in Spain. This amounts to, on the one hand, an increase in the number of rich and ultra-rich from 144,600 in 2012 to 224,200 in 2017. Despite the economy’s precipitous fall during the first years of the global financial crisis, the Spanish 1% would come to  possess 25% of the country’s wealth by 2017. On the other hand, poverty and social exclusion are spreading. As Isabel García reports, nearly one in three children under 16 years of age (31%) with 10.8% living in severe poverty. 13.1% of the Spanish population retired between 2014 and 2018. And 14.1% of the employed now risk falling below the poverty line.

    At the same time, both centrist Social Democrats (PSOE) and right-wing PP in the Spanish government have approved debilitating austerity measures (euphemistically called “reforms”) that have strengthened capital in its struggle for national income. Spain’s social expenditure gap in comparison to other European economies has not been reduced at all. Totalling 16.8% of GDP, social expenditure in Spain is still significantly lower than the European Union average of 19.1%, with France spending 24.4% and Portugal 18% of GDP. The results of have been disastrous. Labor and capital battle over unpaid overtime, which today constitutes around 46% of overtime worked. And Spaniards continue to lose confidence in the major labor unions, which have all too readily conceded to the government’s austerity measures.

    Far from improving the Spanish economy, the growth strategy pursued by the PP and PSOE governments has exacerbated systemic problems, making life ever more difficult for the poor. Principally, the government’s strategy has been to stoke property bubbles and expand rental markets rather than spending directly on communities and delivering jobs to the unemployed. Such inflationary spending has reduced individual savings to a record low, mirroring the dangerous savings levels Spain saw on the eve of the financial crisis.

    The latest real estate bubble arose in two stages. First, the Zapatero Social Democrat government legalized real estate investment trusts (REITs). Next, the Popular Party created tax incentives and expedited the sale of public property, housing, and companies to vulture funds. (This includes properties held by the “bad bank” created by the Spanish government in the aftermath of the financial crisis, when it relieved the four nationalized Spanish financial institutions of their toxic assets.) As a consequence, Spain has seen an explosion in speculative real estate investments and now ranks second in the world in real estate investment trusts. Spanish cities are pushing out the poor to make room for the wealthy. In the words of Manuel Gabarre and Sonia Martínez, city centers are being “reduced to renting flats to tourists and housing ‘expatriates’, people coming from other countries with highly paid jobs and who can pay a rent that the normal Spanish citizen cannot afford.” And newly privatized public companies have also ended up in the hands of vulture funds. From the airport manager (AENA) to the railway service (RENFE ADIF), the government is abandoning public infrastructures and responsibilities and, instead, delivering enormous sources of income to the private sector.

    Should election forecasts prove correct and the PSOE maintains its grip on power, the PSOE government’s disastrous neoliberal policies will likely be carried out in full support of both Brussels and the major political parties on the right. A PSOE government will not lack allies in the Spanish parliament to pass neoliberal economic policy dictated from Brussels. Such parties include the PP, and the liberal “Ciudadanos” who, on economic matters, are typically allied with the Social Democrats in votes in the European Parliament. But could also include “Vox,” the party of the Spanish ultra-right.

    That said, resistance does persist, and especially in the embattled region of Catalonia. It is striking, for example, that left-wing parties in Catalonia did not support the PSOE’s 2018 draft budget and have since received increased support in the polls. At present, the Catalonian party known as “Esquerra Republicana de Catalunya” (ERC) is predicted to expand its 9 current deputies to around 14 or 15. The Spanish central government has officially lifted its former suspension of the regional government’s powers, but the Catalonian government nevertheless remains inactive. If Catalonian authorities manage to hold autonomous elections, however, ERC representatives could go from 32 currently to between 40 and 43.

    Still, the only ERC candidates who remain fully committed to the wishes of the Catalan voters are Oriol Junqueras (currently in prison) and Marta Rovira (exiled in Switzerland). They are also joined by Carles Riera i Albert, candidate for Catalonia’s anti-capitalist and pro-independence left-wing party CUP. Should they win in an autonomous election, anti-neoliberal representation would go from 4 to 8 deputies in the autonomous regions of Catalonia. Although this would not include representation in the Spanish Parliament, the Cortes Generales.

    The fracture in Spain’s disappointing leftist party, Podemos, is becoming most clear in Madrid’s local and regional elections, which are set to take place after the general election. Most indicative of this breakdown is the fact that Podemos’s celebrity campaign manager, Iñigo Errejón, has decided not to represent the party in Madrid’s upcoming gubernatorial election. Breaking with Podemos, Errejón is running as an independent on a business-friendly “Más Madrid” platform. Errejón’s campaign seems to hinge primarily on Errejón personal celebrity.

    Moreover, Errejón is now joining forces with the openly left, but tacitly neoliberal mayor of Madrid, Manuela Carmena, who is presently seeking re-election. As a retired judge and former member of PSOE-associated think tank “Fundación Alternativas,” mayor Carmena has long spoken the language of the left. In her 2015 “Ahora Madrid” (“Now Madrid”) campaign, for instance, she promised to build a meager 4,000 new public housing units and to make Madrid an asylum city for mostly African immigrant street vendors who have been intimidated by the city’s police and high-end retailers. During her first term, however, Carmena has built fewer than 1,000 public housing units. She has betrayed Madrid’s struggling street vendors by using city funds for a public relations campaign that instructs consumers to avoid buying their goods. And she facilitated the sale of 1.27 million square meters of land owned the public railway company to property speculators and did so in brash defiance of social opposition movements, including the municipal group of her “Now Madrid” project.

    Later commenting to Le Figaro on her failed promises, Carmena has characterized her platform as merely a “set of suggestions,” while dismissing the leftist politics she has courted as “inflexible.” With Errejón at her side, Carmena now speaks in managerial and technocratic terms about forming a “government of the best talents.” Thus far, however, such team-building has mostly translated into the firing of Carlos Sánchez Mato, a top leftist economist for the city government.

    Podemos party leaders are now expressly distancing themselves from Errejón on account of his shift toward Carmena’s centrism. However, it is important to remember that Carmena first rose to power with the express support of Podemos and Izquierda Unida, suggesting that Podemos’s current identity crisis is hardly new.

    A major wildcard in the upcoming election is the scandal involving high-stakes government corruption and Watergate-style criminality. Essentially, the PP utilized a corrupt faction of the national police to spy on Unidos Podemos and fabricate documents which, among other things, implied that the Podemos-associated CEPS Foundation had received $7.1 million euros in support from Hugo Chavez’s Venezuelan government. What is more, the PP has leaked to alt-right media sensitive personal information about Pablo Iglesias obtained illegally from a stolen cell phone belonging to a key aid of the Podemos leader. Podemos has repeatedly attempted to subpoena the high-ranking officer at the center of the plot as news of the scandal has come to light. In turn, the PP, PSOE, and centrist Ciudadanos parties have consistently blocked all such subpoenas. Yet recently, the ruling PSOE party was rocked by further scandal when presidential press secretary, Alberto Pozas, stepped down in response to espionage charges, linking him directly to the leakage of the cell phone information. The question now is whether last-minute developments or revelations in this developing story will introduce any surprises in the forthcoming election.

    Barring such a surprise, the anticipated results of the election are not likely to change the neoliberal policies that have shaped Spain over the past 30 years. Tragically, the 2019 General Election will almost certainly deliver a significant blow to the spirit of “15M,” the anti-austerity protest movement that began in March 2011 and defined a generation of Spanish political resistance. But all hope is not lost. Across Spain there are pensioners, tenants, feminists, students and numerous collectives of workers such as taxi drivers, researchers, and hotel cleaners, who continue to resist the neoliberal order and demand social justice in the streets.

    Looking ahead, the most crucial political contest for the Spanish left concerns the uncertain fate of the Euro currency zone and its fiscal straightjacket or “golden rule.” In the short term, Spain caught the tailwind of European Central Bank´s (ECB) bond purchase program, while benefiting from the ECB’s de facto suspension of its punishing golden rule for the PP government. For these reasons, the PP government’s discretionary fiscal deficit slightly rose and real GDP growth minimally returned by the end of 2018. Yet Spain is now the last remaining country enjoy the ECB’s soon-to-be defunct “excessive deficit procedure.” When the new government forms after the election, Spain is set to begin a new era of fiscal consolidation, which will not only curtail public deficits, but also dissolve the mirage of the Spanish miracle.

    For the foreseeable future, then, any Spanish left worthy of the name should do what every European leftist movement must do: overturn the Eurozone’s spiral of austerity, reclaim the public purse, and revive the European community in a far more just and sustainable fashion.

    ——————————————————————————————————

    Jorge Amar is a Research Scholar at the Global Institute for Sustainable Prosperity and the president, and founding member of, the Full Employment and Price Stability Association (APEEP) in Spain. Amar holds a University degree in economics from the University of Valencia and is presently a doctoral candidate in Applied Economics at the Universidad Valencia. He has also edited and participated in several Spanish translations of Modern Monetary Theory texts, including Warren Mosler’s Seven Deadly Innocent Frauds and Bill Mitchell’s Eurozone Dystopia.

    Scott Ferguson is Associate Professor of Film & Media Studies in the Department of Humanities & Cultural Studies at the University of South Florida. His book Declarations of Dependence: Money, Aesthetics, and the Politics of Care was published by University of Nebraska Press in 2018. Professor Ferguson is also a Research Scholar for the Global Institute for Sustainable Prosperity, co-director of the Modern Money Network Humanities Division, and co-host of the Money on the Left podcast.

  • Peter Gratton — Neoliberalism’s Appeal: Crime, Punishment, and the State on Trial (Review of Geoffrey de Lagasnerie’s Judge and Punish)

    Peter Gratton — Neoliberalism’s Appeal: Crime, Punishment, and the State on Trial (Review of Geoffrey de Lagasnerie’s Judge and Punish)

    by Peter Gratton

    Review of: Geoffrey de Lagasnerie’s Judge and Punish: The Penal State on Trial, trans. Lara Vergnaud (Stanford, CA: Stanford University Press, 2018). Originally published in French as Juger: L’État pénal face à la sociologie (Paris: Librairie Arthème Fayard, 2016).

    Geoffrey de Lagasnerie’s Judge and Punish: The Penal State on Trial, first published in French as L’État pénal face à la sociologie (The Penal State Confronts Sociology, Paris: Librairie Arthème Fayard, 2016) and translated well by Lara Vergnaud, is an at times brilliantly written polemic, decoding the ways in which we take our systems of judging and punishing as an ever-existing part of our background. This book is not a genealogy of the jurisprudential models used in the West and so is not akin to Michel Foucault’s history of the prison in Discipline and Punish (1975). Nor is it a long history of the birth of punishment as in Friedrich Nietzsche’s Genealogy of Morals (1887). Nor is it is call for prison abolitionism à la Angela Davis. But it is a searing and necessary brief against how we judge guilt and innocence in criminal trials that provide entree to the state networks of systemic violence against the poor, those of color, and the marginalized in general. De Lagasnerie proves an ample prosecutor of the current French system—the book is replete with memorable lines that will stick with any jury of his peers reading along—and his suit is one that can and should be brought in different jurisdictions across the West.

    Yet his case all but falls apart as he comes to his summation. There, in the final chapters, after so many allegations that he is undertaking a “radical” critique of these systems, he argues for a neoliberal response to crime and justice that he argues has not yet occurred in practice.  “If modern transformations of the state had truly been driven by a neoliberal logic,” he writes, “they wouldn’t have taken the form of a strengthening of the penal state,” he states as if it were a matter of fact (180). This left neoliberalism, he stipulates, would privatize much of the criminal justice system (175-6). He leaves unexplained the rapid increases in the prison population of the United Kingdom, the United States, Australia, and his home country of France, those places where fiscal austerity and neoliberalism have been strongest even as crime rates have decreased often to their historically weakest. How to explain this correlation between neoliberal governance and the steroidal increase in the rise of our prison populations if it’s not in fact a relation of causation? He offers no exculpatory evidence. His amicus curiae for neoliberalism—the idealist route when facts are not in evidence—is to say neoliberalism hasn’t been taken far enough: its hyper-individualism provides another “conception of judgment and law” (79) that has been ignored by a dépassé but still remnant state authoritarianism that neoliberalism has yet to conquer (62). Once this occurs, there will be a privatization of criminality, creating a “horizontal” relation between victimizer and victimized, with minimal intervention by the state, whose sovereign, top-down relation to those rendered guilty of crimes would all but disappear (183).

    De Lagasnerie thus joins other followers of Foucault in recent memory who have taken a neoliberal turn, especially after the publication a decade ago of Foucault’s investigations of the incipient neoliberalism of the late 1970s in his 1978-9 lecture course, The Birth of Biopolitics. Based on a misreading of these lectures, those friendly to Foucault’s work like de Lagasnerie and Foucault’s Marxist critics both argue he welcomed neoliberalism’s critique of the totalizing, bureaucratic state as a means for countering state power. About this as a political strategy or even as a reading of the later Foucault, I have more than a reasonable doubt, but let me first let de Lagasnerie make his case before rendering a verdict at the end of this essay.

    De Lagasnerie opens the book with his own reporting on many scenes of trials in Parisian courts. His method is sociological but not the kind of empirical sociology that merely describes what is underway. That, nevertheless, he does well: de Lagasnerie details the quotidian, mechanical way in which defendant after defendant is processed, with the high stakes matched only by the manifest boredom (malaise) of the trials themselves (9). Prosecutors and defendants alike use the same arguments over and over, and the system itself turns on such iteration or repetition. This is what makes the structure look as natural and inevitable as the Earth’s revolution around the sun. Everyone appears to be treated the same even as defendants of color, for example, are more likely to face graver sentences and are far more likely to be found guilty (201-2). “The very repetition” of the trials, de Lagasnerie writes, “immunizes the penal apparatus [le dispositif pénal] from criticism” (8). Every step in the process, from the arrest to pre-trial hearings to the trial to the judgment and sentencing, “operates,” he notes, “within the comfort of habit, an obvious and automatic way of reacting to illegal activity, unhindered by the need or desire to question what is happening” (8).

    One shouldn’t for a moment diminish the vast asymmetry between the trauma for those involved and the almost nonchalant bureaucratic manner at play. The only questioning of the system occurs when this system fails to function, e.g., when a crime goes unpunished, when the lawyers don’t follow the procedure, and so on, but never concerns the system itself. Any discussion of factors beyond the facts and persons of the case are a priori and legally inadmissable. Even the most progressive of trial observers may say, sure, there is systemic racism, the police are corrupt, and so on, but he pulled the trigger, he is the guilty party, and despite it all, he  is responsible and so he—not some system, not some history of racism, not someone or something outside the courtroom walls—must be punished. How, after all, does one put a system, let alone the state, on trial?

    De Lagasnerie argues we continually fail to take the lessons of sociology into account–hence the subtitle of the French edition. We focus on the procedures of these trials—they are an object of endless fascination for viewers of films and television and readers of detective novels—but we invariably leave out the wider social context in which these trials take place. Against this manner of investigation, de Lagasnerie is attuned to how each case, despite its repetitiveness, individualizes the defendant: witnesses, supposedly expert or otherwise, are put on the stand to sketch out a character who would commit such an alleged crime. But these depictions invariably leave out any social context. Even the “slightest attempt to comprehend the cause of their actions,” he argues, “is deemed irrelevant to the point that when certain mechanisms or variables—gender, race, class, age—are mentioned, notably by defense lawyers, their importance is dismissed” (4). Even in the country that gave us structuralism, “the consequences of structural and collective forces are [left] absent, even as, a few inches away, on the other side of the [court] wall, their impact is visible for all to see” (5).

    The book, then, operates also as an appeal for sociology, a discipline understood here as unveiling those very structures that create subjects, including the subjects of the law that we are from the very beginning. This sociological approach would “de-individualize” the trial system. Nevertheless, despite devoting his last chapter to “rethinking sociology,” Lagasnerie is unclear about just what his method is. Like a detective, one has to collect clues here and there throughout the book to attempt to solve the mystery oneself. At points he describes the juridical system as “unconscious” and at others says that sociology aims to “deconstruct” the processes of crime and punishment (e.g., 9, 35, 36, 62, 63, 137-8), while also saying that we should follow the insights of Pierre Bourdieu (e.g., 21, 40-41, 53-4, 63, 92-3, 197), or even the utilitarianism of the economist Gary Becker (188), providing even more confusion, since one can’t just pick and choose from these authors like an à la carte menu. In any event, here is one of his better explanations of what he overindulgently calls a  “renewed method for philosophy and the social sciences” (206):

    Questioning the criminal justice system requires unearthing the reasons why, when confronted by an event or act, we feel the need to identify, singularize, and judge rather than understand, generalize, and politicize: what purpose is served by an individualizing perception of events and the attribution of responsibility to singular subjects? Why create guilty subjects? What is the meaning of the system of judgment and of responsibility? (89)

    To answer these questions, we need a “sociological perspective,” which

    allow[s] us to become aware of everything that we implicitly assume and suppress in the act of judging. A social critique of the logic of the penal state allows for an understanding of the system of judgment in terms of its positivity, foundations, and functions; therefore, it allows us to see how it belongs to a more general economy of power. (99)

    This reference to a “general economy of power” is reminiscent of Foucault, who argued that all forms of knowledge, including even the science of sociology itself, are implicated in movements of power. Despite relatively minor criticisms of Foucault at several points (e.g., 16-17), de Lagasnerie seems to agree with him, for example, when he describes the role of prosecution experts who use pseudo-concepts borrowed from psychiatry and criminology as working hand in glove with state power (110). Rather than taking the trial system as a matter of course, de Lagasnerie’s sociological approach would “artificialize reality” (83) and “denaturaliz[e] or rende[r] artificial the apparatus [dispositif] of responsibility,” that is, the trial system. This would have the effect of undoing our “mechanisms of denial” (6) by which we disavow the “repressive nature” (18) of the state as it acts—and it acts par excellence through the criminal justice system.

    Here, though, he takes leave of Foucault, for whom power is not “repressive” or top-down. “We must cut off the king’s head” in political theory, Foucault famously said, not because there are never “vertical” forms of power, but because these result from lateral movements of disciplining and normalization. The state, then, is not the starting point for Foucault, which would make it an ahistorical and static entity from which power emanates, but is rather the result of movements “from below” that crystallize into this or that site in which the state is said to operate: the governmental psychiatric hospital, the prison, the military barracks, and so on. To say that the state is repressive misses the implication of each of us within the very systems of power he was attempting to outline. In this way, any libertarianism or anarchism, left or right, would fall to a Foucaultian critique: there is, as de Lagasnerie admits, always power that operates at a distance from the state (20)—the processes that normalize each and every one of us (think of mass conformism)—such that even if the state were to disappear altogether, power would still wind its way through each of us within a given society. This is why Foucault derided the idea that one could speak objectively about any given state of affairs: power operates through us, even in our most personal affairs, such in acts of sex, and our existence is the effect of contingent, historical, and, as de Lagasnerie puts it, “artificial” movements of power (8). In this way, we are subjectivized, not subjects freely choosing who we are to be. Thus, we are not subjects who choose to enter into the law but are rather “a subject of the law” that is “subjected to and confronted by the state’s construction of reality and having to live with it” (15-16). That is to say, the state’s vision of reality could not exist without docile subjects who answer to the law as a matter of course.

    For Foucault, this does not mean we can simply exit from that reality to a vision of another, since we are the creation of our particular historical milieu and the matrices of power within it. There is no God’s eye view or objective place from which to judge this reality as better or worse than any other: the point of his genealogies of the prison, sexuality, biopower, and so on, was not to make normative or ethical claims. To do so requires thinking of knowledge without power, a disinterested power, which Foucault denied throughout his work. This is not to say, for example, that Foucault did not engage in political activism when it related to the French prison system, which he did. This didn’t mean that he didn’t look for counter-forms of power on the margins of society that could perhaps provides practices of freedom not overdetermined by our disciplinary relationships, which he did. But this also meant that any work by Foucault the author had an interest and was invested in how that knowledge could be used strategically within the games of power at play as he was writing in the 1970s. To put it another way, there is not, for Foucault, an “outside” of power.

    This problem is not just one for Foucault: Marx argued he could not envision a communist society because he was produced within a capitalist system and any such vision would be idealist, even as he never tired of categorizing all the ways in which workers within a capitalist system were alienated from the products of their labor. The same goes for Jacques Derrida, whose deconstruction always noted the ways in which we speak borrows from the very systems we would wish to critique, or for decolonial thinkers such as Frantz Fanon, who set out to show the ways in which the colonized interiorized the means for their own exploitation and domination, or for feminists whom snarky conservatives believe ought not to wear dresses and so on—as if they, too, could leave the choices on offer within intertwining systems of patriarchy at home, at work, and within what we call politics in the limited sense of state governance. De Lagasnerie at times seems to get this point, describing well that the nature of subjectivity is not some metaphysical problem afar from our juridical and judicial systems:

    The justice system functions as an objective possibility in our lives that each of us must take into account and that shapes each one of us as a result (my emphasis). …None of us is sure to escape justice either; indeed, none of us do. It is a part of our everyday lives. Rare are those individuals who will never find themselves facing a judge or lawyer, the threat of a prison sentence or damages, or the eventuality of pressing charges or being sued. But even those who never have any direct contact with the justice system will have been nonetheless unavoidably forced to take into account its existence and demands—the potential to be accused and/or convicted of a crime—if only precisely to avoid it, either by respecting the law or by adopting strategies of concealment. (7)

    The violence of this system is not “intermittent,” but “underlies the very nature of the legal order” (38). De Lagasnerie justifiably argues that political theorists too often focus on tidying up the procedures of governance, while ignoring the violence that underlies them (42). In sum, while political theorists are happy to describe the violence that pre-existed the political, or the chaos that would ensue without a given political system, they are loathe to deal with the consequences of their theories for those judged guilty of not following the social contract. As de Lagasnerie puts it, “the task that political philosophy has assigned itself can be defined as follows: imagine a way to describe the state without mentioning violence; ensure that our relationship to the law is neutralized; and offer a depoliticized perception of politics” (42). For these theorists, the rule of law has been one of the greatest advances of Western civilization: all fall under the law and the subjectification mentioned above makes us responsible to the whole of society: when we break the law, it is not a lateral trauma against another individual, but against the state. Hence, in the United States, for example, cases are brought by the “people” of such and such jurisdiction against a defendant, as represented by a district attorney or other prosecutor. “Modern justice is a system in which interindividual actions,” as he puts it, “are reshaped by the state into actions against ‘society’” (154).

    Political theorists thus disavow the bloody products of their own thinking. There is no law without its enforcement, as Immanuel Kant once put it, and de Lagasnerie pulls no punches in describing just who should be brought into the dock: “[W]hat the judge does, objectively, is harm. To judge is to inflict violence. All legal interpretations inflict suffering on the individuals to whom they’re applied, whether it be by imprisoning them, taking away their property, or killing them” (37). Where dominant narratives depicts a neutral site in which justice is blind and any punishments are meted out neutrally, for de Lagasnerie, the “courtroom becomes the scene of an assault” (38, his emphasis). He writes:

    Living under the rule of law means living in a context in which the state has the right to dispose of us. Contrary to what a large proportion of political theory maintains,  being a subject of the law does not mean, first of all, being a protected and secure subject. We are first and foremost subjects who can be judged—that is, imprisoned, arrested, and convicted. We are vulnerable subjects, dispossessed in relation to the logic of the state. (40, original italics removed)

    Here, de Lagasnerie offers an advance over Foucault, who often underplayed  “juridical” power—the stuff of the entire legal apparatus—in his considerations of how we are normalized as subjects. De Lagasnerie suggests, rightly, though, that it is through the criminal justice system that these norms are enforced in the most vicious terms; it is this that makes us precarious subjects. Anyone who has been poor, of color, or on the margins of our societies knows deep within their bones this precarity. We need only think of the gruesome and grueling ways those in African American communities of the U.S. are under constant police surveillance or how one is punished for being poor: a unpayable fine for a broken tail light on the car needed to get to work becomes a bench warrant, which in turn becomes time in jail, which means the loss of that job and a criminal record denying one future employment—and the state is not done with its work yet. The uprisings in Ferguson, Missouri, five years ago were sparked by the fatal shooting of Michael Brown by police, but it was already a community under siege, like so many other minority communities across the U.S., U.K., and in France: the average household in Ferguson had three arrest warrants each, a later U.S. Department of Justice report found, with 16,000 out of 21,000 people in the community, largely African American, wanted by the law. This is the rule of law as it functions outside of theory and even if de Lagasnerie is vague about just what structural factors are in play (for a sociologist, he has an annoying tick in his books of merely mentioning “structures” and “systems” but never identifying them in any particularity), the problem of recidivism among the so-called criminal population is but another way to say that from within the legal system, there is no exit: voting rights are often taken away, future employment is limited largely to manual and impermanent labor, and merely being in one’s backyard becomes a killable offense. The criminal justice system is at once individualizing (you failed to show up for that warrant) and yet is also aimed at entire classes of people always already deemed a “criminal element.” It is in this context that de Lagasnerie is right to say, “Rather than saying that the state ‘sentences to death,’ we must say that it kills [assassine]; that it doesn’t arrest individuals but ‘abducts’ [enlève] them; that it doesn’t imprison people but ‘wrongfully detains’ [séquestre] them; that it doesn’t force them to pay fines but ‘robs’ [dépouille] them” (60).

    De Lagasnerie insightfully notes that the French criminal justice system defines responsibility, as in the U.S. and elsewhere, negatively: the law only lists when one is not responsible for given crimes, but generally not what responsibility positively means. Hence, there is a veritable right, especially for agents of the state and those aligned with it, to irresponsibility, a right to impunity. There are those who are held responsible—and then are all those who have the right to irresponsibility, not just people with the wealth to avoid the criminal justice system altogether but first and foremost agents acting in the name of the state. What then is to be done? He writes:

    Our challenge then becomes to reflect on the possibility of creating new narratives. That means reformulating what happens in order to develop a new awareness of reality that will prompt us to assign the cause of events not to individual agents but rather to collective logics rooted in concrete situations. We must question our urge to judge and orient our energy toward transforming political totalities rather than toward punishing individual actions, which are merely the occasional and local manifestations of those totalities. (132)

    Surely this chafes at our very understanding of ourselves and others: to live is to judge, it seems. We measure our personal lives in terms of small writs of wrongs righted through micro punishments: the cheating partner is given time in the clichéd dog house, the wayward employee is reprimanded and faces loss of work, the perpetually late student is given marks off her participation grade, the sloppy waiter is punished with a bad tip, a recent book out receives, ahem, its deserved review. The list is endless. We don’t do these things, we tell ourselves, because it is in our interest or because we like it. Every parent says this: it hurts me more than it hurts you, the child I am punishing; it is what everyone would do in our place when we punish you. In the courts, this is obvious: the judge shouldn’t have an interest in who wins. He or she is merely to decide based upon the evidence before her and not take the first or second side: she sits literally above the prosecutor and defendant, the first and second parties. This is key today: at some point in Western history, we invented what is called the third party, an objective position where we pretend we don’t have an interest or desire in the results, a point Foucault takes up in his 1970-1 Lectures on the Will to Know when he studies ther advent of the rule of law and “objective” forms of judging in ancient Greece. But I don’t need to tell you how this story ends: study after study shows, whatever the intent of the judge, an interest is served: those who are white and/or wealthy face far fewer penalties in our criminal justice systems. But we couldn’t have knowledge as we understand it—that is, philosophy, history, and sociology—without this objective, third-party stance either: we are judging objectively what is metaphysical, what happened in history, and so on, or those disciplines wouldn’t exist. You can see, then, what Foucault means by power/knowledge: power operates in our courts and uses models of knowledge, while those models of knowledge themselves are a form of power. After all, the courts are nothing but knowledge producing places: endless files line the offices of our courthouses, all in rendering the power of the state based on criminological and other theories.

    The “fantasy” of the objective third party position thus removes our own implication in the micro-punishments we mete out, a point ignored by de Lagasnerie, but one that is crucial to the apparatus he describes. After all, by “putting the state on trial,” de Lagasnerie repeats the very logic his work should be undermining. He maintains that his own “scientific approach” can “produce knowledge” that allows us to “step back from ourselves,” even as he had described earlier in the book the ways in which who we are allows no such “step back” outside the subject of the law (210), indeed going so far as to say that these structures are “unconscious” (7), though one wonders just how one steps back from what cannot by definition be brought to conscious awareness. De Lagasnerie thus will want two things at the same time: “sociology would force us to break with that inclination in order to experience what we might call an immediately political relationship to the world” (132) and that we take a “critical distance…from the system of judgment” (11). But if we are formed in and through being a subject to the law, how is such a critical distance possible? And isn’t any notion of a critical distance an intellectual mirror of the judging we see in criminal trials, that is, that we as scientists, sociologists, or philosophers can sit above the fray and pass judgment, even as de Lagasnerie sentences us to take “an immediately political relationship to the world”? In any event, we are to pass judgment over this system of judging by to compare it to a reality beyond or beneath these power relations:

    Part of the violence of the justice system comes from the fact that the penal state governs us by forcing us to correspond to an image of the subject that is at odds with our true mode of existence. It is this disconnect that causes and encapsulates the violence of the juridical order. In fact, that disconnect is itself violent. Being a subject of the law means being subjected to and confronted by the state’s construction of reality and having to live with it. As a result the legal subject experiences a certain amount of dispossession and vulnerability. …The interesting question here is not our creation as subjects of the law but precisely the fact that we are not, in reality, subjects of the law. (15-16)

    Here, we could raise various ontological questions of just how, as subjects to the law, we are to discern such a reality, or whether what “we” are and how we view ourselves is always politicized, always within formations of power, and therefore, not in some nature or existence elsewhere.

    At this point, de Lagasnerie, to correct this violence, suggests two different tactics at once: first, we must begin to think responsibility as “collective” and within “systems of relationships within which individual agents exist” (93). This means, in a sense, suspending individual judgments:We must question our urge to judge and orient our energy toward transforming political totalities rather than toward punishing individual actions, which are merely the occasional and local manifestations of those totalities” (131-2). No doubt, then, this means a complete transformation of everything we think of under crime and punishment: a truly radical move, it would be a legal theory without precedent but one that is necessary for thinking another future not imprisoned in the systems of the now. And yet, this “ethical task” of “reconstituting collective logics” (132) is to be supplemented by a neoliberal approach that de Lagasnerie valorizes as well, one that re-individualizes us outside such collective logics so-called criminality. Here he supports Becker’s approach:

    If we read, for example, economist Gary Becker’s seminal texts on crime and punishment, it’s clear that their underlying objective is to reject the relevance of transcendent totalities (“public order,” “state,” “society”) that undergird the repressive use of the law and to restore actions and their consequences to what they really are (my emphasis), meaning singular events or facts: a criminal act is an interpersonal interaction in which one individual wrongs another. A crime is a lateral and local matter that brings together victims and guilty parties, not, as modern law would have us believe, individuals and the state, individuals and society, or individuals and the law….Ultimately, claims Becker, we could say that victims are nothing more than involuntary creditors. … Damages therefore become the favored “punishment.” (173-4)

    This is not quite an adequate reading of Becker, who is more than happy to describe crimes as a cost to “society,” but nevertheless let’s see where de Lagasnerie wants to take neoliberalism:

    Neoliberal rationality is based on a refusal to accept the validity of a plane of reality higher than the discordant multiplicity of individuals and the relations between them. From this perspective there are only individuals and individual relationships. (175)

    If this is the case, then what to make of his brief for sociology with which the book begins and ends? By way of an answer, he notes later in the book:

    Because the penal state individualizes causes in order to judge, critiquing the workings of the law requires us to reflect on the violent effects produced by that concealment of social forces. But because the state socializes interindividual actions and their effects in order to punish, we must contrast it with a vision that dismantles the perceptions established by totalizing concepts such as society, collective consciousness, and the like. So, on the one hand, we are dealing with an opposition between a sociological vision and an individualizing one and, on the other, with a left-libertarian vision and a socializing one. (181)

    In short, we are to replace thinking of judging criminality in terms of crimes against the state or the nation, one takes it, and more in terms of how they are “private singular matters … lived in a specific manner by the agents involved” (175), presumably in the shadow of the societal structures that de Lagasnerie describes. At no point does de Lagasnerie recognize the neoliberal view of the subject as antithetical to the sociological approach that he champions from the beginning to the end of the book. Each is to be a rational agent where all forms of interpersonal violence is to be perceived economically and privately. No doubt, de Lagasnerie is right to suggest that this would denude, in theory, the state of much of its power, but in practice it’s all-too-clear what would continue to occur, given that the state would linger in these affairs, as he notes, to make sure justice is served: those with money can simply pay off their “debts” while those who are poor won’t. And what will happen to them? The backstop answer is clear.

    Neoliberal rationality, and all the more so libertarianism, is individualizing. It perceives rape, theft, injury, and attack for what they are: private, singular matters that, each time they occur, are invariably lived in a specific manner by the agents involved. The function of the law should therefore be to institute sanctions and compensation for the injury inflicted. The notion of horizontal, compensatory, or reconstructive law replaces criminal and vertical law. We have here a complete rejection of the idea, so essential to the state apparatus, that rape, theft, injury, and aggression constitute, above all else, disruptions of the public order, that they are acts contrary to society’s interests and should be punished for that very reason. (175-6)

    The invention of crimes to mete out punishments, as Nietzsche argued, has a long history in the West, and the punitive society, as Foucault called it, is not undone by privatizing these affairs. Here the problem is not just philosophical but historical: we have seen this manner of justice before, and de Lagasnerie never takes up this history or the great inequalities of wealth in the present day. The history of the Greek city-states is one of ridding them of private suits on behalf of oligarchs. So too in ancient Rome, where there is a lesson: when the famous XII tables were published, the poor who had access to those who could read did not accede to the law; they revolted now knowing what the law was. Born in 1981, de Lagasnerie has grown up as political options were limited to variants of neoliberalism, where the state could seen as a “robber” through taxes and during which one could write texts calling for both a sociological approach and one that denies it at the same time—he never brings his own subjectification into account here. Hence, as he suggests we do for so-called “criminals,” I would want to put his own work into a context, a history, and a milieu where neoliberalism seems to be the only option. For a future worthy of the name, I hope it isn’t. I join him in wanting to condemn to death the system of judgement and punishing that exists today in France and elsewhere. Justice calls for nothing less, even as it is invented everyday, here and there, answering to the singular trauma of victim and victimizer, a trauma that can’t be accounted for or counted in dollars and cents.

     

    Peter Gratton is a professor philosophy in the department of history and political science at Southeastern Louisiana University. He has written extensively on political and critical theory. He is currently writing a book that in part takes up the kinds of judgment used in the prison industrial complex.

  • Mikkel Krause Frantzen—No utopia, not now? (Review of Miguel Abensour’s Utopia from Thomas More to Walter Benjamin)

    Mikkel Krause Frantzen—No utopia, not now? (Review of Miguel Abensour’s Utopia from Thomas More to Walter Benjamin)

    by Mikkel Krause Frantzen

    “The situation is bad, yes, okay, enough of that; we know that already. Dystopia has done its job, it’s old news now, perhaps it’s self-indulgence to stay stuck in that place any more. Next thought: utopia. Realistic or not, and perhaps especially if not.

    Besides, it is realistic: things could be better.”

    (Kim Stanley Robinson)

    1. Da capo: The so-called death of utopia and other introductory remarks

    Utopia – if not now, when? If not today, tomorrow?

    There is a certain tiredness connected to the topic, before the investigation is even begun, a feeling of déjà dit, of having said it all before to the point of utter exhaustion, despair and self-hatred. Yet it seems imperative to continue anyway, to pursue the question once more: What is the fate of utopia today, in this day and age, where there really is no alternative, as Margaret Thatcher infamously declared, and history has (still) ended, as Francis Fukuyama just as triumphantly trumpeted in 1989?

    In the midst of economic and ecological crisis it does indeed appear as if the utopian spirit has vanished for good. As far as the (un)real economy is concerned, we are witnessing and living through a fully-fledged state of financialization,[1] characterized by ever more sophisticated forms of fictitious capital:  derivatives, futures, options and other products that are traded by algorithms with the speed of lightning (trades are reportedly made in 10 milliseconds or less). After the abolition of Bretton Woods by Nixon in 1971,[2] financial derivatives trading has long since surpassed $100 trillion, and is currently many times the size of the global GDP. Meanwhile, the levels of debt are through the roof. As German scholar Joseph Vogl states in an interview—in an inversion of the famous opening lines from the Communist Manifesto, which he has not only picked up from Don DeLillo’s 2003 novel Cosmopolis but also used as a title for one of his books:

    A spectre or an apparition is a present reminder that something has gone awry in our past. A debt has remained unpaid, or a wrong has not been righted. The spectre of capital works the other way around, signaling that something in the future will be wrong. It is a future of mounting debt that comes to weigh on the present. The ‘spectre of capital’ does not come out of the past, but rather as a memento out of the future and back into the present” (Vogl 2011).

    This specter of capital, which comes from the future rather than the past, haunts more than the world of finance, it also haunts society as such; the spectral tentacles of financialization reach far into everyday life. One concrete example would be the devastating state of chronic indebtedness that makes people suffer all over the world. Another and related example would be the fact that more and more people are getting depressed; globally no less than 300 million people are currently estimated to suffer from the mental illness according to WHO. And as I have shown elsewhere, depression is not only a personal problem but also and above all a political problem which manifests (or should I say conjures up) the alienation of the contemporary subject in its most extreme and pathological form.[4] It is the paradigmatic psychopathology of our time, and a symptom of a neoliberal world where the future is closed off, frozen once and for all.

    In this latest crisis in the cycles of capitalist accumulation, in this season of autumn, if not winter, the future is definitely not what it used to be.[5] As for the imminent ecological disaster, there literally is no future; very soon there is no tomorrow. At all. It should come as little surprise, then, that utopian impulses have seen better days. William Davies writes that there is no “enclave outside the grid” and no “future beyond already emerging trends,” concluding: “The utopia of neoliberalism is the eradication of all utopias” (Davies 2018: 20; 5). Even the harshest critics of neoliberalism and finance capital seem to be caught in a state of left or west melancholy, while other thinkers are all too delighted with having (finally!) arrived in the land of postcritical milk and postutopian honey.[6]

    To supplement the hypotheses of the end of history and the end of nature, then: The end of utopia. It is important to note, however, that this song has been sung before. Raymond Aron proclaimed the end of ideology, revolution and utopianism back in 1955, and very similar arguments were made by Judith N. Shklar in After Utopia: The Decline of Political Faith (1957)and Daniel Bell in The End of Ideology (1960), not to mention Christopher Lasch, a couple of decades later, in his bestseller The Culture of Narcissism: American Life in an Age of Diminishing Expectations from 1979. In 1989, Fukuyama’s article on the end of history was published, and in 1999 Russell Jacoby wrote The End of Utopia. Politics and Culture in an Age of Apathy, where he lays out this genealogy while at the same time describing how around the turn of the millennium he and his contemporaries “are increasingly asked to choose between the status quo or something worse. Other alternatives do not seem to exist,” how they have “little expectation the future will diverge from the present,” and how few “envision the future as anything but a replica of today” (Jacoby 1999: xi-xii).

    Yet there are those who sing a different tune and who insist on the value of utopian thinking (just as there are utopian practices out there).[7] Obviously, Fredric Jameson springs to mind here. In Archaeologies of the Future. The Desire called Utopia and Other Science Fictions from 2005, Jameson, following the work of Ernst Bloch, famously distinguishes between utopia as an impulse and utopia as a program in his general attempt “to reidentify the vital political function Utopia still has to play today”, specifically within the genre of science fiction (Jameson 2005: 21).[8] Also meriting consideration is the political philosopher Miguel Abensour, who passed away in 2017, but whose whole oeuvre was an ongoing analysis and discussion of the continued relevance of utopia in the late 20th and early 21st century through the historical method of revisiting canonical utopian texts, from Thomas More to Saint-Simon, from William Morris to Ernst Bloch. Persistent utopia, he called it in an article of the same name from 2006.

    However, it is the book with the no-nonsense title Utopia from Thomas More to Walter Benjamin, translated into English in 2017, which this review essay will orbit around. The questions probed by Abensour are the following ones: What does it mean to be a utopian animal in a postutopian age?[9] How do we think utopia in a time of crisis and in the face of danger? Can we find sites where utopia persists, and if so, how are we to interpret them? But the question that also animates my text is a question of historicization and periodization. As indicated above, however briefly, it stands to reason that our historical epoch goes back to the beginning of the 1970s, yet this does not mean that everything has remained the same ever since. So what are the continuities and discontinuities—not only between the age of More, the age of Benjamin and the contemporary age—but also between 2000, when Abensour’s book was originally published in French, and 2018, this year of grace (and here I am in particular thinking of the domains of economy and ecology, the transformations in and of finance and nature)? Let us in any case remember, as Abensour cautions us to do, that utopia precisely poses a question, rather than an answer or a solution (UBM: 10).[10]

    2. Between systematic deprecation and uncritical exaltation: Miguel Abensour’s reading of utopian thought in Thomas More and Walter Benjamin

    The book Utopia from Thomas More to Walter Benjamin is a twofold exegesis; a meditation on, first, Thomas More, and, then, Walter Benjamin. It is as simple as that, although as Abensour admits at the very outset, the two thinkers in question have little in common—except for their contribution to utopian thinking. What this means is that Abensour does not in any way carry out a traditional comparative study. “Rather,” the author writes himself, “the project is one of seizing hold of utopia in two different but powerful moments in its fortunes: the first moment is that of utopia’s beginning, and the second is the moment when utopia faced its greatest danger, the moment that Walter Benjamin called ‘catastrophe’” (UBM:9). Two names, two historical moments: Thomas More and the birth of utopia; Walter Benjamin and the danger and possible death of utopia.

    Saving for later a proper actualization of Abensour’s work and the addition of a third historical moment, namely our contemporary moment, about which Abensour more often than not kept his distance, let me simply note that for Abensour it is imperative to avoid two particular and equally untenable positions with regard to utopia: utopia’s “systematic deprecation as well as its uncritical exaltation” (UBM:13). And with that in mind, it is time to hone in on Abensour’s reading of Thomas More, a reading that precisely seeks to avoid praising or damning the book. Sitting with More’s book from 1516 (with the Latin title De Optimo Reipublicae Statu), which coined the word utopia as a play on the Greek words for ou-topia (non-place) and eu-topia (good-place), the reader therefore needs to take into account its “extraordinarily complex textual apparatus” (UBM:20). This implies that attention must be paid to the paratext, the metafictional framework and the oft neglected book I of Utopia—written after the more famous book II—where Raphael Hythloday (another pun), the character/author Thomas More and Peter Giles meet in the Belgian city of Antwerp and starts discussing a series of problems, familiar to any reader of Machiavelli and Plato, concerning the relation between philosophers and kings and how best to offer council to a prince. They also address some of the modern ills affecting Europe at the time: war, poverty, the enclosure of the commons, and the death penalty, which Raphael thinks is too harsh a punishment for a thief (“what other thing do you than make thieves and then punish them?” (More 1999: 24-25). This both sets the scene for and destabilizes book II in advance, the book where Raphael recounts the five years he spent on the Utopia, situated an unknown place in the New World and originally a peninsula but now an island due to the decision of the founder King Utopos to separate it from the mainland. It is here that the readers are rewarded with the image of a true commonwealth, with “no desire for money” and no private property: “For in other places,” Raphael tells his listeners and the readers, “they speak still of the commonwealth. But every man procureth his own private gain. Here, where nothing is private, the common affairs be earnestly looked upon” (More 1999: 119).

    Abensour’s claim, however, is that one should refrain from what he calls “the impatience of tyrannical readings,” which in this case implies that one ought to be wary of readings that interpret Utopia as a proper communist commonwealth, i.e. as “prophesying modern communism” (UBM:30; 22). By the same token, any catholic reading that views Utopia as More’s unequivocal defense of “the values of medieval Christian solidarity” is bound to shipwreck (UBM:22). Abensour groups these types of reading under the heading realist readings, which he contrasts with allegorical readings. The former foregrounds the question of politics, while the latter places the question of writing at the center, and the point is that both are wrong. Already it is clear that the utopian question is, for Abensour, a literary question, a question of both writing and reading. The question of politics and the question of literature must be thought alongside each other.

    Naturally, any utopia is the stuff of fiction; the very idea of utopia entails an imaginary process of fictionalization or fabulation, and borders as such on the genre of science fiction, which Abensour does not touch on. But Abensour’s book does offer a welcome reminder of the rhetorical and literary character of Utopia, the ways in which it operates in several registers at once (travel narrative, satire, political treatise etc.),and how this in turn creates and conditions the political character of the work: “Utopia, so often presented as one of the most vigorous expressions of political rationalism, in fact has much in common with the ruses of the trickster” (UBM:31). The conclusion Abensour draws from all this, is that the utopian task ultimately, in the last instance so speak, falls to the reader: “The privilege the textual device enjoys has the effect of engaging the reader in a different mode of reading, one separate from a sterile ideological one,” he writes in a passage that demands to be quoted at length:

    “It is as if Thomas More, as the title of the book might indicate, did not so much want to present his readers with “the best form of government” as to invite them to look into the topic themselves—and hence the importance of dialogue […] it is a matter of making his readers less into adepts at communism and more into Utopians whose intellects have been sharpened by reading.”

    Anyone with some knowledge of French philosophy in the second half of the 20th century will not have a hard time understanding where Abensour is coming from and why he seemingly has such a guarded attitude towards anything that smells even vaguely of ideology and/or communism.[11] A certain distance is needed, which is why More’s utopia, according to Abensour, rests on a double distance: a distance from the existing order and a distance from “the “positivity” whose contours are utopically drawn” (UBM:49). Manifesting a shift “from the solution or the particular program to the level of principle” is critical in that Utopia thereby “introduces plasticity, and prevents us from reading in a certain erroneous manner” (UBM:52). But I wonder if the price to be paid for the distance and ambiguity stressed so much by Abensour is simply too high? You might end up in front of a window so opaque that you cannot look out of it anymore; that you cannot see what is on the other side. The problem is that the utopia Abensour extracts from Thomas More’s book is so saturated with distance that the island risks disappearing from view. The problem is that the “oblique path of utopia” that Abensour also talks about might in fact be so oblique and curvy that you end up right where you started your journey: back on the mainland.[12]

    3. Utopia or catastrophe? Walter Benjamin and the utopian dreams of the 19th century

    Walter Benjamin, for his part, journeyed to the arcades in the Paris of yesteryear. If More’s Utopia instigated the dawn of utopia, Benjamin’s confronted the danger of utopia: A vision of utopia in the aftermath of the first world war and in the face of fascism across most of Europe. The key question is thus as simple as it is spectacular, if not eschatological: “Utopia or catastrophe?” (UBM:61). The point is clear: We should stick to the idea of utopia, not despite the fact that we are in a state of crisis or amidst a great catastrophe but because of it. As already Kierkegaard emphasized in his writings, hope is only needed when there is none. Utopia seems to have the same absurd and paradoxical quality. The imperative of utopia does not emerge in the hour of triumph, in times so bright that you need sunglasses to go outside; no, the necessity of utopia arises when the light has gone out and everything is completely dark. It is an easy matter to be utopian when everything is all right; the real task presents itself when everything goes to hell. This is one of the lessons that Abensour draws from Benjamin as well: “in the presence of extreme peril, utopia seemed to him more than ever to be the order of the day. In a time of crisis, the need for rescue seemed infinitely greater, and to respond to that need, it seemed best to first rescue utopia by forcing it free from myth and transforming it into a ’dialectical image’” (UBM:13).

    How to rescue utopia, and where? In the past. Abensour quotes a letter where Benjamin states that he aims his “telescope through the bloodied mist at a mirage from the nineteenth century” (UBM:10). What he is looking for in the past, especially in the 19th century, is the century’s dream-images (Wunschbilder), fantasies of the epoch, the hidden or veiled utopias, or the ones that were never realized to begin with. In Abensour’s own words, Benjamin is an “incomparable guide” who can help “us penetrate into the unexplored forest of utopias, not in order to give in to their magic, but to hunt down and chase out the mythology or delirium that haunts and destroys them” (UBM:64). From the beginning of his writing to his tragic death in Portbou at the French-Spanish border in 1940, Benjamin remained “intensely sensitive to the utopian vein that is present throughout the century” (UBM:69). Illumination and awakening was the goal, not to stay in the domain of the dream as Aragon and the other surrealists did in Benjamin’s eyes. This is where dialectics and the dialectical image (filled with ambiguity) comes into play, notwithstanding Adorno’s stubborn accusations in their private correspondences that Benjamin was never, ever dialectical enough: a dialectics of dream and awakening, of past and present, of myth and history, of utopia and catastrophe, of revolution and melancholia.[13]

    But the future? No. Or to be more precise: The notion of futurity remained an unresolved concept in Benjamin’s work. No need to rehearse his remarks, in Über den Begriff der Geschichte (Theses on the Philosophy of History)from the Spring of 1940, on Klee and Angelus Novus, and the storm called progress that blows the angel of history backwards into the future while the ruins of the past are piling up in front of its eyes (Benjamin 2007, 257-258). Instead, let me concentrate, as Abensour encourages his readers to do, on the textual differences between the two prefaces to Das Passagen-Werk that Benjamin wrote in 1935 and 1939, respectively. The Arcades Project as the work is called in English was Benjamin’s ongoing, unfinished project, spanning more than 10 years, in which he visited the old shopping arcades of Paris, these hubbubs of commerce built of iron and galls and filled with Parisian specialties, luxury products and commodities that abound, in the words of Marx, “in metaphysical subtleties and theological niceties” (Marx 2010: 81).

    As a comment on a Michelet-quote—“Each epoch dreams the one to follow”—the first so-called exposé of 1935 includes the lines ”in the dream in which each epoch entertains images of its successor, the latter appears wedded to elements of primal history <Urgeschichte> – that is, to elements of a classless society,” and ends with the following sentences: “The realization of dream elements, in the course of waking up, is the paradigm of dialectical thinking. Thus, dialectical thinking is the organ of historical awakening. Every epoch, in fact, not only dreams the one to follow, but, in dreaming, precipitates its awakening.” (Benjamin 1999, 4; 13) All of this was removed by Benjamin in the second exposé, from 1939, perhaps after the ‘advice’ of Adorno. No more references to Michelet, no more avenir, avenir, no more talk of the dialectical image at all (though it figured prominently in the theses on the concept of history a year later). In Abensour’s reading of this transformation, Benjamin opens up a passage from “a conception of history invoking progress (Michelet) to a conception of history under the sign of catastrophe (Blanqui)” (UBM:88). The exposé of ‘39 thus expires in a completely different affective register, with Louis-Auguste Blanqui and his prison book from 1871, Eternity via the Stars. “This book”, according to Benjamin, “completes the century’s constellation of phantasmagorias with one last, cosmic phantasmagoria which implicitly comprehends the severest critique of all the others […] the phantasmagoria of history itself” (Benjamin 1999: 25). Benjamin then goes on to quote an extensive and brilliant paragraph from Blanqui, where the French revolutionary states that “there is no progress” and notes, in a premonition of Nietzsche’s idea of eternal return, “the same monotony, the same immobility, on other heavenly bodies. The universe repeats itself endlessly and paws the ground in place. In infinity, eternity performs—imperturbably—the same routines.” (Benjamin 1999: 26). Without turning, as Abensour writes, Blanqui into an authority, Benjamin’s exposé of 1939 nevertheless ends on this note, in a “resignation without hope” (Benjamin 1999: 26—a line which Abensour also quotes).

    As such, the exposé resonates, rather unsurprisingly, with the Theses on the Philosophy of History from the following year. In the preparatory notes, the so-called ‘Paralipomena’, Benjamin repeatedly tries out formulations and ideas such as “Die Katastrophe ist der Fortschritt, der Fortschritt ist die Katastrophe” and “Die Katastrophe als das Kontinuum der Geschichte” (Benjamin 1991: 1244). The true catastrophe is not a break with things as they are; the true catastrophe is, rather, that things go on and on. The progress and continuum of history is history’s catastrophe—whereby the historical and political task becomes one of breaking with this continuum. Benjamin himself writes in some oft-quoted lines about revolution as the moment when you pull the emergency brake on the train of history. Utopia in Benjamin, then, is ultimately intimately and dialectically connected with catastrophe: ““The concept of progress must be founded on the idea of catastrophe,” writes Benjamin. It is the same with the practice of utopia” (101).

    4. A new utopian spirit? Five concluding questions to Abensour and the so-called postutopian age

    Abensour’s work takes the reader through two names and two historical moments: Thomas More and the dawn of utopia; Walter Benjamin and the dusk of utopia. To this I want to add a third moment, the contemporary moment, our historical age, in which utopia has not so much disappeared as become utterly irrelevant – which is of course far worse. Utopia is not even in a state of extreme peril anymore, it has simply been deemed too insignificant to attract the slightest attention let alone be put in danger, because, from the point of view of utopia’s sworn enemies, whybother?

    Unfortunately, Abensour is rather silent on the present moment and more or less refrains from actualizing his historical work, though he does sporadically comment on our anti-utopian age and “contemporary misery,” on the thinkers, “postmodern or otherwise” who want us to abandon emancipation altogether, and on the more general, wide-spread “hatred of utopia, that sad passion eternally reasserted over and over, that repetitive symptom which, generation after generation, afflicts the defenders of the existing order, seized with their fear of alterity” (UBM:61; 15; 12).[14] The motivation for the book is thus clear enough, and the fact that Abensour does not have any more to say, or does not want to say any more, about these contemporary matters is only all the more reason to do this ourselves in this context—without leaving behind his concise and useful definition of utopian thought as being ”beyond this or that particular project,” as it is “essentially a thought about a difference from what currently exists, an uncontrollable, endlessly reborn movement toward a social alterity” (UBM:51). As a way of concluding, then, five utopian questions, five questions to utopia, today. If Benjamin’s exposé of 1939 ended on a significantly darker and gloomier note than the one in 1935, then where do our exposés—the exposés of 2000, 2018, 2028—end? On what notes, in which affective attitudes? Do they end in resignation without hope, or in what Benjamin called, in 1931, Linke Melancholie?[15]

    Utopia and time. For all Benjamin’s illuminating thoughts on temporality, our time is not characterized by the “homogenous or empty” time that Benjamin writes about in his theses on the concept of history (Benjamin 2007: 264). By the same token, the problem no longer seems to be the linear, chronological time of historical progress, but rather the heterogenous, loop-like temporality of finance. Today, it is the image of the future, not the past, that “flits by” (“huscht Vorbei”).[16] It is the future that is capsized by capital, pre-emptied in advance by financial speculation and mountains of debt.[17] Yet what would it mean if, accordingly, the political and historical task, the revolutionary and utopian task, becomes one, to modify Benjamin’s thesis 17, of fighting for the oppressed future?[18]

    Utopia and fascism. By now we are certainly in a position to appreciate Abensour’s effort to insist that utopia persists and that it is imperative to attend to when and where it, in Benjamin’s formulation, “flashes up at a moment of danger” (Benjamin 2007: 255). Strangely though, Abensour is reluctant to name any real dangers, any concrete catastrophes. His historical work thus remains rather abstract. In fact, he mentions fascism only once in the part on Benjamin and at the very end at that—and fascism was the historical danger that tainted everything that Benjamin thought and wrote, not only in 1939, but also in 1935 and much sooner than that.[19] Such an omission is simply untenable, both in itself and in light of the current situation. Of course, there is no need to be excessively contemporary, and we cannot have too a myopic focus on the present. But there is historical continuity at stake here. It is impossible to ignore Brexit and Grexit, the reality-presidency of Donald Trump, the alt-right in America, and the European populist parties to the right of the right such as the Austrian Freedom Party (FPÖ), the Danish People’s Party (DFP), and Law and Justice (PiS) in Poland. The danger of fascism is not a thing of the past. Can we paraphrase Max Horkheimer and say that anyone who does not want to talk about capitalism and fascism must keep his or her silence about utopia too?

    Utopia and desire. What Abensour highlights time and again is that utopia is a question of desire (recall, also, the subtitle of Jameson’s book, The Desire called Utopia and Other Science Fictions).[20] In “William Morris: The Politics of Romance,” Abensour writes, “the point is not for utopia […] to assign ‘true’ or ‘just’ goals to desire but rather to educate desire, to stimulate it, to awaken it. Not to assign it a goal to desire but to open a path for it” (Abensour 1999: 145-146). He also states that desire “must be taught to desire, to desire better, to desire more, and above all to desire otherwise” (Abensour 1999: 145-146). The point is not to desire another world, but, as a precondition, to desire otherwise (à désirer autrement) to begin with.[21] This pedagogical endeavor runs like an undercurrent through Utopia from Thomas More to Walter Benjamin. In his reading of More, Abensour convinces the reader that More is more interested in the utopian regulation and configuration of desire than in, say, the construction of alternative institutions. Moreover, he discloses that the historical work undertaken by Benjamin was primarily a matter of locating and excavating the dreams and desire of a past epoch, its so-called oneiric dimension, even if or especially when the images of these dreams and desire were already in ruins, in decay or simply buried, dead or alive, which they always were from the vantage point of Benjamin’s melancholic method of allegory. How can we thus understand the question of utopia as a question of education, of learning to desire otherwise, of learning to desire differently, beyond capitalist realism, reproductive futurism and heteronormative moralism – beyond fascism even?

    Utopia and dystopia. Of course, there are no guarantees. The desire called utopia can in itself become anti-utopian, or dystopian. William Davies writes, “In our new post-neoliberal age of rising resentments, racisms and walls, the utopian desire to escape can be subverted in all manner of dark directions” (Davies 2018: 28). Which is true: Desire can indeed run in “all manner of dark directions.” It can lead in the opposite direction of what was intended, it can lead straight into a cul-de-sac. It can be perverted, corrupted. Utopias can be cruel, they have their limits, as China Miéville reminds us in his article “The Limits of Utopia.” The utopia of plastic, for instance. Once, plastic was the dream of a new century, a utopian material, from which Russian constructivist Naum Gabo made a sculpture more or less a hundred years ago. A cheap, submissive, servile, and yet unbreakable and indestructible material, plastic was quickly mass produced, and thus became an integral part of an everyday life that now was made more colorful, smooth and shining. Yet plastics, as we now know, had a flip side. In the Pacific Ocean, islands of microplastic the size of France float around. Plastic has indeed been transformed from a utopia to a dystopia: An omnipresent, indestructible sign of the ongoing ecological catastrophe. Some of the utopias of the historical avant-gardes have suffered a similar fate: their project of a unification of art and life has long ago been realized by contemporary capitalism, in workplaces all around the western world. Analogously, the interstellar aspirations of the Russian Cosmism—leaving planet Earth, defeating the sun, colonizing Mars, and achieving some form of immortality—live on in a perverted form in Silicon Valley, where venture capitalists like Elon Musk wish to conquer the unknown in a SpaceX-rocket. Yet giving up on utopias altogether is not an option. Addressing the liberal left, Nick Land writes: Your hopes are our horror story.” Utopias can indeed be toxic, but the loss of utopias can be toxic as well. Hope has a price, but what is the price of having no hope? What kind of horror is hidden in hopelessness?[22]

    Utopia and nature. Utopia and nature, utopia and ecology. The question is: How to think utopia on the brink of planetary annihilation. But also: How not to think it? Again, the utopian imperative, or impulse, does not emerge in spite of the factthat we are the end, but because of it. This is the lesson from Ernst Bloch, which Abensour carries on: “True genesis is not at the beginning but at the end” (Bloch 1995: 1376). Abensour does implicitly touch on these matters when writing about More and the privatization of the commons (continued today by the privatization of not only land, but of air, that is to say the Earth’s atmosphere) and about Benjamin’s reading of the Fourierist utopia, which seeks to find a new relation to nature and to ground itself on something else than a (technological) domination and exploitation of it.[23] Another relation to nature, another organization of nature, not dictated by Wall Street and Silicon Valley—which also implies other forms of temporality and technology, other structures of desire, other transformations and configurations of bodies, other kinds of social and sexual reproduction. Can we think of a way to think, not the end of history, the end of nature, or the end of utopia, but a history of the end, a nature of the end, a utopia of the end? A utopia at the very end, at long last? Let us, at all events, leave the “enemies of utopia to sing their favorite old song” (UMB: 52).[24]

    Bio

    Mikkel Krause Frantzen (b. 1983), PhD, postdoc at the University of Aalborg, Denmark. He is the author the author Going Nowhere, Slow – The Aesthetics and Politics of Depression (Zero Books, 2019). His work has appeared in Critique: Studies in Contemporary Fiction (2016), Journal of Austrian Studies (2017), Studies in American Fiction (2018), and Los Angeles Review of Books (2018). He has translated William Burroughs’ The Cat Inside and Judith Butler’s Frames of War into Danish, and works, in addition, as a literary critic at the Danish newspaper, Politiken.

    References

    Abensour, Miguel. 1999. “William Morris: The Politics of Romance.” In Revolutionary Romanticism: A Drunken Boat Anthology, edited and translated by Max Blechman. San Francisco: City Lights Books, 126–61. 

    —. 2008. “Persistent Utopia.” Constellations, Vol. 15, No. 3: 406-421.

    —. 2010. L’Homme est un animal utopique / Utopiques II. Arles, Les Editions de La Nuit.

    —. 2017. Utopia from Thomas More to Walter Benjamin. Minneapolis: University of Minnesota Press.

    Ahmed, Sara. 2010. The Promise of Happiness. Durham: Duke University Press.

    Arrighi, Giovanni. 1994. The Long Twentieth Century: Money, Power and the Origins of Our Times. London: Verso.

    Benjamin, Walter. 1991. Gesammelte Schriften. Band I·3. Frankfurt: Suhrkamp.

    —.  1994.“Left-Wing Melancholy.” In The Weimar Republic Sourcebook, edited by Anton Kaes, Martin Jay, and Edward Dimendberg. Berkeley and Los Angeles: University of California Press.

    —. 1999. The Arcades Project. Translated by Howard Eiland and Kevin McLaughlin. Cambridge, MA: Harvard University Press.

    —. 2007. Illuminations. Essays and Reflections, Edited by Hannah Arendt and translated by Harry Zohn. New York: Schocken Books

    Berardi, Franco ‘Bifo’. 2011. After the Future. Chico: AK Press, 2011.

    —. The Uprising: On Poetry and Finance. Los Angeles: Semiotext(e), 2012.

    Bloch, Ernst. 1995. The Principle of Hope. Translated by Neville Plaice, Stephen Plaice and Paul Knight. Cambridge, MA: The MIT Press.

    Brown, Wendy. 1999. “Resisting Left Melancholy.” boundary 2 Vol. 26, No. 3 (Autumn): 19-27.

    Davies, William. 2018. “Introduction to Economic Science Fictions.” Economic Science Fictions. Edited by William Davies. London: Goldsmiths Press: 1-28.

    Dienst, Richard. 2017. “Debt and Utopia.” Verso, September 20, 2017, https://www.versobooks.com/blogs/3401-debt-and-utopia.

    Edelman, Lee. 2004. No Future. Queer Theory and the Death Drive. Durham: Duke University Press.

    Fisher, Mark. 2009. Capitalist Realism. London: Zero Books.

    Frantzen, Mikkel Krause. 2017. Going Nowhere, Slow – Scenes of Depression in Contemporary Literature and Culture. PhD diss., University of Copenhagen.

    Haiven, Max. 2014. Cultures of Financialization. Fictitious Capital in Popular Culture and Everyday Life. London: Palgrave Macmillan.

    Jacoby, Russell. 1999. The End of Utopia. Politics and Culture in an Age of Apathy. New York: Basic Books.

    Jameson, Fredric. 1994. The Seeds of Time. New York: Columbia University Press.

    —. 1997. “Culture and Finance Capital.” Critical Inquiry, Vol. 24, No. 1 (Autumn): 246-265.

    —. 2005. Archaeologies of the Future. The Desire called Utopia and Other Science Fictions. London: Verso.

    —. 2016. An American Utopia: Dual Power and the Universal Army. London: Verso.

    Keucheyan, Razmig. 2016 Nature is a Battlefield. Towards a Political Ecology. Translated by David Broder. Cambridge: Polity Press.

    Lazzarato, Maurizio. 2011. The Making of the Indebted Man. Los Angeles: Semiotext(e).

    Levitas, Ruth. 2013.Utopia as Method. The Imaginary Reconstitution of Society. London: London: Palgrave Macmillan.

    Marx, Karl. 2010. Capital. Volume I (Marx & Engels: Collected Works, Volume 35). Chadwell Heath: Lawrence & Wishart.

    Miéville, China (year unknown). “The Limits of Utopia.” http://salvage.zone/mieville_all.html.

    More, Thomas. 1999. Utopia. In Three Early Modern Utopias. Utopia, New Atlantis and The Isle of Pines. Edited by Susan Bruce. Oxford: Oxford University Press.

    Muñoz, José Esteban. 2009. Cruising Utopia. The Then and There of Queer Futurity. New York: New York University Press.

    Nadir, Christine. 2010. “Utopian Studies, Environmental Literature, and the Legacy of an Idea: Educating Desire in Miguel Abensour and Ursula K. Le Guin.” Utopian Studies, Vol. 21, No. 1: 24-56.

    Robinson, Kim Stanley. 2018. “Dystopias Now.” Commune Magazine. https://communemag.com/dystopias-now/.

    Shaviro, Steven. 2006. “Prophesies of the present.” Socialism and Democracy, Vol. 20, No. 3: 5-24.

    —. 2018. “On Lisa Adkins, The Time of Money.” The Pinocchio Theory, September 21, 2018. http://www.shaviro.com/Blog/?p=1520.

    Vogl, Joseph. 2010. The Specter of Capital. Palo Alto: Stanford University Press.

    —. 2011. “Capital and Money are Profane Gods.” The European, November 20, 2018. https://www.theeuropean-magazine.com/joseph-vogl%E2%80%932/370-the-spectre-of-capital.

    Wright, Erik Olin. 2010. Envisioning Real Utopias. London: Verso.


    [1]For more on the concept of financialization, see: Vogl 2010: 83; Haiven 2014: 1.

    [2]As Jameson and others have warned, we should be careful when invoking the gold standard: “I don’t particularly want to introduce the theme of the gold standard here, which fatally suggests a solid and tangible kind of value as opposed to various forms of paper and plastic (or information on your computer)” (Jameson 1997: 261).

    [3]A generalized condition of debt carries with it, to use Maurizio Lazzarato’s phrase, a preemption of the future, i.e. a reduction of “what will be to what is” (Lazzarato 2011: 46).

    [4]See Frantzen 2017. I am, of course, standing on the shoulders of Franco ‘Bifo’ Berardi, who diagnoses the crisis as a crisis in the social imaginations of the future (Berardi 2011; 2012), and the late Mark Fisher who spoke about capitalist realism, i.e. “the widespread sense that not only is capitalism the only viable political and economic system, but also that it is now impossible even to imagine a coherent alternative to it” (Fisher 2009:2). Substantiating and elaborating on Jameson’s well-known claim that it is easier to imagine the end of the world than the end of capitalism, both of them have in their own way diagnosed depression as a prevalent symptom of this historical condition in the western world.  

    [5]Cf. Giovanni Arrighi’s The Long Twentieth Century: Money, Power and the Origins of Our Times (1994).

    [6]One might think of Rita Felski’s book The Limits of Critique from 2015 and Bruno Latour’s hugely influential article “Why Has Critique Run Out of Steam?” from 2004.

    [7]See Wright 2010.

    [8]Some years later, in An American Utopia from 2016, Jameson declared that“utopianism must first and foremost be a diagnosis of the fear of utopia, or of anti-utopianism” (21).

    [9]Here I am alluding to Abensour’s L’Homme est un animal utopique / Utopiques II from 2010.

    [10]Hereafter Utopia from Thomas More to Walter Benjamin is cited as UBM.

    [11]Conversely, it is imperative to remember that utopian is something Marxists traditionally do not want to be. Within the Marxist tradition, the word utopia/utopian has been an insult that Marxists have thrown at people who were deemed to be irresponsible, naïve, unscientific etc. – this has for instance been the case in the longstanding polemics between Marxists and anarchist.

    [12]A further and more traditionally academic objection, which does go beyond my field of expertise, is that I am not sure how original his reading of More is (it makes it hard to tell due to the lack of references to existing scholarship, such as the work of Quentin Skinner and Stephen Greenblatt, for instance).

    [13]It is worth remembering that Abensour has written a text called “Passages Blanqui: Walter Benjamin entre mélancolie et révolution.”

    [14]Queer theorist José Esteban Muñoz echoes this sentiment in his book Cruising Utopia: The Then and There of Queer Futurity, where he writes: “The antiutopian critic of today has a well-worn war chest of poststructuralism pieties at her or his disposal to shut down lines of thought that delineate the concept of critical utopianism” (Muñoz 2009: 10). Inspired by Ernst Bloch, Muñoz insists on the categorical value of futurity, hope and utopia for queer theory as such. Among other things, this leads to an important, loyal but critical discussion of Lee Edelman’s influential No Future: Queer Theory and the Death Drive. In the same queer-theoretical vein, Sara Ahmed asks the question: “Can we simply give up our attachment to thinking about happier futures or the future of happiness?” (Ahmed 2010: 161) The answer is no. Queer theory cannot renounce the future, or utopia proper. As Ahmed also writes: “The utopian form might not make the alternative possible, but it aims to make impossible the belief that there is no alternative” (Ahmed 2010, 163).

    [15]See Benjamin 1994. See also Brown 1999. A philosophical and political question of optimism versus pessimism lies hidden here, but I plan to venture into this particular matter elsewhere, rehabilitating a project of Blochean optimism too long forgotten or neglected by the left. In passing, I just want to bring to the reader’s attention this paragraph from Razmig Keucheyan’s Nature is a Battlefield, which takes a Benjamin-quote (“The experience of our generation: that capitalism will not die a natural death”) and the optimism of early/earlier Marxist historicism as its point of departure: “The Arcades Project was written between 1927 and 1940. Three-quarters of a century later, Benjamin’s comment takes on another meaning. Firstly, it does so because contemporary critical thought has renounced any sense of optimism. After the tragedies of the twentieth century, it is instead pessimism that rules. Currently the question is rather more that of whether revolutionary forces are capable of carrying forth a project of radical social change, or if such a project instead now belongs to the past” (Keucheyan: 2016,151).

    [16]The phrase turns up in the theses on the philosophy of history (Benjamin 2007: 255).

    [17]In a blogpost on Verso’ homepage, Richard Dienst asked the question: Utopia or debt (the economic catastrophe of our time)? See: Dienst 2017.

    [18]Steven Shaviro struggles with a set of similar concerns. How can we adopt speculative approaches to speculative temporality and futurity, he wrote in a recent blogpost, that are not “subsumed by, and subjected to, the speculative time of finance” (Shaviro 2018)? Having earlier written about that “stubborn strain in 20th-century Marxist thought – especially in the writings of Walter Benjamin and Ernst Bloch – that finds kernels of hope in the strangest places: in historical experiences of catastrophic failure and defeat, in all those old practices that the relentless march of capitalism has rendered obsolete, and even in the most debased and “ideological” moments of life under capitalism itself” (Shaviro 2006)—the examples being the arcades or more modern-day shopping malls—Shaviro’s current project seems to one of scrutinizing to what extent speculative fiction and science fiction, which is also is to say utopian fiction, are concentric with the logic of financial speculation.

    [19]For the single reference, see: Abensour 2017: 108.

    [20]Cf. “we might think of the new onset of the Utopian process as a kind of desiring to desire, a learning to desire, the invention of the desire called utopia in the first place.” (Jameson 1994: 90).

    [21]See also Christine Nadir’s brilliant article on Miguel Abensour and Ursula Le Guin’s science fiction-novels through the prism of utopia and the education of desire (Nadir 2010: 29-30). Another key work in this regard is Ruth Levitas’ Utopia as Method, in which she provides a definition of utopia ”in terms of desire” (Levitas 2013, xiii), and where, consequently, ”[t]he core of utopia is the desire for being otherwise, individually and collectively, subjectively and objectively” (Levitas 2013” xi). But the theoretical trajectory starts and ends with Ernst Bloch who on the very first page of his trilogy The Principle of Hope writes: “It is a question of learning hope.” (Bloch 1995: 3).

    [22]I am again relying on and inspired by Miéville’s “The Limits of Utopia.” Moreover, in his foreword to a new edition of More’s Utopia, Miéville writes: “We need utopia, but to try to think utopia, in this world, without rage, without fury, is an indulgence we can’t afford. In the face of what is done, we cannot think utopia without hate.”

    [23]Abensour 2017: 88-93; Benjamin 1999: 17 (though the reading only figures in the exposé from 1939).

    [24]After completing this review essay, I stumbled across a brilliant text by Kim Stanley Robinson, “Dystopias Now,” which I did not have the time to incorporate into this one, except for the epigraph, which is taken from there, and this illuminating quote, which goes into the Jamesonian distinction between utopia, dystopia, anti-utopia and anti-anti-utopia (like Jameson, Robinson argues for the latter, and I fully agree with that, as should be more than clear at this point): “One way of being anti-anti-utopian is to be utopian. It’s crucial to keep imagining that things could get better, and furthermore to imagine how they might get better. Here no doubt one has to avoid Berlant’s “cruel optimism,” which is perhaps thinking and saying that things will get better without doing the work of imagining how” (Robinson 2018).

     

     

  • R. Joshua Scannell — Architectures of Managerial Triumphalism (Review of Benjamin Bratton, The Stack: On Software and Sovereignty)

    R. Joshua Scannell — Architectures of Managerial Triumphalism (Review of Benjamin Bratton, The Stack: On Software and Sovereignty)

    A review of Benjamin Bratton, The Stack: On Software and Sovereignty (MIT Press Press, 2016)

    by R. Joshua Scannell

    The Stack

    Benjamin Bratton’s The Stack: On Software and Sovereignty is an often brilliant and regularly exasperating book. It is a diagnosis of the epochal changes in the relations between software, sovereignty, climate, and capital that underwrite the contemporary condition of digital capitalism and geopolitics.  Anybody who is interested in thinking through the imbrication of digital technology with governance ought to read The Stack. There are many arguments that are useful or interesting. But reading it is an endeavor. Sprawling out across 502 densely packed pages, The Stack is nominally a “design brief” for the future. I don’t know that I understand that characterization, no matter how many times I read this tome.

    The Stack is chockablock with schematic abstractions. They make sense intuitively or cumulatively without ever clearly coming into focus. This seems to be a deliberate strategy. Early in the book, Bratton describes The Stack–the titular “accidental megastructure” of “planetary computation” that has effectively broken and redesigned, well, everything–as “a blur.” He claims that

    Only a blur provides an accurate picture of what is going on now and to come…Our description of a system in advance of its appearance maps what we can see but cannot articulate, on the one hand, versus what we know to articulate but cannot yet see, on the other. (14)

    This is also an accurate description of the prevailing sensation one feels working through the text. As Ian Bogost wrote in his review of The Stack for Critical Inquiry, reading the book feels “intense—meandering and severe but also stimulating and surprising. After a while, it was also a bit overwhelming. I’ll take the blame for that—I am not necessarily built for Bratton’s level and volume of scholarly intensity.” I agree on all fronts.

    Bratton’s inarguable premise is that the various computational technologies that collectively define the early decades of the 21st century—smart grids, cloud platforms, mobile apps, smart cities, the Internet of Things, automation—are not analytically separable. They are often literally interconnected but, more to the point, they combine to produce a governing architecture that has subsumed older calculative technologies like the nation state, the liberal subject, the human, and the natural. Bratton calls this “accidental megastructure” The Stack.

    Bratton argues that The Stack is composed of six “layers,” the earth, the cloud, the city, the address, the interface, and the user. They all indicate more or less what one might expect, but with a counterintuitive (and often Speculative Realist) twist. The earth is the earth but is also a calculation machine. The cloud is “the cloud” but as a chthonic structure of distributed networks and nodal points that reorganize sovereign power and body forth quasi-feudal corporate sovereignties. The City is, well, cities, but not necessarily territorially bounded, formally recognized, or composed of human users. Users are also usually not human. They’re just as often robots or AI scripts. Really they can be anything that works up and down the layers, interacting with platforms (which can be governments) and routed through addresses (which are “every ‘thing’ that can be computed” including “individual units of life, loaded shipping containers, mobile devices, locations of datum in databases, input and output events and enveloped entities of all size and character” [192], etc.).

    Each layer is richly thought through and described, though it’s often unclear whether the “layer” in question is “real” or a useful conceptual envelope or both or neither. That distinction is generally untenable, and Bratton would almost certainly reject the dichotomy between the “real” and the “metaphorical.” But it isn’t irrelevant for this project. He argues early on that, contra Marxist thought that understands the state metaphorically as a machine, The Stack is a “machine-as-the-state.” That’s both metaphorical and not. There really are machines that exert sovereign power, and there are plenty of humans in state apparatuses that work for machines. But there aren’t, really, machines that are states. Right?

    Moments like these, when The Stack’s concepts productively destabilize given categories (like the state) that have never been coherent enough to justify their power are when the book is at its most compelling. And many of the counterintuitive moves that Bratton makes start and end with real, important insights. For instance, the insistence on the absolute materiality, and the absolute earthiness of The Stack and all of its operations leads Bratton to a thoroughgoing and categorical rejection of the prevailing “idiot language” that frames digital technology as though it exists in a literal “cloud,” or some sort of ethereal “virtual” that is not coincident with the “real” world. Instead, in The Stack, every point of contact between every layer is a material event that transduces and transforms everything else. To this end, he inverts Latour’s famous dictum that there is no global, only local. Instead, The Stack as planetary megastructure means that there is only global. The local is a dead letter. This is an anthropocene geography in which an electron, somewhere, is always firing because a fossil fuel is burning somewhere else. But it is also a post-anthropocene geography because humans are not The Stack’s primary users. The planet itself is a calculation machine, and it is agnostic about human life. So, there is a hybrid sovereignty: The Stack is a “nomos of the earth” in which humans are an afterthought.

    A Design for What?

    Bratton is at his conceptual best when he is at his weirdest. Cyclonopedic (Negarestani 2008) passages in which the planet slowly morphs into something like HP Lovecraft and HR Geiger’s imaginations fucking in a Peter Thiel fever dream are much more interesting (read: horrifying) than the often perfunctory “real life” examples from “real world” geopolitical trauma, like “The First Sino-Google War of 2009.” But this leads to one of the most obvious shortcomings of the text. It is supposedly a “design brief,” but it’s not clear what or who it is a design brief for.

    For Bratton, design

    means the structuring of the world in reaction to an accelerated decay and in projective anticipation of a condition that is now only the ghostliest of a virtual present tense. This is a design for accommodating (or refusing to accommodate) the post-whatever-is-melting-into-air and prototyping for pre-what-comes-next: a strategic, groping navigation (however helpless) of the punctuations that bridge between these two. (354)

    Design, then, and not theory, because Bratton’s Stack is a speculative document. Given the bewildering and potentially apocalyptic conditions of the present, he wants to extrapolate outwards. What are the heterotopias-to-come? What are the constraints? What are the possibilities? Sounding a familiar frustration with the strictures of academic labor, he argues that this moment requires something more than diagnosis and critique. Rather,

    the process by which sovereignty is made more plural becomes a matter of producing more than discoursing: more about pushing, pulling, clicking, eating, modeling, stacking, prototyping, subtracting, regulating, restoring, optimizing, leaving alone, splicing, gardening and evacuating than about reading, examining, insisting, rethinking, reminding, knowing full-well, enacting, finding problematic, and urging. (303)

    No doubt. And, not that I don’t share the frustration, but I wonder what a highly technical, 500-page diagnosis of the contemporary state of software and sovereignty published and distributed by an academic press and written for an academic audience is if not discoursing? It seems unlikely that it can serve as a blueprint for any actually-existing power brokers, even though its insights are tremendous. At the risk of sounding cynical, calling The Stack a “design brief” seems like a preemptive move to liberate Bratton from having to seriously engage with the different critical traditions that work to make sense of the world as it is in order to demand something better. This allows for a certain amount of intellectual play that can sometimes feel exhilarating but can just as often read as a dodge—as a way of escaping the ethical and political stakes that inhere in critique.

    That is an important elision for a text that is explicitly trying to imagine the geopolitics of the future. Bratton seems to pose The Stack from a nebulous “Left” position that is equally disdainful of the sort of “Folk Politics” that Srnicek and Williams (2015) so loathe and the accelerationist tinge of the Speculative Realists with whom he seems spiritually aligned. This sense of rootlessness sometimes works in Bratton’s favor. There are long stretches in which his cherry picking and remixing ideas from across a bewildering array of schools of thought yields real insights. But just as often, the “design brief” characterization seems to be a way out of thinking the implications of the conjuncture through to their conclusion. There is a breeziness about how Bratton poses futures-as-thought-experiments that is troubling.

    For instance, in thinking through the potential impacts of the capacity to measure planetary processes in real time, Bratton suggests that producing a sensible world is not only a process of generalizing measurement and representation. He argues that

    the sensibility of the world might be distributed or organized, made infrastructural, and activated to become part of how the landscape understands itself and narrates itself. It is not only a diagnostic image then; it is a tool for geo-politics in formation, emerging from the parametric multiplication and algorithmic conjugation of our surplus projections of worlds to come, perhaps in mimetic accordance with one explicit utopian conception or another, and perhaps not. Nevertheless, the decision between what is and is not governable may arise as much from what the model computational image cannot do as much as what it can. (301, emphasis added)

    Reading this, I wanted to know: What explicit utopian project is he thinking about? What are the implications of it going one way and not another? Why mimetic? What does the last bit about what is and is not governable mean? Or, more to the point: who and what is going to get killed if it goes one way and not another? There are a great many instances like this over the course of the book. At the precise moment where analysis might inform an understanding of where The Stack is taking us, Bratton bows out. He’s set down the stakes, and given a couple of ideas about what might happen. I guess that’s what a design brief is meant to do.

    Another example, this time concerning the necessity of geoengineering for solving what appears to be an ever-more-imminent climatic auto-apocalypse:

    The good news is that we know for certain that short-term “geoengineering” is not only possible but in a way inevitable, but how so? How and by whom does it go, and unfortunately for us the answer (perhaps) must arrive before we can properly articulate the question. For the darker scenarios, macroeconomics completes its metamorphosis into ecophagy, as the discovery of market failures becomes simultaneously the discovery of limits of planetary sinks (e.g., carbon, heat, waste, entropy, populist politics) and vice versa; The Stack becomes our dakhma. The shared condition, if there is one, is the mutual unspeakability and unrecognizability that occupies the seat once reserved for Kantian cosmopolitanism, now just a pre-event reception for a collective death that we will actually be able to witness and experience. (354, emphasis added)

    Setting aside the point that it is not at all clear to me that geoengineering is an inevitable or even appropriate (Crist 2017) way out of the anthropocene (or capitalocene? (Moore 2016)) crisis, if the answer for “how and by whom does it go” is to arrive before the question can be properly articulated, then the stack-to-come starts looking a lot like a sort of planetary dictatorship of, well of who? Google? Mark Zuckerberg? In-Q-Tel? Y Combinator? And what exactly is the “populist politics” that sits in the Latourian litany alongside carbon, heat, waste, and entropy as a full “planetary sink”? Does that mean Trump, and all the other globally ascendant right wing “populists?” Or does it mean “populist politics” in the Jonathan Chait sense that can’t differentiate between left and right and therefore sees both political projects as equally dismissible? Does populism include any politics that centers the needs and demands of the public? What are the commitments in this dichotomy? I suppose The Stack wouldn’t particularly care about these sorts of questions. But a human writing a 500-page playbook so that other humans might better understand the world-to-come might be expected to. After all, a choice between geoengineering or collective death might be what the human population of the planet is facing (and for most of the planet’s species, and for a great many of the planet’s human societies, already eliminated or dragged down the road towards it during the current mass extinction, there is no choice), but such a binary doesn’t make for much of a design spec.

    One final example, this time on what the political subject of the stack-to-come ought to look like:

    We…require, as I have laid out, a redefinition of the political subject in relation to the real operations of the User, one that is based not on homo economicus, parliamentary liberalism, poststructuralist linguistic reduction, or the will to secede into the moral safety of individual privacy and withdrawn from coercion. Instead, this definition should focus on composing and elevating sites of governance from the immediate, suturing interfacial material between subjects, in the stitches and the traces and the folds of interaction between bodies and things at a distance, congealing into different networks demanding very different kinds of platform sovereignty.

    If “poststructuralist linguistic reduction” is on the same plane as “parliamentary liberalism” or “homo economicus” as one among several prevailing ideas of the contemporary “political subject,” then I am fairly certain that we are in the realm of academic “theory” rather than geopolitical “design.” The more immediate point is that I do understand what the terms that we ought to abandon mean, and agree that they need to go. But I don’t understand what the redefined political subject looks like. Again, if this is “theory,” then that sort of hand waving is unfortunately often to be expected. But if it’s a design brief—even a speculative one—for the transforming nature of sovereignty and governance, then I would hope for some more clarity on what political subjectivity looks like in The Stack-To-Come.

    Or, and this is really the point, I want The Stack to tell me something more about how The Stack participates in the production and extractable circulation of populations marked for death and debility (Puar 2017). And I want to know what, exactly, is so conceptually radical about pointing out that human beings are not at the center of the planetary systems that are driving transformations in geopolitics and sovereignty. After all, hasn’t that been exactly the precondition for the emergence of The Stack? This accidental megastructure born out of the ruthless expansions of digitally driven capitalism is not just working to transform the relationship between “human” and sovereignty. The condition of its emergence is precisely that most planetary homo sapiens are not human, and are therefore disposable and disposited towards premature death. The Stack might be “our” dhakma, if we’re speaking generically as a sort of planetary humanism that cannot but be read as white—or, more accurately, “capacitated.” But the systematic construction of human stratification along lines of race, gender, sex, and ability as precondition for capitalist emergence freights the stack with a more ancient, and ignored, calculus: that of the logistical work that shuttles humans between bodies, cargo, and capital. It is, in other words, the product of an older planetary death machine: what Fred Moten and Stefano Harney (2013) call the “logistics in the hold” that makes The Stack hum along.

    The tenor of much of The Stack is redolent of managerial triumphalism. The possibility of apocalypse is always minimized. Bratton offers, a number of times, that he’s optimistic about the future. He is disdainful of the most stringent left critics of Silicon Valley, and he thinks that we’ll probably be able to trust to our engineers and institutions to work out The Stack’s world-destroying kinks. He sounds invested, in other words, in a rhetorical-political mode of thought that, for now, seems to have died on November 9, 2016. So it is not surprising that Bratton opens the book with an anecdote about Hillary Clinton’s vision of the future of world governance.

    The Stack begins with a reference to then-Secretary of State Clinton’s 2013 farewell address to the Council on Foreign Relations. In that speech, Clinton argued that the future of international governance requires a “new architecture for this new world, more Frank Gehry than formal Greek.” Unlike the Athenian Agora, which could be held up by “a few strong columns,” contemporary transnational politics is too complicated to rely on stolid architecture, and instead must make use of the type of modular assemblage that “at first might appear haphazard, but in fact, [is] highly intentional and sophisticated” that makes Gehry famous. Bratton interprets her argument as a “half-formed question, what is the architecture of the emergent geopolitics of this software society? What alignments, components, foundations, and apertures?” (Bratton 2016, 13).

    For Clinton, future governance must make a choice between Gehry and Agora. The Gehry future is that of the seemingly “haphazard” but “highly intentional and sophisticated” interlocking treaties, non-governmental organizations, super and supra-state technocratic actors working together to coordinate the disparate interests of states and corporations in the service of the smooth circulation of capital across a planetary logistics network. On the other side, a world order held up by “a few strong pillars”—by implication the status quo after the collapse of the Soviet Union, a transnational sovereign apparatus anchored by the United States. The glaring absence in this dichotomy is democracy—or rather its assumed subsumption into American nationalism. Clinton’s Gehry future is a system of government whose machinations are by design opaque to those that would be governed, but whose beneficence is guaranteed by the good will of the powerful. The Agora—the fountainhead of slaveholder democracy—is metaphorically reduced to its pillars, particularly the United States and NATO. Not unlike ancient Athens, it’s democracy as empire.

    There is something darkly prophetic of the collapse of the Clintonian world vision, and perversely apposite in Clinton’s rhetorical move to supplant as the proper metaphor for future government Gehry for the Agora. It is unclear why a megalomaniacal corporate starchitecture firm that robs public treasuries blind and facilitates tremendous labor exploitation ought to be the future for which the planet strives.

    For better or for worse, The Stack is a book about Clinton. As a “design brief,” it works from a set of ideas about how to understand and govern the relationship between software and sovereignty that were strongly intertwined with the Clinton-Obama political project. That means, abysmally, that it is now also about Trump. And Trump hangs synechdochally over theoretical provocations for what is to be done now that tech has killed the nation-state’s “Westphalian Loop.” This was a knotty question when the book went to press in February 2016 and Gehry seemed ascendant. Now that the Extreme Center’s (Ali 2015) project of tying neoliberal capitalism to non-democratic structures of technocratic governance appears to be collapsing across the planet, Clinton’s “half-formed question” is even knottier. If we’re living through the demise of the Westphalian nation state, then it’s sounding one hell of a murderous death rattle.

    Gehry or Agora?

    In the brief period between July 21st and November 8 2016, when the United States’ cognoscenti convinced itself that another Clinton regime was inevitable, there was a neatly ordered expectation of how “pragmatic” future governance under a prolonged Democratic regime would work. In the main, the public could look forward to another eight years sunken in a “Gehry-like” neoliberal surround subtended by the technocratic managerialism of the Democratic Party’s right edge. And, while for most of the country and planet, that arrangement didn’t portend much to look forward to, it was at least not explicitly nihilistic in its outlook. The focus on management, and on the deliberate dismantling of the nation state as the primary site of governance in favor of the mesh of transnational agencies and organizations that composed 21st century neoliberalism’s star actants meant that a number of questions about how the world would be arranged were left unsettled.

    By end of election week, that future had fractured. The unprecedented amateurishness, decrypted racism, and incomparable misogyny of the Trump campaign portended an administration that most thought couldn’t, or at the very least shouldn’t, be trusted with the enormous power of the American executive. This stood in contrast to Obama, and (perhaps to a lesser extent) to Clinton, who were assumed to be reasonable stewards. This paradoxically helps demonstrate just how much the “rule of law” and governance by administrative norms that theoretically underlie the liberal national state had already deteriorated under Obama and his immediate predecessors—a deterioration that was in many ways made feasible by the innovations of the digital technology sector. As many have pointed out, the command-and-control prerogatives that Obama claimed for the expansion of executive power depended essentially on the public perception of his personal character.

    The American people, for instance, could trust planetary drone warfare because Obama claimed to personally vet our secret kill list, and promised to be deliberate and reasonable about its targets. Of course, Obama is merely the most publicly visible part of a kill-chain that puts this discretionary power over life and death in the hands of the executive. The kill-chain is dependent on the power of, and sovereign faith in, digital surveillance and analytics technologies. Obama’s kill-chain, in short, runs on the capacities of an American warfare state—distributed at nodal points across the crust of the earth, and up its Van Allen belts—to read planetary chemical, territorial, and biopolitical fluxes and fluctuations as translatable data that can be packet switched into a binary apparatus of life and death. This is the calculus that Obama conjures when he defines those mobile data points that concatenate into human beings as as “baseball cards” that constitute a “continuing, imminent threat to the American people.” It is the work of planetary sovereignty that rationalizes and capacitates the murderous “fix” and “finish” of the drone program.

    In other words, Obama’s personal aura and eminent reasonableness legitimated an essentially unaccountable and non-localizable network of black sites and black ops (Paglen 2009, 2010) that loops backwards and forwards across the drone program’s horizontal regimes of national sovereignty and vertical regimes of cosmic sovereignty. It is, to use Clinton’s framework, a very Frank Gehry power structure. Donald Trump’s election didn’t transform these power dynamics. Instead, his personal qualities made the work of planetary computation in the service of sovereign power to kill suddenly seem dangerous or, perhaps better: unreasonable. Whether President Donald Trump would be so scrupulous as his predecessor in determining the list of humans fit for eradication was (formally speaking) a mystery, but practically a foregone conclusion. But in both presidents’ cases, the dichotomies between global and local, subject and sovereign, human and non-human that are meant to underwrite the nation state’s rights and responsibilities to act are fundamentally blurred.

    Likewise, Obama’s federal imprimatur transformed the transparently disturbing decision to pursue mass distribution of privately manufactured surveillance technology – Taser’s police-worn body cameras, for instance – as a reasonable policy response to America’s dependence on heavily armed paramilitary forces to maintain white supremacy and crush the poor. Under Obama and Eric Holder, American liberals broadly trusted that digital criminal justice technologies were crucial for building a better, more responsive, and more responsible justice system. With Jeff Sessions in charge of the Department of Justice, the idea that the technologies that Obama’s Presidential Task Force on 21st Century Policing lauded as crucial for achieving the “transparency” needed to “build community trust” between historically oppressed groups and the police remained plausible instruments of progressive reform suddenly seemed absurd. Predictive policing, ubiquitous smart camera surveillance, and quantitative risk assessments sounded less like a guarantee of civil rights and more like a guarantee of civil rights violations under a president that lauds extrajudicial police power. Trump goes out of his way to confirm these civil libertarian fears, such as when he told Long Island law enforcement that “laws are stacked against you. We’re changing those laws. In the meantime, we need judges for the simplest thing — things that you should be able to do without a judge.”

    But, perhaps more to the point, the rollout of these technologies, like the rollouts of the drone program, formalized a transformation in the mechanics of sovereign power that had long been underway. Stripped of the sales pitch and abstracted from the constitutional formalism that ordinarily sets the parameters for discussions of “public safety” technologies, what digital policing technologies do is flatten out the lived and living environment into a computational field. Police-worn body cameras quickly traverse the institutional terrain from a tool meant to secure civil rights against abusive officers into an artificially intelligent weapon that flags facial structures that match with outstanding warrants, that calculates changes in enframed bodily comportment to determine imminent threat to the officer-user, and that captures the observed social field as  data privately owned by the public safety industry’s weapons manufacturers. Sovereignty, in this case, travels up and down a Stack of interoperative calculative procedures, with state sanction and human action just another data point in the proper administration of quasi-state violence. After all, it is Axon (formerly Taser), and not a government that controls the servers that their body cams draw on to make real-time assessments of human danger. The state sanctions a human officer’s violence, but the decision-making apparatus that situates the violence is private, and inhuman. Inevitably, the drone war and carceral capitalism collapse into one another, as drones are outfitted with AI designed to identify crowd “violence” from the sky, a vertical parallax to pair with the officer-user’s body worn camera.

    Trump’s election seemed to show with a clarity that had hitherto been unavailable for many that wedding the American security apparatus’ planetary sovereignty to twenty years of unchecked libertarian technological triumphalism (even, or especially if in the service of liberal principles like disruption, innovation, efficiency, transparency, convenience, and generally “making the world a better place”) might, in fact, be dangerous. When the Clinton-Obama project collapsed, its assumption that the intertwining of private and state sector digital technologies inherently improves American democracy and economy, and increases individual safety and security looked absurd. The shock of Trump’s election, quickly and self-servingly blamed on Russian agents and Facebook, transformed Silicon Valley’s broadly shared Prometheanism into interrogations into the industry’s infrastructural corrosive toxicity, and its deleterious effect on the liberal national state.  If tech would ever come to Jesus, the end of 2016 would have had to be the moment. It did not.

    A few days after Trump won election I found myself a fly on the wall in a meeting with mid-level executives for one of the world’s largest technology companies (“The Company”). We were ostensibly brainstorming how to make The Cloud a force for “global good,” but Trump’s ascendancy and all its authoritarian implications made the supposed benefits of cloud computing—efficiency, accessibility, brain-shattering storage capacity—suddenly terrifying. Instead of setting about the dubious task of imagining how a transnational corporation’s efforts to leverage the gatekeeping power over access to the data of millions, and the private control over real-time identification technology (among other things) into heavily monetized semi-feudal quasi-sovereign power could be Globally Good, we talked about Trump.

    The Company’s reps worried that, Peter Thiel excepted, tech didn’t have anybody near enough to Trump’s miasmatic fog to sniff out the administration’s intentions. It was Clinton, after all, who saw the future in global information systems. Trump, as we were all so fond of pointing out, didn’t even use a computer. Unlike Clinton, the extent of Trump’s mania for surveillance and despotism was mysterious, if predictable. Nobody knew just how many people of color the administration had in its crosshairs, and The Company reps suggested that the tech world wasn’t sure how complicit it wanted to be in Trump’s explicitly totalitarian project. The execs extemporized on how fundamental the principles of democratic and republican government were to The Company, how committed they were to privacy, and how dangerous the present conjuncture was. As the meeting ground on, reason slowly asphyxiated on a self-evidently implausible bait hook: that it was now both the responsibility and appointed role of American capital, and particularly of the robber barons of Platform Capitalism (Srnicek 2016), to protect Americans from the fascistic grappling of American government. Silicon Valley was going to lead the #resistance against the very state surveillance and overreach that it capacitated, and The Company would lead Silicon Valley. That was the note on which the meeting adjourned.

    That’s not how things have played out. A month after that meeting, on December 14, 2016, almost all of Silicon Valley’s largest players sat down at Trump’s technology roundtable. Explaining themselves to an aghast (if credulous) public, tech’s titans argued that it was their goal to steer the new chief executive of American empire towards a maximally tractable gallimaufry of power. This argument, plus over one hundred companies’ decision to sign an amici curiae brief opposing Trump’s first attempt at a travel ban aimed at Muslims, seemed to publicly signal that Silicon Valley was prepared to #resist the most high-profile degradations of contemporary Republican government. But, in April 2017, Gizmodo inevitably reported that those same companies that appointed themselves the front line of defense against depraved executive overreach in fact quietly supported the new Republican president before he took office. The blog found that almost every major concern in the Valley donated tremendously to the Trump administration’s Presidential Inaugural Committee, which was impaneled to plan his sparsely attended inaugural parties. The Company alone donated half a million dollars. Only two tech firms donated more. It seemed an odd way to #resist.

    What struck me during the meeting was how weird it was that executives honestly believed a major transnational corporation would lead the political resistance against a president committed to the unfettered ability of American capital to do whatever it wants. What struck me afterward was how easily the boundaries between software and sovereignty blurred. The Company’s executives assumed, ad hoc, that their operation had the power to halt or severely hamper the illiberal policy priorities of government. By contrast, it’s hard to imagine mid-level General Motors executives imagining that they have the capacity or responsibility to safeguard the rights and privileges of the republic. Except in an indirect way, selling cars doesn’t have much to do with the health of state and civil society. But state and civil society is precisely what Silicon Valley has privatized, monetized, and re-sold to the public. But even “state and civil society” is not quite enough. What Silicon Valley endeavors to produce is, pace Bratton, a planetary simulation as prime mover. The goal of digital technology conglomerates is not only to streamline the formal and administrative roles and responsibilities of the state, or to recreate the mythical meeting houses of the public sphere online. Platform capital has as its target the informational infrastructure that makes living on earth seem to make sense, to be sensible. And in that context, it’s commonsensical to imagine software as sovereignty.

    And this is the bind that will return us to The Stack. After one and a half relentless years of the Trump presidency, and a ceaseless torrent of public scandals concerning tech companies’ abuse of power, the technocratic managerial optimism that underwrote Clinton’s speech has come to a grinding halt. For the time being, at least, the “seemingly haphazard yet highly intentional and sophisticated” governance structures that Clinton envisioned are not working as they have been pitched. At the same time, the cavalcade of revelations about the depths that technology companies plumb in order to extract value from a polluted public has led many to shed delusions about the ethical or progressive bona fides of an industry built on a collective devotion to Ayn Rand. Silicon Valley is happy to facilitate authoritarianism and Nazism, to drive unprecedented crises of homelessness, to systematically undermine any glimmer of dignity in human labor, to thoroughly toxify public discourse, to entrench and expand carceral capitalism so long as doing so expands the platform, attracts advertising and venture capital, and increases market valuation. As Bratton points out, that’s not a particularly Californian Ideology. It’s The Stack, both Gehry and Agora.

    _____

    R. Joshua Scannell holds a PhD in Sociology from the CUNY Graduate Center. He teaches sociology and women’s, gender, and sexuality studies at Hunter College, and is currently researching the political economic relations between predictive policing programs and urban informatics systems. He is the author of Cities: Unauthorized Resistance and Uncertain Sovereignty in the Urban World (Paradigm/Routledge, 2012).

    Back to the essay

    _____

    Works Cited

    • Ali, Tariq. 2015. The Extreme Center: A Warning. London: Verso
    • Crist, Eileen. 2016. “On the Poverty of Our Nomenclature.” In Anthropocene or Capitalocene: Nature, History, and the Crisis of Capitalism, edited by Jason W. Moore, 14-33. Oakland: PM Press
    • Harney, Stefano, and Fred Moten. 2013. The Undercommons: Fugitive Planning and Black Study. Brooklyn: Autonomedia.
    • Moore, Jason W. 2016. “Anthropocene or Capitolocene? Nature, History, and the Crisis of Capitalism.” In Anthropocene or Capitalocene: Nature, History, and the Crisis of Capitalism, edited by Jason W. Moore, 1-13. Oakland: PM Press
    • Negarestani, Reza. 2008. Cyclonopedia: Complicity with Anonymous Materials. Melbourne: re.press
    • Paglen, Trevor. 2009. Blank Spots on the Map: The Dark Geography of the Pentagon’s Secrert World. Boston: Dutton Adult
    • Paglen, Trevor. 2010. Invisible: Covert Operations and Classified Landscapes. Reading: Aperture Press
    • Puar, Jasbir. 2017. The Right to Maim: Debility, Capacity, Disability. Durham: Duke University Press
    • Srnicek, Nick. 2016. Platform Capitalism. Boston: Polity Press
    • Srnicek, Nick, and Alex Williams. 2016. Inventing the Future: Postcapitalism and a World Without Work. London: Verso.
  • Richard Hill – Too Big to Be (Review of Wu, The Curse of Bigness: Antitrust in the New Gilded Age)

    Richard Hill – Too Big to Be (Review of Wu, The Curse of Bigness: Antitrust in the New Gilded Age)

    a review of Timothy Wu, The Curse of Bigness: Antitrust in the New Gilded Age (Random House/Columbia Global Reports, 2018)

    by Richard Hill

    ~

    Tim Wu’s brilliant new book analyses in detail one specific aspect and cause of the dominance of big companies in general and big tech companies in particular: the current unwillingness to modernize antitrust law to deal with concentration in the provision of key Internet services. Wu is a professor at Columbia Law School, and a contributing opinion writer for the New York Times. He is best known for his work on Net Neutrality theory. He is author of the books The Master Switch and The Attention Merchants, along with Network Neutrality, Broadband Discrimination, and other works. In 2013 he was named one of America’s 100 Most Influential Lawyers, and in 2017 he was named to the American Academy of Arts and Sciences.

    What are the consequences of allowing unrestricted growth of concentrated private power, and abandoning most curbs on anticompetitive conduct? As Wu masterfully reminds us:

    We have managed to recreate both the economics and politics of a century ago – the first Gilded Age – and remain in grave danger of repeating more of the signature errors of the twentieth century. As that era has taught us, extreme economic concentration yields gross inequality and material suffering, feeding an appetite for nationalistic and extremist leadership. Yet, as if blind to the greatest lessons of the last century, we are going down the same path. If we learned one thing from the Gilded Age, it should have been this: The road to fascism and dictatorship is paved with failures of economic policy to serve the needs of the general public. (14)

    While increasing concentration, and its negative effects on social equity, is a general phenomenon, it is particularly concerning for what regards the Internet: “Most visible in our daily lives is the great power of the tech platforms, especially Google, Facebook, and Amazon, who have gained extraordinary power over our lives. With this centralization of private power has come a renewed concentration of wealth, and a wide gap between the rich and poor” (15). These trends have very real political effects: “The concentration of wealth and power has helped transform and radicalize electoral politics. As in the Gilded Age, a disaffected and declining middle class has come to support radically anti-corporate and nationalist candidates, catering to a discontent that transcends party lines” (15). “What we must realize is that, once again, we face what Louis Brandeis called the ‘Curse of Bigness,’ which, as he warned, represents a profound threat to democracy itself. What else can one say about a time when we simply accept that industry will have far greater influence over elections and lawmaking than mere citizens?” (15). And, I would add, what have we come to when some advocate that corporations should have veto power over public policies that affect all of us?

    Surely it is, or should be, obvious that current extreme levels of concentration are not compatible with the premises of social and economic equity, free competition, or democracy. And that “the classic antidote to bigness – the antitrust and other antimonopoly laws – might be recovered and updated to face the challenges of our times” (16). Those who doubt these propositions should read Wu’s book carefully, because he shows that they are true. My only suggestion for improvement would be to add a more detailed explanation of how network effects interact with economies of scale to favour concentration in the ICT industry in general, and in telecommunications and the Internet in particular. But this topic is well explained in other works.

    As Wu points out, antitrust law must not be restricted (as it is at present in the USA) “to deal with one very narrow type of harm: higher prices to consumers” (17). On the contrary, “It needs better tools to assess new forms of market power, to assess macroeconomic arguments, and to take seriously the link between industrial concentration and political influence” (18). The same has been said by other scholars (e.g. here, here, here and here), by a newspaper, an advocacy group, a commission of the European Parliament, a group of European industries, a well-known academic, and even by a plutocrat who benefitted from the current regime.

    Do we have a choice? Can we continue to pretend that we don’t need to adapt antitrust law to rein in the excessive power of the Internet giants? No: “The alternative is not appealing. Over the twentieth century, nations that failed to control private power and attend to the economic needs of their citizens faced the rise of strongmen who promised their citizens a more immediate deliverance from economic woes” (18). (I would argue that any resemblance to the election of US President Trump, to the British vote to leave the European Union, and to the rise of so-called populist parties in several European countries [e.g. Hungary, Italy, Poland, Sweden] is not coincidental).

    Chapter One of Wu’s book, “The Monopolization Movement,” provides historical background, reminding us that from the late nineteenth through the early twentieth century, dominant, sector-specific monopolies emerged and were thought to be an appropriate way to structure economic activity. In the USA, in the early decades of the twentieth century, under the Trust Movement, essentially every area of major industrial activity was controlled or influenced by a single man (but not the same man for each area), e.g. Rockefeller and Morgan. “In the same way that Silicon Valley’s Peter Thiel today argues that monopoly ‘drives progress’ and that ‘competition is for losers,’ adherents to the Trust Movement thought Adam Smith’s fierce competition had no place in a modern, industrialized economy” (26). This system rapidly proved to be dysfunctional: “There was a new divide between the giant corporation and its workers, leading to strikes, violence, and a constant threat of class warfare” (30). Popular resistance mobilized in both Europe and the USA, and it led to the adoption of the first antitrust laws.

    Chapter Two, “The Right to Live, and Not Merely to Exist,” reminds us that US Supreme Court Justice Louis Brandeis “really cared about … the economic conditions under which life is lived, and the effects of the economy on one’s character and on the nation’s soul” (33). The chapter outlines Brandeis’ career and what motivated him to combat monopolies.

    In Chapter Three, “The Trustbuster,” Wu explains how the 1901 assassination of US President McKinley, a devout supporter of unrestricted laissez-faire capitalism (“let well enough alone”, reminiscent of today’s calls for government to “do not harm” through regulation, and to “don’t fix it if it isn’t broken”), resulted in a fundamental change in US economic policy, when Theodore Roosevelt succeeded him. Roosevelt’s “determination that the public was ruler over the corporation, and not vice versa, would make him the single most important advocate of a political antitrust law.” (47). He took on the great US monopolists of the time by enforcing the antitrust laws. “To Roosevelt, economic policy did not form an exception to popular rule, and he viewed the seizure of economic policy by Wall Street and trust management as a serious corruption of the democratic system. He also understood, as we should today, that ignoring economic misery and refusing to give the public what they wanted would drive a demand for more extreme solutions, like Marxist or anarchist revolution” (49). Subsequent US presidents and authorities continued to be “trust busters”, through the 1990s. At the time, it was understood that antitrust was not just an economic issue, but also a political issue: “power that controls the economy should be in the hands of elected representatives of the people, not in the hands of an industrial oligarchy” (54, citing Justice William Douglas). As we all know, “Increased industrial concentration predictably yields increased influence over political outcomes for corporations and business interests, as opposed to citizens or the public” (55). Wu goes on to explain why and how concentration exacerbates the influence of private companies on public policies and undermines democracy (that is, the rule of the people, by the people, for the people). And he outlines why and how Standard Oil was broken up (as opposed to becoming a government-regulated monopoly). The chapter then explains why very large companies might experience disecomonies of scale, that is, reduced efficiency. So very large companies compensate for their inefficiency by developing and exploiting “a different kind of advantages having less to do with efficiencies of operation, and more to do with its ability to wield economic and political power, by itself or conjunction with others. In other words, a firm may not actually become more efficient as it gets larger, but may become better at raising prices or keeping out competitors” (71). Wu explains how this is done in practice. The rest of this chapter summarizes the impact of the US presidential election of 1912 on US antitrust actions.

    Chapter Four, “Peak Antitrust and the Chicago School,” explains how, during the decades after World War II, strong antitrust laws were viewed as an essential component of democracy; and how the European Community (which later became the European Union) adopted antitrust laws modelled on those of the USA. However, in the mid-1960s, scholars at the University of Chicago (in particular Robert Bork) developed the theory that antitrust measures were meant only to protect consumer welfare, and thus no antitrust actions could be taken unless there was evidence that consumers were being harmed, that is, that a dominant company was raising prices. Harm to competitors or suppliers was no longer sufficient for antitrust enforcement. As Wu shows, this “was really laissez-faire reincarnated.”

    Chapter Five, “The Last of the Big Cases,” discusses two of the last really large US antitrust case. The first was breakup of the regulated de facto telephone monopoly, AT&T, which was initiated in 1974. The second was the case against Microsoft, which started in 1998 and ended in 2001 with a settlement that many consider to be a negative turning point in US antitrust enforcement. (A third big case, the 1969-1982 case against IBM, is discussed in Chapter Six.)

    Chapter Six, “Chicago Triumphant,” documents how the US Supreme Court adopted Bork’s “consumer welfare” theory of antitrust, leading to weak enforcement. As a consequence, “In the United States, there have been no trustbusting or ‘big cases’ for nearly twenty years: no cases targeting an industry-spanning monopolist or super-monopolist, seeking the goal of breakup” (110). Thus, “In a run that lasted some two decades, American industry reached levels of industry concentration arguably unseen since the original Trust era. A full 75 percent of industries witnessed increased concentration from the years 1997 to 2012” (115). Wu gives concrete examples: the old AT&T monopoly, which had been broken up, has reconstituted itself; there are only three large US airlines; there are three regional monopolies for cable TV; etc. But the greatest failure “was surely that which allowed the almost entirely uninhibited consolidation of the tech industry into a new class of monopolists” (118).

    Chapter Seven, “The Rise of the Tech Trusts,” explains how the Internet morphed from a very competitive environment into one dominated by large companies that buy up any threatening competitor. “When a dominant firm buys a nascent challenger, alarm bells are supposed to ring. Yet both American and European regulators found themselves unable to find anything wrong with the takeover [of Instagram by Facebook]” (122).

    The Conclusion, “A Neo-Brandeisian Agenda,” outlines Wu’s thoughts on how to address current issues regarding dominant market power. These include renewing the well known practice of reviewing mergers; opening up the merger review process to public comment; renewing the practice of bringing major antitrust actions against the biggest companies; breaking up the biggest monopolies, adopting the market investigation law and practices of the United Kingdom; recognizing that the goal of antitrust is not just to protect consumers against high prices, but also to protect competition per se, that is to protect competitors, suppliers, and democracy itself. “By providing checks on monopoly and limiting private concentration of economic power, the antitrust law can maintain and support a different economic structure than the one we have now. It can give humans a fighting chance against corporations, and free the political process from invisible government. But to turn the ship, as the leaders of the Progressive era did, will require an acute sensitivity to the dangers of the current path, the growing threats to the Constitutional order, and the potential of rebuilding a nation that actually lives up to its greatest ideals” (139).

    In other words, something is rotten in the state of the Internet: it has “collection and exploitation of personal data”; it has “recently been used to erode privacy and to increase the concentration of economic power, leading to increasing income inequalities”; it has led to “erosion of the press, leading to erosion of democracy.” These developments are due to the fact that “US policies that ostensibly promote the free flow of information around the world, the right of all people to connect to the Internet, and free speech, are in reality policies that have, by design, furthered the geo-economic and geo-political goals of the US, including its military goals, its imperialist tendencies, and the interests of large private companies”; and to the fact that “vibrant government institutions deliberately transferred power to US corporations in order to further US geo-economical and geo-political goals.”

    Wu’s call for action is not just opportune, but necessary and important; at the same time, it is not sufficient.

    _____

    Richard Hill is President of the Association for Proper internet Governance, and was formerly a senior official at the International Telecommunication Union (ITU). He has been involved in internet governance issues since the inception of the internet and is now an activist in that area, speaking, publishing, and contributing to discussions in various forums. Among other works he is the author of The New International Telecommunication Regulations and the Internet: A Commentary and Legislative History (Springer, 2014). He writes frequently about internet governance issues for The b2o Review Digital Studies magazine.

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  • Ragini Tharoor Srinivasan – What Literature Does (Review of Amit Chaudhuri, ed., Literary Activism)

    Ragini Tharoor Srinivasan – What Literature Does (Review of Amit Chaudhuri, ed., Literary Activism)

    A review of Literary Activism: Perspectives ed. Amit Chaudhuri (Oxford University Press, 2017)

    by Ragini Tharoor Srinivasan

    There’s a debate going on among some of my English department colleagues, centered on the following questions. What responsibility do faculty trained primarily in American and British literatures have to the teaching of English literatures of the non-West? How should English literature of South Asia or East Africa, for instance, be contextualized in terms of the relevant subcontinental and regional literatures in other languages? On what grounds might texts originally written in Bengali, Urdu, Swahili, or Arabic be taught in an English department? Is knowledge of the original language in which a text was written required for teaching it in translation? If so, what constitutes such knowledge?

    I’ve been thinking about these questions lately through the terms offered by Literary Activism, an idiosyncratic volume that collects proceedings from a 2015 Oxford symposium and even some of the email debriefing that followed. The title refers to a broad constellation of activities and object relations that motor critical engagements with literature in and beyond the academy. Literary activism is not quite “championing,” except when it is. It is not literature in service of what we conventionally understand as the political, nor is it simply an affirmation of the politics of aesthetics. Literary activism has a newly urgent brief given how markets and information technology have debased contemporary discourses on the literary; by that same token, it has been practiced as long as writers have written and readers have read. In editor and symposium-convener Amit Chaudhuri’s words, literary activism bears “a strangeness that echoes the strangeness of the literary…[it] may be desultory, in that its aims and values aren’t immediately explicable” (2017a: 6).

    Contributors to Literary Activism include scholars, journalists, publishers, creative writers, and literary critics. In response to Chaudhuri’s capacious opening gambit, they variously explore literary activism as “the crucial work that seeks to restore the importance of the literary to the public sphere” (Majumdar 2017: 122); the championing of writers by colleagues who believe “unconditionally in the value of [their] work” (Zecchini 2017: 20); a “critical” practice that can reorient debates on literary tradition and the modern (R. Chaudhuri 2017: 190); a counterpart to market activism (Graham: 2017); exemplified by the “passionate advocacy” of poetry translation (Mckendrick 2017: 249); a combination of literary “karma or work…jnana, or knowledge…and srishti, or creation” (Chakravorty 2017: 268); and “activism on behalf of an idea of literature” (Cook 2017: 298). These accounts are not mutually exclusive. Rather, they are consistent with how literature bridges and confounds private-public distinctions: traversing the figural space within and between minds, on the one hand, and passing materially through hands and institutions, on the other.

    Literary activism can be private, as in the case of English-Marathi poet Arun Kolatkar, who Laetitia Zecchini describes as having practiced his art in “a hostile or indifferent environment” (2017: 25). Kolatkar and his fellow poets “did not need the market or the public to know that their work was outstanding” (30); in fact, neglect by mainstream publishers was the enabling condition of their work. Spurning market logics, Kolatkar and his contemporaries published in their own presses, retained control over all aspects of production, and actively translated their and others’ works. They were “creating a world of their own, with their own standards and audience, however limited” (30). Zecchini’s translation of Kolatkar began with a private intimation as well, through an unexpected encounter with his poetry that she describes in terms of falling in love.

    Literary activism is also public, as in Amit Chaudhuri and Peter McDonald’s joint nomination of Arvind Krishna Mehrotra, a superlative poet, translator, and critic, for the post of 2009 Oxford Professor of Poetry. That nomination brought together novelists, scientists, historians, political thinkers, philosophers, and numerous other “well-wishers” in service of a campaign that was, Chaudhuri stresses, never going “to win”; it was “a deliberate long shot that should succeed” (2017b: 240, 245). That it didn’t succeed (the post ultimately went unfulfilled, a turn of events involving an alleged smear campaign by Ruth Padel against Derek Walcott, regarding his history of sexual harassment) was the point. By highlighting the work of Mehrotra, Chaudhuri and McDonald were able to lay bare the extra-literary considerations operative in the filling of posts like that of Oxford Professor.

    Zecchini’s and Amit Chaudhuri’s essays situate literary activism between acts of private creation and public consumption, between literature as a practice of living and literature as products in circulation. They contribute to the volume’s larger discussion of the relationship between literary activism and the “market activism” of publishing houses, agents, and booksellers. David Graham offers a normative account of market activism as the work of “experts” who are able “to bring new, fresh, and important voices to readers around the world” (2017: 80). Graham, a publisher, describes himself as both “a businessman whose business has been making literary works sell” and “a midwife to literary talent” (73). This tellingly mixed language captures the simultaneously opportunistic and beneficent nature of publishing.

    For most contributors, however, market activism is the province of those less interested in literature than in what sells. “[H]ow do we establish what is authentic,” Dubravka Ugrešić asks, “and what a product of market compromise?” (2017: 208). “[C]an any amount of activism really re-energize [literature’s] declined importance in the contemporary public sphere?” Saikat Majumdar wonders (141). Tim Parks laments the pervasive conflation of literary worth with accessibility, exemplified by how publishers and literary-festival organizers celebrate the success of texts that they themselves have been responsible for promoting (“How pleasant, then, to convince oneself that what reaches out to everyone is also the best” [2017: 157]). Reflecting on her own circumscribed position as a “Croatian writer who lives in Amsterdam,” Ugrešić wryly observes the mass culture industry’s unwillingness to read transnational literatures in anything other than national terms (208).

    Critiques of the culture industry, pandering publishers, and the marketplace of least-common-denominators are not new. But the contributors to Literary Activism go further by routing the literature-market binary through a significant third term: the academy. Derek Attridge describes how, over the course of many years, he championed the work of J.M. Coetzee and Zoë Wicomb, writing critical essays and a monograph about the former, and planning a conference and editing a volume about the latter (Attridge also nominated Wicomb for the Windham-Campbell Prize, which she received). It is the kind of affirmative academic attention that Gayatri Chakravorty Spivak has paid to Mahesweta Devi’s stories, or for that matter, which Majumdar has given to Amit Chaudhuri’s novels. All of this, Attridge speculates, “must have had some effect on publishers’ decisions, prize-awarding bodies, reviewers, and all the other agents in the literary marketplace” (2017: 59).

    What is the nature of this effect? How does academic attention to certain writers inflect their position in the literary marketplace—and vice versa? There is a long history of scholarship on literature’s relations to the market (Brier 2017), but it is only recently that the academy is taking stock of its particular mediation of those relations. As Andy Hines observes in an essay on the new institutionalism, only now are literary critics “willing to admit that we have been pushed around all along” (2018: np). Two remarkable paragraphs in Amit Chaudhuri’s essay strike at the heart of this vexed triangulation. He writes:

    By the late 1980s…departments of English…looked with some prejudice upon value and the symbols of value, such as the canon; problematized or disowned terms such as ‘classic’ and ‘masterpiece’; often ascribed a positive political value to orality, which it conflated with non-Western culture, and a negative one to inscription or ‘good writing’, which it identified with the European Enlightenment. Some of this was overdue and necessary. (2017b: 224)

    Chaudhuri is referencing two concurrent phenomena here. For one, a spate of works including Pierre Bourdieu’s rules of art (1992), John Guillory’s work on canon formation (1993), and Pascale Casanova’s world republic of letters (1999) problematized accepted terms and modes of literary valuation. At the same time, English studies was being transformed by critical theory, postcolonialism, feminism, and cultural studies. Construed positively, the discipline underwent significant internal reformation; viewed more suspiciously, it metabolized the oppositional knowledge projects that had emerged to contest its disciplinary hegemony.

    Chaudhuri’s passage then shifts subtly in focus:

    Meanwhile, publishers robustly adopted the language of value – to do with the             ‘masterpiece’ and ‘classic’ and ‘great writer’ – that had fallen out of use in its old location, fashioning it in their own terms. And these were the terms that academics  essentially accepted. They critiqued literary value in their own domain, but they were unopposed to it when it was transferred to the marketplace. Part of the reason for this was the language of the market and the language of the publishing industry were…populist during a time of anti-elitism…For example: from the 1990s onward, publishers insisted there was no reason that literary novels couldn’t sell…What they meant was that, in the new mainstream category of ‘literary fiction’, only literary novels that sold well would be  deemed valid literary novels. Academics neither exposed this semantic conflict nor  challenged the way literary value had been reconfigured. (2017b: 224-225)

    This is “the genius of market activism” that “disinherits and revivifies” terms of literary value that have fallen out of favor in the academy (A. Chaudhuri 2017b: 226). The result is that the status of Harold Bloom’s latest entrant into the Western canon is rightly debated, but first-time novelists debut “instant classics” and “modern masterpieces” that are unblinkingly received as such. And it’s not just that an indiscriminate public is being told what to read by Oprah, Reddit, or for that matter the Times. Now, rather than an Attridge elevating a Wicomb, the market tells the academic who and what is worthy of study. This transformation in market-academy relations has most significantly impacted those who teach and study contemporary and non-Western literatures. Chaudhuri’s passage closes with a note on such academics:

    When, in response to political changes in the intellectual landscape, they extended the old canon and began to teach contemporary writers, or novelists from the former colonies, they largely chose as their texts novels whose position had been already decided by the  market and its instruments, such as certain literary prizes. (2017b225)

    Chaudhuri is treading lightly here, but anyone familiar with his creative and critical oeuvre knows who he is talking about. The South Asian and South Asian diasporic writers most frequently taught and researched in the Anglo-American academy are Booker winners (Salman Rushdie, Arundhati Roy, Aravind Adiga), Pulitzer winner (Jhumpa Lahiri), and a Nobel Laureate (V.S. Naipaul). High profile nominations can bring otherwise minor texts to prominence, as do reviews in outlets like the Times or New Yorker. Scholars wondering which contemporary works will stand the test of time (as if the test of time were an adequate arbiter of literary value) turn to prizes and bestseller-lists in order to identify what is worthy of study. This is the context in which we “subsist on a sense that the lineage of the Indian English novel is an exemplary anthology of single works, rather than a tradition of cross-referencing, borrowing, and reciprocity” (A. Chaudhuri 2017b: 229). This is the context in which we become literary activists.

    This is also the context in which South Asian literature, to continue with the above example, becomes equated with South Asian literature in English, when in fact, as contributors to Literary Activism discuss, South Asian literature in English is part of a rich South Asian literary archive and must be studied in the context of the subcontinent’s multilingual traditions. For example, Rosinka Chaudhuri’s essay on the literary sphere of early 19th-century Bengal shows how “contentions between the major literary languages of India, including the classical and folk languages, nouveau urban and mixed languages, colonial and ‘native’ languages, played an instrumental role in the many negotiations between modernity and literary craft” (2017: 190). Zecchini’s approach to Arun Kolatkar and Amit Chaudhuri’s reading of Arvind Krishna Mehrotra are attuned to such negotiations in the 20th-century context.

    Which brings me back to the questions at the top of this essay. Originally hired as a Global Anglophonist, I am one of only two members of our literature faculty whose primary scholarly field is neither American nor British literature. I am also on the executive committee of an undergraduate major in World Literature that is housed in another college (formally and institutionally at our university, the “world” doesn’t belong to English). I therefore approach the debate about teaching texts in translation from my position at the interstices of the “Global Anglophone” and “World Literature,” which are distinct paradigms for the teaching of non-Western literatures. The former admits only texts written in English and is arguably a renomination of the postcolonial; the latter conventionally allows for the teaching of non-English texts in English translation.

    Surprising even myself, I have become an advocate—I dare say an activist—for the inclusion of non-Anglophone works of “World Literature” in English translation alongside works of “Global Anglophone” literature in our seminars and Masters exam lists. Why? Because we cannot teach and administer exams as if Chinua Achebe (a usual suspect) is only in conversation with Joseph Conrad, as if Things Fall Apart has nothing to say to Tayeb Salih’s Season of Migration to the North (translated from Arabic). Because graduate students reading Rushdie and Roy (more usual suspects) should very well know Intizar Hussain (translated from Urdu) and Kamala Suraya (translated from Malayalam). Because, as Roanne Kantor puts it, “no coherent historiography of the Global Anglophone can be built within the ‘Anglophone’ itself” (2018: np).

    My advocacy has been met by a complicated resistance. Faculty who oppose the teaching of texts in translation worry that the delinking of these texts from their source languages is intellectually irresponsible. They argue that our contemporary reading practices have, in Tim Parks’ words, “drastically weakened and in many cases altogether severed” “the old connections that linked writer to community” (149-150), and that teaching literature in translation will only exacerbate this problem. This critique, along with the suspicion that World Literature is “the educational equivalent of a shopping-mall food court” (Damrosch 2013: 153, 158), is worth heeding. But what is the alternative? The Global Anglophone circumvents the vexed politics of translation, but it valorizes Booker- and Nobel-prize winning writers like Rushdie, Wole Soyinka, and Nadine Gordimer. To return to Amit Chaudhuri’s argument, the Global Anglophone is preoccupied with Anglo-centric international prizes and the “instant classics” they create. It is by nature overly focused on the contemporary, as colonial histories prefigure the relevant 20th and 21st-century texts.

    Rigid adherence to the Global Anglophone rubric reflects an impoverished theory of translation as well, a topic discussed at length in Literary Activism. It is of course true, as Parks notes, that translations are not “always enriching” (170). By that same token, as Ugrešić writes, “Every translation is not only a multiplication of misunderstandings, but also a multiplication of meanings” (204). Translation is “cultural catalyst” (McKendrick 2017: 249). It is a practice “meant to forge affiliations and connections, to assert bonds of kinship, and to clear a space, however minor or marginal, for [writers] and their predecessors—who are turned into contemporaries by the process of translation itself” (Zecchini 2017:31). Electing not to read literature in translation because one risks misunderstanding is as suspect as assuming translation is a one-to-one “process of recoding” (Cook 2017: 322).

    That the above isn’t obvious is a reflection on the conservatism of English in some quarters, and maybe even literary scholarship more generally. In its final significant through-line, Literary Activism theorizes criticism as an alternative to scholarship, and amateurism as an alternative to expertise. Expert publishers and expert scholars who mediate between author and reader are distinguished from “amateur” critics—the category is Majumdar’s—who read and write without consideration of prize-winners, bestseller lists, market, or promotion-and-tenure-committee approval. For Majumdar, scholars are defined by their commitment to the objective, to their “archive of study” (2017: 115). By contrast, the critic “celebrates and foregrounds her subjective self” and practices literary interpretation as “a creative act” (115). Unlike professional scholars, whose archival considerations are overdetermined, amateur literary critics are characterized by their interdisciplinarity, willingness to take intellectual risks, and love of literature. They practice what Attridge describes as an “affirmative criticism, one that operates…to understand, explore, respond to, and judge what is of value in”—as opposed to the value of—“works of literature” (2017: 51).

    Majumdar is currently editing, with Aarthi Vadde, a volume called The Critic as Amateur that further develops the distinctions between private and public, scholar and critic, literature, market, and academy offered here. That volume (to which I have contributed) also includes essays by Attridge, Rosinka Chaudhuri, and McDonald. Taken together, the pair of books, Literary Activism and The Critic as Amateur, suggest another scene in which literary activism is performed: transnational collaborators deciding over symposia coffee breaks what to publish together next.

    I have come to think of much of the work I do as an English professor as literary activism. Certainly, my advocacy of an expansive literature curriculum is activism on behalf of an idea of literature. This essay is a minor piece of activism as well, a gesture of affirmative criticism that aspires to shore up the links between two projects and draw attention to them both. It can be painful at times, both urgent and pointless-feeling, and it might never be “properly remembered or noticed” (A. Chaudhuri 2017b: 244). Say what you want about love. In the first and final instance, literary activism is a form of labor.

    _____

    Ragini Tharoor Srinivasan is an assistant professor of English and Social, Cultural, and Critical Theory at the University of Arizona. She has also taught at the University of Nevada, Reno, and at the University of California, Berkeley, where she earned a PhD in Rhetoric in 2016. A former magazine editor and award-winning journalist, Srinivasan has contributed essays and criticism to scholarly, public, and semi-public venues on three continents. More from www.raginitharoorsrinivasan.com

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    References

    • Attridge, Derek. 2017. “The Critic as Lover: Literary Activism and the Academy,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Brier, Evan. 2017. “The Literary Marketplace,” Oxford Research Encyclopedia of Literature. Oxford University Press.
    • Bourdieu, Pierre. 1992. The Rules of Art: Genesis and Structure of the Literary Field, trans. by Susan Emanuel. Stanford: Stanford University Press.
    • Casanova, Pascale. 1999. The World Republic of Letters, trans. By M.B. DeBevoise. Cambridge: Harvard University Press.
    • Chakravorty, Swapan. 2017. “Literary Surrogacy and Literary Activism: Instance from Bengal,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Chaudhuri, Amit. 2017a. “A Brief Background to the Symposium, and Some Acknowledgments,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • –. 2017b. “The Piazza and the Car Park: Literary Activism and the Mehrotra Campaign,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Chaudhuri, Rosinka. 2017. “The Practice of Literature: The Calcutta Context as a Guide to Literary Activism,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Cook, Jon. 2017. “Literary Activism: Where Now, What Next?” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Damrosch, David. 2013. “World Literature in a Postliterary Age,” Modern Language Quarterly 74.2.
    • Graham, David. 2017. “‘Market Activism’: A Publisher’s Perspective,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Guillory, John. 1993. Cultural Capital: The Problem of Literary Canon Formation. Chicago: The University of Chicago Press.
    • Hines, Andy. 2018. “The Material Life of Criticism,” Public Books, Jan. 22, http://www.publicbooks.org/the-material-life-of-criticism/, accessed Sept. 13, 2018.
    • Kantor, Roanne. 2018. “Even If You Gain the World: South Asia, Latin America, and the Unexpected Journey to Global English (working title).” Unpublished manuscript, last modified October 17, 2018. Microsoft Word file.
    • Majumdar, Saikat. 2017. “The Amatory Activist,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Mckendrick, Jamie. 2017. “Forms of Fidelity: Poetry Translation as Literary Activism,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Parks, Tim. 2017. “Globalisation, Literary Activism, and the Death of Critical Discourse,” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Ugrešić, Dubravka. 2017. “Transnational vs. National Literature,” trans. David Williams. Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.
    • Zecchini, Laetitia. 2017. “Translation as Literary Activism: On Invisibility and Exposure, Arun Kolatkar and the Little Magazine ‘Conspiracy,’” Literary Activism: Perspectives, edited by Amit Chaudhuri. New Delhi: Oxford University Press.

    *Editorial Note (Nov 5, 2018): A broken link was fixed and a line that originally read “…I am the only member of our literature faculty whose primary scholarly field is neither American nor British literature” was changed to read: “…I am one of only two members of our literature faculty whose primary scholarly field is neither American nor British literature.”

  • Mark Lipovetsky – A Culture of Zero Gravity (Review of Pomerantsev, Nothing Is True and Everything Is Possible: The Surreal Heart of the New Russia)

    Mark Lipovetsky – A Culture of Zero Gravity (Review of Pomerantsev, Nothing Is True and Everything Is Possible: The Surreal Heart of the New Russia)

    Peter Pomerantsev, Nothing Is True and Everything Is Possible: The Surreal Heart of the New Russia (First edition, London: Faber & Faber, 2014. Revised edition, New York: PublicAffairs, 2015)

    reviewed by Mark Lipovetsky

    This essay has been peer-reviewed by the boundary 2 editorial collective. 

    Peter Pomerantsev’s book Nothing Is True and Everything Is Possible: Adventures in Modern Russia offers a chain of seemingly disparate but conceptually tied, stories – about  the Kremlin ideologue Vladislav Surkov,  the former “king maker” and oligarch Boris Berezovsky, post-soviet TV networks, Moscow night clubs, the suicides of top models’, new religious sects, the victims of business wars between different branches of power, former gangsters-cum-TV producers, Western expats, the Night Wolves (an organization of bikers which has become an avant-garde of Putin’s supporters), and many other truly exciting subjects. Through these stories, written with a sharp, sometimes satirical pen,  Pomerantsev presents modern Russian as a specific type of cultural organism rather than  a projection of Putin’s or anybody else’s political manipulations and propaganda.

    Pomerantsev clearly rejects a stereotype shared by many contemporary political commentators but harkening back to Soviet times: a reduction of the entire society to the whims of its leaders (sometimes confronted only by a small group of brave and wise dissidents). Although Nothing Is True and Everything Is Possible portrays such “political technologists” as Surkov and depicts several figures of contemporary dissent, Pomerantsev clearly tries to deconstruct this cliche and deliver a much more complex vision. Notably, Putin is rarely mentioned in the book; he is designated simply as “the President,” which suggests that his personality is less important than his position within the system.

    Pomerantsev’s book methodically dismantles the myth about “the return of the Soviet” in recent years – the myth shared by many, within and outside Russia alike. While demonstrating the continuity between the late Soviet modus vivendi, the political compromises of the 1990s, and today’s radical changes, Pomerantsev consistently argues that we have to deal with a completely new kind of the political discourse, within which recognizably Soviet elements play a very different role and disguise rather than reveal what is actually happening.

    The third widespread stereotype that is splendidly absent in Pomerantsev’s book is the discourse on “the Russians’ love of the strong hand,” Russia’s innate gravitation to authoritarian regimes and leaders, and, most notoriously the alleged lack of a democratic tradition in Russia.  Unlike numerous publications about contemporary Russia, these Orientalizing and profoundly essentialist labels never appear in Nothing Is True and Everything Is Possible.[1] For Pomerantsev, Russia is not a backwards and isolated player looking up at the perfect Western world; on the contrary, his book directly leads to an opposite conclusion: “Today’s Kremlin might perhaps be best viewed as an avant-garde of malevolent globalization. The methods it pursues will be taken up by others, and […] the West has no institutional or analytical tools to deal with it” (Pomerantsev and Weiss 2015, 7).

    This quotation is borrowed from a special report, “The Menace of Unreality: How the Kremlin Weaponizes Information, Culture and Money,”  written by Pomerantsev together with Michael Weiss for Mikhail Khodorkovsky’s Institute of Modern Russia. The authors of the report ask: “How does one fight a system that embraces Tupac and Instagram but compares Obama to a monkey and deems the Internet a CIA invention? That censors online information but provides a happy platform to the founder of WikiLeaks, a self-styled purveyor of total ‘transparency’? That purports to disdain corporate greed and celebrates Occupy Wall Street while presiding over an economy as corrupt as Nigeria’s? That casts an Anschluss of a neighboring country using the grammar of both blood-and-soil nationalism and anti-fascism?” (Pomerantsev and Weiss 2015, 5).

    The report works with ideas which have been brewing in Nothing Is True and Everything Is Possible. Yet, this lively and observant book is less about politics per se, and more about culture as an effective form of politics. The reader of Pomerantsev’s book eventually cannot help but realize that Russia’s political turns and twists are born in night clubs and at parties, rather than in Kremlin offices,  that “the President,” despite his unconcealed hatred for western-style democracy, is indeed truly democratic, since his thoughts and acts are synchronized with the desires of the majority of the Russian people (many of his supporters are well-educated, well-travelled representatives of the newly-born middle class);  that in a society dependent on TV broadcasting – and the Russia depicted in the book is exactly such a society –the distance between the cultural and political phenomena is minimal, if existing at all. Although the first edition of the book appeared before Russia’s political turn of 2014, Pomerantsev only had to add a few pages to the 2015 version to reflect the new political reality after the annexation of Crimea. These pages do not stand out but look quite natural, since in the main body of Nothing Is True… Pomerantsev managed to pinpoint exactly those processes and tendencies that made the insanity possible.

    Freedom from stereotypes coupled with Pomerantsev’s spectacular ability to present complex ideas through vivid snapshots, makes his book fertile ground for the discussion of much broader subjects. First and foremost, Nothing Is True and Everything Is Possible raises questions about the role of cynicism in Soviet and post-Soviet culture and politics, as well as about the relation between cynicism, authoritarianism  and postmodernism in both the Russian and global contexts. I will try to present a “dialogical” reading of Pomerantsev’s book, sometimes problematizing its concepts, sometimes expanding on them, sometimes applying them to the material beyond the book’s content. It is a truly rare occasion when a journalistic reportage provokes historical and theoretical questions, which proves that Nothing Is True and Everything Is Possible is a phenomenon out of the ordinary.

     “Reality Show Russia”

    Petr Pomerantsev was born in Kiev in 1977. In 1978 his father, the well-known poet and journalist Igor’ Pomerantsev, emigrated with his family from the USSR and began working as a broadcaster, first at the BBC Radio Russian Service and from 1987 and until present at Radio Liberty. Pomerantsev Jr. recollects in his Newsweek article how he enjoyed playing in the hallways of the BBC Bush House in London (see Pomerantsev 2011a). The BBC Russian service was one of the most vibrant centers of anti-Soviet intellectual activity, so it is safe to assume (and the book confirms this impression) that the author of Nothing Is True and Everything Is Possible  has absorbed the ethos of late Soviet dissidents. This ethos might have served as a repellent in Russia of the 2000s, a country enraptured with nostalgic myths about Soviet imperial might and the stability of the Brezhnev era along with growing demonization of the Yeltsin period of democratic reforms, which strangely resonated with the rapidly increasing number of former and current officers of FSB (the KGB successor) taking up prestigious political, economic and media offices…

    In 2001, after graduating from Edinburgh University and some job experience at British TV, Pomerantsev decides to try himself in Russia – where he stays until 2010, working as a producer at the popular Russian entertainment TV channel TNT. Stays, because, as he explains,  Moscow in these years “was full of vitality and madness and incredibly exciting”; it was “a place to be” (Castle 2015). Along with the increasing monopolization of political, economic, and media power in the hands of the FSB-centered clique,  the 2000s was a period of a noticeable economic growth, when Russia’s cities became cleaner and safer, when ordinary people started to travel abroad on a regular basis, when one could hardly find a Russian-made car within a thick stream of urban vehicles, when restaurants flourished, book sales were on the rise and theatres were full every night … In short, when the economic reforms of the accursed Yeltsin years in combination with the skyrocketing oil and gas prices stated to bring long-awaited fruits (see Iasin 2005).

    While in Moscow Pomerantsev produced reality shows, documentaries, and generally had to bring the “western” style to the “news-free” – i.e., supposedly apolitical – broadcasts of the TNT channel. Nothing Is True and Everything Is Possible is in many ways a memoir about these years on Russian TV. The reality show was one of the genres Pomerantsev produced, so the metaphor of Russian politics as a reality show holds a central places in his book; the first part of the book is entitled: “Reality Show Russia”.

    One of Pomerantsev’s first discoveries associated with these – relatively free and diverse – years, concerns the blurring of the borderline between fact and fiction, between a staged show and the news, especially on  the Russian national channels united by the term “Ostankino” (the major TV studio in Moscow).  As a TV news anchor from Ostankino explained to him, a young foreigner, speaking fluent Russian and working on Russian TV: “Politics has got to feel like … like a movie!” (6)[2]. Pomeranstev’s explains how this motto works in practice: “… the new Kremlin won’t make the same mistake the old Soviet Union did: it will never let TV become dull… Twenty-first century Ostankino mixes show business and propaganda, ratings with authoritarianism […] Sitting in that smoky room,  I had the sense that reality was somehow malleable, that I was with Prospero who could project any existence they wanted onto post-Soviet Russia” (7).  However, his own career on a Russian entertainment channel serves as an illuminating example of the limits of “Prospero”’s power. Pomerantsev describes how he had been producing a reality show about people meeting and losing each other at the airport. Intentionally, he tried to avoid staged and scripted situations, seeking interesting characters and stories instead of sentimental effects. The result was quite predictable:  “The ratings for Hello-Goodbye had sucked. Part of the problem was that the audience wouldn’t believe the stories in the show were real. After so many years of fake reality, it was hard to convince them this was genuine” (73). Furthermore, when Pomerantsev made several documentaries addressing societal conflicts and problems, they all were rejected by the channel on the premise that its viewers did not want to see anything negative.

    Yet, this is only half of the picture. In the second half of the book, Pomerantsev  describes how he received a very tempting invitation to the federal First Channel. The head of programming, the best-selling author of self-help books (this is an important detail in the context of the book) offered him the chance “to helm a historical drama-documentary… With a real, big, mini-movie budget for actors and reconstructions and set designers… The sort of thing you make when you’re right at the top of the TV tree in the West…” (226). And the story was great: “about a Second World War admiral who defied Stalin’s orders and started the attack on the Germans, while the Kremlin was still in denial about Hitler’s intentions and hoped for peace. The admiral was later purged and largely forgotten. It’s a good story. It’s a really good story. It’s a dream project” (227). Most importantly, it was a true story that obviously defied  the newly-rediscovered admiration for Stalin’s politics in Russia’s public and media discourse (these days Putin even speaks highly about the Molotov-Ribbentrop pact). Yet, eventually Pomerantsev decided to decline this generous offer: “… I realise that though my film might be clean, it could easily be put next to some Second World War hymn praising Stalin and the President as his newest incarnation.  Would my film be the ‘good’ programme that validates everything I don’t want to be a part of? The one that wins trust, for that trust to be manipulated in the next moment?” (231). In other words: “In a world that really has been turned on its head, truth is a moment of falsehood,” as Guy Debord writes in The Society of the Spectacle (1995, 14).

    This is a very important realization, not only as the turning point in Pomerantsev’s Russian odyssey, but also as an insight into the logic of the Russian “society of spectacle”, itself resonant with Baudrillard’s almost forgotten concept of the “hyperreality of simulacra”.  What seemed to be an almost grotesque philosophic hyperbole, appears to be Pomerantsev’s and his colleagues’ practical experience in Nothing Is True and Everything Is Possible. As follows from this experience,  the capitalist society of the spectacle, unlike Debord’s conceptualization,  is not opposed to the communist social order but directly grows from it. Post-Soviet TV viewers remember and even nostalgically long for Soviet media where ideological images constantly produced their own spectacle,  perhaps not as attractive as the capitalist one, but still capable of fulfilling its main function: “By means of spectacle the ruling order discourses endlessly upon itself in an uninterrupted monologue of self-praise” (Debord 1995, 19). As to the “hyperreality of simulacra”,  it appears in Pomerantsev’s book  not only as a result of capitalist market forces (images that sell better, dominate), but as a horizon in which public demand for captivating (or entertaining, or horrifying) images and the political and economic interests of the ruling elite meet and happily fuse with each other. As follows from Nothing Is True…, the “hyperreality of simulacra” in its totality can be most successfully achieved not by capitalism alone, but by the blend of capitalism with post-soviet authoritarianism, accomplished through the  homogenization of the information flow.

    Back in the early 2000s, the prominent Russian sociologists Lev Gudkov and Boris Dubin, defined Russian society as “the society of TV viewers”. The society of TV-viewers had formed on the ruins of Soviet ideocracy, i.e. the society with a single official ideology which served either as an ally or as an opponent to multiple others non-official ones.  In this new cultural realm. political doctrines were replaced by entertainment which seemed to be apolitical, yet, (surprise, surprise!) were quite political indeed.  For example, in the 2000s appeared numerous TV series about heroic, charming and, yes,  suffering officers of the Cheka/NKVD/KGB: they were entertaining and even captivating, but eventually they have produced the figure of the representative of this organization as the epitome of the national destiny – who defends the motherland, takes the hit from his (always his!) native organization,  successfully overcomes the difficulties (temporary of courses) and triumphs over enemies (see Lipovetsky 2014).  In the scholars’ opinion, the mass dependence of Russian society on TV images signified the process opposite to the formation of the civil society: “Today’s social process of Russian ‘massovization’… is directed against differentiation and relies on the most conservative groups of the society” (Gudkov and Dubin 2001, 44).  The scholars argued that while promoting negative identification – through the figures of enemies and demonized “others”— television offered uplifting “participatory rituals of power” that substituted for actual politics while feeding the longing for national grandeur, heroic history and symbolic superiority.

    However, in the 1990s, the post-Soviet mediaspace was a battlefield of various competing discourses – liberal, neo-liberal, nationalist, nostalgic, statists, libertarian, etc. During the 2000s-2010s the full spectrum of these discourses gradually narrowed down toward cultural neo-traditionalism and political neo-conservatism (focalized on lost imperial glory, “Russia raising itself from its knees”, collapse of the USSR as “the greatest geopolitical catastrophe of the century”, etc.). Pomerantsev observes the completion of this process in the TV-orchestrated nationalist mass hysteria accompanying the Crimean affair and invasion of Ukraine in  2014: “… the Kremlin has finally mastered the art of fusing reality TV and authoritarianism to keep the great 140-million strong population entertained, distracted, constantly exposed to geopolitical nightmare that if repeated enough times can become infectious” (273)

    Without any competing media  (no more than 5% of the Russian population gets its news from internet), the homogenized narrative of post-Soviet TV not only shapes the opinions of the vast majority of Russian population – the notorious 85% that (allegedly) wholeheartedly support all of Putin’s initiatives.  The TV narrative becomes an ultimate reality symbolically superseding immediate everyday experience. In other words, the television offers neither a simulation of reality, nor a distortion of truth, but a parallel, and more real, world.

    Baudrillard wrote about “the desert of the real” (Natoli and Hutcheon 1993, 343), indicating that his hyperreality of simulacra was inseparable from the “metaphysical despair” evoked by “the idea that images concealed nothing at all” (345). On the contrary, Pomerantsev’s non-fictional characters, TV producers and “political technologists” feel no despair whatsoever, rather they enjoy their power over the “real” and celebrate the disappearance and malleability of any and all imaginable truth. In the formulation of Gleb Pavlovsky, a Soviet-time dissident, who became a leading “political technologist” of  “the Putin system” (although  eventually he was expelled from the circle of the Kremlin viziers):  “The main difference between propaganda in the USSR and the new Russia […] is that in Soviet times the concept of truth was important. Even if they were lying they took care to prove what they were doing was ‘the truth.’ Now no one even tries proving the ‘truth.’ You can just say anything. Create realities” (Pomerantsev and Weiss 2015, 9).

    At the same time, as one can see from the example with the offer received by Pomerantsev from the Ostankino boss, this system recognizes truth and even effectively employs discourses that might be uncomfortable for the dominant ideology. Yet, here these elements of credibility are instrumentalized as mere means for the performance of reality, a performance that neither its producers nor its consumers seem to judge by its truthfulness. Here, some other criteria matter more.  In the post-Soviet hyperreality of simulacra truth is triumphantly defied; it has been openly manipulated through the process of constant constructions, negations, and reconstruction in front of the viewer’s eyes.  This is why emphasis falls onto the flamboyance and virtuosity of the (reality) performance, be it the Olympics or the public burning of tons of imported cheese from countries sanctioning Russia. This may be the Achilles heel of contemporary Russian politics.  If performance supersedes reality, then invisible economic sanctions on Russian leadership are much less painful than a boycott of, say, the Football World Championship of 2018.

    “Postmodern Dictatorship”?

    Curiously, the vision of the malleable TV-dominated- reality in Pomerantsev’s book deeply resonates with Generation ‘P’ (Homo Zapiens in American version, Babylon  in British) by Viktor Pelevin, one of the most famous Russian postmodernist novels, published in 1999. The novel appeared before Putin was known to the broad public, and was initially perceived as a summation of  the Yeltsin period. Yet, it proved to be an prescient account of the ideological shifts in Putin’s decade. Even on a surface level, the novel presents a shrewd political forecast for the 2000s. In Generation P, a graduate from the Literary Institute  trained to translate poetry from languages he does not know, a character without features but with a “pile of cynicism,” Vavilen Tatarsky, becomes a copywriter, first for commercial advertisements, later for political ones,  eventually rising from mediocrity to become the supreme ruler of the media, the living god secretly ruling post-Soviet Russia. This plotline retroactively reads as a parody of Vladimir Putin’s ascent to the role of the “national leader”. With an uncanny acuity of foresight, Pelevin imagines the transformation of a non-entity into the “face of the nation”, in a diapason from the elimination of the “well-known businessman and political figure Boris Berezovsky” (2002,  249) – another character of Nothing Is True and Everything Is Possible — to a new cultural mainstream instigating nationalist nostalgia for the Soviet empire and novel and familiar forms of class hatred.  Pelevin even anticipated Russia’s newly-found desire to lead the reactionaries of the world (Pomerantsev and Weiss write about this in their memorandum)– in his commercial for Coca Cola Tatarsky appears as the frontrunner for the “congress of radical fundamentalists from all of the world’s major confessions” (2002, 249).

    In Generation P, a gangster commissions Vavilen to produce a Russian national idea: “Write me a Russian idea about five pages long. And a short version one page long. And lay it out like real life, without any fancy gibberish […] So’s they won’t think all we’ve done in Russia is heist the money and put up a steel door. So’s they can feel the same kind of spirit like in ’45 at Stalingrad, you get me?” (Pelevin 2002, 138) This request, albeit expressed in slightly different terms punctuates a wide spectrum of cultural debates about the national idea in Russia of the 1990s and 2000s, reflected in Pomerantsev’s book as well. However, when asked in 2008 if Russia had found its national idea in Putin, Pelevin responded affirmatively: “That’s precisely what Putin is” (Rotkirch 2008, 82). Following this logic, one may argue that although Vavilen failed to accomplish the task assigned him, his creator did not. Like Putin, Vavilen is a manifestation of Russia’s new national idea. He just isn’t sure what that truly is, since it is hyperreal and he himself created it.

    But let us pause for a second and ask whether the fusion of postmodernism and authoritarianism is possible at all? For Pomerantsev they are compatible.  He respectfully cites the Russian oligarch Oleg Deripaska saying: “This isn’t a country in transition but some sort of postmodern dictatorship that uses the language and institutions of democratic capitalism for authoritarian elites” (50). In 2011, Pomerantsev published in The London Review of Books the article “Putin’s Rasputin” that now reads as a seed from which the book was born (slightly altered, this text would be included into Nothing Is True…). The article describes Vladislav Surkov, a former deputy head of the President’s administration, Putin’s aid and vice-premier, the inventor of the concept of Russian “sovereign democracy” and builder of the United Russia Party;  currently one of the chief coordinators of both the “hybrid war” in Ukraine and its orchestrated representation in the Russian media.  In Surkov, who is also known as a novelist and song-writer, Pomerantsev sees (with good reason) the main designer of contemporary Russia’s political and societal system. Surkov, he contends, has fused authoritarianism with postmodernism, creating a completely new political system, which Pomerantsev tentatively defines as “postmodern authoritarianism”:

    Newly translated postmodernist texts give philosophical weight to the Surkovian power model. [Jean-] François Lyotard, the French theoretician of postmodernism, began to be translated in Russia only towards the end of the 1990s, at exactly the time Surkov joined the government. The author of Almost Zero [a postmodernist novel allegedly written by Surkov] loves to invoke such Lyotardian concepts as the breakdown of grand cultural narratives and the fragmentation of truth: ideas that still sound quite fresh in Russia. […] In an echo of socialism’s fate in the early 20th century, Russia has adopted a fashionable, supposedly liberational Western intellectual movement and transformed it into an instrument of oppression. (Pomerantsev 2011)

    This description continues in the book:

    Surkov likes to invoke the new postmodern texts just translated into Russian,  the breakdown of grand narratives, the impossibility of truth, how everything is only ‘simulacrum’ and ‘simulacra’… and then in the next moment he says how he despises relativism and lives conservatism, before quoting Allen Ginsberg’s ‘Sunflower Sutra’ in English and by heart […] Surkov’s genius has been to tear those associations apart,  to marry authoritarianism and modern art, to use the language of rights and representation to validate tyranny, to recut and paste democratic capitalism until it means the reverse of its original purpose. (87-88)

    Although, this way of reasoning seems to be a little naïve  (one man’s cultural convictions cannot be directly reproduced by the entire country or just Moscow) the question remains: how can one so easily marry postmodernism and authoritarianism? Similarities between what Pomerantsev depicts in his non-fiction and postmodernist theoretical models, as well as Russian postmodernist fiction are too obvious to be ignored.

    It should be noted that Russian postmodernism has been radically different from the model described by Fredric Jameson as the “cultural logic of late capitalism”. Although participants of late Soviet underground culture, had very fragmented, if any knowledge of Western theory,  their works embodied Lyotarian “incredulity towards grand narratives” in scandalously transgressive and liberating forms of  the counterculture, which had been subverting both Soviet official and intelligentsia’s hegemonies (see in more detail Lipovetsky 1999, 2008). Although acknowledged in the 1990s, postmodernist writers and artists like Dmitrii Prigov, Vladimir Sorokin, Lev Rubinshtein and their colleagues by underground circles by and large,  have preserved their critical position towards neo-traditionalist and neo-conservative ideologies and cultural trends.

    Notably, Vladimir Sorokin in 2006 wrote a postmodernist dystopian novel The Day of the Oprichinik (translated into English in 2011), in which, as readers and critics admit almost unanimously, predicted, outlined and exaggerated the actual features of the grotesque political climate of the 2010s. Lev Rubinshtein, the experimental poet famous for “the index cards poetry”, in the 2000s has become one of the most brilliant and influential political essayist of the anti-Putin camp. Dmitrii Prigov, one of the founding fathers of Moscow Conceptualism, also published political columns critical of the new conformism and nostalgia for the lost grand narratives. Most importantly, he has directly influenced protest art of the new generation: before his untimely death in 2007 he collaborated with the group Voina (War) famous for its radical political performances. The founder of Voina, Oleg Vorotnikov, called Prigov the inspiration for the group’s creation and activities, and the former member of Voina and spokesperson  for Pussy Riot, Nadezhda Tolokonnikova, repeatedly mentions Prigov as a deep influence, exposing her to contemporary, i.e., postmodernist, art and culture (see, for example, Volchek 2012).

    Although Pomerantsev does not write about these figures (he only briefly mentions Voina’s actions and “the great tricksters of the Monstration movement”[149]), it is with apparent tenderness that he describes the conceptualist artist Vladislav Mamyshev-Monro whose impersonations of various cultural and political celebrities, including “the President”, were at first perceived as a part of the culture of simulation but turned out to be its subversion incompatible with the new political freeze:  “Vladik himself was dead. He was found floating in a pool in Bali. Death by heart attack. Right at the end an oligarch acquaintance had made him an offer to come over to the Kremlin side and star in a series of paintings in which he would dress up and appear in a photo shoot that portrayed the new protest leaders sodomizing. Vladik had refused” (278).

    These examples, although admittedly brief, nevertheless complicate and problematize the picture of “postmodern dictatorship” painted by Pomerantsev. Minimally, they testify to the fact that postmodernism hosts dissimilar and even conflicting organisms, that postmodernist culture since the 1980s has been evolving in various directions, some of which lead to Surkov while others lead to Pussy Riot. An informative parallel might be made to Boris Groys’s conceptualization of Stalinism and its cultural manifestation Socialist Realism. In The Total Art of Stalinism (original title: Gesamtkunstwerk Stalin) Groys argued that Stalinism  adopted avant-garde aesthetic methods and substituted the avant-gardist demiurge with the state (and Stalin as  its personification): “… Socialist realism candidly formulates the principle and strategy of its mimesis: although it advocates a strictly ‘objective’, ‘adequate’ rendering of  external reality,  at the same time it stages or produces this reality. More precisely, it takes reality that has already been produced by Stalin and the party, thereby shifting the creative act onto reality itself, just as the  avant-garde had demanded” (1992, 55). Groys’s argument has been criticized by historians of Socialist Realism pointing to the antagonism between Socialist Realism and the avant-garde and its reliance on much more populist and traditionalist discourses (see for example, Dobrenko 1997). However, the very logic of the transformation of a liberatory aesthetics into sociocultural authoritarianism seems to be relevant to contemporary Russia. Despite Benjamin’s maxim, politics has been aestheticized since ancient times, but when the state acts as an artist, repression becomes inevitable.

    Although historical parallels can help to contour the phenomenon, by default they are never accurate. This is why, I believe that in the cultural situation described by Pomerantsev, we are dealing with something different: with the postmodernist redressing of a far more long-standing cultural and political phenomenon, which tends to change clothing every new epoch, and Nothing Is True… excels in describing its current Russian outfit.

    From the History of Cynicism

    Throughout his entire book, using very dissimilar examples, Pomerantsev demonstrates the functioning of one and the same cultural (political/social/psychological) mechanism: the coexistence of mutually exclusive ideologies/beliefs/discourses in one and the same mind/space/institution.  More accurately, it is not their co-existence, but the painless and almost artistic shifting from one side to the opposite; a process which never stops and is never is reflected upon as a problem.

    Consider just a few examples from Nothing Is True:

    About Moscow’s new architecture: “A new office center on the other side of the river from the Kremlin starts with a Roman portico, then morphs into medieval ramparts with spikes and gold-glass reflective windows, all topped with turrets and Stalin-era spires. The effect is at first amusing, then disturbing. It’s like talking to the victim of a multiple personality disorder.” (124).

    About politics of “a new type of authoritarianism”: “The Kremlin’s idea is to own all forms of political discourse, to not let any independent movement develop outside its walls. Its Moscow can feel like an oligarchy in the morning and a democracy in the afternoon, a monarchy for dinner and a totalitarian state by bedtime” (79).

    About new “spiritual gurus”: “Surkov had gathered together all political models to create a grand pastiche, or Moscow’s architecture tried to fill all styles of buildings onto one, Vissarion [a popular new “prophet”] had created a collage of all religions” (210)

    About media producers:

    The producers who work at the Ostankino channels might all be liberals in the private lives, holiday in Tuscany, and be completely European in their tastes. When I ask how they marry their professional and personal lives, they look at me as if I were a fool and answer: ‘Over the last twenty years we’ve lived through a communism,  we never believed in, democracy and defaults and mafia state and oligarchy, and we’ve realized they are illusions, that everything is PR.’ ‘Everything is PR’ has become the favorite phrase of the new Russia; my Moscow peers are filled with a sense that they are both cynical and enlightened. […] ‘Can’t you see your own governments are just as bad as ours?’ they ask me. I try to protest – but they just smile and pity me. To believe in something and stand by it in this world is derided, the ability to be a shape-shifter celebrated… conformism raised to the level of aesthetic act. (87)

    And once again about them:

    For when I talk to many of my old  colleagues who are still working in the ranks of Russian media or in state corporations, they might laugh off all the Holy Russia stuff as so much PR (because everything is PR!), but their triumphant cynicism in turn means they can be made to feel there are conspiracies everywhere; because if nothing is true and all motives are corrupt and no one is to be trusted, doesn’t it mean that some dark hand must be behind everything? (273)

    About social psychology:

    Before I used to think the two worlds were in conflict, but the truth is a symbiosis. It’s almost as if you are encouraged to have one identity one moment and the opposite one the next. So you’re always split into little bits, and can never quite commit to changing things […] But there is great comfort in these splits too: you can leave all your guilt with your ‘public’ self. That wasn’t you stealing that budget/making that propaganda show/bending your knee to the President, just a role you were playing: you’re a good person really. It’s not much about denial. It’s not even about suppressing dark secrets. You can see everything you do, all your sins. You just reorganize your emotional life so as not to care. (234)

    Indeed, “conformism raised to the level of aesthetic act” is a great definition of cynicism. Furthermore, the post-Soviet complex illuminated by Pomerantsev, deeply resonates with a brilliant description of the  modern cynic from Peter Sloterdijk’s famous book Critique of Cynical Reason:

    … the present-day servant of the system can very well do with the right hand what the left hand never allowed. By day, colonizer, at night, colonized; by occupation, valorizer and administrator, during leisure time, valorized and administered; officially a cynical functionary, privately a sensitive soul; at office a giver of orders, ideologically a discussant; outwardly a follower of the reality principle, inwardly a subject oriented towards pleasure; functionally an agent of capital, intentionally a democrat; with respect to the system a functionary of reification, with respect to Lebenswelt  (lifeworld), someone who achieves self-realization; objectively a strategist of destruction, subjectively a pacifist; basically someone who triggers catastrophes, in one’s own view, innocence personified <…> This mixture is our moral status quo.’ (1987, 113)

    Obviously, there is nothing specifically post-Soviet in this description. According to Sloterdijk, “a universal diffuse cynicism” (1987, 3) is the widespread cultural response to the heavy burden of modernity. He defines cynicism as “enlightened false consciousness” as opposed to Marx’s famous definition of ideology. Sloterdijk argues that cynicism offers the modern subject a strategy of pseudo-socialization to reconcile individual interest with social demands by the splitting their personality into unstable and equally false and authentic social masks. The constant switching of these masks is the strategy of cynical accommodation to modernity.  There is nothing specifically postmodern in this strategy either. Sloterdijk traces a genealogy of cynicism from ancient Greece to the twentieth century.

    However, he almost completely excludes the Soviet experience from his “cabinet of cynics.” Slavoj Zizek, probably, was the first to apply Sloterdijk’s concept to Stalinism. In The Plague of Fantasies  he argued that the Stalinist henchmen far exceeded the cynicism of their Nazi colleagues,  “The paranoiac Nazis really believed in the Jewish conspiracy, while the perverted Stalinists actively organized/ invented ‘counterrevolutionary conspiracies’ as a pre-emptive strikes. The greatest surprise for the Stalinist investigator was to discover that the subject accused of being a German or American spy really was a spy: in Stalinism proper,  confessions counted only as far as they were false and extorted … “(1997, 58). And in the book Did Somebody Say Totalitarianism? even in more detail he argued that in the Soviet political system “a cynical attitude towards the official ideology was what the regime really wanted – the greatest catastrophe for the regime would have been for its own ideology to be taken seriously, and realized by its subjects.” (2001, 92).

    On the other hand, as historians of Soviet civilization have demonstrated,  the authorities’ cynicism generated matching cynical methods of adaptation among ordinary Soviet citizens, the “broad masses” and intelligentsia alike (although, of course, it would be wrong to generalize and imagine all Soviet people as seasoned cynics). Oleg Kharkhordin in his The Collective and the Individual in Russia: A Study of Practices, which deals with the Soviet purges and the origins of the Soviet subjectivity writes about the results of this process: “Their double-faced life is not a painful split forced upon their heretofore unitary self; on the contrary, this split is normal for them because they originate as individuals by the means of split. […] One of the steps in this long development was individual perfection of the mechanism for constant switching between the intimate and the official, a curious kind of unofficial self-training, a process that comes later that the initial stage of dissimilation conceived as ‘closing off’ (pritvorstvo) and one that we may more aptly call dissimilation as ‘changing faces’ (litsemerie) – and, we might add, as its summation – cynicism”  (1998, 275, 278).  In her book Tear off the Masks! Identity and Imposture in Twentieth Century Russia, Sheila Fitzpatrick, the well-known social historian of Stalinism makes no reference to Sloterdijk, but uses many documents from the 1920s and 1930s to demonstrate the constantly shifting logic of class discrimination and how it compelled the average person to manipulate their own identity, Sloterdijk-style, rewriting the autobiography and seeking a place in the official and unofficial systems of social relations.

    The heyday of Soviet cynicism falls onto the post-Stalin period of late socialism when, according to Alexey Yurchak, the author of the seminal study Everything Was Forever, Until It Was No More: The Last Soviet Generation, ideological beliefs frayed into pure rituals, participation in which demonstrated one’s loyalty to the regime and secured social success without embodying true belief.  Pomerantsev in his book directly establishes the link between the late Soviet cynicism and today’s cultural reality:

    Whenever I ask my Russian bosses, the older TV producers and media types who run the system, what it was like growing up in the late Soviet Union, whether they believed in the communist ideology that surrounded them, they always laugh at me.

    ‘Don’t be silly,’ most answer.

    ‘So you were dissidents? You believed in finishing the USSR?”

    ‘No. It’s not like that. You just speak several languages at the same time. There’s like several you’s.’ (233-4)

    Having recognized the genealogical connection between late Soviet cynicism and the present day triumph of cynicism of Russia’s elites, Pomerantsev offers the following diagnosis: “Seen from this perspective, the great drama of Russia is not the ‘transition’ between communism and capitalism, between one fervently held set of beliefs and another, but that during the final decades of the USSR no  one believed in communism and yet carried on living as if they did, and now they can only create a society of simulations” (234).

    It sounds very logical but a little too straightforward to be accurate.  Besides, this logic fails to explain the internal shift that has resulted in the current state of affairs. What Pomerantsev disregards is the subversive power of cynicism, its insidiousness. In the late Soviet period, what may be defined as cynicism, or a cynical split in multiple I’s, was also responsible for numerous practices and discourses that Yurchak unites by the term “living vnye”:

    … the meaning of this term, at least in many cases, is closer to a condition of being simultaneously inside and outside of some context” (2006, 128) – here the system of Soviet ideas, expectations, scenarios, etc. The system of “vnye” discourses and milieus, in the scholar’s opinion, explains the sudden collapse of the invincible Soviet system: “although the system’s collapse had been unimaginable before it began, it appeared unsurprising when it happened. (1)

    Furthermore, Soviet culture, since the 1920s and until the 80s, has been creating a whole rogue’s gallery of attractive and winning cynics and non-conformists, brilliantly defeating the system. This cultural trope spectacularly manifested the “power of the powerless” to use Vaclav Havel’s famous formulation. Literary and cinematic works about such characters enjoyed cult status, while belonging to official and non-official culture alike, from personages like Ostap Bender from Ilf and Petrov’s diptych of satirical novels The Twelve Chairs (1928) and The Golden Calf (1932) – both the subjects of multiple films,  and the suite of demons accompanying the Devil Woland in Mikhail Bulgakov’s famous novel The Master and Margarita (written mainly in the 1930s, first published in 1966) to the authors and characters of Russian postmodernism, including the aforementioned Moscow to the End of the Line with its philosophizing trickster in the center, to Dmitrii Prigov, who had been constructing his cultural personality as a trickster’s ploy, throughout his entire career.

    In my book Charms of the Cynical Reason (Lipovetsky 2011), I argue that the figure of the trickster in Soviet culture played a dual role. On the one hand, s/he provided cultural legitimacy to Soviet cynicism, even lending it the aura of artistry. The cynical split- or multi-personality may have been essential to survive and endure enforced participation in the grey economy and society. But, as a rule, this was accompanied by feelings of guilt and shame, compounded by the official Soviet rhetoric which demonized bourgeois conformism and interest in material comfort. The charming and versatile Soviet tricksters removed the feelings of guilt that Soviet readers and spectators might experience, turning the battle for survival into a jolly game exposing contradictions between official Soviet rhetoric and mundane survival.

    On the other hand, in full correspondence to Sloterdijk’s thesis that “Cynicism can only be stemmed by kynicism, not by morality” (194), the artistic and non-pragmatic trickster playfully mocked and demolished widespread cynical discourses and practices. By the term “kynicism” the philosopher defines non-pragmatic, scandalous and artistic aspects of cynicism – exactly those that the Soviet tricksters embodied.  Thus, the lineage coming from Soviet tricksters finds its direct continuation in Sorokin’s scandalizing use of scatological and cannibalistic motifs in his writings. Voina’s cynical performances include such “cynical” acts as stuffing a frozen chicken up a vagina or simulating the lynching of immigrants in a supermarket. Pussy Riot with their punk-prayer in the main Moscow cathedral appear to be true  heirs to this tradition, adding new edges of political, religious, and gender critique to the trickster’s subversion.

    Thus, the “genius” of the Putin/Surkov system lies in the balancing of conformity and subversion associated with refurbished and even glamorized late Soviet cynicism.  Yet, neither Surkov, nor Pomerantsev realize that a balance based on cynicism is unstable precisely due to the self-subversive nature of the latter.  This balance was disturbed in 2011 by the excessive cynicism of Putin and Medvedev’s “switcheroo” that generated a wave of protests lasting until May 6,  2012 (the day prior to Putin’s third inauguration), when a rally at Bolotnaya Square was brutally dispersed by the police.  Notably, this protest movement was distinguished by a very peculiar – cynical or tricksterish –brand of humor. For example, when the President compared the white ribbons of the protestors with condoms, the crowd  responded by proudly carrying a huge, ten-meter long condom at the next protest. Pussy Riot’s punk prayer  requesting the Mather of God to force Putin away,  appeared as an inseparable part of this movement.[3]

    Troubled by these reactions, the regime responded in an increasingly aggressive and conservative way: from imprisoning Pussy Riot and the participants of peaceful demonstrations, to homophobic laws, from the introduction of elements of censorship to the discrediting, persecution, and  simply assassination of prominent liberal politicians, from the  elevation of the  Russian Orthodox Church as the ultimate authority in culture and morality, to the promotion of  a filtered “heroic history” as opposed to “negative representations” of the Russian and Soviet past;  from rabid anti-Americanism to the general promotion of anti-liberal sentiment, etc.  Spurred by the Ukrainian revolution, this trend in 2014 transformed into the active implementation of imperialist dreams, along with a nationalist and anti-Western media frenzy,  and a paranoid quest for enemies both foreign and domestic.

    All these tendencies clearly match Umberto Eco’s well-known criteria of Ur-Fascism. First and foremost, the cult of tradition (the infamous “spiritual bonds” about which Putin and his cronies like to speak so much), the  rejection of modernism (in this case, postmodernism  – as exemplified not only by the persecution of Pussy Riot, but also by pogroms of exhibitions of contemporary art, or the scandal around an experimental production of Wagner’s Tannhäuser in Novosibirsk); the macho cult of action for action’s sake (in a diapason from Putin;s naked torso to the Sochi Olympics as the main even in contemporary Russian history); “popular elitism” along with contempt for parliamentary democracy and liberalism (“Gayrope”!);  and of course,  nationalism enhanced by “the obsession with a plot, possibly an international one” (Eco 1995, 7).

    However, Eco did not mention that fascism can be born from an excess of cynicism turning on itself. This transition has been most illuminatingly described by Sloterdijk, when he discusses the birth of Nazism from the joyfully cynical atmosphere of the Weimar republic. He argues that fascism positions itself as the enemy of ambivalence, histrionics and deception, supposedly overcoming the cynical components of culture.  It does so through the promotion of a radically primitive and reductionist conservative mythology, which is presented as a modern tool capable of releasing modernity from its controversial and demoralizing effects.

    However, as the philosopher demonstrates, fascism also represent the highest manifestations of cynical culture.  First, according to Sloterdijk, Nazi mythology originates from the same philosophical premises as cynical culture: “In their approach, they are all chaotologists.  They all assume the precedence of the unordered, the hypercomplex, the meaningless, and that which demands too much of us.  Cynical semantics … can do nothing other than to charge order to the account of cultural caprice or the coercion toward a system” (399).  Second, in totalitarian culture, theatricality becomes a crucial weapon of political warfare through the orchestrated representation of the leader and the aesthetics of mass political spectacles. The performance of the power’s transcendental status, which is guaranteed by messianic ideology, as well as by spectacles of national unity that cover up constant, “tactical” ideological shifts, struggles within the upper echelons of power, the appropriation of “alien” ideological doctrines and practices etc., is no less important here.

    Pomerantsev’s  analysis deeply correlates with these observations. Russian media generously uses the word “fascists” typically applying it to the Ukrainian authorities and sometimes to Western countries, yet they use this word as an empty signifier, a universal label for everything “alien” and dangerous.  Pomerantsev never uses this word, yet, Nothing Is True…  compellingly documents the rise of fascism in Post-Soviet Russia (however postmodern it might be).

    Pomerantsev’s book is about fascism of a new kind, which existing political radars fail to detect and thus overlook, which is able to mimic western discourse, while thoroughly opposing it.  This fascism is armed with the “hyperreality of simulacra” (instead of mere theater) and promotes its “traditional values” with an openly cynical smirk. It also effectively transforms the cynical negation of truth into a foundation for a new political paranoia, and masterfully adopts a liberal rhetoric when needed. In Pomerantsev’s words:  “This is a new type of Kremlin propaganda, less about arguing against the West with a counter-model as in the Cold War, more about slipping inside its language to play and taunt it from inside” (57).

    Only on the surface does this new fascism resemble Stalinism or late Soviet culture, in fact, it is a new phenomenon: unlike them, it is deeply embedded in capitalist economic, media and cultural regimes. It is no longer based on a clear ideology, but to use Pomerantsev’s incisive formula, on “the culture of zero gravity”, it  successfully utilizes capitalist mechanisms and liberal rhetoric,  donning fashionable masks, including postmodern ones. Pomerantsev’s book warns the Western world that a monster has arisen within its own global cultural discourse.  This monster rises in contemporary Russia, but it can rise elsewhere: this is why Pomerantsev and Weiss call Russia “an avant-garde of malevolent globalization”.  At the very least, this means that the country and its current situation deserves very close and very well informed attention and that those resisting this new fascism within Russia, in culture, politics, or society, deserve the whole-hearted support and understanding of the rest of the world.

    Notes

    [1] Tellingly in The New York Times  review of Pomerantsev’s book, Miriam Elder noticed the absence of Putin, but nevertheless reduced stories of its diverse characters to the cliché: “they’re characters playing parts in the Kremlin’s script” (Elder 2014). It is little wonder that the reviewer chastises Pomerantsev for not writing about “Russia’s long and tortured history with authoritarianism”, i.e., Russia’s alleged authoritarian “habit”.

    [2] For all quotations from Pomerantsev’s book, I am using the 2015 edition.

    [3] Ilya Gerasimov in his brilliant analysis of a popular rock singer Sergei Shnurov, who has been considered an epitome of post-Soviet cynicism, shows how his songs of 2012-14 have transformed cynicism into a self-critical discourse (see Gerasimov 2014).

    Works Cited

    • Stephen Castle 2015. “A Russian TV Insider Describes a Modern Propaganda Machine.” The New York Times, February 13, http://www.nytimes.com/2015/02/14/world/europe/russian-tv-insider-says-putin-is-running-the-show-in-ukraine.html
    • Guy Debord 1995. The Society of the Spectacle, transl. by Donald Nicholson-Smith (New York: Zone Books).
    • Masha Gessen 2014. Words Will Break Cement: The Passion of Pussy Riot (New York: Riverhead Books).
    • Lev Gudkov and Boris Dubin 2001.  “Obshchestvo telezritelei: massy i massovye kommunikatsii v Rossii kontsa 1990-kh, “ Monirtoring obshchestvennogo mneniia,  2 (52),  March-April: 31-44.
    • Miriam Elder 2014. “Nothing Is True and Everything Is Possible by Petr Pomerantsev. The New York Times, November 25, http://www.nytimes.com/2014/11/30/books/review/nothing-is-true-and-everything-is-possible-by-peter-pomerantsev.html?_r=0
    • Umberto Eco 1995. “Ur-Fascism,” The New York Review of Books,  June 22, http://www.pegc.us/archive/Articles/eco_ur-fascism.pdf
    • Evgeny Dobrenko 1997. The Making of the State Reader: Social and Aesthetic Contexts of the Reception of Soviet Literature (Stanford: Stanford University Press).
    • Sheila Fitzpatrick 2005. Tear Off the Masks!: Identity and Imposture in Twentieth-Century Russia (Princeton: Princeton University Press).
    • Ilya Gerasimov 2014. “Lirika epokhi tsinicheskogo razuma,” http://net.abimperio.net/node/3353
    • Evgenii Iasin 2005. Prizhivetsia li demokratiia v Rossii. Moscow: Novoe izdatel’stvo.
    • Nadia Kalachova 2014. “Piter Pomerantsev: ‘Zapad legko verit v to, chto Ukrainy ne sushchestvuet’.” LB.ua, April 1.  http://www.interpretermag.com/wp-content/uploads/2015/07/PW-31.pdf
    • Oleg Kharkhordin 1999. The Collective and the Individual in Russia: A Study of Practices. (Berkeley, Los Angeles, London: University of California Press).
    • Mark Lipovetsky 1999.  Russian Postmodernist Fiction: Dialogue with Chaos (Armonk, NY: M.E. Sharpe).
    • Mark Lipovetsky 2008.  Paralogies:  Transformations of the (Post)Modernist Discourse in Russian Culture of the 1920s-2000s (Moscow: Novoe Literaturnoe Obozrenie).
    • Mark Lipovetsky 2011. Charms of the Cynical Reason: The Transformations of the Trickster Trope in Soviet and Post-Soviet Culture (Boston: Academic Studies Press).
    • Mark Lipovetsky 2014. “Breaking Cover: How the KGB became Russia’s favorite TV heroes?”  The Calvert Journal,  April 30, http://calvertjournal.com/comment/show/2433/the-rise-of-kgb-television-series
    • Joseph Natoli and Linda Hutcheon 1993. A Postmodern Reader (New York: State University of New York).
    • Viktor Pelevin 2002. Homo Zapiens, transl. by Andrew Bromfield (New York and London: Viking).
    • Petr Pomerantsev 2011. “Putin’s Rasputin.” London Review of Books.  October (30:20), http://www.lrb.co.uk/v33/n20/peter-pomerantsev/putins-rasputin
    • Petr Pomerantsev 2011a. “The BBC’s Foreign Language Cuts Are Britain’s Loss.” Newsweek, April 3. http://www.newsweek.com/bbcs-foreign-language-cuts-are-britains-loss-66439
    • Petr Pomerantsev and Michael Weiss 2015. “The Menace of Unreality: How the Kremlin Weaponizes Information, Culture and Money.” A Special Report presented by The Interpreter, a project of the Institute of Modern Russia. http://www.interpretermag.com/wp-content/uploads/2015/07/PW-31.pdf
    • Kristina Rotkirch 2008. Contemporary Russian Fiction: A Short List. Russian Authors Interviewed by Kristina Rotkirch, ed. by Anna Ljunggren, transl. by Charles Rougle (Evanston: Northwestern University Press).
    • Peter Sloterdijk 1987. Critique of Critical Reason, trans. Michael Eldred (Minneapolis: University of Minnesota Press).
    • Dmitrii Volchek 2012. “Iskusstvo, pobezhdaiushchee strakh,” Radio Svoboda, May 16, www.svoboda.mobi/a/__/24583384.html
    • Slavoj Žižek 1997. The Plague of Fantasies (London, New York: Verso).
    • Slavoj Žižek 2001. Did Somebody Say Totalitarianism? Five Interventions in the (Mis)Use of a Notion (London, New York: Verso).

    Mark Lipovetsky is Professor of Russian Studies at the University of Colorado-Boulder. He is the author of more than a hundred of articles and eight books. Among his monographs are Paralogies: Transformation of (Post)modernist Discourse in Russian Culture of the 1920s-2000s (2008) and Charms of Cynical Reason: The Transformations of the Trickster Trope in Soviet and Post-Soviet Culture (2011).

  • David Tomkins – Assuming Control: Spielberg Rewires Ready Player One

    David Tomkins – Assuming Control: Spielberg Rewires Ready Player One

    by David Tomkins

    I.

    Ernest Cline’s bestselling novel Ready Player One (2011) envisions a future ravaged by war, climate change, famine, and disease in which most lived experience takes place in an immense multi-player virtual reality game called the OASIS. Created by James Halliday, an emotionally stunted recluse obsessed with 1980s pop culture, the OASIS promises relief from real world suffering by way of a computer-generated alternative reality overflowing with ‘80s pop culture references. Cline’s novel follows teenager Wade Watts on an adventure to locate the digital “Easter egg” that Halliday buried deep within the OASIS shortly before his death. Those seeking the egg must use three hidden keys (made of copper, jade, and crystal, respectively) to open secret gates wherein players face challenges ranging from expertly playing the arcade game Joust to flawlessly reenacting scenes from Monty Python and the Holy Grail. The first person to find the egg will inherit Halliday’s fortune, gain controlling stock in his company Gregarious Solutions, and assume control of Halliday’s virtual homage to the ‘80s, the OASIS.

    Rich in the ‘80s nostalgia saturating popular entertainment in recent years, and with a particular reverence for Steven Spielberg’s ‘80s corpus, Cline’s novel attracted legions of readers upon publication and became an instant best seller.[1] The signing of Spielberg to direct and produce the film version of Ready Player One underscored the treatment of Spielberg’s films in the novel as quasi-sacred texts, and generated a kind of closed feedback loop between textual and visual object.[2] Shortly before the film went into production, Cline told Syfy.com that it was “still hard for [him] … to wrap [his] … head around Steven Spielberg directing this movie,” in part, because the director showed himself to be such a huge fan of Cline’s novel, arriving at pre-production meetings with a paperback copy of Ready Player One containing dozens of notes regarding moments he wanted to include in the film.[3]

    But none of these moments, it turns out, included references to Spielberg’s earlier films. In fact, Spielberg made it a point to remove such references from the story. In 2016, Spielberg told Collider.com that he decided to make Ready Player One because it “brought [him] back to the ‘80s” and let him “do anything [he wanted] … except for with [his] own movies.”[4] “Except for the DeLorean and a couple of other things that I had something to do with,” [5] Spielberg added, “I cut a lot of my own references out [of the film].”[6] One can read Spielberg’s decision simply as an attempt to avoid self-flattery—a view Spielberg appears keen to popularize in interviews.[7] But equally compelling is the idea that Spielberg felt at odds with the version of himself celebrated in Cline’s novel, that of the marketable and broadly appealing director of block-busters like Jaws, E.T., and Raiders of the Lost Ark—in other words, the Spielberg of the ‘80s. Over the last twenty-five years, Spielberg has largely moved away from pulp genres toward a nominally more “serious,” socially conscious direction as a filmmaker (recent family-friendly films such as The BFG and The Adventures of Tintin notwithstanding). Ready Player One, however, a science fiction movie about teenage underdogs coming of age, sits comfortably among the films of Spielberg’s early canon—the deeply sentimental, widely appealing family-oriented films generally understood to have shaped the landscape of contemporary Hollywood.

    The tension between early and late Spielberg in Ready Player One is among the driving forces shaping the director’s adaption of Cline’s novel. By removing most references to himself from the film, Spielberg not only rewrites an important aspect of the source material, he rewrites American cinematic history of the last 40 years. Jaws, Close Encounters, E.T., the Indiana Jones films—these works are in certain ways synonymous with ‘80s pop culture. And yet, in making a movie about ‘80s nostalgia, Spielberg begins by pointing this nostalgia away from its most famous and influential director. This self-effacing act, which effectively erases the Spielberg of the ‘80s from the film, and by extension from the era it commemorates, belies the humility animating Spielberg’s public comments on self-reference. Spielberg saturates Ready Player One—as Halliday does the OASIS—with a meticulously crafted self-image, and what’s more, affords himself total control over the medium wherein (and from which) that image is projected. Spielberg paradoxically rewrites popular memory as a reflection of his own preoccupations, making Ready Player One a film in which the future the audience is asked to escape into is defined by Spielberg’s rewriting of the cinematic past.

    Central to Spielberg’s project of recasting ‘80s nostalgia in Ready Player One is an attempt to recuperate figures of corporate or governmental power—entities unlikely to have faired well in his ‘80s work. From the corrupt Mayor Vaughn in Jaws, to the pitiless government scientists in Close Encounters and E.T., to the bureaucrats who snatch Indy’s prize at the end of Raiders of the Lost Ark, figures in elite institutional positions typically pose a threat in early Spielberg. What’s more, in E.T., as well as Spielberg-produced films like The Goonies, these figures commit acts that compel young characters to take heroic, rebellious action. But in portraying Halliday as a meek, loveable nerd in Ready Player One, Spielberg introduces something new to the classic Spielbergian playbook that has implications not only for how we understand Spielberg’s ‘80s films, but also for how Ready Player One situates itself vis-à-vis contemporary pop culture. In Cline’s novel, Halliday comes across as a trickster figure in the mold of Willy Wonka—so much so that one of the first rumors to emerge about Spielberg’s adaptation of Ready Player One was that the director had coaxed Gene Wilder out of retirement to perform the role. Not only did that rumor turn out to be baseless, but the characterization of Halliday in Spielberg’s film neutralizes the faintly sinister underpinnings of Cline’s portrayal, replacing them with a goofy innocence, and an insistence—informed as much by contemporary celebrity worship as by Spielberg’s own status as an elder statesman of Hollywood—that the audience sympathize with, rather than despise, the all-powerful multi-billionaire.

    Halliday’s vast corporate empire, his incalculable wealth, the extraordinary political and cultural power he undoubtedly wields as the creator of an entertainment technology juggernaut—none of these things factor into Spielberg’s portrayal. Rather, Spielberg’s film compels us to pity Halliday, to see him as someone who has suffered, someone whose genius has denied him the kind of emotional life that we, the audience, take for granted (or that Spielberg wants us to take for granted, as the rich emotional interiority he imagines is itself a construct). Given that both Halliday (in Cline’s novel and Spielberg’s film) and Spielberg (in the real world) share global renown as authors of popular entertainment, it’s unsurprising that Spielberg would sympathize with the character. After all, the name Spielberg, whether cited in a production or directorial capacity, or as a generic descriptor (“Spielbergian”), suggests  “a mélange of mass appeal, sentiment and inchoate childlike wonder”—a description one could easily imagine applied to the OASIS.[8] But what is surprising is that Spielberg redeploys the sentimentality of his early work in Ready Player One to affirm the vertical social organization and imperialist ideology those films, at least on the surface, appear to attack.

    The truth-to-power ethos of Spielberg’s ‘80s corpus is enlisted in Ready Player One to sentimentalize the corporate overlord’s yearning to protect his product and control his legacy. Similar to how the rebel struggle against the evil empire in George Lucas’s Star Wars films ultimately reinforces another corporate empire (Lucasfilm), Spielberg’s early rebellions—which were never all that “radical” to begin with, given Spielberg’s fondness for traditional hetero-normative social structures—fold in on themselves in Ready Player One, readjusted to serve the film’s confirmation of neoliberal ideology and corporate sovereignty. What looks superficially in Ready Player One like a toning down of Spielberg and a celebration of Cline is in fact Spielberg through and through, but with the ironic upshot being the recuperation of institutional and corporate power, the affirmation of existing class structures, and a recasting of the heroic rebellions one finds in Spielberg’s early work as far more conservative.

    Unlike Spielberg’s film, Cline’s novel focuses a great deal on Halliday’s astonishing wealth, and it’s clear that for “gunters”—characters like Wade in search of Halliday’s egg—the acquisition of Halliday’s wealth is easily as important as gaining control of the OASIS. Wade, like most characters in Cline’s novel, is dirt poor: he, like millions of others, lives in a broken down mobile home stacked, along with dozens of others, hundreds of feet high. The world Cline describes is one of abject poverty: while the vast majority of people have next to nothing, Halliday, and a handful of corporate overlords like him, possess all the wealth, and wield all the power. This is not to overstate Cline’s interest in class in Ready Player One; indeed, he spends precious little time exploring the penurious world outside Halliday’s OASIS. Like his characters, it’s clear that Cline can’t wait to get back to the OASIS. But in Spielberg’s film, the at-best perfunctory acknowledgement of class dynamics seen in Cline’s novel is utterly ignored. Instead, Spielberg asks us to empathize with Halliday, maybe even to identify with him as much as—if not more than—we do with Wade.

    Rather than encouraging us to revile the corporate overlord responsible for impoverishing the world and controlling the lives of the story’s youthful heroes, Ready Player One stands out among Spielberg’s oeuvre (and recent Hollywood films generally) for the way it recasts the “innocent” teenager Spielberg marketed so effectively as an implicit bulwark against oppressive powers in the ‘80s as a figure sympathetic to the dominant, unassailable corporate forces of the future.[9] Whereas in Cline’s novel Wade suggests using his newfound wealth to “feed everyone on the planet,” and to “make the world a better place,” Spielberg glosses over Wade’s windfall entirely, focusing instead on what Wade’s acquisition of the OASIS allows him to take away from—rather than give to—the powerless masses. In effect, the wayward teenagers of Spielberg’s corpus mature into a kind of “ghost in the machine” of capital.

    The control Spielberg wishes to exert—over audiences, the film, the ‘80s—is perhaps most evident in the final moments of Ready Player One. As the film draws to a close, main character Wade speaks of disengaging from the OASIS to delight in the sensory and emotional experiences accessible only in the real world. In the novel, Cline similarly concludes with Wade revealing that “for the first time in as long as [he] could remember, [he] … had absolutely no desire to log back in to the OASIS”.[10] But in Spielberg’s hands, Wade’s newfound ambivalence about the OASIS has broader implications, as Wade, who ultimately wins control of the OASIS, sets limits on its availability, effectively forcing the tech-addled masses of 2045 to accept, as Wade now does, that “people need to spend more time in the real world.”[11]

    However, the restrictions that Wade—and by extension Spielberg—puts in place fail to do this; rather, they reveal the film’s great irony: that Spielberg asks audiences to discover an empathetic, authentic reality in the context of a simulated world that he, Spielberg, creates (and, it is implied, that he alone could create). By adding to Wade’s character a strong inclination toward hetero-normative romantic connection in the real world, and by directing Wade to downgrade public access to the OASIS so that its millions of users may find “real” love, Spielberg invites his audience to seek out and prioritize “authentic” humanity in contrast to that offered in the OASIS. But Spielberg does so by positing as authentic a simulation of human connection, which he then presents as the corrective not only to the film’s characters’ obsession with technology, but also to that of contemporary western society. In doing so, Spielberg attempts to situate himself apart from peddlers of artificiality like Halliday (with whom he nevertheless clearly identifies). But instead he succeeds, despite his lifelong preoccupation with celebrating and stirring human connections and emotions, in becoming the master generator of simulacra. Ultimately the film’s viewers find themselves absorbed into the position of the creator of the OASIS, so that the absence of specific references to Spielberg’s early films conceals a remaking of the entire world of the film in Spielberg’s image.

    II.

    In the film’s final scene, Spielberg assembles numerous sentimental cues to soften Wade’s mandate that users henceforth limit their time in the OASIS, thus making his demands appear more altruistic than draconian. As the camera pans across what appears to be Wade’s spacious new apartment (a significant step up from the cramped trailer he lived in previously), we see Wade and his recently acquired girlfriend Samantha sharing a kiss as he explains in a voice-over his plans for the OASIS, and as the ‘80s pop of Hall and Oates’s “You Make My Dreams Come True” gradually dominates the soundtrack. While neither the voice-over nor the establishment of the romantic couple are particularly common tropes among Spielberg’s endings overall, the collision of familial sentimentality and budding romance we see in Ready Player One nevertheless recalls several of Spielberg’s endings from the late ‘70s and early ‘80s in films like Close Encounters, E.T., and Indiana Jones and the Temple of Doom.[12]

    In anticipation of this highly sentimental ending, the film drastically accelerates the pace of the pair’s relationship: in the novel, they don’t meet in the real world until the last few pages, and their relationship—at least as far as Samantha is concerned—seems at best a work in progress. But Spielberg brings Wade and Samantha together in the real world halfway through the film, and makes their romantic connection a central concern. In doing so, and in explicitly depicting them in the final shot as a romantic couple, Spielberg creates contextual support for the argument he clearly wishes to make: that real world romance, rather than virtual game play, makes “dreams come true.” But even if this is so for Wade and Samantha, there’s little evidence to suggest that OASIS addicts around the world have had a similar experience. The suggestion, of course, is that they will—once they’re forced to.

    Not only do Wade’s new rules for the OASIS disregard the social upheaval that the narrative all but ensures would take place, they also aggressively elide the anti-social foundation upon which the OASIS was conceived. In an earlier scene, Halliday reveals that he created “the OASIS, because [he] … never felt at home in the real world,” adding that he “just didn’t know how to connect with the people there.” Whether simulations of Atari 2600 games like Adventure or of movie characters like Freddie Kruger, the contents of the OASIS are not only replicas, they’re replicas of replicas—virtual manifestations of Halliday’s adolescent obsessions placed in a world of his own making, and for his own pleasure. One “wins” in the OASIS by collecting virtual inventories of Halliday’s replicas, and gains social significance—in and outside the OASIS—according to what (and how much) one has collected.

    Despite cautioning Wade to avoid “getting lost” in the OASIS and revealing that, for him, the real world is “still the only place where you can get a decent meal,”[13] Halliday stops short of amending the central function of the OASIS as a replacement of, rather than supplement to, human interaction in the real world. Meanwhile, Wade’s parting words in the film limiting access to the OASIS point spectators toward an artificial reality of Spielberg’s making that is deeply invested in hiding its own artifice, and that punctuates a series of rewritings that remove Spielberg references from the film while simultaneously saturating it with his presence. At the same time, Spielberg ensures that the spectator’s sense of the ‘80s conforms to his own preoccupations, which themselves took hold in the context of the increasingly aggressive corporatization of the film industry that took place during this period. Consequently, the nostalgic universe generated in the film offers no exit from Spielberg, despite the absence of his name from the proceedings.

    The film rehearses this paradox once again in its treatment of Halliday’s end, which differs significantly from that of the novel. Arguably Spielberg attempts to secure his controlling presence—both in the film, and of cinematic history—by leaving ambiguous the fate of the OASIS’s creator. Although in both the book and the movie Halliday’s avatar Anorak appears to congratulate Wade (known as Parzival in the OASIS) on acquiring the egg, Cline describes an elaborate transfer of powers the film all but ignores. Upon taking Anorak’s hand, Wade looks down at his own avatar to discover that he now wears Anorak’s “obsidian black robes” and, according to his virtual display, possesses “a list of spells, inherent powers, and magic items that seemed to scroll on forever.”[14] Halliday, now appearing as he often did in the real world with “worn jeans and a faded Space Invaders T-shirt” comments, “Your avatar is immortal and all-powerful.”[15] Moments later Cline writes:

    Then Halliday began to disappear. He smiled and waved good-bye as his avatar slowly faded out of existence … Then he was completely gone.[16]

    Under Spielberg’s direction, this scene—and in particular Halliday’s exit—play out very differently. While we are made aware of Wade’s victory, his avatar’s appearance remains unchanged and there’s no mention of Wade gaining all-powerful immortality. And whereas Cline explicitly refers to the image of Halliday that Wade encounters as an avatar—and therefore a program presumably set to appear for the benefit of game’s victor—the film goes out of its way to establish that this image of Halliday is nothing of the sort. When Wade asks if Halliday is truly dead, the image responds in the affirmative; when asked if he’s an avatar, the image replies no, and doesn’t respond at all to Wade’s final question, “what are you?” Instead Halliday’s image, accompanied by another image of his childhood self, walks silently through a doorway to an adjacent room and closes the door.

    Rather than supplanting himself with a younger overlord and “fading out of existence” as he does in the novel, Spielberg’s Halliday remains part of the world he created, hesitant to relinquish full control. Closing the door behind him may signify an exit, but it doesn’t preclude the possibility of a return, especially given that neither he nor Wade locks the door. In place of closure, Halliday’s departure, along with his acknowledgement that he’s neither real nor simulation, suggests a more permanent arrangement whereby Halliday remains the animating essence within the OASIS. Halliday cannot “fade out of existence” in the OASIS because he effectively is the OASIS—its memory, its imagination, the means through which its simulations come to life. Whereas in the novel, Anorak’s transferal of power to Wade/Parzival suggests an acquisition of unadulterated control, the film proposes an alternative scenario in which Halliday’s creative powers are not fully transferable. In order for the OASIS to function, the film implies, Halliday must somehow remain within it as a kind of guiding force—a consciousness that animates the technological world Halliday created.

    By replacing the simulation of Halliday that Wade encounters at the end of the novel with a mysterious deity figure taking up permanent residence inside the OASIS, Spielberg betrays a level of affection for the multi-billionaire world builder reminiscent of his treatment of the John Hammond character in Jurassic Park (1993). In that film, Spielberg spares the life of the deadly park’s obscenely wealthy creator and CEO—portrayed with jolly insouciance by Richard Attenborough—despite being ripped to pieces by dinosaurs in Michael Crichton’s novel of the same name. In Ready Player One Spielberg ups the ante, allowing the world builder and corporate overlord to ascend to godly status, therefore ensuring that while the OASIS exists, so will its creator Halliday.

    III.

    In contrast to the clear-cut usurpation of the eccentric billionaire by the indigent but tenderhearted teenager seen in Cline’s novel, the movie version of Ready Player One asks audiences to accept a more opaque distribution of controlling interests. While on the one hand the film presents the OASIS as a site of emotional suppression wherein users—following Halliday’s example—favor artificial stimulation over real world emotional connection, it also insists viewers recognize that Halliday created the OASIS in response to real world emotional trauma. The film uses this trauma to neutralize the class distinctions between Wade and Halliday that the novel highlights, and asks spectators to view both characters through a lens of universalized emotional vulnerability. The film then uses this conception of emotional trauma to encourage spectators to sympathize and identify with the corporate billionaire, welcome his transcendence into technological deification, and accept Wade not as a usurper but as an administrator of Halliday’s corporate vision.

    But by magnifying the role social anxiety and fear of human intimacy played in creating the OASIS, the film also sets up the OASIS itself as, ultimately, a site of redemption rather than emotional suppression. Nowhere is this reworking of the OASIS more striking than during Wade’s attempt to complete Halliday’s second challenge. In a total overhaul of the novel, Wade (as Parzival) seeks clues unlocking the whereabouts of the Jade Key by visiting Halliday’s Journals, a virtual reference library located inside the OASIS. In the novel, gunters carefully study a digital text known as Anorak’s Almanac, an encyclopedia of ‘70s and ‘80s pop culture memorabilia compiled by Halliday and named after his avatar. The film replaces the almanac with a “physical” archive holding various pop culture artifacts of importance to Halliday, as well as memories of actual events in Halliday’s life. Crucially, like everything else in the OASIS, the contents of Halliday’s Journals are simulations created by Halliday based on his own memories.

    These memories appear as images carefully re-imagined for cinematic display: gunters watch Halliday’s “memory movies” via a large rectangular screen through which (or on which) the images themselves appear (or are projected) as a kind of three-dimensional hologram. Looking at the screen is to look into the environment in which the events occurred, as if looking through a wall. In the memory containing Halliday’s one and only reference to Karen Underwood—his one-time date, and the future wife of his former business partner Ogden Morrow—Halliday approaches what is essentially the “fourth wall” and, while not necessarily “breaking” it, peers knowingly into the void, signaling to gunters—and thus to spectators—that recognizing the significance of this “leap not taken” regarding his unrealized affection for Karen is crucial to completing the second challenge. Spielberg latches on to Halliday’s failure with Karen, making this missed romantic opportunity the site of significant lifelong emotional trauma, and the de facto cause of Halliday’s retreat into creating and living in the OASIS.

    Halliday’s archive also contains all of his favorite ‘80s movies, which appear as immersive environments that gunters may explore. Upon learning that Halliday, on his one and only date with Karen, took her to see Stanley Kubrick’s 1980 adaptation of Stephen King’s novel The Shining (1980), Wade (again, as Parzival) and his comrades (and the film’s audience) enter the lobby of the Overlook Hotel exactly as it appears in Kubrick’s film. The ensuing sequence is particularly revelatory in that we witness the camera gleefully roaming the interiors of Kubrick’s Overlook Hotel. Spielberg clearly delights in this scene, in the same way that Halliday, in Cline’s novel, relishes simulating the cinematic worlds of War Games and Monty Python and the Holy Grail. But in those cases, OASIS players must adopt one of the film’s characters as an avatar in order to show reverence by reciting dialogue and participating in scenes. In Cline’s novel, Halliday is interested in using reenactment to measure the depth of players’ devotion to Halliday’s favorite films.

    In Spielberg’s adaptation, however, Parzival enters Halliday’s simulation of The Shining not as part of the story, but as a spectator. In one sense, Spielberg’s Halliday opens cinema up to players, enabling them to remain “themselves” while interacting with cinematic environments to discover clues leading to the jade key and therefore victory in Halliday’s second challenge. The theory of spectatorship that the film seems to advance during this sequence insists that the real pleasure of cinema lies not in the passive watching of it, but in its imaginative regeneration and exploration. The spectator’s imagination has the ability to call up a cinematic memory, and to stage one’s own stories or scenes in the environments recalled there. To connect with a film is to hold it in one’s memory in such a way that in can be explored repeatedly, and in different ways.

    But while this conception of spectatorship appears to give viewers the ability to make cinema broadly their own, in fact, with Spielberg’s inhabiting of The Shining, we witness a specific transmutation of Kubrick’s text into an entry in Spielberg’s own corpus. In The Shining, Kubrick crushes those aspects of Stephen King’s narrative that would have importance for Spielberg, namely King’s interest in family trauma and intergenerational conflict. For Kubrick, the family is a scene of a pure violence that infects and corrodes the human capacity for empathy and rationality, thereby forcing violent action recursively back on itself. Kubrick’s film is clearly anti-Spielbergian in this sense, and yet in his replay of The Shining in Ready Player One, Spielberg does his own violence to Kubrick’s vision, taking control of the simulacrum and re-producing The Shining as a site of redemption, whereas in Kubrick it’s certainly not.

    After a series of gags that play some of Kubrick’s most haunting images—the twin sisters, the torrent of blood, the decaying women in room 237—for laughs, Wade finds himself in the ballroom of the hotel. Once there, the simulation of Kubrick’s film gives way to a new setting completely unique to Halliday’s imagination, wherein dozens of decomposing zombies dance in pairs, with a simulation of Halliday’s never-to-be love, Karen Underwood, being passed from zombie to zombie. To win the challenge, a player must figuratively make the “leap” that confounded Halliday, using small, suspended platforms, as well as zombie shoulders and heads, to make his way to Karen, whom he must then ask to dance. This challenge reveals to players, and to the audience, Halliday’s emotional vulnerability, highlighting his regret, and foreshadowing the lesson Spielberg imposes on viewers at the film’s end: namely, that audiences should see Halliday’s story as a cautionary tale warning against using technology to repress the need to connect with other human beings.

    Spielberg begins his adaption of Cline’s novel with another radical revision, substituting an action set piece—a car race—for an elaborate two-tier challenge wherein Wade must best a Dungeons and Dragons character playing the classic arcade game Joust and later recite dialogue from the ‘80s movie War Games starring Mathew Broderick. After several failed attempts, Wade discovers that in order to win the race he must travel backwards, a move clearly highlighting the film’s nostalgic turn to the ‘80s. Although this sequence features the film’s most overt reference to Spielberg’s ‘80s corpus in the form of Wade’s car, a replica of Marty McFly’s DeLorean from the Spielberg-produced film Back to the Future, more significant is the extremity of the challenge’s revision, and the fact that nothing within the film or Cline’s novel suggests that a big action spectacle with lots of fast cars might be at all in keeping with Halliday’s ‘80s pop culture preoccupations.

    More likely, given the affinity Spielberg shows throughout the film for redressing Halliday’s world in his own image, is that this sequence pays homage to Spielberg’s friend (and fellow Hollywood elder) George Lucas, whose own early corpus was defined, in part, not only by his film American Graffiti, but by his trademark directorial note, “faster and more intense”—a note this sequence in Ready Player One takes to heart. With this scene and the others mentioned previously, Ready Player One recasts “classic Spielberg” by shifting emphasis away from teenage innocents and toward corporate overlords with whom the story’s young heroes are complicit in the project of subjugation. What emerges is the supremacy and permanence of the corporate overlord whom Spielberg both identifies with and wishes to remake in his own image in such a way that the overlord’s world becomes a site for the Spielbergian values of homecoming and redemption rather than emotional repression aided by escape into simulacra. The irony being that the world of homecoming and redemption he offers is itself nothing other than cinema’s simulation.

    Bibliography

    Breznican, Anthony. “Steven Spielberg Vowed to Leave His Own Movies Out of ‘Ready Player One’—His Crew Vowed Otherwise.” Ew.com, March 22, 2018, http://ew.com/movies/2018/03/22/ready-player-one-steven-spielberg-references/.

    Cabin, Chris. “’Ready Player One’: Steven Spielberg Says He’s Avoiding References to His Own Movies.” Collider.com, June 22, 2016, http://collider.com/ready-player-one-steven-spielberg-easter-eggs/.

    Cline, Ernest. Ready Player One. Broadway Books: New York, 2011.

    Hunter, I.Q. “Spielberg and Adaptation.” A Companion to Steven Spielberg. Ed. Nigel Morris. Wiley Blackwell: West Sussex, 2017. 212-226.

    Kramer, Peter. “Spielberg and Kubrick.” A Companion to Steven Spielberg. Ed. Nigel Morris. Wiley Blackwell: West Sussex, 2017. 195-211.

    Nealon, Jeffrey T. Post-Postmodernism or, The Cultural Logic of Just-in-Time Capitalism. Stanford, CA: Stanford UP, 2012.

    Russell, James. “Producing the Spielberg ‘Brand.’” A Companion to Steven Spielberg. Ed. Nigel Morris. Wiley Blackwell: West Sussex, 2017. 45-57.

    Spielberg, Steven, Dir. Ready Player One. 2018.

    Walker, Michael. “Steven Spielberg and the Rhetoric of an Ending.” A Companion to Steven Spielberg. Ed. Nigel Morris. Wiley Blackwell: West Sussex, 2017. 137-158.

    Watkins, Denny. “Ernest Cline Geeks Out About Spielberg Adapting ‘Ready Player One.’” Syfy.com, May 2, 2016, http://www.syfy.com/syfywire/ernest-cline-geeks-out-about-spielberg-adapting-ready-player-one.

    Vinyard, Papa, “Be Ready for ‘Ready Player One’ in December 2017.” Ain’t it Cool News, August 6, 2015, http://www.aintitcool.com/node/72613.

    Notes

    [1] From remakes (The Karate Kid, Clash of the Titans) and sequels (Tron: Legacy, Wall Street: Money Never Sleeps) to original TV shows drawing on ‘80s cultural influences (Stranger Things, The Americans), ‘80s nostalgia has been exceedingly popular for the better part of a decade. Addressing the current ubiquity of the ‘80s, Jeffery T. Nealon argues that “it’s not so much that the ‘80s are back culturally, but that they never went anywhere economically,” adding, “the economic truisms of the ‘80s remain a kind of sound track for today, the relentless beat playing behind the eye candy of our new corporate world” (Post-Postmodernism).

    [2] When it was announced that Spielberg would adapt Ready Player One, entertainment journalists rejoiced, describing the move as a “return to ‘blockbuster filmmaking’” for Spielberg that would give Cline’s story both “street cred and … mainstream appeal” (Vinyard, “Be Ready for ‘Ready Player One’”).

    [3] Watkins, “Ernest Cline Geeks Out”

    [4] Cabin, “‘Steven Spielberg Says”

    [5] In both the novel and film, Wade’s avatar, known as Parzival in the OASIS, drives a simulation of the DeLorean featured in the Back to the Future films, which Spielberg produced.

    [6] Cabin, “Steven Spielberg Says”

    [7] Spielberg remarked in 2016 that, “[he] was very happy to see there was enough without [him] that made the ‘80s a great time to grow up” (Cabin, “Spielberg Says”), and in a 2018 interview with Ew.com Spielberg insisted, “I didn’t corner the ‘80s market … there’s plenty to go around” (Breznican, “Steven Spielberg Vowed”).

    [8] Russell, “Producing the Spielberg ‘Brand.’”

    [9] While it’s true, in both the novel and the film, that prohibiting corporatist Nolan Sorrento from acquiring the OASIS is a priority for Wade, what motivates him is not antipathy to capitalist enterprise, but rather the desire to preserve the “pure” capitalist vision of the OASIS’s corporate creator, Halliday. Averse to Sorrento’s plans to further monetize the OASIS by opening up the platform to infinite numbers of advertisers, Wade simply prefers Halliday’s more controlled brand of corporatism, which appears rooted in what Nealon would describe as “the dictates of ‘80s management theory (individualism, excellence, downsizing)” (5, Post-Postmodernism). The film likewise shares an affinity for heavily centralized, individualized, and downsized corporate control.

    [10] Cline, Ready Player One, 372.

    [11] Spielberg, Ready Player One.

    [12] Walker, “Rhetoric of an Ending,” 144-145, 149-150.

    [13] Spielberg, Ready Player One

    [14] Cline, Ready Player One, 363.

    [15] Cline, Ready Player One, 363.

    [16] Cline, Ready Player One, 364.

  • Dermot Ryan – In Defense of Principles: A Response to Joseph North

    Dermot Ryan – In Defense of Principles: A Response to Joseph North

    by Dermot Ryan

    This essay is part of a dossier on Joseph North’s Literary Criticism: A Concise Political History. Dermot Ryan reviewed North’s volume in January 2018. North responded here. This essay is Ryan’s reply to North’s response. 

    I am grateful to b2o: An Online Journal for providing a venue where Joseph North and I can discuss Literary Criticism: A Concise Political History (2017), North’s account of the history and future of literary studies. Like North, I consider disciplinary histories invaluable: not only to account for where we stand as a discipline and how we got here, but also to discern and propose new directions for our field. I share with him an interest in how we relate institutional and disciplinary histories to other historical narratives. For instance, I too am exercised by the question of how we might relate recent changes in universities generally (and in literature departments particularly) to the latest phase of capitalism analyzed by commentators under the moniker of neoliberalism. That said, I reviewed Literary Criticism because I think that its history of our discipline is flawed: it offers an inaccurate account that relies on a reductive historiographical model. Moreover, I am concerned that North’s account and the historical assumptions that undergird it do not serve the kind of left politics that North and I would appear to share.

    North’s response to my review reminded me that schoolboy errors (whether in the form of inadequate citation, vague attribution, or sloppy quotations) should be avoided as avidly in book reviews as in the books they are reviewing. North concludes his response by stating that he hopes for “critiques that engage with the arguments [he] actually make[s] – critiques that then offer, in response to those arguments, a rigorous and principled defense of the existing paradigm.” While I suspect that North was more concerned with discrediting me as a reader than engaging me as an interlocutor, I will take him at his word. Rather than get into the weeds (or in this case, the footnotes) with North, I will use this response to reengage with his book’s arguments. But I will disappoint North in one respect. I will not defend the “existing paradigm” because the paradigm as it is described by North is one hardly worth defending. Who would champion a straw man? Instead, I will take this opportunity to highlight my disagreements with him about how literary texts work, what literary scholars do, and how we tell the history of our discipline.

    Conscious of North’s claim that I have misunderstood and misrepresented his main argument, let me briefly restate it here. Literary Criticism: A Concise Political History is “an introduction to the lost ‘critical’ paradigm in literary studies, as well as an overview of the historicist/contextualist paradigm that has replaced it” (3). Since the discipline’s inception, North argues, the field’s central axis of dispute has been between critics and scholars, the key distinction being that the former treated the study of literature as an opportunity to intervene in culture, while the latter treated it as a means by which to analyze it (1-2). At some point in the late 1970s or early 1980s, North argues, the literary scholarship became the dominant mode (2). Since this “scholarly turn,” the majority of practitioners in the field have tended to “treat literary texts chiefly as opportunities for cultural and historical analysis,” replacing critical approaches, which tended to “treat literary texts as a means of cultivating readers’ aesthetic sensibilities” (2). While criticism developed close reading as “a tool with which to cultivate readers’ aesthetic sensibilities in something approaching a materialist sense” with the goal of more general cultural and political change, close reading under the historicist/contextualist paradigm entails a “focus on small units of text for the purposes of understanding what the text has to teach us about histories and cultures” (105-6).

    I want to pause here to note that in North’s schema, both paradigms and their attendant reading methods deploy the literary text as an instrument: the critic uses it as a means of fostering “new ranges of sensibility, new modes of subjectivity, new capacities for experience” (6); the scholar uses it as a means of analyzing history and culture. Neither approaches literary texts as ends in themselves. North never entertains the idea that the role of literary criticism and scholarship might be to figure out the way a text works—not as an instrument to facilitate the development of a reader’s aesthetic sensibility, not as evidence of the culture within which they were written and read (7)—but as a material event in its own right, whose constitutive powers we need to analyze. North thinks that the work of critics and scholars has been to figure out how to make a literary text work, not to figure out how it is working.

    For the sake of brevity, I will focus on his characterization of the ways scholars historicize. According to North, the majority of today’s scholars treat literary texts chiefly “as opportunities for producing knowledge about the cultural contexts in which they were written and read” (7). “In contrast to the nonspecialist reader,” North claims, “the majority of today’s literary scholarship is most interested in Woolf for what she can teach us about her time and place” (7). I genuinely don’t recognize these as descriptions of what literary scholars do. Rather than treat literary texts as records of a historical moment, historically-informed scholarship of any value makes visible the ways texts produce new values and meanings, new affects, new uses of language, new worlds, new practices, new ways of seeing, and new subjectivities. Scholars historicize in order to better see the complex and historically variable way a text, a genre, or a mode works. For instance, Kurt Heinzelman and Raymond Williams don’t analyze country house poetry as a more or less accurate record of the rural worlds they purport to represent. Rather, their work shows the manner in which the genre and its conventions make the notion of the country count by using the country to articulate new values or ratify existing ones, to produce actions, to foster and reproduce social relationships.

    Now obviously texts don’t read themselves. Texts get cooked up in and react with the bodies and minds of readers. Readers encounter texts in historically and geographically variable ways. Texts remain culturally active by being connected with other texts and mobilized in different ways, and these types of renewals will often involve educational institutions and disciplinary formations. So, literary historians also consider the history of a text’s reception: the concrete and historically variable ways it has been received and produced as a culturally active text. Indeed, we could think of North’s book as contributing to this work. Far from being in any tension with the kind of aesthetic education North is advocating, this kind of historically informed scholarship is a prerequisite to a robust and sensitive encounter with a text’s full complexity. When North characterizes the purpose of historical scholarship of the last thirsty years, he fails to acknowledge the necessary and multifaceted ways scholars historicize literary texts for the purpose of reading them better.

    Having noted the manner in which North characterizes the majority of today’s literary scholarship, I want to turn to his historical account of the demise of criticism and the rise to dominance of scholarship. As I describe at some length in my review, North proposes an alternative tripartite historical narrative to the “pre- and post-Theory” narrative that he believes characterizes most accounts of literary studies. In his model, three periods in the history of literary criticism—I.A. Richards and his incipiently materialist account of the aesthetic; the New Critical project which replaced the materialist with an idealist aesthetic; and the current historicist/contextualist paradigm—map onto three moments in the history of capitalism (a crisis in capitalism between the wars; a Keynesian period of relative stability; and our moment in which the establishment of a neoliberal order followed the crisis of Keynesianism). North summarizes this insight in the following manner:

    When we track these three lines of thinking as they develop through the century, treating them as central to the discipline, something rather surprising emerges: it begins to look as though the history of literary studies since the 1920s falls roughly into three periods—three periods that match rather closely those of what I have called the “new periodization.” (14)

    In my review, I had some fun at North’s expense for his coining of the phrase the “new periodization.” North correctly points out that his coinage designates the division of the twentieth century into three periods, a division proposed by scholars across many disciplines, and not his own proposal for periodizing literary studies. Fair enough. As his response indicates, his book does propose a new way of periodizing the history of literary studies, one that maps his three periods in literary studies onto the aforementioned moments in the history of global capitalism. And North is silent on my critique of his model, which I think I am right in concluding posits that shifts in the social order determine shifts in the discipline. I read evidence of this “base/superstructure” historiographical model in his book’s claim that the “two paradigms of ‘criticism’ and ‘scholarship’ both serv[ed] real superstructural functions within Keynesianism” (17). Or again when he asks “what would one expect to find except that the history of the disciplines marches more or less in step with the underlying transformations of the social order?” (17). And finally, I see proof of a base/superstructure model in this formulation: “on a larger scale the discipline has stepped out its fundamental movement from paradigm to paradigm in close synchronization with the broader advance of the social order itself from phase to phase. This has always of course been the historical materialist line in theory, but to my mind it has not often been taken seriously enough on the ground” (196).

    Those of us on the ground might respond that the “historical materialist line” has itself a history, and North’s model of a set of cultural practices shifting from paradigm to paradigm in synchronization with the broader advance of the social order is just one version of Marxist historiography, one that has been subjected to a robust critique by Williams and many others. When North quarantines literary studies outside “the social order” and then claims that this field is determined by “the broader advance of [that] social order,” the constellation of social and material practices that actually constitute the field become epiphenomenal and cannot be investigated as active elements in a larger material social process. Nor can we recognize that these practices possess their own dynamics; dynamics that extend far beyond the ability to speed up, slow down, resist, or accommodate the “underlying transformations in the social order” (17). Let me be clear here that I am not proposing anything like “the relative autonomy” of universities understood as part of the social order’s superstructure with respect to the base. Universities are not only integral parts of the knowledge economy; they are also central to the reproduction of capital’s value-producing commodity: skilled and disciplined labor power. Rather, I am suggesting that all models of determination that identify and prioritize a reified “social order” and then confine whole bodies of social and material practice to a superstructure will always account for changes in those social and material practices by reference to dynamics in another realm (the economy; the social order).

    There are real hegemonic struggles taking place over a wide range of social and material practices in universities: we might consider the manner in which the extension of “learning outcomes” disciplines not only students but also faculty; or the increasing role of assessment in driving educational priorities; or the role student debt plays in producing a submissive labor force; or the ways in which the outsourcing of literacy instruction to graduate and adjunct labor is restructuring the political economy of the humanities; or the impact true cost accounting and data-driven decision making is having on the curricula of majors within the humanities. Each item in this list can be investigated as an instance of neoliberalism, defined as the shifting of the state and public institutions from sites of social provision to sites of monetization, surveillance, and control. At a disciplinary level, we could discuss the manner in which big data, digital humanities, the cognitive turn, the science/humanities partnerships undertaken by the environmental humanities, the discourse of the anthropocene, and big history might become sites of neoliberal revenue generation or cost sharing. But you wouldn’t gain insight into any of these practices and their potential to be recoded according to the logic of neoliberalism by prioritizing the transformation of a social order outside the political economy of the university. On the contrary, North’s approach leads to abstract “bird’s eye” formulations like the following:

    Williams’ sweeping critique of the project of “criticism” and of the associated categories of “literature” and the “aesthetic,” which at least in its early stages had been directed at a genuine target to the right, was turned to quite different ends when it was taken up in the very different environment of the United States in the 1980s and 1990s, at a moment when neoliberal forces within the university were systematically favoring the scholarly over the critical model of literary studies. In this newly professionalized and scientized context, the scholarly model of intellectual inquiry—intellectual work as knowledge-production, now usually conceived of within the discipline as the production of historical knowledge—was simply assumed to constitute the central task of literary study (99/100).

    I am not persuaded by North’s suggestion that neoliberalism favors scholarship because it treats “intellectual work as knowledge production” and that “in this newly professionalized and scientized context,” scholarship as knowledge production “was simply assumed to constitute the central task of literary study.”

    In my review, I objected to this claim by North on the grounds that critics and scholars alike have held that the production of knowledge is the central task of literary study since the discipline’s foundation. In his response, North takes exception to this part of my argument, pointing out that his opening chapter acknowledges as much. North adds that his “claim is certainly not that the neoliberal period saw the birth of literary scholarship” (a claim I never suggested he was making), but “that the neoliberal period saw the death of literary criticism.” Rather than clarify his argument, North uses his response as an opportunity to suggest I didn’t read the “first few pages of the first chapter” of his book. He spurns the opportunity to explain why neoliberal forces would favor the knowledge produced by scholars when we both agree that the commitment to professionalism and the scientific model of knowledge stretches back to the origin of the discipline and when we both accept that critics successfully argued that close reading was a method that produced new knowledge. This being the case, how did the demise of literary criticism impact neoliberalism’s elevation of scholarship? Was criticism somehow holding the disciplinary commitment to intellectual work as knowledge production in check (even as it claimed it was itself a kind of knowledge production)? If both scholars and critics framed the mission of literary studies as the production of knowledge, what was new about the knowledge production of the “historicist/contextualist” paradigm? Because he has chosen to impugn my abilities as a reader rather than clarify his own position, I will offer my own interpretation. I would suggest that the “historical materialist line,” as North understands it, requires that scholarship is dominant because it performs some kind of superstructural function. After all, the historicist/contextualist paradigm has been “pushed into position by more general political, economic, and institutional forces of a much harsher kind” (20). Why was this paradigm pushed into this dominant position? The only explanation I can find in North’s book is that the scholarship produced under the auspices of the historicist/contextualist paradigm “fits hand in glove with the model of specialized knowledge production that the thoroughly scientized neoliberal university assumes as the default” (188). In short, the “scientized neoliberal university” privileges “specialized knowledge production.” If North has a more persuasive reason for why neoliberal forces favor scholarship, he did not use his response to enlighten me.

    North claims that I have fundamentally misunderstood what he describes as “a fairly simple argument.” As I draw my own response to a close—having restated North’s position and my concern with it—I have a sinking feeling that North will remain unpersuaded of the fact that I understand his account and, as a result, won’t consider my objections to it. At this stage, if North and I disagree so fundamentally about the argument his book actually makes, I can only invite interested parties to read his book and decide for themselves.

     

  • Kenneth Gross – Review of Angus Fletcher’s “The Topological Imagination: Edges, Spheres, and Islands”

    Kenneth Gross – Review of Angus Fletcher’s “The Topological Imagination: Edges, Spheres, and Islands”

    by Kenneth Gross

    This essay has been peer-reviewed by the boundary 2 editorial collective. 

    Angus Fletcher. The Topological Imagination:  Edges, Spheres, and Islands. Cambridge, MA: Harvard University Press, 2016.

    The Topological Imagination:  Edges, Spheres, and Islands appeared in April of 2016, just half a year before Angus Fletcher’s death.  Topology is, in his view, principally “a theory of edges”—the edge being, like the horizon, something the mind invents and plays with, translates, dissolves, and hardens, rather than something merely found in nature.  Like all of Fletcher’s books, starting with Allegory:  The Theory of a Symbolic Mode (1964), this last book is centrally about the shape of our imagining, in this case our imagining of the earth and our own life on earth, the radicality of our place here.  It is in this “an essay in praise of the most unusual sphere ever imagined,” as he says at the close.  He means the earth, of course, but also our minds of earth, our earthly minds.  Indeed, the book asks us to re-imagine our imagining, to see better its shapes and stakes.  Fletcher wants to consider how the imagination takes in the nature of change and stability in change, also the imagination’s ambitions toward wholeness.  He wants to educate our imaginations in the need to embrace adaptive, emergent patterns of thought that yet honor the “bass note” of terrestrial existence, our ties to diurnal cycles.   It is, he writes, about “diurnal thinking,” a redeemed journalism such as he finds in the poetry of Walt Whitman, master of waveforms and lists, the “middle voice.”

    The book is complex, often daunting in its compression and rapid leaps of association.  Old preoccupations come into play throughout:  Giambattista Vico on the primitive poetry that shapes law, history, and culture (forms shaped as much by fear as desire); Samuel Taylor Coleridge on the haunted nature of thresholds and crossing thresholds; I. A. Richards (Fletcher’s cherished thesis advisor at Harvard) on the “disparity action” of metaphor, its way of marking strange difference as much as similarity.  You also can see the book’s continuities with the account of horizons and the nature of descriptive poetry that Fletcher develops in A New Theory for American Poetry (2004), especially in his analyses of John Clare—the feeling Clare gives us, as John Ashbery puts in “For John Clare,” “that the sky may be at the back of someone’s mind.”  The Topological Imagination also shows an ever-deepening engagement with scientific and mathematical thought.  Fletcher dwells at length, for instance, on the eighteenth century mathematician Leopold Euler’s invention of “the edge,” basic to his founding of what was only later named “topology”—that branch of mathematics which studies shape and place, particularly (as opposed to geometry) those aspects of natural or made form which survive despite that form’s being bent, deformed, or stretched.  Playing out these pre-occupations, Fletcher explores Rachel Carson’s dark reflections about life and death at the shoreline, the living edge between sea and land.  He further considers the quantum theorist David Bohm’s work on the “implicate order” of the physical and mental world, on James Lovelock’s controversial “Gaia hypothesis,” on Vladimir Ivanovich Vernadsky’s posit of the “biosphere.”

    There are also many instances of what Kenneth Burke calls “representative anecdotes.”  At one point, to illustrate the mysterious yet pragmatic implications of topology, Fletcher describes what it meant when astronauts on the damaged Apollo 13 were challenged with making (or re-making), out of the few available materials, a shaped tool by which to breathe in their capsuled environment circling the terrestrial sphere.   (The sculpturally arranged rolls of duct tape on the book-cover allude this event.)  Looking to his own life, Fletcher makes vivid what is involved in the policing of borders, and the misunderstanding, madness, and even comedy this can provoke on all sides, in a story of driving back and forth into the Eastern Bloc, during a trip to an academic conference in Russia in the 1960s.

    Trying to cross or build bridges between realms of thought too often separated, the book broods on what it means for us “to be inside a world that is also inside us,” a situation that marks for Fletcher “the mysterious dimensionality of our existence.”  The Topological Imagination is a book that includes a complex meditation on the many boundaries, edges, cuts, walls, thresholds, and horizons that shape our experience.  Fiercely skeptical as it is, the book also asks us to take seriously a model for a kind of idealism that doesn’t slander time, or the life of earth, by banking on violent, rigid models of truth, narrowly framed (and hence destructive) explanations or maps of cause.